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ENVX

Enovix Corp

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5188
SEC CIK
0001828318
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563

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0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202600
Mar 202600
Apr 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 14, 2021 Filed Jul 16, 2021 20:55 UTC
RUST HARROLD JDirector · President and CEO
GrantStock Option (Right to Buy) · Derivative 24,230 Not disclosed Strike: $0.05 Not disclosed
Disclosure

SEC source: 0001209191-21-047042 · doc4.xml · derivative · entry 2

RUST HARROLD J · CIK 0001256956 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,230

Underlying: Common Stock · 24,230 shares

Expires 2027-12-13

F1 · kind: Received pursuant to the Agreement and Plan of Merger, dated as of February 22, 2021, by and among Rodgers Silicon Valley Acquisition Corp, a Delaware corporation ("RSVAC"), RSVAC Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of RSVAC ("Merger Sub"), and Enovix Corporation, a Delaware corporation ("Legacy Enovix"), pursuant to which (i) Merger Sub merged with and into Enovix, with Enovix surviving the merger as a wholly owned subsidiary of RSVAC and (ii) RSVAC changed its name to Enovix Corporation.

F4 · price: Received in exchange for a stock option to purchase 131,250 shares of Legacy Enovix Common Stock.

F3 · derivative.exercise_date: The shares subject to the option are immediately exercisable and vest in 48 equal monthly installments beginning on the vesting commencement date, September 1, 2017, subject to Reporting Person's continuous service through each such vesting date.

Read SEC document
July 14, 2021 Filed Jul 16, 2021 20:55 UTC
RUST HARROLD JDirector · President and CEO
GrantCommon Stock 1,376,031 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-047042 · doc4.xml · nonDerivative · entry 1

RUST HARROLD J · CIK 0001256956 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 1,376,031

F1 · kind: Received pursuant to the Agreement and Plan of Merger, dated as of February 22, 2021, by and among Rodgers Silicon Valley Acquisition Corp, a Delaware corporation ("RSVAC"), RSVAC Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of RSVAC ("Merger Sub"), and Enovix Corporation, a Delaware corporation ("Legacy Enovix"), pursuant to which (i) Merger Sub merged with and into Enovix, with Enovix surviving the merger as a wholly owned subsidiary of RSVAC and (ii) RSVAC changed its name to Enovix Corporation.

F1 · price: Received pursuant to the Agreement and Plan of Merger, dated as of February 22, 2021, by and among Rodgers Silicon Valley Acquisition Corp, a Delaware corporation ("RSVAC"), RSVAC Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of RSVAC ("Merger Sub"), and Enovix Corporation, a Delaware corporation ("Legacy Enovix"), pursuant to which (i) Merger Sub merged with and into Enovix, with Enovix surviving the merger as a wholly owned subsidiary of RSVAC and (ii) RSVAC changed its name to Enovix Corporation.

F2 · ownership.nature: The shares are held by the Harrold and Margaret Rust Family Trust UTD May 15, 1996, for which the Reporting Person is a trustee.

Read SEC document
July 14, 2021 Filed Jul 16, 2021 21:02 UTC GrantStock Option (Right to Buy) · Derivative 110,767 Not disclosed Strike: $9.26 Not disclosed
Disclosure

SEC source: 0001209191-21-047049 · doc4.xml · derivative · entry 2

Petrick Michael J. · CIK 0001329679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,767

Underlying: Common Stock · 110,767 shares

Expires 2031-04-19

F1 · kind: Received pursuant to the Agreement and Plan of Merger, dated as of February 22, 2021, by and among Rodgers Silicon Valley Acquisition Corp, a Delaware corporation ("RSVAC"), RSVAC Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of RSVAC ("Merger Sub"), and Enovix Corporation, a Delaware corporation ("Legacy Enovix"), pursuant to which (i) Merger Sub merged with and into Enovix, with Enovix surviving the merger as a wholly owned subsidiary of RSVAC and (ii) RSVAC changed its name to Enovix Corporation.

F4 · price: Received in exchange for a stock option to purchase 600,000 shares of Legacy Enovix Common Stock.

F3 · derivative.exercise_date: The shares subject to the option are immediately exercisable and vest in 48 equal monthly installments beginning on the vesting commencement date, April 18, 2019, subject to Reporting Person's continuous service through each such vesting date.

Read SEC document
July 14, 2021 Filed Jul 16, 2021 21:02 UTC GrantCommon Stock 2,958,219 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-047049 · doc4.xml · nonDerivative · entry 1

Petrick Michael J. · CIK 0001329679 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 2,958,219

F1 · kind: Received pursuant to the Agreement and Plan of Merger, dated as of February 22, 2021, by and among Rodgers Silicon Valley Acquisition Corp, a Delaware corporation ("RSVAC"), RSVAC Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of RSVAC ("Merger Sub"), and Enovix Corporation, a Delaware corporation ("Legacy Enovix"), pursuant to which (i) Merger Sub merged with and into Enovix, with Enovix surviving the merger as a wholly owned subsidiary of RSVAC and (ii) RSVAC changed its name to Enovix Corporation.

F1 · price: Received pursuant to the Agreement and Plan of Merger, dated as of February 22, 2021, by and among Rodgers Silicon Valley Acquisition Corp, a Delaware corporation ("RSVAC"), RSVAC Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of RSVAC ("Merger Sub"), and Enovix Corporation, a Delaware corporation ("Legacy Enovix"), pursuant to which (i) Merger Sub merged with and into Enovix, with Enovix surviving the merger as a wholly owned subsidiary of RSVAC and (ii) RSVAC changed its name to Enovix Corporation.

F2 · ownership.nature: The shares are held by the Michael John Petrick and Leslie Anderson Petrick, as Trustees of the Michael John Petrick Revocable Trust, as amended.

Read SEC document
July 14, 2021 Filed Jul 17, 2021 01:13 UTC OtherCommon stock, par value $0.0001 6,029,768 Not disclosed Not disclosed
Disclosure

SEC source: 0000905718-21-000932 · enovix_fm4jul142021.xml · nonDerivative · entry 2

Park West Asset Management LLC · CIK 0001386928 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 12,472,625

F2 · kind: On July 14, 2021, pursuant to an agreement and plan of merger (the "Merger Agreement") by and among Rodgers Silicon Valley Acquisition Corp. ("RSVA"), RSVAC Merger Sub Inc., a wholly-owned subsidiary of RSVA ("Merger Sub"), and Enovix Corporation ("Enovix"), the Issuer completed its initial business combination (the "Business Combination"). Pursuant to the Merger Agreement, Merger Sub merged with and into Enovix with Enovix surviving the merger as a wholly owned subsidiary of RSVA. As a result of the Business Combination, RSVA changed its name to Enovix Corporation. In connection with the consummation of the Business Combination, each share of Enovix Series P-2 Preferred Stock, par value $0.001 per share, held in the aggregate by PWIMF and PWPI was converted into an aggregate of 6,029,768 shares of the Issuer's Common Stock.

F2 · price: On July 14, 2021, pursuant to an agreement and plan of merger (the "Merger Agreement") by and among Rodgers Silicon Valley Acquisition Corp. ("RSVA"), RSVAC Merger Sub Inc., a wholly-owned subsidiary of RSVA ("Merger Sub"), and Enovix Corporation ("Enovix"), the Issuer completed its initial business combination (the "Business Combination"). Pursuant to the Merger Agreement, Merger Sub merged with and into Enovix with Enovix surviving the merger as a wholly owned subsidiary of RSVA. As a result of the Business Combination, RSVA changed its name to Enovix Corporation. In connection with the consummation of the Business Combination, each share of Enovix Series P-2 Preferred Stock, par value $0.001 per share, held in the aggregate by PWIMF and PWPI was converted into an aggregate of 6,029,768 shares of the Issuer's Common Stock.

F1 · ownership.nature: The Reporting Person is the investment manager to Park West Investors Master Fund, Limited, a Cayman Islands exempted company ("PWIMF"), and Park West Partners International, Limited, a Cayman Islands exempted company ("PWPI"). Peter S. Park ("Mr. Park"), through one or more affiliated entities, is the controlling manager of the Reporting Person. On July 14, 2021, the date of the transaction reported in this report, PWIMF held 11,348,649 shares of common stock, par value $0.0001 ("Common Stock"), of Enovix Corporation (the "Issuer") and PWPI held 1,123,976 shares of Common Stock. The Reporting Person's and Mr. Park's beneficial ownership is limited to their pecuniary interest, if any, in such securities.

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July 14, 2021 Filed Jul 17, 2021 01:13 UTC PurchaseCommon stock, par value $0.0001 2,142,857 $14.00 $29,999,998.00
Disclosure

SEC source: 0000905718-21-000932 · enovix_fm4jul142021.xml · nonDerivative · entry 1

Park West Asset Management LLC · CIK 0001386928 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 6,442,857

F1 · ownership.nature: The Reporting Person is the investment manager to Park West Investors Master Fund, Limited, a Cayman Islands exempted company ("PWIMF"), and Park West Partners International, Limited, a Cayman Islands exempted company ("PWPI"). Peter S. Park ("Mr. Park"), through one or more affiliated entities, is the controlling manager of the Reporting Person. On July 14, 2021, the date of the transaction reported in this report, PWIMF held 11,348,649 shares of common stock, par value $0.0001 ("Common Stock"), of Enovix Corporation (the "Issuer") and PWPI held 1,123,976 shares of Common Stock. The Reporting Person's and Mr. Park's beneficial ownership is limited to their pecuniary interest, if any, in such securities.

Read SEC document
July 14, 2021 Filed Jul 17, 2021 01:00 UTC GrantCommon Stock 15,629 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-047047 · doc4.xml · nonDerivative · entry 1

Reichow Gregory · CIK 0001584531 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,629

F1 · kind: Received pursuant to the Agreement and Plan of Merger, dated as of February 22, 2021, by and among Rodgers Silicon Valley Acquisition Corp, a Delaware corporation ("RSVAC"), RSVAC Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of RSVAC ("Merger Sub"), and Enovix Corporation, a Delaware corporation ("Legacy Enovix"), pursuant to which (i) Merger Sub merged with and into Enovix, with Enovix surviving the merger as a wholly owned subsidiary of RSVAC and (ii) RSVAC changed its name to Enovix Corporation.

F1 · price: Received pursuant to the Agreement and Plan of Merger, dated as of February 22, 2021, by and among Rodgers Silicon Valley Acquisition Corp, a Delaware corporation ("RSVAC"), RSVAC Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of RSVAC ("Merger Sub"), and Enovix Corporation, a Delaware corporation ("Legacy Enovix"), pursuant to which (i) Merger Sub merged with and into Enovix, with Enovix surviving the merger as a wholly owned subsidiary of RSVAC and (ii) RSVAC changed its name to Enovix Corporation.

Read SEC document
July 14, 2021 Filed Jul 16, 2021 20:59 UTC
HEJLEK EDWARD JSee Remarks
GrantStock Option (Right to Buy) · Derivative 28,411 Not disclosed Strike: $6.26 Not disclosed
Disclosure

SEC source: 0001209191-21-047046 · doc4.xml · derivative · entry 4

HEJLEK EDWARD J · CIK 0001743664 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,411

Underlying: Common Stock · 28,411 shares

Expires 2031-04-19

F1 · kind: Received pursuant to the Agreement and Plan of Merger, dated as of February 22, 2021, by and among Rodgers Silicon Valley Acquisition Corp, a Delaware corporation ("RSVAC"), RSVAC Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of RSVAC ("Merger Sub"), and Enovix Corporation, a Delaware corporation ("Legacy Enovix"), pursuant to which (i) Merger Sub merged with and into Enovix, with Enovix surviving the merger as a wholly owned subsidiary of RSVAC and (ii) RSVAC changed its name to Enovix Corporation.

F7 · price: Received in exchange for a stock option to purchase 153,900 shares of Legacy Enovix Common Stock.

F6 · derivative.exercise_date: The shares subject to the option are immediately exercisable. 1/120th of the shares subject to the option vest monthly over 4 years beginning on the vesting commencement date, April 18, 2021, and 1/20th of the shares subject to the option vest monthly thereafter over the next year, subject to Reporting Person's continuous service through each such vesting date.

Read SEC document
July 14, 2021 Filed Jul 16, 2021 20:59 UTC
HEJLEK EDWARD JSee Remarks
GrantStock Option (Right to Buy) · Derivative 46,152 Not disclosed Strike: $9.26 Not disclosed
Disclosure

SEC source: 0001209191-21-047046 · doc4.xml · derivative · entry 3

HEJLEK EDWARD J · CIK 0001743664 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,152

Underlying: Common Stock · 46,152 shares

Expires 2031-04-19

F1 · kind: Received pursuant to the Agreement and Plan of Merger, dated as of February 22, 2021, by and among Rodgers Silicon Valley Acquisition Corp, a Delaware corporation ("RSVAC"), RSVAC Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of RSVAC ("Merger Sub"), and Enovix Corporation, a Delaware corporation ("Legacy Enovix"), pursuant to which (i) Merger Sub merged with and into Enovix, with Enovix surviving the merger as a wholly owned subsidiary of RSVAC and (ii) RSVAC changed its name to Enovix Corporation.

F5 · price: Received in exchange for a stock option to purchase 250,000 shares of Legacy Enovix Common Stock.

F4 · derivative.exercise_date: The shares subject to the option are immediately exercisable and vest in 60 equal monthly installments beginning on the vesting commencement date, April 18, 2021, subject to Reporting Person's continuous service through each such vesting date.

Read SEC document
July 14, 2021 Filed Jul 16, 2021 20:59 UTC
HEJLEK EDWARD JSee Remarks
GrantStock Option (Right to Buy) · Derivative 55,383 Not disclosed Strike: $0.06 Not disclosed
Disclosure

SEC source: 0001209191-21-047046 · doc4.xml · derivative · entry 2

HEJLEK EDWARD J · CIK 0001743664 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,383

Underlying: Common Stock · 55,383 shares

Expires 2031-01-06

F1 · kind: Received pursuant to the Agreement and Plan of Merger, dated as of February 22, 2021, by and among Rodgers Silicon Valley Acquisition Corp, a Delaware corporation ("RSVAC"), RSVAC Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of RSVAC ("Merger Sub"), and Enovix Corporation, a Delaware corporation ("Legacy Enovix"), pursuant to which (i) Merger Sub merged with and into Enovix, with Enovix surviving the merger as a wholly owned subsidiary of RSVAC and (ii) RSVAC changed its name to Enovix Corporation.

F3 · price: Received in exchange for a stock option to purchase 300,000 shares of Legacy Enovix Common Stock.

F2 · derivative.exercise_date: The shares subject to the option are immediately exercisable. 1/4th of the shares subject to the option vest on the one year anniversary of the vesting commencement date, January 4, 2021, and 1/48th of the shares subject to the option will vest in 36 equal monthly installments thereafter, subject to Reporting Person's continuous service through each such vesting date.

Read SEC document
July 14, 2021 Filed Jul 16, 2021 20:59 UTC
HEJLEK EDWARD JSee Remarks
GrantCommon Stock 156,921 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-047046 · doc4.xml · nonDerivative · entry 1

HEJLEK EDWARD J · CIK 0001743664 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,921

F1 · kind: Received pursuant to the Agreement and Plan of Merger, dated as of February 22, 2021, by and among Rodgers Silicon Valley Acquisition Corp, a Delaware corporation ("RSVAC"), RSVAC Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of RSVAC ("Merger Sub"), and Enovix Corporation, a Delaware corporation ("Legacy Enovix"), pursuant to which (i) Merger Sub merged with and into Enovix, with Enovix surviving the merger as a wholly owned subsidiary of RSVAC and (ii) RSVAC changed its name to Enovix Corporation.

F1 · price: Received pursuant to the Agreement and Plan of Merger, dated as of February 22, 2021, by and among Rodgers Silicon Valley Acquisition Corp, a Delaware corporation ("RSVAC"), RSVAC Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of RSVAC ("Merger Sub"), and Enovix Corporation, a Delaware corporation ("Legacy Enovix"), pursuant to which (i) Merger Sub merged with and into Enovix, with Enovix surviving the merger as a wholly owned subsidiary of RSVAC and (ii) RSVAC changed its name to Enovix Corporation.

Read SEC document
July 14, 2021 Filed Jul 17, 2021 00:58 UTC
Lahiri AshokChief Technology Officer
GrantStock Option (Right to Buy) · Derivative 141,376 Not disclosed Strike: $9.26 Not disclosed
Disclosure

SEC source: 0001209191-21-047045 · doc4.xml · derivative · entry 3

Lahiri Ashok · CIK 0001868557 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,376

Underlying: Common Stock · 141,376 shares

Expires 2031-04-19

F1 · kind: Received pursuant to the Agreement and Plan of Merger, dated as of February 22, 2021, by and among Rodgers Silicon Valley Acquisition Corp, a Delaware corporation ("RSVAC"), RSVAC Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of RSVAC ("Merger Sub"), and Enovix Corporation, a Delaware corporation ("Legacy Enovix"), pursuant to which (i) Merger Sub merged with and into Enovix, with Enovix surviving the merger as a wholly owned subsidiary of RSVAC and (ii) RSVAC changed its name to Enovix Corporation.

F5 · price: Received in exchange for a stock option to purchase 765,800 shares of Legacy Enovix Common Stock.

F4 · derivative.exercise_date: The shares subject to the option are immediately exercisable. 1/120th of the shares subject to the option vest monthly over 4 years beginning on the vesting commencement date, April 18, 2021, and 1/20th of the shares subject to the option vest monthly thereafter over the next year, subject to Reporting Person's continuous service through each such vesting date.

Read SEC document
July 14, 2021 Filed Jul 17, 2021 00:58 UTC
Lahiri AshokChief Technology Officer
GrantStock Option (Right to Buy) · Derivative 21,538 Not disclosed Strike: $0.05 Not disclosed
Disclosure

SEC source: 0001209191-21-047045 · doc4.xml · derivative · entry 2

Lahiri Ashok · CIK 0001868557 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,538

Underlying: Common Stock · 21,538 shares

Expires 2027-12-13

F1 · kind: Received pursuant to the Agreement and Plan of Merger, dated as of February 22, 2021, by and among Rodgers Silicon Valley Acquisition Corp, a Delaware corporation ("RSVAC"), RSVAC Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of RSVAC ("Merger Sub"), and Enovix Corporation, a Delaware corporation ("Legacy Enovix"), pursuant to which (i) Merger Sub merged with and into Enovix, with Enovix surviving the merger as a wholly owned subsidiary of RSVAC and (ii) RSVAC changed its name to Enovix Corporation.

F3 · price: Received in exchange for a stock option to purchase 116,667 shares of Legacy Enovix Common Stock.

F2 · derivative.exercise_date: The shares subject to the option vest in 48 equal monthly installments beginning on the vesting commencement date, September 1, 2017, subject to Reporting Person's continuous service through each such vesting date.

Read SEC document
July 14, 2021 Filed Jul 17, 2021 00:58 UTC
Lahiri AshokChief Technology Officer
GrantCommon Stock 1,351,031 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-047045 · doc4.xml · nonDerivative · entry 1

Lahiri Ashok · CIK 0001868557 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,351,031

F1 · kind: Received pursuant to the Agreement and Plan of Merger, dated as of February 22, 2021, by and among Rodgers Silicon Valley Acquisition Corp, a Delaware corporation ("RSVAC"), RSVAC Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of RSVAC ("Merger Sub"), and Enovix Corporation, a Delaware corporation ("Legacy Enovix"), pursuant to which (i) Merger Sub merged with and into Enovix, with Enovix surviving the merger as a wholly owned subsidiary of RSVAC and (ii) RSVAC changed its name to Enovix Corporation.

F1 · price: Received pursuant to the Agreement and Plan of Merger, dated as of February 22, 2021, by and among Rodgers Silicon Valley Acquisition Corp, a Delaware corporation ("RSVAC"), RSVAC Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of RSVAC ("Merger Sub"), and Enovix Corporation, a Delaware corporation ("Legacy Enovix"), pursuant to which (i) Merger Sub merged with and into Enovix, with Enovix surviving the merger as a wholly owned subsidiary of RSVAC and (ii) RSVAC changed its name to Enovix Corporation.

Read SEC document
July 14, 2021 Filed Jul 17, 2021 00:57 UTC
Dales Gardner CameronChief Commercial Officer
GrantStock Option (Right to Buy) · Derivative 110,176 Not disclosed Strike: $9.26 Not disclosed
Disclosure

SEC source: 0001209191-21-047044 · doc4.xml · derivative · entry 3

Dales Gardner Cameron · CIK 0001868718 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,176

Underlying: Common Stock · 110,176 shares

Expires 2031-04-19

F1 · kind: Received pursuant to the Agreement and Plan of Merger, dated as of February 22, 2021, by and among Rodgers Silicon Valley Acquisition Corp, a Delaware corporation ("RSVAC"), RSVAC Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of RSVAC ("Merger Sub"), and Enovix Corporation, a Delaware corporation ("Legacy Enovix"), pursuant to which (i) Merger Sub merged with and into Enovix, with Enovix surviving the merger as a wholly owned subsidiary of RSVAC and (ii) RSVAC changed its name to Enovix Corporation.

F5 · price: Received in exchange for a stock option to purchase 596,800 shares of Legacy Enovix Common Stock.

F4 · derivative.exercise_date: The shares subject to the option are immediately exercisable. 1/120th of the shares subject to the option vest monthly over 4 years beginning on the vesting commencement date, April 18, 2021, and 1/20th of the shares subject to the option vest monthly thereafter over the next year, subject to Reporting Person's continuous service through each such vesting date.

Read SEC document
July 14, 2021 Filed Jul 17, 2021 00:57 UTC
Dales Gardner CameronChief Commercial Officer
GrantStock Option (Right to Buy) · Derivative 13,845 Not disclosed Strike: $0.05 Not disclosed
Disclosure

SEC source: 0001209191-21-047044 · doc4.xml · derivative · entry 2

Dales Gardner Cameron · CIK 0001868718 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,845

Underlying: Common Stock · 13,845 shares

Expires 2027-12-13

F1 · kind: Received pursuant to the Agreement and Plan of Merger, dated as of February 22, 2021, by and among Rodgers Silicon Valley Acquisition Corp, a Delaware corporation ("RSVAC"), RSVAC Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of RSVAC ("Merger Sub"), and Enovix Corporation, a Delaware corporation ("Legacy Enovix"), pursuant to which (i) Merger Sub merged with and into Enovix, with Enovix surviving the merger as a wholly owned subsidiary of RSVAC and (ii) RSVAC changed its name to Enovix Corporation.

F3 · price: Received in exchange for a stock option to purchase 75,000 shares of Legacy Enovix Common Stock.

F2 · derivative.exercise_date: The shares subject to the option vest in 48 equal monthly installments beginning on the vesting commencement date, September 1, 2017, subject to Reporting Person's continuous service through each such vesting date.

Read SEC document
July 14, 2021 Filed Jul 17, 2021 00:57 UTC
Dales Gardner CameronChief Commercial Officer
GrantCommon Stock 988,603 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-047044 · doc4.xml · nonDerivative · entry 1

Dales Gardner Cameron · CIK 0001868718 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 988,603

F1 · kind: Received pursuant to the Agreement and Plan of Merger, dated as of February 22, 2021, by and among Rodgers Silicon Valley Acquisition Corp, a Delaware corporation ("RSVAC"), RSVAC Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of RSVAC ("Merger Sub"), and Enovix Corporation, a Delaware corporation ("Legacy Enovix"), pursuant to which (i) Merger Sub merged with and into Enovix, with Enovix surviving the merger as a wholly owned subsidiary of RSVAC and (ii) RSVAC changed its name to Enovix Corporation.

F1 · price: Received pursuant to the Agreement and Plan of Merger, dated as of February 22, 2021, by and among Rodgers Silicon Valley Acquisition Corp, a Delaware corporation ("RSVAC"), RSVAC Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of RSVAC ("Merger Sub"), and Enovix Corporation, a Delaware corporation ("Legacy Enovix"), pursuant to which (i) Merger Sub merged with and into Enovix, with Enovix surviving the merger as a wholly owned subsidiary of RSVAC and (ii) RSVAC changed its name to Enovix Corporation.

Read SEC document
December 11, 2020 Filed Dec 14, 2020 22:22 UTC PurchaseWarrant · Derivative 40,043 Not disclosed Strike: $11.50 Not disclosed
Disclosure

SEC source: 0000905718-20-001167 · rodgers_fm4dec102020.xml · derivative · entry 4

Park West Asset Management LLC · CIK 0001386928 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,149,999

Underlying: Common stock, par value $0.0001 · 40,043 shares

Expires not disclosed

F1 · security: The securities reported herein are held as units ("Units"), with each Unit consisting of one share of common stock, par value $0.0001 per share ("Common Stock"), of Rodgers Silicon Valley Acquisition Corp. (the "Company") and one-half of one warrant to purchase one share of Common Stock at an exercise price of $11.50 per share (the "Warrants").

F4 · price: The Units were purchased for $12.37 per Unit. This price is a weighted average price. These Units were bought in multiple transactions ranging from $12.00 to $12.42 per Unit, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Units purchased at each separate price within the ranges set forth herein.

F5 · derivative.exercise_date: The Warrants will become exercisable at any time commencing on the later of (a) 12 months from the closing of the offering or (b) 30 days after the completion of the Company's initial business combination.

F6 · derivative.expiration_date: The Warrants will expire five years after the completion of the Company's initial business combination, at 5:00 p.m., New York City time, or earlier upon redemption or liquidation.

F3 · ownership.nature: The Reporting Person is the investment manager to Park West Investors Master Fund, Limited, a Cayman Islands exempted company ("PWIMF"), and Park West Partners International, Limited, a Cayman Islands exempted company ("PWPI"). Peter S. Park ("Mr. Park") is the sole member and manager of the Reporting Person. On December 11, 2020, the date of the latest transaction reported in this statement, PWIMF held 3,912,074 Units and PWPI held 387,926 Units. The Reporting Person's and Mr. Park's beneficial ownership is limited to their pecuniary interest, if any, in such securities.

Read SEC document
December 11, 2020 Filed Dec 14, 2020 22:22 UTC PurchaseCommon stock, par value $0.0001 80,087 Not disclosed Not disclosed
Disclosure

SEC source: 0000905718-20-001167 · rodgers_fm4dec102020.xml · nonDerivative · entry 2

Park West Asset Management LLC · CIK 0001386928 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,300,000

F1 · security: The securities reported herein are held as units ("Units"), with each Unit consisting of one share of common stock, par value $0.0001 per share ("Common Stock"), of Rodgers Silicon Valley Acquisition Corp. (the "Company") and one-half of one warrant to purchase one share of Common Stock at an exercise price of $11.50 per share (the "Warrants").

F4 · price: The Units were purchased for $12.37 per Unit. This price is a weighted average price. These Units were bought in multiple transactions ranging from $12.00 to $12.42 per Unit, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Units purchased at each separate price within the ranges set forth herein.

F3 · ownership.nature: The Reporting Person is the investment manager to Park West Investors Master Fund, Limited, a Cayman Islands exempted company ("PWIMF"), and Park West Partners International, Limited, a Cayman Islands exempted company ("PWPI"). Peter S. Park ("Mr. Park") is the sole member and manager of the Reporting Person. On December 11, 2020, the date of the latest transaction reported in this statement, PWIMF held 3,912,074 Units and PWPI held 387,926 Units. The Reporting Person's and Mr. Park's beneficial ownership is limited to their pecuniary interest, if any, in such securities.

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December 10, 2020 Filed Dec 14, 2020 22:22 UTC PurchaseWarrant · Derivative 193,300 Not disclosed Strike: $11.50 Not disclosed
Disclosure

SEC source: 0000905718-20-001167 · rodgers_fm4dec102020.xml · derivative · entry 3

Park West Asset Management LLC · CIK 0001386928 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,109,956

Underlying: Common stock, par value $0.0001 · 193,300 shares

Expires not disclosed

F1 · security: The securities reported herein are held as units ("Units"), with each Unit consisting of one share of common stock, par value $0.0001 per share ("Common Stock"), of Rodgers Silicon Valley Acquisition Corp. (the "Company") and one-half of one warrant to purchase one share of Common Stock at an exercise price of $11.50 per share (the "Warrants").

F2 · price: The Units were purchased for $11.49 per Unit. This price is a weighted average price. These Units were bought in multiple transactions ranging from $11.40 to $11.50 per Unit, inclusive. Park West Asset Management LLC (the "Reporting Person") undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Units purchased at each separate price within the ranges set forth herein.

F5 · derivative.exercise_date: The Warrants will become exercisable at any time commencing on the later of (a) 12 months from the closing of the offering or (b) 30 days after the completion of the Company's initial business combination.

F6 · derivative.expiration_date: The Warrants will expire five years after the completion of the Company's initial business combination, at 5:00 p.m., New York City time, or earlier upon redemption or liquidation.

F3 · ownership.nature: The Reporting Person is the investment manager to Park West Investors Master Fund, Limited, a Cayman Islands exempted company ("PWIMF"), and Park West Partners International, Limited, a Cayman Islands exempted company ("PWPI"). Peter S. Park ("Mr. Park") is the sole member and manager of the Reporting Person. On December 11, 2020, the date of the latest transaction reported in this statement, PWIMF held 3,912,074 Units and PWPI held 387,926 Units. The Reporting Person's and Mr. Park's beneficial ownership is limited to their pecuniary interest, if any, in such securities.

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December 10, 2020 Filed Dec 14, 2020 22:22 UTC PurchaseCommon stock, par value $0.0001 386,600 Not disclosed Not disclosed
Disclosure

SEC source: 0000905718-20-001167 · rodgers_fm4dec102020.xml · nonDerivative · entry 1

Park West Asset Management LLC · CIK 0001386928 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,219,913

F1 · security: The securities reported herein are held as units ("Units"), with each Unit consisting of one share of common stock, par value $0.0001 per share ("Common Stock"), of Rodgers Silicon Valley Acquisition Corp. (the "Company") and one-half of one warrant to purchase one share of Common Stock at an exercise price of $11.50 per share (the "Warrants").

F2 · price: The Units were purchased for $11.49 per Unit. This price is a weighted average price. These Units were bought in multiple transactions ranging from $11.40 to $11.50 per Unit, inclusive. Park West Asset Management LLC (the "Reporting Person") undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Units purchased at each separate price within the ranges set forth herein.

F3 · ownership.nature: The Reporting Person is the investment manager to Park West Investors Master Fund, Limited, a Cayman Islands exempted company ("PWIMF"), and Park West Partners International, Limited, a Cayman Islands exempted company ("PWPI"). Peter S. Park ("Mr. Park") is the sole member and manager of the Reporting Person. On December 11, 2020, the date of the latest transaction reported in this statement, PWIMF held 3,912,074 Units and PWPI held 387,926 Units. The Reporting Person's and Mr. Park's beneficial ownership is limited to their pecuniary interest, if any, in such securities.

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December 08, 2020 Filed Dec 9, 2020 01:23 UTC PurchaseWarrant · Derivative 63,701 Not disclosed Strike: $11.50 Not disclosed
Disclosure

SEC source: 0000905718-20-001158 · rodgers_fm4dec42020.xml · derivative · entry 4

Park West Asset Management LLC · CIK 0001386928 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,916,656

Underlying: Common stock, par value $0.0001 · 63,701 shares

Expires not disclosed

F1 · security: The securities reported herein are held as units ("Units"), with each Unit consisting of one share of common stock, par value $0.0001 per share ("Common Stock"), of Rodgers Silicon Valley Acquisition Corp. (the "Company") and one-half of one warrant to purchase one share of Common Stock at an exercise price of $11.50 per share (the "Warrants").

F4 · price: The Units were purchased for $11.44 per Unit. This price is a weighted average price. These Units were bought in multiple transactions ranging from $11.21 to $12.30 per Unit, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Units purchased at each separate price within the ranges set forth herein.

F5 · derivative.exercise_date: The Warrants will become exercisable at any time commencing on the later of (a) 12 months from the closing of the offering or (b) 30 days after the completion of the Company's initial business combination.

F6 · derivative.expiration_date: The Warrants will expire five years after the completion of the Company's initial business combination, at 5:00 p.m., New York City time, or earlier upon redemption or liquidation.

F3 · ownership.nature: The Reporting Person is the investment manager to Park West Investors Master Fund, Limited, a Cayman Islands exempted company ("PWIMF"), and Park West Partners International, Limited, a Cayman Islands exempted company ("PWPI"). Peter S. Park ("Mr. Park") is the sole member and manager of the Reporting Person. On December 8, 2020, the date of the latest transaction reported in this statement, PWIMF held 3,487,496 Units and PWPI held 345,817 Units. The Reporting Person's and Mr. Park's beneficial ownership is limited to their pecuniary interest, if any, in such securities.

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December 08, 2020 Filed Dec 9, 2020 01:23 UTC PurchaseCommon stock, par value $0.0001 127,402 Not disclosed Not disclosed
Disclosure

SEC source: 0000905718-20-001158 · rodgers_fm4dec42020.xml · nonDerivative · entry 2

Park West Asset Management LLC · CIK 0001386928 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,833,313

F1 · security: The securities reported herein are held as units ("Units"), with each Unit consisting of one share of common stock, par value $0.0001 per share ("Common Stock"), of Rodgers Silicon Valley Acquisition Corp. (the "Company") and one-half of one warrant to purchase one share of Common Stock at an exercise price of $11.50 per share (the "Warrants").

F4 · price: The Units were purchased for $11.44 per Unit. This price is a weighted average price. These Units were bought in multiple transactions ranging from $11.21 to $12.30 per Unit, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Units purchased at each separate price within the ranges set forth herein.

F3 · ownership.nature: The Reporting Person is the investment manager to Park West Investors Master Fund, Limited, a Cayman Islands exempted company ("PWIMF"), and Park West Partners International, Limited, a Cayman Islands exempted company ("PWPI"). Peter S. Park ("Mr. Park") is the sole member and manager of the Reporting Person. On December 8, 2020, the date of the latest transaction reported in this statement, PWIMF held 3,487,496 Units and PWPI held 345,817 Units. The Reporting Person's and Mr. Park's beneficial ownership is limited to their pecuniary interest, if any, in such securities.

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December 04, 2020 Filed Dec 9, 2020 01:23 UTC PurchaseWarrant · Derivative 352,955 Not disclosed Strike: $11.50 Not disclosed
Disclosure

SEC source: 0000905718-20-001158 · rodgers_fm4dec42020.xml · derivative · entry 3

Park West Asset Management LLC · CIK 0001386928 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,852,955

Underlying: Common stock, par value $0.0001 · 352,955 shares

Expires not disclosed

F1 · security: The securities reported herein are held as units ("Units"), with each Unit consisting of one share of common stock, par value $0.0001 per share ("Common Stock"), of Rodgers Silicon Valley Acquisition Corp. (the "Company") and one-half of one warrant to purchase one share of Common Stock at an exercise price of $11.50 per share (the "Warrants").

F2 · price: The Units were purchased for $10.92 per Unit. This price is a weighted average price. These Units were bought in multiple transactions ranging from $10.75 to $11.00 per Unit, inclusive. Park West Asset Management LLC (the "Reporting Person") undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Units purchased at each separate price within the ranges set forth herein.

F5 · derivative.exercise_date: The Warrants will become exercisable at any time commencing on the later of (a) 12 months from the closing of the offering or (b) 30 days after the completion of the Company's initial business combination.

F6 · derivative.expiration_date: The Warrants will expire five years after the completion of the Company's initial business combination, at 5:00 p.m., New York City time, or earlier upon redemption or liquidation.

F3 · ownership.nature: The Reporting Person is the investment manager to Park West Investors Master Fund, Limited, a Cayman Islands exempted company ("PWIMF"), and Park West Partners International, Limited, a Cayman Islands exempted company ("PWPI"). Peter S. Park ("Mr. Park") is the sole member and manager of the Reporting Person. On December 8, 2020, the date of the latest transaction reported in this statement, PWIMF held 3,487,496 Units and PWPI held 345,817 Units. The Reporting Person's and Mr. Park's beneficial ownership is limited to their pecuniary interest, if any, in such securities.

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December 04, 2020 Filed Dec 9, 2020 01:23 UTC PurchaseCommon stock, par value $0.0001 705,911 Not disclosed Not disclosed
Disclosure

SEC source: 0000905718-20-001158 · rodgers_fm4dec42020.xml · nonDerivative · entry 1

Park West Asset Management LLC · CIK 0001386928 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,705,911

F1 · security: The securities reported herein are held as units ("Units"), with each Unit consisting of one share of common stock, par value $0.0001 per share ("Common Stock"), of Rodgers Silicon Valley Acquisition Corp. (the "Company") and one-half of one warrant to purchase one share of Common Stock at an exercise price of $11.50 per share (the "Warrants").

F2 · price: The Units were purchased for $10.92 per Unit. This price is a weighted average price. These Units were bought in multiple transactions ranging from $10.75 to $11.00 per Unit, inclusive. Park West Asset Management LLC (the "Reporting Person") undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Units purchased at each separate price within the ranges set forth herein.

F3 · ownership.nature: The Reporting Person is the investment manager to Park West Investors Master Fund, Limited, a Cayman Islands exempted company ("PWIMF"), and Park West Partners International, Limited, a Cayman Islands exempted company ("PWPI"). Peter S. Park ("Mr. Park") is the sole member and manager of the Reporting Person. On December 8, 2020, the date of the latest transaction reported in this statement, PWIMF held 3,487,496 Units and PWPI held 345,817 Units. The Reporting Person's and Mr. Park's beneficial ownership is limited to their pecuniary interest, if any, in such securities.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.