ENTG

SEC source: 0001731462-19-000002 · edgar.xml · nonDerivative · entry 1

Beckman Bruce W. · CIK 0001731462 · SVP, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,710.972

F1 · shares: These shares are restricted stock units with restrictions that lapse over a four year period with respect to 25% of these shares per year, beginning February 19, 2020 and thereafter on February 19, 2021, February 19, 2022 and February 19, 2023.

F2 · price: Awarded pursuant to the Entegris, Inc. 2010 Stock Plan, as amended, in consideration of services as an employee.

SEC source: 0001485429-19-000003 · edgar.xml · derivative · entry 2

Edlund Todd James · CIK 0001485429 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,492

Underlying: Common Stock · 40,492 shares

Expires 2026-02-19

F2 · price: Awarded pursuant to the Entegris, Inc. 2010 Stock Plan, as amended, in consideration of services as an employee.

F3 · derivative.exercise_date: The option vests in four equal annual installments starting on February 19, 2020 and thereafter on February 19, 2021, February 19, 2022 and February 19, 2023.

SEC source: 0001485429-19-000003 · edgar.xml · nonDerivative · entry 1

Edlund Todd James · CIK 0001485429 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,003

F1 · shares: These shares are restricted stock units with restrictions that lapse over a four year period with respect to 25% of these shares per year, beginning February 19, 2020 and thereafter on February 19, 2021, February 19, 2022 and February 19, 2023.

F2 · price: Awarded pursuant to the Entegris, Inc. 2010 Stock Plan, as amended, in consideration of services as an employee.

SEC source: 0000940454-18-000010 · edgar.xml · nonDerivative · entry 1

Sullivan Brian F. · CIK 0000940454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,601.035

F1 · shares: Represents deferred restricted stock units payable on a one-for-one basis in Entegris, Inc. common stock, which were acquired with the automatic purchase feature of the Entegris, Inc. 2007 Deferred Compensation Plan in connection with the cash dividend paid by Entegris, Inc. on November 21, 2018.

SEC source: 0001483553-18-000009 · edgar.xml · nonDerivative · entry 1

Haris Clinton M. · CIK 0001483553 · SVP & GM, MC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,702.491

SEC source: 0001716139-18-000006 · edgar.xml · nonDerivative · entry 1

Rice Susan G. · CIK 0001716139 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,257

SEC source: 0001217378-18-000006 · edgar.xml · nonDerivative · entry 3

GENTILCORE JAMES · CIK 0001217378 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By family trust

Disclosed balance after: 18,498

F2 · price: The price in column 4 is a weighted average price reported in reliance to a letter from the Office of Chief Counsel, Securities and Exchange Commission's Division of Corporate Finance to the Society of Corporate Secretaries and Corporate Governanace Professionals dated June 25, 2008. These shares were sold in multiple transactions ranging from $33.80 to $33.975, inclusive. The Reporting Person undertakes to provide Entegris, Inc., any shareholder of Entegris, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges of this footnote.

F1 · ownership.nature: Represents shares of common stock held by a family trust. Mr. Gentilcore disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the filing of this report is an admission that Mr. Gentilcore is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0000940454-18-000008 · edgar.xml · nonDerivative · entry 1

Sullivan Brian F. · CIK 0000940454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,359.142

F1 · shares: Represents deferred restricted stock units payable on a one-for-one basis in Entegris, Inc. common stock, which were acquired in accordance with the automatic purchase feature of the Entegris, Inc. 2007 Deferred Compensation Plan in connection with the cash dividend paid by Entegris, Inc. on August 22, 2018.

SEC source: 0001607961-18-000008 · edgar.xml · nonDerivative · entry 1

Marshall Gregory Bryan · CIK 0001607961 · SVP, Qual, EHS & EBS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,832.148

F1 · balance_after: These shares include 517.395 shares acquired under the Entegris, Inc. Employee Stock Purchase Plan on June 29, 2018.

SEC source: 0001678021-18-000009 · edgar.xml · nonDerivative · entry 1

Tison Stuart · CIK 0001678021 · SVP & GM, SCEM Div.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,851

SEC source: 0001485429-18-000008 · edgar.xml · nonDerivative · entry 1

Edlund Todd James · CIK 0001485429 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,603

SEC source: 0001483553-18-000007 · edgar.xml · nonDerivative · entry 1

Haris Clinton M. · CIK 0001483553 · SVP & GM, MC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,298.491

F1 · balance_after: These shares include 557.499 shares acquired under the Entegris, Inc. Employee Stock Purchase Plan on June 29, 2018.

SEC source: 0001678021-18-000007 · edgar.xml · nonDerivative · entry 4

Tison Stuart · CIK 0001678021 · SVP & GM, SCEM Div.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,402

SEC source: 0001226867-18-000005 · edgar.xml · nonDerivative · entry 2

OLSON PAUL L H · CIK 0001226867 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,104

SEC source: 0000940454-18-000006 · edgar.xml · nonDerivative · entry 2

Sullivan Brian F. · CIK 0000940454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,160.501

F2 · price: The price reported in column 4 is a weighted average price reported in reliance on a letter from the Office of Chief Counsel, Securities and Exchange Commission's Division of Corporate Finance to the Society of Corporate Secretaries & Corporate Governance Professionals dated June 25, 2008. These shares were sold in multiple transactions at prices ranging from $36.50 to $36.75. inclusive. The reporting person undertakes to provide Entegris, Inc., any shareholder of Entegris, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001678021-18-000007 · edgar.xml · derivative · entry 5

Tison Stuart · CIK 0001678021 · SVP & GM, SCEM Div.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,497 shares

Expires 2019-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: This option was granted pursuant to the Entegris, Inc. 2010 Equity Incentive Plan, as amended, in consideration of service as an employee.

F2 · derivative.exercise_date: This option is fully vested.

SEC source: 0001678021-18-000007 · edgar.xml · nonDerivative · entry 3

Tison Stuart · CIK 0001678021 · SVP & GM, SCEM Div.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,389

SEC source: 0001678021-18-000007 · edgar.xml · nonDerivative · entry 2

Tison Stuart · CIK 0001678021 · SVP & GM, SCEM Div.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,899

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001678021-18-000007 · edgar.xml · nonDerivative · entry 1

Tison Stuart · CIK 0001678021 · SVP & GM, SCEM Div.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,402

F1 · price: The price reported in column 4 is a weighted average price reported in reliance on a letter from the Office of Chief Counsel, Securities and Exchange Commission's Division of Corporate Finance to the Society of Corporate Secretaries & Corporate Governance Professionals dated June 25, 2008. These shares were sold in multiple transactions at prices ranging from $35.825 to $35.875, inclusive. The reporting person undertakes to provide Entegris, Inc., any shareholder of Entegris, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001226867-18-000005 · edgar.xml · nonDerivative · entry 1

OLSON PAUL L H · CIK 0001226867 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,704

F1 · price: The price reported in column 4 is a weighted average price reported in reliance on a letter from the Office of Chief Counsel, Securities and Exchange Commission's Division of Corporate Finance to the Society of Corporate Secretaries and Corporate Governance Professionals dated June 25, 2008. These shares were sold in multiple transactions at prices ranging from $35.70 to $35.825, inclusive. The reporting person undertakes to provide Entegris, Inc., any shareholder of Entegris, Inc., or the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001217378-18-000006 · edgar.xml · nonDerivative · entry 2

GENTILCORE JAMES · CIK 0001217378 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By family trust

Disclosed balance after: 33,366

F1 · ownership.nature: Represents shares of common stock held by a family trust. Mr. Gentilcore disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the filing of this report is an admission that Mr. Gentilcore is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001217378-18-000006 · edgar.xml · nonDerivative · entry 1

GENTILCORE JAMES · CIK 0001217378 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,090

SEC source: 0001208109-18-000008 · edgar.xml · derivative · entry 3

GRAVES GREGORY B · CIK 0001208109 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,318 shares

Expires 2021-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: This option was granted pursuant to the Entegris, Inc. 2010 Stock Plan, as amended, in consideration of service as an employee.

F3 · derivative.exercise_date: This option is fully vested.

SEC source: 0001208109-18-000008 · edgar.xml · nonDerivative · entry 2

GRAVES GREGORY B · CIK 0001208109 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,478

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 Trading Plan established by the Reporting Person on March 9, 2018.

F2 · price: The price in column 4 is a weighted average price reported in reliance in a letter from the Office of Chief Counsel, Securities and Exchange Commission's Division of Corporate Finance to the Society of Corporate Secretaries and Corporate Governance Professionals dated June 25, 2008. These shares were sold in multiple transactions at prices ranging from $37.00 to $37.10, inclusive. The Reporting Person undertakes to provide Entegris, Inc., any shareholder of Entegris, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges of this footnote.

SEC source: 0001208109-18-000008 · edgar.xml · nonDerivative · entry 1

GRAVES GREGORY B · CIK 0001208109 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,796

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000940454-18-000006 · edgar.xml · nonDerivative · entry 1

Sullivan Brian F. · CIK 0000940454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,293.501

F1 · shares: Represents deferred restricted stock units payable on a one-for-one basis in Entegris, Inc. common stock, which were acquired in accordance with the automatic purchase feature of the Entegris, Inc. 2007 Deferred Compensation Plan in connection with the cash dividend paid by Entegris, Inc. on May 23, 2018.

SEC source: 0001671302-18-000010 · edgar.xml · nonDerivative · entry 1

Lee Sue · CIK 0001671302 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,021

SEC source: 0001731462-18-000009 · edgar.xml · nonDerivative · entry 1

Beckman Bruce W. · CIK 0001731462 · SVP, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,110.972

SEC source: 0001217378-18-000004 · edgar.xml · nonDerivative · entry 1

GENTILCORE JAMES · CIK 0001217378 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,223

F1 · shares: These Restricted Stock Units vest in full on the earlier of (1) the anniversary date of the grant, or (2) the date of the Company's 2019 Annual Meeting of Stockholders.

F2 · price: These shares were awarded on May 9, 2018 as Restricted Stock Units, payable solely in Common Stock, pursuant to the Entegris, Inc. 2010 Stock Plan, which provides for the award of Restricted Stock Units to independent directors in consideration for services as such.

SEC source: 0001101302-18-000026 · edgar.xml · nonDerivative · entry 1

SALEKI-GERHARDT AZITA · CIK 0001563545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,987

F1 · shares: These Restricted Stock Units vest in full on the earlier of (1) the anniversary date of the grant, or (2) the date of the Company's 2019 Annual Meeting of Stockholders.

F2 · price: These shares were awarded on May 9, 2018 as Restricted Stock Units, payable solely in Common Stock, pursuant to the Entegris, Inc. 2010 Stock Plan which provides for the award of Restricted Stock Units to independent directors in consideration for services as such.

SEC source: 0000940454-18-000004 · edgar.xml · nonDerivative · entry 1

Sullivan Brian F. · CIK 0000940454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,105.736

F1 · shares: These Restricted Stock Units vest in full on the earlier of (1) the anniversary date of the grant, or (2) the date of the Company's 2019 Annual Meeting of Stockholders.

F2 · price: These shares were awarded on May 9, 2018 as Restricted Stock Units, payable solely in Common Stock, pursuant to the Entegris, Inc. 2010 Stock Plan, which provides for the award of Restricted Stock Units to independent directors in consideration for services as such.

SEC source: 0001520367-18-000003 · edgar.xml · nonDerivative · entry 1

Burns Robert Nicholas · CIK 0001520367 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,862

F1 · shares: These Restricted Stock Units vest in full on the earlier of (1) the anniversary date of the grant, or (2) the date of the Company's 2019 Annual Meeting of Stockholders.

F2 · price: These shares were awarded on May 9, 2018 as Restricted Stock Units, payable solely in Common Stock, pursuant to the Entegris, Inc. 2010 Stock Plan, which provides for the award of Restricted Stock Units to independent directors in consideration for services as such.

SEC source: 0001226867-18-000002 · edgar.xml · nonDerivative · entry 1

OLSON PAUL L H · CIK 0001226867 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,454

F1 · shares: These Restricted Stock Units vest in full on the earlier of (1) the anniversary date of the grant, or (2) the date of the Company's 2019 Annual Meeting of Stockholders.

F2 · price: These shares were awarded on May 9, 2018 as Restricted Stock Units, payable solely in Common Stock, pursuant to the Entegris, Inc. 2010 Stock Plan, which provides for the award of Restricted Stock Units to independent directors in consideration for services as such.

SEC source: 0001198621-18-000004 · edgar.xml · nonDerivative · entry 1

BRADLEY MICHAEL A · CIK 0001198621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,893

F1 · shares: These Restricted Stock Units vest in full on the earlier of (1) the anniversary date of the grant, or (2) the date of the Company's 2019 Annual Meeting of Stockholders.

F2 · price: These shares were awarded on May 9, 2018 as Restricted Stock Units, payable solely in Common Stock, pursuant to the Entegris, Inc. 2010 Stock Plan, which provides for the award of Restricted Stock Units to independent directors in consideration for services as such.

SEC source: 0001434807-18-000003 · edgar.xml · nonDerivative · entry 1

LEDERER JAMES P · CIK 0001434807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,958

F1 · shares: These Restricted Stock Units vest in full on the earlier of (1) the anniversary date of the grant, or (2) the date of the Company's 2019 Annual Meeting of Stockholders.

F2 · price: These shares were awarded on May 9, 2018 as Restricted Stock Units, payable solely in Common Stock, pursuant to the Entegris, Inc. 2010 Stock Plan, which provides for the award of Restricted Stock Units to independent directors in consideration for services as such.

SEC source: 0001607953-18-000008 · edgar.xml · nonDerivative · entry 7

Rucci Corey · CIK 0001607953 · SVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,065.494

F1 · price: The price reported in column 4 is a weighted average price reported in reliance on a letter from the Office of Chief Counsel, Securities and Exchange Commission's Division of Corporate Finance to the Society of Corporate Secretaries and Corporate Governance Professionals dated June 25, 2008. These shares were sold in multiple transactions at prices ranging from $36.35 to $36.50, inclusive. The reporting person undertakes to provide Entegris, Inc., any shareholder of Entegris, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001485429-18-000006 · edgar.xml · nonDerivative · entry 3

Edlund Todd James · CIK 0001485429 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,446

SEC source: 0001607953-18-000008 · edgar.xml · derivative · entry 11

Rucci Corey · CIK 0001607953 · SVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,202

Underlying: Common Stock · 3,734 shares

Expires 2024-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: This option was granted pursuant to the Entegris, Inc. 2010 Stock Plan, as amended, in consideration of services as an employee.

F5 · derivative.exercise_date: This option vests in four equal installments. The first installment became exercisable on February 19, 2018. The remaining installments will become exercisable on February 19, 2019, February 19, 2020 and February 19, 2021, respectively.

SEC source: 0001607953-18-000008 · edgar.xml · derivative · entry 10

Rucci Corey · CIK 0001607953 · SVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,996

Underlying: Common Stock · 6,498 shares

Expires 2023-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: This option was granted pursuant to the Entegris, Inc. 2010 Stock Plan, as amended, in consideration of services as an employee.

F4 · derivative.exercise_date: This option vests in four equal installments. The first two installments became exercisable on February 19, 2017 and February 19, 2018, respectively. The remaining installments will become exercisable on February 19, 2019 and February 19, 2020, respectively.

SEC source: 0001607953-18-000008 · edgar.xml · derivative · entry 9

Rucci Corey · CIK 0001607953 · SVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,599

Underlying: Common Stock · 3,599 shares

Expires 2022-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: This option was granted pursuant to the Entegris, Inc. 2010 Stock Plan, as amended, in consideration of services as an employee.

F2 · derivative.exercise_date: This option vests in four equal installments. The first three installments became exercisable on February 19, 2016, February 19, 2017 and February 19, 2018, respectively. The last installment will become exercisable on February 19, 2019.

SEC source: 0001607953-18-000008 · edgar.xml · nonDerivative · entry 6

Rucci Corey · CIK 0001607953 · SVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,797.494

SEC source: 0001607953-18-000008 · edgar.xml · nonDerivative · entry 5

Rucci Corey · CIK 0001607953 · SVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,454.494

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001607953-18-000008 · edgar.xml · nonDerivative · entry 4

Rucci Corey · CIK 0001607953 · SVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,720.494

SEC source: 0001607953-18-000008 · edgar.xml · nonDerivative · entry 3

Rucci Corey · CIK 0001607953 · SVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,164.494

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001607953-18-000008 · edgar.xml · nonDerivative · entry 2

Rucci Corey · CIK 0001607953 · SVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,666.494

SEC source: 0001607953-18-000008 · edgar.xml · nonDerivative · entry 1

Rucci Corey · CIK 0001607953 · SVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,664.494

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001485429-18-000006 · edgar.xml · derivative · entry 4

Edlund Todd James · CIK 0001485429 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,960 shares

Expires 2021-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: This option was granted pursuant to the Entegris, Inc. 2010 Stock Plan, as amended, in consideration of services as an employee.

F1 · derivative.exercise_date: This option is fully vested.

SEC source: 0001485429-18-000006 · edgar.xml · nonDerivative · entry 2

Edlund Todd James · CIK 0001485429 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,391

SEC source: 0001485429-18-000006 · edgar.xml · nonDerivative · entry 1

Edlund Todd James · CIK 0001485429 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,406

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001198621-18-000002 · edgar.xml · nonDerivative · entry 2

BRADLEY MICHAEL A · CIK 0001198621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,803