Tapewire

Nasdaq · USD

ENSG

ENSIGN GROUP, INC

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Tapewire entity
3521
SEC CIK
0001125376
Parsed reports
700

Last 12 months

Inside the activity.

0 purchase rows · 48 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025012
Dec 202505
Jan 202603
Feb 2026018
Mar 202601
Apr 202603
May 202601
Jun 202601
Jul 202604
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 15, 2021 Filed Jan 20, 2021 23:59 UTC
Shaw DarenDirector
GrantCommon Stock 1,125 $0.00 $0.00
Disclosure

SEC source: 0001125376-21-000010 · wf-form4_161118718279150.xml · nonDerivative · entry 1

Shaw Daren · CIK 0001548135 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,375

F1 · shares: These shares vest in three equal annual installments beginning January 15, 2022.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 23:59 UTC GrantCommon Stock 1,125 $0.00 $0.00
Disclosure

SEC source: 0001125376-21-000009 · wf-form4_161118716251840.xml · nonDerivative · entry 1

SMITH BARRY M · CIK 0001212067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,875

F1 · shares: These shares vest in three equal annual installments beginning January 15, 2022.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 23:59 UTC GrantCommon Stock 1,125 $0.00 $0.00
Disclosure

SEC source: 0001125376-21-000008 · wf-form4_161118714534688.xml · nonDerivative · entry 1

Blouin Ann Scott · CIK 0001764784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,875

F1 · shares: These shares vest in three equal annual installments beginning January 15, 2022.

Read SEC document
January 14, 2021 Filed Jan 16, 2021 00:05 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 8,650 $0.00 Strike: $6.75 $0.00
Disclosure

SEC source: 0001125376-21-000002 · wf-form4_161075550383373.xml · derivative · entry 8

Snapper Suzanne D. · CIK 0001470396 · CFO and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,650 shares

Expires 2022-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on November 30, 2020.

F7 · derivative.exercise_date: These shares vest in five equal annual installments beginning October 31, 2013.

Read SEC document
January 14, 2021 Filed Jan 16, 2021 00:05 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 8,112 $0.00 Strike: $5.44 $0.00
Disclosure

SEC source: 0001125376-21-000002 · wf-form4_161075550383373.xml · derivative · entry 7

Snapper Suzanne D. · CIK 0001470396 · CFO and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,112 shares

Expires 2021-10-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on November 30, 2020.

F6 · derivative.exercise_date: These shares vest in five equal annual installments beginning October 27, 2012.

Read SEC document
January 14, 2021 Filed Jan 16, 2021 00:05 UTC SaleCommon Stock 600 $85.75 $51,447.00
Disclosure

SEC source: 0001125376-21-000002 · wf-form4_161075550383373.xml · nonDerivative · entry 5

Snapper Suzanne D. · CIK 0001470396 · CFO and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,190

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on November 30, 2020.

F4 · price: This transaction was executed in multiple trades at prices ranging from $85.72 to $85.77. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 14, 2021 Filed Jan 16, 2021 00:05 UTC SaleCommon Stock 12,362 $85.15 $1,052,645.32
Disclosure

SEC source: 0001125376-21-000002 · wf-form4_161075550383373.xml · nonDerivative · entry 4

Snapper Suzanne D. · CIK 0001470396 · CFO and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,790

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on November 30, 2020.

F3 · price: This transaction was executed in multiple trades at prices ranging from $84.64 to $85.60. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 14, 2021 Filed Jan 16, 2021 00:05 UTC SaleCommon Stock 3,800 $84.48 $321,032.36
Disclosure

SEC source: 0001125376-21-000002 · wf-form4_161075550383373.xml · nonDerivative · entry 3

Snapper Suzanne D. · CIK 0001470396 · CFO and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,152

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on November 30, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $83.64 to $84.635. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 14, 2021 Filed Jan 16, 2021 00:05 UTC Exercise / conversionCommon Stock 8,650 $6.75 $58,387.50
Disclosure

SEC source: 0001125376-21-000002 · wf-form4_161075550383373.xml · nonDerivative · entry 2

Snapper Suzanne D. · CIK 0001470396 · CFO and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,952

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on November 30, 2020.

Read SEC document
January 14, 2021 Filed Jan 16, 2021 00:05 UTC Exercise / conversionCommon Stock 8,112 $5.44 $44,129.28
Disclosure

SEC source: 0001125376-21-000002 · wf-form4_161075550383373.xml · nonDerivative · entry 1

Snapper Suzanne D. · CIK 0001470396 · CFO and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,302

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on November 30, 2020.

Read SEC document
December 21, 2020 Filed Dec 23, 2020 23:55 UTC Exercise / conversionStock Option (right to buy) · Derivative 983 $0.00 Strike: $10.89 $0.00
Disclosure

SEC source: 0001125376-20-000206 · wf-form4_160876772468362.xml · derivative · entry 3

Daniels Lee A · CIK 0001303995 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,880

Underlying: Common Stock · 983 shares

Expires 2024-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on August 17, 2020.

F2 · derivative.exercise_date: This option vests in five equal annual installments beginning on May 29, 2015.

Read SEC document
December 21, 2020 Filed Dec 23, 2020 23:55 UTC SaleCommon Stock 983 $74.51 $73,243.33
Disclosure

SEC source: 0001125376-20-000206 · wf-form4_160876772468362.xml · nonDerivative · entry 2

Daniels Lee A · CIK 0001303995 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,754

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on August 17, 2020.

Read SEC document
December 21, 2020 Filed Dec 23, 2020 23:55 UTC Exercise / conversionCommon Stock 983 $10.89 $10,704.87
Disclosure

SEC source: 0001125376-20-000206 · wf-form4_160876772468362.xml · nonDerivative · entry 1

Daniels Lee A · CIK 0001303995 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,737

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on August 17, 2020.

Read SEC document
December 18, 2020 Filed Feb 13, 2021 00:14 UTC
Christensen Christopher R.Director · Executive Chairman
GiftCommon Stock 168,400 $0.00 $0.00
Disclosure

SEC source: 0001125376-21-000032 · wf-form5_161317526631626.xml · nonDerivative · entry 3

Christensen Christopher R. · CIK 0001417555 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 168,400

F2 · shares: On December 18, 2020, Hobble Creek Investments, LLC., for which the reporting person is the sole member, transferred 168,400 shares of Ensign Group, Inc. common stock to an irrevocable trust for which the spouse of the reporting person is trustee.

F3 · ownership.direct: These shares are directly owned by the The Christopher R. Christensen 2020 Irrevocable Trust and indirectly by Claudia Christensen, spouse of Christopher R. Christensen, as trustee of the trust. Christopher R. Christensen is a director and officer of the issuer.

Read SEC document
December 18, 2020 Filed Feb 13, 2021 00:14 UTC
Christensen Christopher R.Director · Executive Chairman
GiftCommon Stock 168,400 $0.00 $0.00
Disclosure

SEC source: 0001125376-21-000032 · wf-form5_161317526631626.xml · nonDerivative · entry 2

Christensen Christopher R. · CIK 0001417555 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hobble Creek Investments, LLC

Disclosed balance after: 989,590

F2 · shares: On December 18, 2020, Hobble Creek Investments, LLC., for which the reporting person is the sole member, transferred 168,400 shares of Ensign Group, Inc. common stock to an irrevocable trust for which the spouse of the reporting person is trustee.

F1 · ownership.direct: Christopher R. Christensen is the sole member of this entity.

Read SEC document
December 18, 2020 Filed Feb 13, 2021 00:14 UTC
Christensen Christopher R.Director · Executive Chairman
GiftCommon Stock 22,100 $0.00 $0.00
Disclosure

SEC source: 0001125376-21-000032 · wf-form5_161317526631626.xml · nonDerivative · entry 1

Christensen Christopher R. · CIK 0001417555 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hobble Creek Investments, LLC

Disclosed balance after: 1,157,990

F1 · ownership.direct: Christopher R. Christensen is the sole member of this entity.

Read SEC document
December 04, 2020 Filed Dec 5, 2020 00:00 UTC
Christensen Christopher R.Director · Executive Chairman
SaleCommon Stock 1,610 $72.27 $116,357.60
Disclosure

SEC source: 0001125376-20-000204 · wf-form4_160712643526376.xml · nonDerivative · entry 7

Christensen Christopher R. · CIK 0001417555 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hobble Creek Investments, LLC

Disclosed balance after: 1,180,090

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on November 02, 2020.

F9 · price: This transaction was executed in multiple trades at prices ranging from $72.15 to $72.36. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.direct: Christopher R. Christensen is the sole member of this entity.

Read SEC document
December 04, 2020 Filed Dec 5, 2020 00:00 UTC
Christensen Christopher R.Director · Executive Chairman
SaleCommon Stock 12,663 $71.76 $908,670.29
Disclosure

SEC source: 0001125376-20-000204 · wf-form4_160712643526376.xml · nonDerivative · entry 6

Christensen Christopher R. · CIK 0001417555 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hobble Creek Investments, LLC

Disclosed balance after: 1,181,700

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on November 02, 2020.

F8 · price: This transaction was executed in multiple trades at prices ranging from $71.13 to $72.12. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.direct: Christopher R. Christensen is the sole member of this entity.

Read SEC document
December 03, 2020 Filed Dec 5, 2020 00:00 UTC
Christensen Christopher R.Director · Executive Chairman
SaleCommon Stock 16,570 $70.79 $1,173,061.55
Disclosure

SEC source: 0001125376-20-000204 · wf-form4_160712643526376.xml · nonDerivative · entry 5

Christensen Christopher R. · CIK 0001417555 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hobble Creek Investments, LLC

Disclosed balance after: 1,194,363

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on November 02, 2020.

F7 · price: This transaction was executed in multiple trades at prices ranging from $70.55 to $71.105. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.direct: Christopher R. Christensen is the sole member of this entity.

Read SEC document
December 03, 2020 Filed Dec 5, 2020 00:00 UTC
Christensen Christopher R.Director · Executive Chairman
SaleCommon Stock 14,130 $70.22 $992,146.43
Disclosure

SEC source: 0001125376-20-000204 · wf-form4_160712643526376.xml · nonDerivative · entry 4

Christensen Christopher R. · CIK 0001417555 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hobble Creek Investments, LLC

Disclosed balance after: 1,210,933

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on November 02, 2020.

F6 · price: This transaction was executed in multiple trades at prices ranging from $69.55 to $70.54. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.direct: Christopher R. Christensen is the sole member of this entity.

Read SEC document
December 03, 2020 Filed Feb 13, 2021 00:13 UTC
Port BarryDirector · Chief Executive Officer
GiftCommon Stock 7,142 $0.00 $0.00
Disclosure

SEC source: 0001125376-21-000030 · wf-form5_161317520204709.xml · nonDerivative · entry 1

Port Barry · CIK 0001417552 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 65,444

F1 · ownership.nature: Shares held of record by Barry R. Port and Michelle Port, spouse of the Reporting Person, Trustees.

Read SEC document
December 02, 2020 Filed Dec 5, 2020 00:00 UTC
Christensen Christopher R.Director · Executive Chairman
SaleCommon Stock 600 $71.52 $42,913.02
Disclosure

SEC source: 0001125376-20-000204 · wf-form4_160712643526376.xml · nonDerivative · entry 3

Christensen Christopher R. · CIK 0001417555 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hobble Creek Investments, LLC

Disclosed balance after: 1,225,063

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on November 02, 2020.

F5 · price: This transaction was executed in multiple trades at prices ranging from $71.45 to $71.60. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.direct: Christopher R. Christensen is the sole member of this entity.

Read SEC document
December 02, 2020 Filed Dec 5, 2020 00:00 UTC
Christensen Christopher R.Director · Executive Chairman
SaleCommon Stock 7,366 $70.80 $521,543.00
Disclosure

SEC source: 0001125376-20-000204 · wf-form4_160712643526376.xml · nonDerivative · entry 2

Christensen Christopher R. · CIK 0001417555 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hobble Creek Investments, LLC

Disclosed balance after: 1,225,663

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on November 02, 2020.

F4 · price: This transaction was executed in multiple trades at prices ranging from $70.41 to $71.36. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.direct: Christopher R. Christensen is the sole member of this entity.

Read SEC document
December 02, 2020 Filed Dec 5, 2020 00:00 UTC
Christensen Christopher R.Director · Executive Chairman
SaleCommon Stock 22,061 $69.97 $1,543,683.18
Disclosure

SEC source: 0001125376-20-000204 · wf-form4_160712643526376.xml · nonDerivative · entry 1

Christensen Christopher R. · CIK 0001417555 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hobble Creek Investments, LLC

Disclosed balance after: 1,233,029

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on November 02, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $69.40 to $70.39. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.direct: Christopher R. Christensen is the sole member of this entity.

Read SEC document
November 30, 2020 Filed Dec 2, 2020 23:59 UTC
Shaw DarenDirector
SaleCommon Stock 625 $71.53 $44,706.25
Disclosure

SEC source: 0001125376-20-000202 · wf-form4_160695355083586.xml · nonDerivative · entry 1

Shaw Daren · CIK 0001548135 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,250

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 10, 2020.

Read SEC document
November 25, 2020 Filed Feb 13, 2021 00:15 UTC GiftCommon Stock 1,429 $0.00 $0.00
Disclosure

SEC source: 0001125376-21-000034 · wf-form5_161317531939138.xml · nonDerivative · entry 2

Snapper Suzanne D. · CIK 0001470396 · CFO and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,017

Read SEC document
November 20, 2020 Filed Nov 25, 2020 00:14 UTC Exercise / conversionStock Option (right to buy) · Derivative 983 $0.00 Strike: $10.89 $0.00
Disclosure

SEC source: 0001125376-20-000200 · wf-form4_160626327071469.xml · derivative · entry 3

Daniels Lee A · CIK 0001303995 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,863

Underlying: Common Stock · 983 shares

Expires 2024-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on August 17, 2020.

F2 · derivative.exercise_date: This option vests in five equal annual installments beginning on May 29, 2015.

Read SEC document
November 20, 2020 Filed Nov 25, 2020 00:14 UTC SaleCommon Stock 983 $68.68 $67,512.44
Disclosure

SEC source: 0001125376-20-000200 · wf-form4_160626327071469.xml · nonDerivative · entry 2

Daniels Lee A · CIK 0001303995 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,754

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on August 17, 2020.

Read SEC document
November 20, 2020 Filed Nov 25, 2020 00:14 UTC Exercise / conversionCommon Stock 983 $10.89 $10,704.87
Disclosure

SEC source: 0001125376-20-000200 · wf-form4_160626327071469.xml · nonDerivative · entry 1

Daniels Lee A · CIK 0001303995 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,737

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on August 17, 2020.

Read SEC document
November 16, 2020 Filed Feb 13, 2021 00:13 UTC GiftCommon Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0001125376-21-000029 · wf-form5_161317517550918.xml · nonDerivative · entry 1

SMITH BARRY M · CIK 0001212067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,750

Read SEC document
November 11, 2020 Filed Nov 14, 2020 00:26 UTC
Burton SpencerPresident and COO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,899 $0.00 Strike: $16.05 $0.00
Disclosure

SEC source: 0001125376-20-000198 · wf-form4_160531354712686.xml · derivative · entry 3

Burton Spencer · CIK 0001778500 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,899 shares

Expires 2024-10-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on August 17, 2020.

F2 · derivative.exercise_date: These shares vest in five equal annual installments beginning October 30, 2015.

Read SEC document
November 11, 2020 Filed Nov 14, 2020 00:26 UTC
Burton SpencerPresident and COO
SaleCommon Stock 5,899 $68.00 $401,132.00
Disclosure

SEC source: 0001125376-20-000198 · wf-form4_160531354712686.xml · nonDerivative · entry 2

Burton Spencer · CIK 0001778500 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,590

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on August 17, 2020.

Read SEC document
November 11, 2020 Filed Nov 14, 2020 00:26 UTC
Burton SpencerPresident and COO
Exercise / conversionCommon Stock 5,899 $16.05 $94,678.95
Disclosure

SEC source: 0001125376-20-000198 · wf-form4_160531354712686.xml · nonDerivative · entry 1

Burton Spencer · CIK 0001778500 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,489

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on August 17, 2020.

Read SEC document
November 11, 2020 Filed Nov 14, 2020 00:25 UTC
Port BarryDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 33,133 $0.00 Strike: $7.59 $0.00
Disclosure

SEC source: 0001125376-20-000197 · wf-form4_160531352957789.xml · derivative · entry 4

Port Barry · CIK 0001417552 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,133 shares

Expires 2023-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on August 14, 2020.

F3 · derivative.exercise_date: These shares vest in five equal annual installments beginning March 14, 2014.

Read SEC document
November 11, 2020 Filed Nov 14, 2020 00:25 UTC
Port BarryDirector · Chief Executive Officer
SaleCommon Stock 33,133 $68.00 $2,253,044.00
Disclosure

SEC source: 0001125376-20-000197 · wf-form4_160531352957789.xml · nonDerivative · entry 2

Port Barry · CIK 0001417552 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,760

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on August 14, 2020.

Read SEC document
November 11, 2020 Filed Nov 14, 2020 00:25 UTC
Port BarryDirector · Chief Executive Officer
Exercise / conversionCommon Stock 33,133 $7.59 $251,479.47
Disclosure

SEC source: 0001125376-20-000197 · wf-form4_160531352957789.xml · nonDerivative · entry 1

Port Barry · CIK 0001417552 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,893

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on August 14, 2020.

Read SEC document
November 04, 2020 Filed Nov 5, 2020 23:52 UTC
Wittekind Beverly B.VP and General Counsel
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,200 $0.00 Strike: $5.44 $0.00
Disclosure

SEC source: 0001125376-20-000192 · wf-form4_160462034092118.xml · derivative · entry 6

Wittekind Beverly B. · CIK 0001475842 · VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,200 shares

Expires 2021-10-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on September 04, 2020.

F2 · derivative.exercise_date: These shares vest in five equal annual installments beginning October 27, 2012.

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November 04, 2020 Filed Nov 5, 2020 23:52 UTC
Wittekind Beverly B.VP and General Counsel
SaleCommon Stock 3,200 $64.00 $204,800.00
Disclosure

SEC source: 0001125376-20-000192 · wf-form4_160462034092118.xml · nonDerivative · entry 4

Wittekind Beverly B. · CIK 0001475842 · VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,891

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on September 04, 2020.

Read SEC document
November 04, 2020 Filed Nov 5, 2020 23:52 UTC
Wittekind Beverly B.VP and General Counsel
Exercise / conversionCommon Stock 3,200 $5.44 $17,408.00
Disclosure

SEC source: 0001125376-20-000192 · wf-form4_160462034092118.xml · nonDerivative · entry 3

Wittekind Beverly B. · CIK 0001475842 · VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,091

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on September 04, 2020.

Read SEC document
November 04, 2020 Filed Nov 9, 2020 22:58 UTC
Burton SpencerPresident and COO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,812 $0.00 Strike: $8.94 $0.00
Disclosure

SEC source: 0001125376-20-000194 · wf-form4_160496266552754.xml · derivative · entry 3

Burton Spencer · CIK 0001778500 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,812 shares

Expires 2024-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: Due to an administrative error, the Form 4 was filed late on November 9, 2020.

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on August 17, 2020.

F3 · derivative.exercise_date: These shares vest in five equal annual installments beginning February 07, 2015.

Read SEC document
November 04, 2020 Filed Nov 9, 2020 22:58 UTC
Burton SpencerPresident and COO
SaleCommon Stock 10,812 $64.00 $691,968.00
Disclosure

SEC source: 0001125376-20-000194 · wf-form4_160496266552754.xml · nonDerivative · entry 2

Burton Spencer · CIK 0001778500 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,590

F1 · date: Due to an administrative error, the Form 4 was filed late on November 9, 2020.

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on August 17, 2020.

Read SEC document
November 04, 2020 Filed Nov 9, 2020 22:58 UTC
Burton SpencerPresident and COO
Exercise / conversionCommon Stock 10,812 $8.94 $96,659.28
Disclosure

SEC source: 0001125376-20-000194 · wf-form4_160496266552754.xml · nonDerivative · entry 1

Burton Spencer · CIK 0001778500 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,402

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: Due to an administrative error, the Form 4 was filed late on November 9, 2020.

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on August 17, 2020.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 00:16 UTC
Port BarryDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $7.59 $0.00
Disclosure

SEC source: 0001125376-20-000190 · wf-form4_160453535984207.xml · derivative · entry 7

Port Barry · CIK 0001417552 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,133

Underlying: Common Stock · 25,000 shares

Expires 2023-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on August 14, 2020.

F4 · derivative.exercise_date: These shares vest in five equal annual installments beginning March 14, 2014.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 00:16 UTC
Port BarryDirector · Chief Executive Officer
SaleCommon Stock 25,000 $63.00 $1,575,000.00
Disclosure

SEC source: 0001125376-20-000190 · wf-form4_160453535984207.xml · nonDerivative · entry 4

Port Barry · CIK 0001417552 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,760

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on August 14, 2020.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 00:16 UTC
Port BarryDirector · Chief Executive Officer
Exercise / conversionCommon Stock 25,000 $7.59 $189,750.00
Disclosure

SEC source: 0001125376-20-000190 · wf-form4_160453535984207.xml · nonDerivative · entry 3

Port Barry · CIK 0001417552 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,760

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on August 14, 2020.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 23:52 UTC
Wittekind Beverly B.VP and General Counsel
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,200 $0.00 Strike: $5.44 $0.00
Disclosure

SEC source: 0001125376-20-000192 · wf-form4_160462034092118.xml · derivative · entry 5

Wittekind Beverly B. · CIK 0001475842 · VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,200

Underlying: Common Stock · 2,200 shares

Expires 2021-10-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on September 04, 2020.

F2 · derivative.exercise_date: These shares vest in five equal annual installments beginning October 27, 2012.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 23:52 UTC
Wittekind Beverly B.VP and General Counsel
SaleCommon Stock 2,200 $62.00 $136,400.00
Disclosure

SEC source: 0001125376-20-000192 · wf-form4_160462034092118.xml · nonDerivative · entry 2

Wittekind Beverly B. · CIK 0001475842 · VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,891

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on September 04, 2020.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 23:52 UTC
Wittekind Beverly B.VP and General Counsel
Exercise / conversionCommon Stock 2,200 $5.44 $11,968.00
Disclosure

SEC source: 0001125376-20-000192 · wf-form4_160462034092118.xml · nonDerivative · entry 1

Wittekind Beverly B. · CIK 0001475842 · VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,091

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on September 04, 2020.

Read SEC document
November 02, 2020 Filed Nov 5, 2020 00:16 UTC
Port BarryDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 858 $0.00 Strike: $7.59 $0.00
Disclosure

SEC source: 0001125376-20-000190 · wf-form4_160453535984207.xml · derivative · entry 6

Port Barry · CIK 0001417552 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,133

Underlying: Common Stock · 858 shares

Expires 2023-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on August 14, 2020.

F4 · derivative.exercise_date: These shares vest in five equal annual installments beginning March 14, 2014.

Read SEC document
November 02, 2020 Filed Nov 5, 2020 00:16 UTC
Port BarryDirector · Chief Executive Officer
SaleCommon Stock 858 $60.55 $51,955.33
Disclosure

SEC source: 0001125376-20-000190 · wf-form4_160453535984207.xml · nonDerivative · entry 2

Port Barry · CIK 0001417552 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,760

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on August 14, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $60.15 to $60.89. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.