Tapewire

Nasdaq · USD

EOSE

Eos Energy Enterprises, Inc.

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Tapewire entity
4901
SEC CIK
0001805077
Parsed reports
318

Last 12 months

Inside the activity.

6 purchase rows · 23 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202507
Jan 202602
Feb 202600
Mar 202640
Apr 202600
May 202603
Jun 202604
Jul 202604
Aug 202600
Sep 202623
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 30, 2024 Filed May 3, 2024 00:15 UTC Exercise / conversionRestricted Stock Units · Derivative 32,328 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001805077-24-000040 · wk-form4_1714695316.xml · derivative · entry 3

Stidolph Russell Monoki · CIK 0001833275 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32,328 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Not applicable.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
April 30, 2024 Filed May 3, 2024 00:15 UTC Exercise / conversionCommon Stock 32,328 $0.00 $0.00
Disclosure

SEC source: 0001805077-24-000040 · wk-form4_1714695316.xml · nonDerivative · entry 1

Stidolph Russell Monoki · CIK 0001833275 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 301,197

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
April 30, 2024 Filed May 3, 2024 00:06 UTC Exercise / conversionRestricted Stock Units · Derivative 32,328 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001805077-24-000036 · wk-form4_1714694799.xml · derivative · entry 3

DIMITRIEF ALEXANDER · CIK 0001614732 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32,328 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Not applicable.

F2 · derivative.expiration_date: Not applicable.

Read SEC document
April 30, 2024 Filed May 3, 2024 00:06 UTC Exercise / conversionCommon Stock 32,328 $0.00 $0.00
Disclosure

SEC source: 0001805077-24-000036 · wk-form4_1714694799.xml · nonDerivative · entry 1

DIMITRIEF ALEXANDER · CIK 0001614732 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167,347

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 08, 2024 Filed Mar 12, 2024 21:48 UTC PurchaseCommon Stock 5,000 $1.13 $5,638.50
Disclosure

SEC source: 0001628280-24-010684 · wk-form4_1710280118.xml · nonDerivative · entry 1

DIMITRIEF ALEXANDER · CIK 0001614732 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 10,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.125 to $1.1297, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
January 27, 2024 Filed Jan 30, 2024 23:03 UTC
Berube MelissaGeneral Counsel
Exercise / conversionRestricted Stock Units · Derivative 129,657 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-002592 · wk-form4_1706655795.xml · derivative · entry 7

Berube Melissa · CIK 0001911535 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 129,657 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Reflects the accelerated vesting of the reporting person's restricted stock units in accordance with the reporting person's separation agreement.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F4 · derivative.exercise_date: Not applicable.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
January 27, 2024 Filed Jan 30, 2024 23:03 UTC
Berube MelissaGeneral Counsel
Exercise / conversionRestricted Stock Units · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-002592 · wk-form4_1706655795.xml · derivative · entry 6

Berube Melissa · CIK 0001911535 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Reflects the accelerated vesting of the reporting person's restricted stock units in accordance with the reporting person's separation agreement.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F4 · derivative.exercise_date: Not applicable.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
January 27, 2024 Filed Jan 30, 2024 23:03 UTC
Berube MelissaGeneral Counsel
Exercise / conversionRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-002592 · wk-form4_1706655795.xml · derivative · entry 5

Berube Melissa · CIK 0001911535 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Reflects the accelerated vesting of the reporting person's restricted stock units in accordance with the reporting person's separation agreement.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F4 · derivative.exercise_date: Not applicable.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
January 27, 2024 Filed Jan 30, 2024 23:03 UTC
Berube MelissaGeneral Counsel
Tax withholdingCommon Stock 81,232 $1.04 $84,481.28
Disclosure

SEC source: 0001628280-24-002592 · wk-form4_1706655795.xml · nonDerivative · entry 4

Berube Melissa · CIK 0001911535 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 171,836

F1 · shares: Represents shares withheld from vested restricted stock unit ("RSU") award to satisfy tax obligations, as permitted by the Company's Amended and Restated 2020 Incentive Plan.

Read SEC document
January 27, 2024 Filed Jan 30, 2024 23:03 UTC
Berube MelissaGeneral Counsel
Exercise / conversionCommon Stock 129,657 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-002592 · wk-form4_1706655795.xml · nonDerivative · entry 3

Berube Melissa · CIK 0001911535 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 253,068

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 27, 2024 Filed Jan 30, 2024 23:03 UTC
Berube MelissaGeneral Counsel
Exercise / conversionCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-002592 · wk-form4_1706655795.xml · nonDerivative · entry 2

Berube Melissa · CIK 0001911535 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,411

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 27, 2024 Filed Jan 30, 2024 23:03 UTC
Berube MelissaGeneral Counsel
Exercise / conversionCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-002592 · wk-form4_1706655795.xml · nonDerivative · entry 1

Berube Melissa · CIK 0001911535 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,411

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2024 Filed Jan 25, 2024 23:32 UTC
Kroeker NathanChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-002279 · wk-form4_1706225531.xml · derivative · entry 3

Kroeker Nathan · CIK 0001613718 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The reporting person received a grant of RSUs under the Issuer's 2020 Incentive Plan, as amended from time to time, which will vest in three equal installments on each of the first three anniversaries of the grant date, or if earlier, upon a Change in Control (as defined in the 2020 Incentive Plan), subject to continued service through each vesting date.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F4 · derivative.exercise_date: Not applicable.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
January 23, 2024 Filed Jan 25, 2024 23:32 UTC
Kroeker NathanChief Financial Officer
Tax withholdingCommon Stock 44,650 $1.08 $48,222.00
Disclosure

SEC source: 0001628280-24-002279 · wk-form4_1706225531.xml · nonDerivative · entry 2

Kroeker Nathan · CIK 0001613718 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,610

F1 · shares: Represents shares withheld from vested restricted stock unit ("RSU") award to satisfy tax obligations, as permitted by the Company's Amended and Restated 2020 Incentive Plan.

Read SEC document
January 23, 2024 Filed Jan 25, 2024 23:32 UTC
Kroeker NathanChief Financial Officer
Exercise / conversionCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-002279 · wk-form4_1706225531.xml · nonDerivative · entry 1

Kroeker Nathan · CIK 0001613718 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,260

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2024 Filed Jan 6, 2024 00:47 UTC
Mastrangelo JoeDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 250,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-000739 · wk-form4_1704502062.xml · derivative · entry 3

Mastrangelo Joe · CIK 0001833309 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 250,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The reporting person received a grant of RSUs under the Issuer's 2020 Incentive Plan, as amended from time to time, which vested in three equal installments on each of January 3, 2022, January 3, 2023 and January 3, 2024.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F4 · derivative.exercise_date: Not applicable.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
January 03, 2024 Filed Jan 6, 2024 00:47 UTC
Mastrangelo JoeDirector · Chief Executive Officer
Tax withholdingCommon Stock 122,427 $0.99 $121,753.65
Disclosure

SEC source: 0001628280-24-000739 · wk-form4_1704502062.xml · nonDerivative · entry 2

Mastrangelo Joe · CIK 0001833309 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 718,372

F1 · shares: Represents shares withheld from vested restricted stock unit ("RSU") award to satisfy tax obligations, as permitted by the Company's Amended and Restated 2020 Incentive Plan.

Read SEC document
January 03, 2024 Filed Jan 6, 2024 00:47 UTC
Mastrangelo JoeDirector · Chief Executive Officer
Exercise / conversionCommon Stock 250,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-000739 · wk-form4_1704502062.xml · nonDerivative · entry 1

Mastrangelo Joe · CIK 0001833309 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 840,799

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 30, 2023 Filed Nov 2, 2023 00:58 UTC
Kroeker NathanChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 40,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-036137 · wk-form4_1698886721.xml · derivative · entry 3

Kroeker Nathan · CIK 0001613718 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Not applicable.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
October 30, 2023 Filed Nov 2, 2023 00:58 UTC
Kroeker NathanChief Financial Officer
Tax withholdingCommon Stock 9,740 $1.59 $15,486.60
Disclosure

SEC source: 0001628280-23-036137 · wk-form4_1698886721.xml · nonDerivative · entry 2

Kroeker Nathan · CIK 0001613718 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,260

F1 · shares: Represents shares withheld from vested restricted stock unit ("RSU") award to satisfy tax obligations, as permitted by the Company's Amended and Restated 2020 Incentive Plan.

Read SEC document
October 30, 2023 Filed Nov 2, 2023 00:58 UTC
Kroeker NathanChief Financial Officer
Exercise / conversionCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-036137 · wk-form4_1698886721.xml · nonDerivative · entry 1

Kroeker Nathan · CIK 0001613718 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 06, 2023 Filed Oct 10, 2023 21:28 UTC
McNeil JeffDirector
GrantRestricted Stock Units · Derivative 36,232 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-034210 · wk-form4_1696973283.xml · derivative · entry 2

McNeil Jeff · CIK 0001776803 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,232

Underlying: Common Stock · 36,232 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · derivative.exercise_date: The reporting person was granted (A) options to purchase common stock and (B) restricted stock units that settle in common stock, each of which vest on the earlier of (i) the first anniversary of the Grant Date, and (ii) immediately prior to the date of the next annual shareholders meeting of the Company following the grant date; provided, that, the option or restricted stock unit, as applicable, shall vest in full upon the consummation of a change in control.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
October 06, 2023 Filed Oct 10, 2023 21:28 UTC
McNeil JeffDirector
GrantStock Option (Right to Buy) · Derivative 82,452 $0.00 Strike: $2.07 $0.00
Disclosure

SEC source: 0001628280-23-034210 · wk-form4_1696973283.xml · derivative · entry 1

McNeil Jeff · CIK 0001776803 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,452

Underlying: Common Stock · 82,452 shares

Expires 2028-10-06

F1 · derivative.exercise_date: The reporting person was granted (A) options to purchase common stock and (B) restricted stock units that settle in common stock, each of which vest on the earlier of (i) the first anniversary of the Grant Date, and (ii) immediately prior to the date of the next annual shareholders meeting of the Company following the grant date; provided, that, the option or restricted stock unit, as applicable, shall vest in full upon the consummation of a change in control.

Read SEC document
September 21, 2023 Filed Sep 21, 2023 16:45 UTC
Mastrangelo JoeDirector · Chief Executive Officer
PurchaseCommon Stock 36,500 $2.05 $74,810.40
Disclosure

SEC source: 0001628280-23-032748 · wk-form4_1695314732.xml · nonDerivative · entry 1

Mastrangelo Joe · CIK 0001833309 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 590,799

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.04 to $2.05, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 07, 2023 Filed Sep 8, 2023 20:52 UTC
Demby ClaudeDirector
SaleCommon Stock 20,143 $2.78 $55,997.54
Disclosure

SEC source: 0001628280-23-031885 · wk-form4_1694206310.xml · nonDerivative · entry 1

Demby Claude · CIK 0001855640 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,012

F1 · security: The transaction reported represents a sale by the Reporting Person in order to satisfy his personal income tax liability.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.76 to $2.80, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 05, 2023 Filed Sep 7, 2023 20:52 UTC
Puri SumeetChief Accounting Officer
GrantRestricted Stock Units · Derivative 205,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-031732 · wk-form4_1694119939.xml · derivative · entry 1

Puri Sumeet · CIK 0001991521 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 205,000

Underlying: Common Stock · 205,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ( "RSU") represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The reporting person received a grant of RSUs under the Issuer's 2020 Incentive Plan, as amended from time to time, which will vest in three equal installments on each of the first three anniversaries of the grant date, or if earlier, upon a Change in Control (as defined in the 2020 Incentive Plan), subject to continued service through each vesting date.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
August 31, 2023 Filed Sep 1, 2023 22:16 UTC
Kroeker NathanChief Financial Officer
GrantRestricted Stock Units · Derivative 40,000 $0.00 $0.00
Disclosure

SEC source: 0001805077-23-000034 · wk-form4_1693606609.xml · derivative · entry 1

Kroeker Nathan · CIK 0001613718 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock.

F2 · date: On July 26, 2023, the Company approved the grant of 40,000 restricted stock units (the "RSU Grant") to the reporting person. Issuance of the RSU grant is contingent upon the achievement of a certain performance condition during a specified time period (the "Milestone Event"). The Milestone Event was achieved on August 31, 2023 and the restricted stock units with respect to 40,000 shares of common stock will become fully vested on the 60th day following the date of the achievement of the Milestone Event, subject to the reporting person's continued employment with the issuer through such date.

F2 · derivative.exercise_date: On July 26, 2023, the Company approved the grant of 40,000 restricted stock units (the "RSU Grant") to the reporting person. Issuance of the RSU grant is contingent upon the achievement of a certain performance condition during a specified time period (the "Milestone Event"). The Milestone Event was achieved on August 31, 2023 and the restricted stock units with respect to 40,000 shares of common stock will become fully vested on the 60th day following the date of the achievement of the Milestone Event, subject to the reporting person's continued employment with the issuer through such date.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
August 31, 2023 Filed Sep 1, 2023 22:14 UTC
Berube MelissaGeneral Counsel
GrantStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $1.34 $0.00
Disclosure

SEC source: 0001805077-23-000032 · wk-form4_1693606443.xml · derivative · entry 1

Berube Melissa · CIK 0001911535 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 100,000 shares

Expires 2032-06-16

F1 · date: On June 16, 2022, the reporting person was granted stock options to purchase 200,000 shares of common stock. The stock options vest in two equal installments based on the achievement of certain performance conditions during specified time periods (each, a "Milestone Event"), with the full vesting of the applicable tranche of stock options to occur 60 days after the achievement of the applicable Milestone Event. The second of the Milestone Events was achieved on August 31, 2023 and the stock options with respect to 100,000 shares of common stock will become fully vested and exercisable on the 60th day following the date of the achievement of the Milestone Event, subject to the reporting person's continued employment with the issuer through such date.

F1 · derivative.exercise_date: On June 16, 2022, the reporting person was granted stock options to purchase 200,000 shares of common stock. The stock options vest in two equal installments based on the achievement of certain performance conditions during specified time periods (each, a "Milestone Event"), with the full vesting of the applicable tranche of stock options to occur 60 days after the achievement of the applicable Milestone Event. The second of the Milestone Events was achieved on August 31, 2023 and the stock options with respect to 100,000 shares of common stock will become fully vested and exercisable on the 60th day following the date of the achievement of the Milestone Event, subject to the reporting person's continued employment with the issuer through such date.

F1 · balance_after: On June 16, 2022, the reporting person was granted stock options to purchase 200,000 shares of common stock. The stock options vest in two equal installments based on the achievement of certain performance conditions during specified time periods (each, a "Milestone Event"), with the full vesting of the applicable tranche of stock options to occur 60 days after the achievement of the applicable Milestone Event. The second of the Milestone Events was achieved on August 31, 2023 and the stock options with respect to 100,000 shares of common stock will become fully vested and exercisable on the 60th day following the date of the achievement of the Milestone Event, subject to the reporting person's continued employment with the issuer through such date.

Read SEC document
July 28, 2023 Filed Jul 28, 2023 21:45 UTC
Mastrangelo JoeDirector · Chief Executive Officer
PurchaseCommon Stock 31,199 $2.23 $69,573.77
Disclosure

SEC source: 0001628280-23-026146 · wk-form4_1690580702.xml · nonDerivative · entry 1

Mastrangelo Joe · CIK 0001833309 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 554,299

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.15 to $2.24987, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 28, 2023 Filed Jul 28, 2023 21:43 UTC
Kroeker NathanChief Financial Officer
PurchaseCommon Stock 4,000 $2.15 $8,582.40
Disclosure

SEC source: 0001628280-23-026144 · wk-form4_1690580606.xml · nonDerivative · entry 1

Kroeker Nathan · CIK 0001613718 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.125 to $2.16, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 28, 2023 Filed Aug 1, 2023 21:45 UTC PurchaseCommon Stock 5,000 $2.13 $10,641.00
Disclosure

SEC source: 0001628280-23-026500 · wk-form4_1690926314.xml · nonDerivative · entry 1

DIMITRIEF ALEXANDER · CIK 0001614732 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 5,000

Read SEC document
July 05, 2023 Filed Jul 6, 2023 23:05 UTC
Mastrangelo JoeDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 762,911 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-024497 · wk-form4_1688684723.xml · derivative · entry 1

Mastrangelo Joe · CIK 0001833309 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 762,911

Underlying: Common Stock · 762,911 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The reporting person received a grant of RSUs under the Issuer's 2020 Incentive Plan, as amended from time to time, which will vest in three equal installments on each of the first three anniversaries of the grant date, or if earlier, upon a Change in Control (as defined in the 2020 Incentive Plan), subject to continued service through each vesting date.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
July 05, 2023 Filed Jul 6, 2023 23:04 UTC
Berube MelissaGeneral Counsel
GrantRestricted Stock Units · Derivative 129,657 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-024496 · wk-form4_1688684650.xml · derivative · entry 1

Berube Melissa · CIK 0001911535 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,657

Underlying: Common Stock · 129,657 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The reporting person received a grant of RSUs under the Issuer's 2020 Incentive Plan, as amended from time to time, which will vest in three equal installments on each of the first three anniversaries of the grant date, or if earlier, upon a Change in Control (as defined in the 2020 Incentive Plan), subject to continued service through each vesting date.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
July 05, 2023 Filed Jul 6, 2023 22:59 UTC
Kroeker NathanChief Financial Officer
GrantRestricted Stock Units · Derivative 315,024 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-024495 · wk-form4_1688684386.xml · derivative · entry 2

Kroeker Nathan · CIK 0001613718 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 315,024

Underlying: Common Stock · 315,024 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The reporting person received a grant of RSUs under the Issuer's 2020 Incentive Plan, as amended from time to time, which will vest in three equal installments on each of the first three anniversaries of the grant date, or if earlier, upon a Change in Control (as defined in the 2020 Incentive Plan), subject to continued service through each vesting date.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
July 03, 2023 Filed Jul 6, 2023 22:59 UTC
Kroeker NathanChief Financial Officer
GrantRestricted Stock Units · Derivative 160,829 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-024495 · wk-form4_1688684386.xml · derivative · entry 1

Kroeker Nathan · CIK 0001613718 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,829

Underlying: Common Stock · 160,829 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The reporting person received a grant of RSUs under the Issuer's 2020 Incentive Plan, as amended from time to time, which will vest in three equal installments on each of the first three anniversaries of the grant date, or if earlier, upon a Change in Control (as defined in the 2020 Incentive Plan), subject to continued service through each vesting date.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
June 15, 2023 Filed Jun 16, 2023 20:46 UTC
Berube MelissaGeneral Counsel
Exercise / conversionRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-022492 · wk-form4_1686948404.xml · derivative · entry 3

Berube Melissa · CIK 0001911535 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: The remaining RSUs will vest in equal installments on each of February 9, 2024, June 15, 2024 and February 9, 2025, subject to continued service through each vesting date.

F3 · derivative.expiration_date: The remaining RSUs will vest in equal installments on each of February 9, 2024, June 15, 2024 and February 9, 2025, subject to continued service through each vesting date.

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June 15, 2023 Filed Jun 16, 2023 20:46 UTC
Berube MelissaGeneral Counsel
Tax withholdingCommon Stock 8,113 $3.22 $26,123.86
Disclosure

SEC source: 0001628280-23-022492 · wk-form4_1686948404.xml · nonDerivative · entry 2

Berube Melissa · CIK 0001911535 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,411

F1 · shares: Represents shares withheld from vested restricted stock unit ("RSU") award to satisfy tax obligations, as permitted by the Company's Amended and Restated 2020 Incentive Plan.

Read SEC document
June 15, 2023 Filed Jun 16, 2023 20:46 UTC
Berube MelissaGeneral Counsel
Exercise / conversionCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-022492 · wk-form4_1686948404.xml · nonDerivative · entry 1

Berube Melissa · CIK 0001911535 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,524

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2023 Filed May 22, 2023 22:47 UTC
Demby ClaudeDirector
GrantRestricted Stock Units · Derivative 32,328 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-019346 · wk-form4_1684795642.xml · derivative · entry 2

Demby Claude · CIK 0001855640 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,328

Underlying: Common Stock · 32,328 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · derivative.exercise_date: The reporting person was granted (A) an option to purchase common stock and (B) restricted stock units that settle in common stock, each of which vest on the earlier of (i) the first anniversary of the Grant Date, and (ii) immediately prior to the date of the next annual shareholders meeting of the Company following the grant date; provided, that, the option or restricted stock unit, as applicable, shall vest in full upon the consummation of a change in control.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
May 18, 2023 Filed May 22, 2023 22:47 UTC
Demby ClaudeDirector
GrantStock Option (Right to Buy) · Derivative 72,380 $0.00 Strike: $2.32 $0.00
Disclosure

SEC source: 0001628280-23-019346 · wk-form4_1684795642.xml · derivative · entry 1

Demby Claude · CIK 0001855640 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,380

Underlying: Common Stock · 72,380 shares

Expires 2028-05-18

F1 · derivative.exercise_date: The reporting person was granted (A) an option to purchase common stock and (B) restricted stock units that settle in common stock, each of which vest on the earlier of (i) the first anniversary of the Grant Date, and (ii) immediately prior to the date of the next annual shareholders meeting of the Company following the grant date; provided, that, the option or restricted stock unit, as applicable, shall vest in full upon the consummation of a change in control.

Read SEC document
May 18, 2023 Filed May 22, 2023 18:41 UTC GrantRestricted Stock Units · Derivative 32,328 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-019342 · wk-form4_1684795296.xml · derivative · entry 2

Zibelman Audrey Ann · CIK 0001833088 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,328

Underlying: Common Stock · 32,328 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · derivative.exercise_date: The reporting person was granted (A) an option to purchase common stock and (B) restricted stock units that settle in common stock, each of which vest on the earlier of (i) the first anniversary of the Grant Date, and (ii) immediately prior to the date of the next annual shareholders meeting of the Company following the grant date; provided, that, the option or restricted stock unit, as applicable, shall vest in full upon the consummation of a change in control.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
May 18, 2023 Filed May 22, 2023 18:41 UTC GrantStock Option (Right to Buy) · Derivative 72,380 $0.00 Strike: $2.32 $0.00
Disclosure

SEC source: 0001628280-23-019342 · wk-form4_1684795296.xml · derivative · entry 1

Zibelman Audrey Ann · CIK 0001833088 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,380

Underlying: Common Stock · 72,380 shares

Expires 2028-05-18

F1 · derivative.exercise_date: The reporting person was granted (A) an option to purchase common stock and (B) restricted stock units that settle in common stock, each of which vest on the earlier of (i) the first anniversary of the Grant Date, and (ii) immediately prior to the date of the next annual shareholders meeting of the Company following the grant date; provided, that, the option or restricted stock unit, as applicable, shall vest in full upon the consummation of a change in control.

Read SEC document
May 18, 2023 Filed May 22, 2023 22:48 UTC GrantRestricted Stock Units · Derivative 32,328 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-019347 · wk-form4_1684795702.xml · derivative · entry 2

Bornstein Jeffrey S · CIK 0001579989 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,328

Underlying: Common Stock · 32,328 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · derivative.exercise_date: The reporting person was granted (A) an option to purchase common stock and (B) restricted stock units that settle in common stock, each of which vest on the earlier of (i) the first anniversary of the Grant Date, and (ii) immediately prior to the date of the next annual shareholders meeting of the Company following the grant date; provided, that, the option or restricted stock unit, as applicable, shall vest in full upon the consummation of a change in control.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
May 18, 2023 Filed May 22, 2023 22:48 UTC GrantStock Option (Right to Buy) · Derivative 120,633 $0.00 Strike: $2.32 $0.00
Disclosure

SEC source: 0001628280-23-019347 · wk-form4_1684795702.xml · derivative · entry 1

Bornstein Jeffrey S · CIK 0001579989 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,633

Underlying: Common Stock · 120,633 shares

Expires 2028-05-18

F1 · derivative.exercise_date: The reporting person was granted (A) an option to purchase common stock and (B) restricted stock units that settle in common stock, each of which vest on the earlier of (i) the first anniversary of the Grant Date, and (ii) immediately prior to the date of the next annual shareholders meeting of the Company following the grant date; provided, that, the option or restricted stock unit, as applicable, shall vest in full upon the consummation of a change in control.

Read SEC document
May 18, 2023 Filed May 22, 2023 22:46 UTC GrantRestricted Stock Units · Derivative 32,328 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-019345 · wk-form4_1684795594.xml · derivative · entry 2

Stidolph Russell Monoki · CIK 0001833275 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,328

Underlying: Common Stock · 32,328 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · derivative.exercise_date: The reporting person was granted (A) an option to purchase common stock and (B) restricted stock units that settle in common stock, each of which vest on the earlier of (i) the first anniversary of the Grant Date, and (ii) immediately prior to the date of the next annual shareholders meeting of the Company following the grant date; provided, that, the option or restricted stock unit, as applicable, shall vest in full upon the consummation of a change in control.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
May 18, 2023 Filed May 22, 2023 22:46 UTC GrantStock Option (Right to Buy) · Derivative 120,633 $0.00 Strike: $2.32 $0.00
Disclosure

SEC source: 0001628280-23-019345 · wk-form4_1684795594.xml · derivative · entry 1

Stidolph Russell Monoki · CIK 0001833275 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,633

Underlying: Common Stock · 120,633 shares

Expires 2028-05-18

F1 · derivative.exercise_date: The reporting person was granted (A) an option to purchase common stock and (B) restricted stock units that settle in common stock, each of which vest on the earlier of (i) the first anniversary of the Grant Date, and (ii) immediately prior to the date of the next annual shareholders meeting of the Company following the grant date; provided, that, the option or restricted stock unit, as applicable, shall vest in full upon the consummation of a change in control.

Read SEC document
May 18, 2023 Filed May 22, 2023 22:45 UTC GrantRestricted Stock Units · Derivative 32,328 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-019344 · wk-form4_1684795518.xml · derivative · entry 2

DIMITRIEF ALEXANDER · CIK 0001614732 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,328

Underlying: Common Stock · 32,328 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · derivative.exercise_date: The reporting person was granted (A) an option to purchase common stock and (B) restricted stock units that settle in common stock, each of which vest on the earlier of (i) the first anniversary of the Grant Date, and (ii) immediately prior to the date of the next annual shareholders meeting of the Company following the grant date; provided, that, the option or restricted stock unit, as applicable, shall vest in full upon the consummation of a change in control.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
May 18, 2023 Filed May 22, 2023 22:45 UTC GrantStock Option (Right to Buy) · Derivative 96,507 $0.00 Strike: $2.32 $0.00
Disclosure

SEC source: 0001628280-23-019344 · wk-form4_1684795518.xml · derivative · entry 1

DIMITRIEF ALEXANDER · CIK 0001614732 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,507

Underlying: Common Stock · 96,507 shares

Expires 2028-05-18

F1 · derivative.exercise_date: The reporting person was granted (A) an option to purchase common stock and (B) restricted stock units that settle in common stock, each of which vest on the earlier of (i) the first anniversary of the Grant Date, and (ii) immediately prior to the date of the next annual shareholders meeting of the Company following the grant date; provided, that, the option or restricted stock unit, as applicable, shall vest in full upon the consummation of a change in control.

Read SEC document
May 18, 2023 Filed May 22, 2023 22:43 UTC GrantRestricted Stock Units · Derivative 32,328 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-019343 · wk-form4_1684795371.xml · derivative · entry 2

Walters Marian · CIK 0001782905 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,328

Underlying: Common Stock · 32,328 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · derivative.exercise_date: The reporting person was granted (A) an option to purchase common stock and (B) restricted stock units that settle in common stock, each of which vest on the earlier of (i) the first anniversary of the Grant Date, and (ii) immediately prior to the date of the next annual shareholders meeting of the Company following the grant date; provided, that, the option or restricted stock unit, as applicable, shall vest in full upon the consummation of a change in control.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
May 18, 2023 Filed May 22, 2023 22:43 UTC GrantStock Option (Right to Buy) · Derivative 72,380 $0.00 Strike: $2.32 $0.00
Disclosure

SEC source: 0001628280-23-019343 · wk-form4_1684795371.xml · derivative · entry 1

Walters Marian · CIK 0001782905 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,380

Underlying: Common Stock · 72,380 shares

Expires 2028-05-18

F1 · derivative.exercise_date: The reporting person was granted (A) an option to purchase common stock and (B) restricted stock units that settle in common stock, each of which vest on the earlier of (i) the first anniversary of the Grant Date, and (ii) immediately prior to the date of the next annual shareholders meeting of the Company following the grant date; provided, that, the option or restricted stock unit, as applicable, shall vest in full upon the consummation of a change in control.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.