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Nasdaq · USD

ENSG

ENSIGN GROUP, INC

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Tapewire entity
3521
SEC CIK
0001125376
Parsed reports
700

Last 12 months

Inside the activity.

0 purchase rows · 48 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025012
Dec 202505
Jan 202603
Feb 2026018
Mar 202601
Apr 202603
May 202601
Jun 202601
Jul 202604
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 15, 2021 Filed Jul 16, 2021 23:20 UTC GrantCommon Stock 1,125 $0.00 $0.00
Disclosure

SEC source: 0001125376-21-000117 · wf-form4_162647763608715.xml · nonDerivative · entry 1

SMITH BARRY M · CIK 0001212067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,125

F1 · shares: These shares vest in three equal annual installments beginning July 15, 2022.

Read SEC document
July 15, 2021 Filed Jul 16, 2021 23:20 UTC GrantCommon Stock 1,125 $0.00 $0.00
Disclosure

SEC source: 0001125376-21-000116 · wf-form4_162647760966990.xml · nonDerivative · entry 1

Blouin Ann Scott · CIK 0001764784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,125

F1 · shares: These shares vest in three equal annual installments beginning July 15, 2022.

Read SEC document
July 15, 2021 Filed Jul 16, 2021 23:20 UTC GrantCommon Stock 1,125 $0.00 $0.00
Disclosure

SEC source: 0001125376-21-000115 · wf-form4_162647759275044.xml · nonDerivative · entry 1

Abbott Swati Bargotra · CIK 0001741453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,750

F1 · shares: These shares vest in three equal annual installments beginning July 15, 2022.

Read SEC document
July 15, 2021 Filed Jul 16, 2021 23:19 UTC GrantCommon Stock 1,125 $0.00 $0.00
Disclosure

SEC source: 0001125376-21-000114 · wf-form4_162647757769427.xml · nonDerivative · entry 1

Daniels Lee A · CIK 0001303995 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,129

F1 · shares: These shares vest in three equal annual installments beginning July 15, 2022.

Read SEC document
June 21, 2021 Filed Jun 23, 2021 23:06 UTC Exercise / conversionStock Option (right to buy) · Derivative 983 $0.00 Strike: $10.89 $0.00
Disclosure

SEC source: 0001125376-21-000108 · wf-form4_162448958023746.xml · derivative · entry 3

Daniels Lee A · CIK 0001303995 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 982

Underlying: Common Stock · 983 shares

Expires 2024-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on August 17, 2020.

F2 · derivative.exercise_date: This option vests in five equal annual installments beginning on May 29, 2015.

F3 · derivative.underlying_shares: All options held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of The Pennant Group, Inc. spin-off from The Ensign Group, Inc. which occurred on October 1, 2019.

Read SEC document
June 21, 2021 Filed Jun 23, 2021 23:06 UTC SaleCommon Stock 983 $83.72 $82,296.76
Disclosure

SEC source: 0001125376-21-000108 · wf-form4_162448958023746.xml · nonDerivative · entry 2

Daniels Lee A · CIK 0001303995 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,004

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on August 17, 2020.

Read SEC document
June 21, 2021 Filed Jun 23, 2021 23:06 UTC Exercise / conversionCommon Stock 983 $10.89 $10,704.87
Disclosure

SEC source: 0001125376-21-000108 · wf-form4_162448958023746.xml · nonDerivative · entry 1

Daniels Lee A · CIK 0001303995 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,987

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on August 17, 2020.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 23:26 UTC
Wittekind Beverly B.VP and General Counsel
Tax withholdingCommon Stock 1,240 $83.92 $104,060.80
Disclosure

SEC source: 0001125376-21-000106 · wf-form4_162267635035283.xml · nonDerivative · entry 3

Wittekind Beverly B. · CIK 0001475842 · VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,273

F3 · shares: These shares relate to taxes withheld on a Restricted Stock Award granted May 31, 2018 that vests in five equal annual installments beginning May 31, 2019.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 23:26 UTC
Wittekind Beverly B.VP and General Counsel
Tax withholdingCommon Stock 159 $83.92 $13,343.28
Disclosure

SEC source: 0001125376-21-000106 · wf-form4_162267635035283.xml · nonDerivative · entry 2

Wittekind Beverly B. · CIK 0001475842 · VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,513

F2 · shares: These shares relate to taxes withheld on a Restricted Stock Award granted May 30, 2019 that vests in five equal annual installments beginning May 30, 2020.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 23:25 UTC
Christensen Christopher R.Director · Executive Chairman
Tax withholdingCommon Stock 3,967 $83.92 $332,910.64
Disclosure

SEC source: 0001125376-21-000105 · wf-form4_162267632260313.xml · nonDerivative · entry 3

Christensen Christopher R. · CIK 0001417555 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,885

F3 · shares: These shares relate to taxes withheld on a Restricted Stock Award granted May 31, 2018 that vests in five equal annual installments beginning May 31, 2019.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 23:25 UTC
Christensen Christopher R.Director · Executive Chairman
Tax withholdingCommon Stock 794 $83.92 $66,632.48
Disclosure

SEC source: 0001125376-21-000105 · wf-form4_162267632260313.xml · nonDerivative · entry 2

Christensen Christopher R. · CIK 0001417555 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,852

F2 · shares: These shares relate to taxes withheld on a Restricted Stock Award granted May 30, 2019 that vests in five equal annual installments beginning May 30, 2020.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 23:25 UTC
Burton SpencerPresident and COO
Tax withholdingCommon Stock 284 $83.92 $23,833.28
Disclosure

SEC source: 0001125376-21-000104 · wf-form4_162267629880835.xml · nonDerivative · entry 3

Burton Spencer · CIK 0001778500 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,828

F3 · shares: These shares relate to taxes withheld on a Restricted Stock Award granted May 31, 2018 that vests in five equal annual installments beginning May 31, 2019.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 23:25 UTC
Burton SpencerPresident and COO
Tax withholdingCommon Stock 532 $83.92 $44,645.44
Disclosure

SEC source: 0001125376-21-000104 · wf-form4_162267629880835.xml · nonDerivative · entry 2

Burton Spencer · CIK 0001778500 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,112

F2 · shares: These shares relate to taxes withheld on a Restricted Stock Award granted May 30, 2019 that vests in five equal annual installments beginning May 30, 2020.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 23:24 UTC
Keetch ChadCIO, EVP and Secretary
Tax withholdingCommon Stock 2,479 $83.92 $208,037.68
Disclosure

SEC source: 0001125376-21-000103 · wf-form4_162267627639406.xml · nonDerivative · entry 3

Keetch Chad · CIK 0001609878 · CIO, EVP and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,149

F3 · shares: These shares relate to taxes withheld on a Restricted Stock Award granted May 31, 2018 that vests in five equal annual installments beginning May 31, 2019.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 23:24 UTC
Keetch ChadCIO, EVP and Secretary
Tax withholdingCommon Stock 397 $83.92 $33,316.24
Disclosure

SEC source: 0001125376-21-000103 · wf-form4_162267627639406.xml · nonDerivative · entry 2

Keetch Chad · CIK 0001609878 · CIO, EVP and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,628

F2 · shares: These shares relate to taxes withheld on a Restricted Stock Award granted May 30, 2019 that vests in five equal annual installments beginning May 30, 2020.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 23:24 UTC Tax withholdingCommon Stock 2,975 $83.92 $249,662.00
Disclosure

SEC source: 0001125376-21-000102 · wf-form4_162267625918178.xml · nonDerivative · entry 3

Snapper Suzanne D. · CIK 0001470396 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,436

F3 · shares: These shares relate to taxes withheld on a Restricted Stock Award granted May 31, 2018 that vests in five equal annual installments beginning May 31, 2019.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 23:24 UTC Tax withholdingCommon Stock 595 $83.92 $49,932.40
Disclosure

SEC source: 0001125376-21-000102 · wf-form4_162267625918178.xml · nonDerivative · entry 2

Snapper Suzanne D. · CIK 0001470396 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,411

F2 · shares: These shares relate to taxes withheld on a Restricted Stock Award granted May 30, 2019 that vests in five equal annual installments beginning May 30, 2020.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 23:24 UTC
Port BarryDirector · Chief Executive Officer
Tax withholdingCommon Stock 2,479 $83.92 $208,037.68
Disclosure

SEC source: 0001125376-21-000101 · wf-form4_162267624066740.xml · nonDerivative · entry 3

Port Barry · CIK 0001417552 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,221

F3 · shares: These shares relate to taxes withheld on a Restricted Stock Award granted May 31, 2018 that vests in five equal annual installments beginning May 31, 2019.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 23:24 UTC
Port BarryDirector · Chief Executive Officer
Tax withholdingCommon Stock 635 $83.92 $53,289.20
Disclosure

SEC source: 0001125376-21-000101 · wf-form4_162267624066740.xml · nonDerivative · entry 2

Port Barry · CIK 0001417552 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,700

F2 · shares: These shares relate to taxes withheld on a Restricted Stock Award granted May 30, 2019 that vests in five equal annual installments beginning May 30, 2020.

Read SEC document
May 28, 2021 Filed Jun 2, 2021 23:26 UTC
Wittekind Beverly B.VP and General Counsel
Tax withholdingCommon Stock 100 $83.20 $8,320.00
Disclosure

SEC source: 0001125376-21-000106 · wf-form4_162267635035283.xml · nonDerivative · entry 1

Wittekind Beverly B. · CIK 0001475842 · VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,672

F1 · shares: These shares relate to taxes withheld on a Restricted Stock Award granted May 28, 2020 that vests in five equal annual installments beginning May 28, 2021.

Read SEC document
May 28, 2021 Filed Jun 2, 2021 23:25 UTC
Christensen Christopher R.Director · Executive Chairman
Tax withholdingCommon Stock 199 $83.20 $16,556.80
Disclosure

SEC source: 0001125376-21-000105 · wf-form4_162267632260313.xml · nonDerivative · entry 1

Christensen Christopher R. · CIK 0001417555 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,646

F1 · shares: These shares relate to taxes withheld on a Restricted Stock Award granted May 28, 2020 that vests in five equal annual installments beginning May 28, 2021.

Read SEC document
May 28, 2021 Filed Jun 2, 2021 23:25 UTC
Burton SpencerPresident and COO
Tax withholdingCommon Stock 355 $83.20 $29,536.00
Disclosure

SEC source: 0001125376-21-000104 · wf-form4_162267629880835.xml · nonDerivative · entry 1

Burton Spencer · CIK 0001778500 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,644

F1 · shares: These shares relate to taxes withheld on a Restricted Stock Award granted May 28, 2020 that vests in five equal annual installments beginning May 28, 2021.

Read SEC document
May 28, 2021 Filed Jun 2, 2021 23:24 UTC
Keetch ChadCIO, EVP and Secretary
Tax withholdingCommon Stock 199 $83.20 $16,556.80
Disclosure

SEC source: 0001125376-21-000103 · wf-form4_162267627639406.xml · nonDerivative · entry 1

Keetch Chad · CIK 0001609878 · CIO, EVP and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,025

F1 · shares: These shares relate to taxes withheld on a Restricted Stock Award granted May 28, 2020 that vests in five equal annual installments beginning May 28, 2021.

Read SEC document
May 28, 2021 Filed Jun 2, 2021 23:24 UTC Tax withholdingCommon Stock 199 $83.20 $16,556.80
Disclosure

SEC source: 0001125376-21-000102 · wf-form4_162267625918178.xml · nonDerivative · entry 1

Snapper Suzanne D. · CIK 0001470396 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,006

F1 · shares: These shares relate to taxes withheld on a Restricted Stock Award granted May 28, 2020 that vests in five equal annual installments beginning May 28, 2021.

Read SEC document
May 28, 2021 Filed Jun 2, 2021 23:24 UTC
Port BarryDirector · Chief Executive Officer
Tax withholdingCommon Stock 199 $83.20 $16,556.80
Disclosure

SEC source: 0001125376-21-000101 · wf-form4_162267624066740.xml · nonDerivative · entry 1

Port Barry · CIK 0001417552 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,335

F1 · shares: These shares relate to taxes withheld on a Restricted Stock Award granted May 28, 2020 that vests in five equal annual installments beginning May 28, 2021.

Read SEC document
May 27, 2021 Filed May 27, 2021 23:59 UTC
Port BarryDirector · Chief Executive Officer
GrantEmployee Stock Option (right to buy) · Derivative 12,500 $0.00 Strike: $82.20 $0.00
Disclosure

SEC source: 0001125376-21-000092 · wf-form4_162215998346060.xml · derivative · entry 4

Port Barry · CIK 0001417552 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 12,500 shares

Expires 2031-05-27

F4 · derivative.exercise_date: This option vests in five equal annual installments beginning on May 27, 2022.

Read SEC document
May 27, 2021 Filed May 27, 2021 23:59 UTC
Port BarryDirector · Chief Executive Officer
GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001125376-21-000092 · wf-form4_162215998346060.xml · nonDerivative · entry 2

Port Barry · CIK 0001417552 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,534

F2 · shares: These shares vest in five equal annual installments beginning May 27, 2022.

Read SEC document
May 27, 2021 Filed May 27, 2021 23:59 UTC
Keetch ChadCIO, EVP and Secretary
GrantEmployee Stock Option (right to buy) · Derivative 7,500 $0.00 Strike: $82.20 $0.00
Disclosure

SEC source: 0001125376-21-000091 · wf-form4_162215996587757.xml · derivative · entry 3

Keetch Chad · CIK 0001609878 · CIO, EVP and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2031-05-27

F3 · derivative.exercise_date: This option vests in five equal annual installments beginning on May 27, 2022.

Read SEC document
May 27, 2021 Filed May 27, 2021 23:59 UTC
Keetch ChadCIO, EVP and Secretary
GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001125376-21-000091 · wf-form4_162215996587757.xml · nonDerivative · entry 2

Keetch Chad · CIK 0001609878 · CIO, EVP and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,224

F2 · shares: These shares vest in five equal annual installments beginning May 27, 2022.

Read SEC document
May 27, 2021 Filed May 27, 2021 23:59 UTC
Wittekind Beverly B.VP and General Counsel
GrantEmployee Stock Option (right to buy) · Derivative 2,500 $0.00 Strike: $82.20 $0.00
Disclosure

SEC source: 0001125376-21-000090 · wf-form4_162215994212344.xml · derivative · entry 3

Wittekind Beverly B. · CIK 0001475842 · VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2031-05-27

F3 · derivative.exercise_date: This option vests in five equal annual installments beginning on May 27, 2022.

Read SEC document
May 27, 2021 Filed May 27, 2021 23:59 UTC
Wittekind Beverly B.VP and General Counsel
GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001125376-21-000090 · wf-form4_162215994212344.xml · nonDerivative · entry 2

Wittekind Beverly B. · CIK 0001475842 · VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,772

F2 · shares: These shares vest in five equal annual installments beginning May 27, 2022.

Read SEC document
May 27, 2021 Filed May 27, 2021 23:58 UTC GrantEmployee Stock Option (right to buy) · Derivative 11,250 $0.00 Strike: $82.20 $0.00
Disclosure

SEC source: 0001125376-21-000089 · wf-form4_162215985653744.xml · derivative · entry 4

Snapper Suzanne D. · CIK 0001470396 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,250

Underlying: Common Stock · 11,250 shares

Expires 2031-05-27

F4 · derivative.exercise_date: This option vests in five equal annual installments beginning on May 27, 2022.

Read SEC document
May 27, 2021 Filed May 27, 2021 23:58 UTC GrantCommon Stock 4,500 $0.00 $0.00
Disclosure

SEC source: 0001125376-21-000089 · wf-form4_162215985653744.xml · nonDerivative · entry 2

Snapper Suzanne D. · CIK 0001470396 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,205

F2 · shares: These shares vest in five equal annual installments beginning May 27, 2022.

Read SEC document
May 27, 2021 Filed May 27, 2021 23:57 UTC
Burton SpencerPresident and COO
GrantEmployee Stock Option (right to buy) · Derivative 7,500 $0.00 Strike: $82.20 $0.00
Disclosure

SEC source: 0001125376-21-000088 · wf-form4_162215978761891.xml · derivative · entry 4

Burton Spencer · CIK 0001778500 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2031-05-27

F4 · derivative.exercise_date: This option vests in five equal annual installments beginning on May 27, 2022.

Read SEC document
May 27, 2021 Filed May 27, 2021 23:57 UTC
Burton SpencerPresident and COO
GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001125376-21-000088 · wf-form4_162215978761891.xml · nonDerivative · entry 3

Burton Spencer · CIK 0001778500 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,999

F3 · shares: These shares vest in five equal annual installments beginning May 27, 2022.

Read SEC document
May 27, 2021 Filed May 27, 2021 23:56 UTC
Christensen Christopher R.Director · Executive Chairman
GrantEmployee Stock Option (right to buy) · Derivative 6,250 $0.00 Strike: $82.20 $0.00
Disclosure

SEC source: 0001125376-21-000087 · wf-form4_162215973808347.xml · derivative · entry 4

Christensen Christopher R. · CIK 0001417555 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250

Underlying: Common Stock · 6,250 shares

Expires 2031-05-27

F4 · derivative.exercise_date: This option vests in five equal annual installments beginning on May 27, 2022.

Read SEC document
May 27, 2021 Filed May 27, 2021 23:56 UTC
Christensen Christopher R.Director · Executive Chairman
GrantCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001125376-21-000087 · wf-form4_162215973808347.xml · nonDerivative · entry 1

Christensen Christopher R. · CIK 0001417555 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,688

F1 · shares: These shares vest in five equal annual installments beginning May 27, 2022.

Read SEC document
May 26, 2021 Filed May 27, 2021 23:57 UTC
Burton SpencerPresident and COO
Tax withholdingCommon Stock 178 $83.01 $14,775.78
Disclosure

SEC source: 0001125376-21-000088 · wf-form4_162215978761891.xml · nonDerivative · entry 2

Burton Spencer · CIK 0001778500 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,999

F2 · shares: These shares relate to taxes withheld on a Restricted Stock Award granted May 26, 2016 that vests in five equal annual installments beginning May 26, 2017.

Read SEC document
May 25, 2021 Filed May 27, 2021 23:59 UTC
Port BarryDirector · Chief Executive Officer
Tax withholdingCommon Stock 318 $82.20 $26,139.60
Disclosure

SEC source: 0001125376-21-000092 · wf-form4_162215998346060.xml · nonDerivative · entry 1

Port Barry · CIK 0001417552 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,534

F1 · shares: These shares relate to taxes withheld on a Restricted Stock Award granted May 25, 2017 that vests in five equal annual installments beginning May 25, 2018.

Read SEC document
May 25, 2021 Filed May 27, 2021 23:59 UTC
Keetch ChadCIO, EVP and Secretary
Tax withholdingCommon Stock 278 $82.20 $22,851.60
Disclosure

SEC source: 0001125376-21-000091 · wf-form4_162215996587757.xml · nonDerivative · entry 1

Keetch Chad · CIK 0001609878 · CIO, EVP and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,224

F1 · shares: These shares relate to taxes withheld on a Restricted Stock Award granted May 25, 2017 that vests in five equal annual installments beginning May 25, 2018.

Read SEC document
May 25, 2021 Filed May 27, 2021 23:59 UTC
Wittekind Beverly B.VP and General Counsel
Tax withholdingCommon Stock 119 $82.20 $9,781.80
Disclosure

SEC source: 0001125376-21-000090 · wf-form4_162215994212344.xml · nonDerivative · entry 1

Wittekind Beverly B. · CIK 0001475842 · VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,772

F1 · shares: These shares relate to taxes withheld on a Restricted Stock Award granted May 25, 2017 that vests in five equal annual installments beginning May 25, 2018.

Read SEC document
May 25, 2021 Filed May 27, 2021 23:58 UTC Tax withholdingCommon Stock 278 $82.20 $22,851.60
Disclosure

SEC source: 0001125376-21-000089 · wf-form4_162215985653744.xml · nonDerivative · entry 1

Snapper Suzanne D. · CIK 0001470396 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,705

F1 · shares: These shares relate to taxes withheld on a Restricted Stock Award granted May 25, 2017 that vests in five equal annual installments beginning May 25, 2018.

Read SEC document
May 25, 2021 Filed May 27, 2021 23:57 UTC
Burton SpencerPresident and COO
Tax withholdingCommon Stock 142 $82.20 $11,672.40
Disclosure

SEC source: 0001125376-21-000088 · wf-form4_162215978761891.xml · nonDerivative · entry 1

Burton Spencer · CIK 0001778500 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,177

F1 · shares: These shares relate to taxes withheld on a Restricted Stock Award granted May 25, 2017 that vests in five equal annual installments beginning May 25, 2018.

Read SEC document
May 20, 2021 Filed May 21, 2021 23:18 UTC Exercise / conversionStock Option (right to buy) · Derivative 983 $0.00 Strike: $10.89 $0.00
Disclosure

SEC source: 0001125376-21-000080 · wf-form4_162163907978743.xml · derivative · entry 3

Daniels Lee A · CIK 0001303995 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,965

Underlying: Common Stock · 983 shares

Expires 2024-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on August 17, 2020.

F2 · derivative.exercise_date: This option vests in five equal annual installments beginning on May 29, 2015.

Read SEC document
May 20, 2021 Filed May 21, 2021 23:18 UTC SaleCommon Stock 983 $82.67 $81,264.61
Disclosure

SEC source: 0001125376-21-000080 · wf-form4_162163907978743.xml · nonDerivative · entry 2

Daniels Lee A · CIK 0001303995 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,004

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on August 17, 2020.

Read SEC document
May 20, 2021 Filed May 21, 2021 23:18 UTC Exercise / conversionCommon Stock 983 $10.89 $10,704.87
Disclosure

SEC source: 0001125376-21-000080 · wf-form4_162163907978743.xml · nonDerivative · entry 1

Daniels Lee A · CIK 0001303995 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,987

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on August 17, 2020.

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April 21, 2021 Filed Apr 21, 2021 23:02 UTC
Shaw DarenDirector
SaleCommon Stock 375 $89.24 $33,465.00
Disclosure

SEC source: 0001125376-21-000072 · wf-form4_161904613582274.xml · nonDerivative · entry 4

Shaw Daren · CIK 0001548135 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,500

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 10, 2020.

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April 20, 2021 Filed Apr 21, 2021 23:02 UTC Exercise / conversionStock Option (right to buy) · Derivative 983 $0.00 Strike: $10.89 $0.00
Disclosure

SEC source: 0001125376-21-000071 · wf-form4_161904611293699.xml · derivative · entry 3

Daniels Lee A · CIK 0001303995 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,948

Underlying: Common Stock · 983 shares

Expires 2024-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on August 17, 2020.

F2 · derivative.exercise_date: This option vests in five equal annual installments beginning on May 29, 2015.

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April 20, 2021 Filed Apr 21, 2021 23:02 UTC SaleCommon Stock 983 $88.12 $86,621.96
Disclosure

SEC source: 0001125376-21-000071 · wf-form4_161904611293699.xml · nonDerivative · entry 2

Daniels Lee A · CIK 0001303995 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,004

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on August 17, 2020.

Read SEC document
April 20, 2021 Filed Apr 21, 2021 23:02 UTC Exercise / conversionCommon Stock 983 $10.89 $10,704.87
Disclosure

SEC source: 0001125376-21-000071 · wf-form4_161904611293699.xml · nonDerivative · entry 1

Daniels Lee A · CIK 0001303995 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,987

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on August 17, 2020.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.