ENS

SEC source: 0001209191-17-055193 · doc4.xml · nonDerivative · entry 4

Long Jeffrey W. · CIK 0001635909 · President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,711.3399

F4 · shares: These shares were granted in the form of MSUs, in connection with the Dividend, with respect to 10,948 unvested MSUs granted to the reporting person on May 12, 2015, and adjusted for previously declared and paid cash dividend. These MSUs will vest and are payable concurrent with the underlying MSUs.

SEC source: 0001209191-17-055193 · doc4.xml · nonDerivative · entry 3

Long Jeffrey W. · CIK 0001635909 · President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,682.5596

F3 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 336 unvested RSUs granted to the reporting person on May 12, 2014, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

SEC source: 0001209191-17-055193 · doc4.xml · nonDerivative · entry 2

Long Jeffrey W. · CIK 0001635909 · President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,681.6665

F2 · shares: These shares were granted in the form of Market Share Units ("MSUs"), in connection with the Dividend, with respect to 390 vested MSUs granted to the reporting person under the Plan on May 25, 2012, and as adjusted for previously declared and paid cash dividends. These MSUs are payable concurrent with the underlying MSUs.

SEC source: 0001209191-17-055193 · doc4.xml · nonDerivative · entry 1

Long Jeffrey W. · CIK 0001635909 · President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,679.6849

F1 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the cash dividend paid on September 29, 2017 to stockholders of record as of September 15, 2017 (the "Dividend"), with respect to an aggregate of 855 vested RSUs granted to the reporting person on various dates under the EnerSys Voluntary Deferred Compensation Plan for Executives (the "Plan"), and adjusted for previously declared and paid cash dividends. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-17-055192 · doc4.xml · nonDerivative · entry 6

LEHMAN JOHN F · CIK 0001211966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,555.4171

F6 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 63 unvested RSUs granted to the reporting person on July 17, 2017, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-17-055192 · doc4.xml · nonDerivative · entry 5

LEHMAN JOHN F · CIK 0001211966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,555.2577

F5 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 44.1063 unvested RSUs granted to the reporting person on April 11, 2017, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-17-055192 · doc4.xml · nonDerivative · entry 4

LEHMAN JOHN F · CIK 0001211966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,555.1461

F4 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 29.1345 unvested RSUs granted to the reporting person on January 17, 2017, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-17-055192 · doc4.xml · nonDerivative · entry 3

LEHMAN JOHN F · CIK 0001211966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,555.0724

F3 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 30.2067 unvested RSUs granted to the reporting person on October 11, 2016, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-17-055192 · doc4.xml · nonDerivative · entry 2

LEHMAN JOHN F · CIK 0001211966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,554.996

F2 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to 32,609.1850 vested RSUs granted to the reporting person on various dates under the EnerSys Deferred Compensation Plan for Non-Employee Directors (the "Plan"), and adjusted for previously declared and paid cash dividends. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-17-055192 · doc4.xml · nonDerivative · entry 1

LEHMAN JOHN F · CIK 0001211966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,472.4948

F1 · shares: These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on September 29, 2017 to stockholders of record as of September 15, 2017 (he "Dividend"), with respect to 19,924 vested DSUs granted to the reporting person on various dates, and adjusted for previously declared and paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs.

SEC source: 0001209191-17-055189 · doc4.xml · nonDerivative · entry 6

KATSAROS ARTHUR T · CIK 0001220007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,145.9041

F6 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 152 unvested RSUs granted to the reporting person on July 17, 2017, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-17-055189 · doc4.xml · nonDerivative · entry 5

KATSAROS ARTHUR T · CIK 0001220007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,145.5196

F5 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 106.2560 unvested RSUs granted to the reporting person on April 11, 2017, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-17-055189 · doc4.xml · nonDerivative · entry 4

KATSAROS ARTHUR T · CIK 0001220007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,145.2507

F4 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 73.3386 unvested RSUs granted to the reporting person on January 17, 2017, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-17-055189 · doc4.xml · nonDerivative · entry 3

KATSAROS ARTHUR T · CIK 0001220007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,145.0652

F3 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 67.4615 unvested RSUs granted to the reporting person on October 11, 2016, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-17-055189 · doc4.xml · nonDerivative · entry 2

KATSAROS ARTHUR T · CIK 0001220007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,144.8945

F2 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to 27,215.8802 vested RSUs granted to the reporting person on various dates under the EnerSys Deferred Compensation Plan for Non-Employee Directors (the "Plan"), and adjusted for previously declared and paid cash dividends. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-17-055189 · doc4.xml · nonDerivative · entry 1

KATSAROS ARTHUR T · CIK 0001220007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,076.0384

F1 · shares: These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on September 29, 2017 to stockholders of record as of September 15, 2017 (he "Dividend"), with respect to 19,924 vested DSUs granted to the reporting person on various dates, and adjusted for previously declared and paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs.

SEC source: 0001209191-17-055186 · doc4.xml · nonDerivative · entry 7

Jones Myles · CIK 0001702536 · President - Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,158.0367

F7 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 3,783 unvested PSUs granted to the reporting person on May 9, 2017, and adjusted for a previously declared and paid cash dividend. These PSUs will vest and are payable concurrent with the underlying PSUs.

SEC source: 0001209191-17-055186 · doc4.xml · nonDerivative · entry 6

Jones Myles · CIK 0001702536 · President - Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,148.3061

F6 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 2,406 unvested RSUs granted to the reporting person on May 9, 2017, and adjusted for a previously declared and paid cash dividend. These RSUs will vest and are payable concurrent with the underlying RSUs.

SEC source: 0001209191-17-055186 · doc4.xml · nonDerivative · entry 5

Jones Myles · CIK 0001702536 · President - Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,142.1174

F5 · shares: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the Dividend, with respect to 5,652 unvested PSUs granted to the reporting person on May 16, 2016, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.

SEC source: 0001209191-17-055186 · doc4.xml · nonDerivative · entry 4

Jones Myles · CIK 0001702536 · President - Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,127.437

F4 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 2,604 unvested RSUs granted to the reporting person on May 16, 2016, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

SEC source: 0001209191-17-055186 · doc4.xml · nonDerivative · entry 3

Jones Myles · CIK 0001702536 · President - Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,120.6734

F3 · shares: These shares were granted in the form of Market Share Units ("MSUs"), in connection with the Dividend, with respect to 3,650 unvested MSUs granted to the reporting person on May 12, 2015, and adjusted for previously declared and paid cash dividends. These MSUs will vest and are payable concurrent with the underlying MSUs.

SEC source: 0001209191-17-055186 · doc4.xml · nonDerivative · entry 2

Jones Myles · CIK 0001702536 · President - Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,111.0782

F2 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 533 unvested RSUs granted to the reporting person on May 12, 2015, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

SEC source: 0001209191-17-055186 · doc4.xml · nonDerivative · entry 1

Jones Myles · CIK 0001702536 · President - Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,109.677

F1 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the cash dividend paid on September 29, 2017 to stockholders of record as of September 15, 2017 (the "Dividend"), with respect to 252 unvested RSUs granted to the reporting person on May 12, 2014, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

SEC source: 0001209191-17-055185 · doc4.xml · nonDerivative · entry 1

HOFFEN HOWARD I · CIK 0001208810 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,210.1666

F1 · shares: These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on September 29, 2017 to stockholders of record as of September 15, 2017 (the "Dividend"), with respect to an aggregate of 24,378 vested DSUs granted to the reporting person on various dates, and adjusted for previously declared and paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs.

F2 · balance_after: The reporting person has no direct pecuniary interest in such shares and disclaims beneficial ownership except to the extent ultimately realized.

SEC source: 0001209191-17-055183 · doc4.xml · nonDerivative · entry 1

CHUNG HWAN-YOON · CIK 0001389949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,546.0094

F1 · shares: These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on September 29, 2017 to stockholders of record as of September 15, 2017 (the "Dividend"), with respect to an aggregate of 19,924 vested DSUs granted to the reporting person on various dates, and adjusted for previously declared and paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs.

F2 · balance_after: The reporting person has no direct pecuniary interest in 4664.1550 shares and disclaims beneficial ownership except to the extent ultimately realized.

SEC source: 0001209191-18-001497 · doc4.xml · nonDerivative · entry 5

Shaffer David M · CIK 0001577486 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,247.9503

F5 · shares: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the Dividend, with respect to 18,441 PSUs granted to the reporting person on May 9, 2017, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.

SEC source: 0001209191-18-001497 · doc4.xml · nonDerivative · entry 4

Shaffer David M · CIK 0001577486 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,200.6582

F4 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to 11,727 RSUs granted to the reporting person on May 9, 2017, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

SEC source: 0001209191-17-049606 · doc4.xml · nonDerivative · entry 1

Connors Nelda J · CIK 0001478748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,313

F1 · security: These shares were granted as deferred stock units and vest upon grant. These deferred stock units are payable six months following a termination of service as a director of the Company, with the right of the Company to clawback the value of the deferred stock unit within one year following a termination of service upon the occurrence of certain events.

F2 · date: This grant was made after markets had closed.

SEC source: 0001209191-17-049184 · doc4.xml · nonDerivative · entry 1

Magnus Robert · CIK 0001441604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,746.1128

F1 · security: These shares were granted as deferred stock units and vest upon grant. These deferred stock units are payable six months following a termination of service as a director of the Company, with the right of the Company to clawback the value of the deferred stock unit within one year following a termination of service upon the occurrence of certain events.

SEC source: 0001209191-17-049189 · doc4.xml · nonDerivative · entry 1

Vargo Ronald P · CIK 0001355666 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,920

F1 · security: These shares were granted as deferred stock units and vest upon grant. These deferred stock units are payable six months following a termination of service as a director of the Company, with the right of the Company to clawback the value of the deferred stock unit within one year following a termination of service upon the occurrence of certain events.

SEC source: 0001209191-17-049188 · doc4.xml · nonDerivative · entry 1

TUFANO PAUL J · CIK 0001201520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,933.0266

F1 · security: These shares were granted as deferred stock units and vest upon grant. These deferred stock units are payable six months following a termination of service as a director of the Company, with the right of the Company to clawback the value of the deferred stock unit within one year following a termination of service upon the occurrence of certain events.

SEC source: 0001209191-17-049185 · doc4.xml · nonDerivative · entry 1

MARLO DENNIS S · CIK 0001222380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,240.1286

F1 · security: These shares were granted as deferred stock units and vest upon grant. These deferred stock units are payable six months following a termination of service as a director of the Company, with the right of the Company to clawback the value of the deferred stock unit within one year following a termination of service upon the occurrence of certain events.

SEC source: 0001209191-17-049181 · doc4.xml · nonDerivative · entry 1

LEHMAN JOHN F · CIK 0001211966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,420.6446

F1 · security: These shares were granted as deferred stock units and vest upon grant. These deferred stock units are payable six months following a termination of service as a director of the Company, with the right of the Company to clawback the value of the deferred stock unit within one year following a termination of service upon the occurrence of certain events.

SEC source: 0001209191-17-049179 · doc4.xml · nonDerivative · entry 1

KATSAROS ARTHUR T · CIK 0001220007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,024.1882

F1 · security: These shares were granted as deferred stock units and vest upon grant. These deferred stock units are payable six months following a termination of service as a director of the Company, with the right of the Company to clawback the value of the deferred stock unit within one year following a termination of service upon the occurrence of certain events.

SEC source: 0001209191-17-049177 · doc4.xml · nonDerivative · entry 1

HOFFEN HOWARD I · CIK 0001208810 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,146.5459

F1 · security: These shares were granted as deferred stock units and vest upon grant. These deferred stock units are payable six months following a termination of service as a director of the Company, with the right of the Company to clawback the value of the deferred stock unit within one year following a termination of service upon the occurrence of certain events.

F2 · balance_after: The reporting person has no pecuniary interest in such shares and disclaims beneficial ownership except to the extent ultimately realized.

SEC source: 0001209191-17-049172 · doc4.xml · nonDerivative · entry 1

CHUNG HWAN-YOON · CIK 0001389949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,494.1592

F1 · security: These shares were granted as deferred stock units and vest upon grant. These deferred stock units are payable six months following a termination of service as a director of the Company, with the right of the Company to clawback the value of the deferred stock unit within one year following a termination of service upon the occurrence of certain events.

F2 · balance_after: The reporting person has no pecuniary interest in 4,652.3845 shares and disclaims beneficial ownership except to the extent ultimately realized.

SEC source: 0001209191-17-045668 · doc4.xml · nonDerivative · entry 2

MARLO DENNIS S · CIK 0001222380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,320.1286

F2 · shares: This amount reflects a matching stock unit contribution by EnerSys for the reporting person's account in the Plan. The matching stock unit contribution vests 25% on each of October 17, 2017, January 17, 2018, April 17, 2018, and July 17, 2018. Such vesting is subject to acceleration or cancellation upon the occurrence of certain events.

F3 · balance_after: As a result of these transactions the reporting person has an additional 194 stock units in the Plan. Each of these stock units represents a right to receive one share of EnerSys common stock and is payable upon the reporting person's Termination, as defined in the Plan.

SEC source: 0001209191-17-045668 · doc4.xml · nonDerivative · entry 1

MARLO DENNIS S · CIK 0001222380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,288.1286

F1 · shares: In lieu of receiving cash fees, the reporting person received 162 stock units, which immediately vested, in the EnerSys Voluntary Deferred Compensation Plan for Non-Employee Directors (the "Plan").

SEC source: 0001209191-17-045669 · doc4.xml · nonDerivative · entry 2

TUFANO PAUL J · CIK 0001201520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,013.0266

F2 · shares: This amount reflects a matching stock unit contribution by EnerSys for the reporting person's account in the Plan. The matching stock unit contribution vests 25% on each of October 17, 2017, January 17, 2018, April 17, 2018, and July 17, 2018. Such vesting is subject to acceleration or cancellation upon the occurrence of certain events.

F3 · balance_after: As a result of these transactions the reporting person has an additional 427 stock units in the Plan. Each of these stock units represents a right to receive one share of EnerSys common stock and is payable upon the reporting person's Termination, as defined in the Plan.

SEC source: 0001209191-17-045669 · doc4.xml · nonDerivative · entry 1

TUFANO PAUL J · CIK 0001201520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,942.0266

F1 · shares: In lieu of receiving cash fees, the reporting person received 356 stock units, which immediately vested, in the EnerSys Voluntary Deferred Compensation Plan for Non-Employee Directors (the "Plan").

SEC source: 0001209191-17-045665 · doc4.xml · nonDerivative · entry 2

KATSAROS ARTHUR T · CIK 0001220007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,104.1882

F2 · shares: This amount reflects a matching stock unit contribution by EnerSys for the reporting person's account in the Plan. The matching stock unit contribution vests 25% on each of October 17, 2017, January 17, 2018, April 17, 2018, and July 17, 2018. Such vesting is subject to acceleration or cancellation upon the occurrence of certain events.

F3 · balance_after: As a result of these transactions the reporting person has an additional 912 stock units in the Plan. Each of these stock units represents a right to receive one share of EnerSys common stock and is payable upon the reporting person's Termination, as defined in the Plan.

SEC source: 0001209191-17-045665 · doc4.xml · nonDerivative · entry 1

KATSAROS ARTHUR T · CIK 0001220007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,952.1882

F1 · shares: In lieu of receiving cash fees, the reporting person received 760 stock units, which immediately vested, in the EnerSys Voluntary Deferred Compensation Plan for Non-Employee Directors (the "Plan").

SEC source: 0001209191-17-045667 · doc4.xml · nonDerivative · entry 2

LEHMAN JOHN F · CIK 0001211966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,500.6446

F2 · shares: This amount reflects a matching stock unit contribution by EnerSys for the reporting person's account in the Plan. The matching stock unit contribution vests 25% on each of October 17, 2017, January 17, 2018, April 17, 2018, and July 17, 2018. Such vesting is subject to acceleration or cancellation upon the occurrence of certain events.

F3 · balance_after: As a result of these transactions the reporting person has an additional 377 stock units in the Plan. Each of these stock units represents a right to receive one share of EnerSys common stock and is payable upon the reporting person's Termination, as defined in the Plan.

SEC source: 0001209191-17-045667 · doc4.xml · nonDerivative · entry 1

LEHMAN JOHN F · CIK 0001211966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,437.6446

F1 · shares: In lieu of receiving cash fees, the reporting person received 314 stock units, which immediately vested, in the EnerSys Voluntary Deferred Compensation Plan for Non-Employee Directors (the "Plan").

SEC source: 0001209191-17-043592 · doc4.xml · nonDerivative · entry 7

Aschke Holger P · CIK 0001661434 · President - EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,473.559

F7 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 3,783 unvested PSUs granted to the reporting person on May 9, 2017. These PSUs will vest and are payable concurrent with the underlying PSUs.

SEC source: 0001209191-17-043592 · doc4.xml · nonDerivative · entry 6

Aschke Holger P · CIK 0001661434 · President - EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,464.9535

F4 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 2,604 unvested RSUs granted to the reporting person on May 16, 2016, and adjusted for a previously declared and paid cash dividend. These RSUs will vest and are payable concurrent with the underlying RSUs.

F6 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 2,406 unvested RSUs granted to the reporting person on May 9, 2017. These RSUs will vest and are payable concurrent with the underlying RSUs.

SEC source: 0001209191-17-043592 · doc4.xml · nonDerivative · entry 5

Aschke Holger P · CIK 0001661434 · President - EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,459.4803

F5 · shares: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the Dividend, with respect to 5,652 unvested PSUs granted to the reporting person on May 16, 2016, and adjusted for a previously declared and paid cash dividend. These PSUs will vest and are payable concurrent with the underlying PSUs.

SEC source: 0001209191-17-043592 · doc4.xml · nonDerivative · entry 4

Aschke Holger P · CIK 0001661434 · President - EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,446.4972

F4 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 2,604 unvested RSUs granted to the reporting person on May 16, 2016, and adjusted for a previously declared and paid cash dividend. These RSUs will vest and are payable concurrent with the underlying RSUs.

SEC source: 0001209191-17-043592 · doc4.xml · nonDerivative · entry 3

Aschke Holger P · CIK 0001661434 · President - EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,440.5156

F3 · shares: These shares were granted in the form of MSUs, in connection with the Dividend, with respect to 4,250 unvested MSUs granted to the reporting person on May 12, 2015, and adjusted for previously declared and paid cash dividends. These MSUs will vest and are payable concurrent with the underlying MSUs.

SEC source: 0001209191-17-043592 · doc4.xml · nonDerivative · entry 2

Aschke Holger P · CIK 0001661434 · President - EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,430.6349

F2 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 620 unvested RSUs granted to the reporting person on May 12, 2015, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.