ENS

SEC source: 0001209191-18-047129 · doc4.xml · nonDerivative · entry 1

Jones Myles · CIK 0001702536 · President - Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,383.2568

F1 · security: These shares were granted as restricted stock units that vest twenty-five percent on each of August 13, 2019, August 13, 2020, August 13, 2021, and August 13, 2022, subject to acceleration or forfeiture in certain specified circumstances.

F2 · date: This grant was made after markets had closed.

SEC source: 0001209191-18-047127 · doc4.xml · nonDerivative · entry 1

HOFFEN HOWARD I · CIK 0001208810 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,312.69

F1 · security: These shares were granted as deferred stock units and vest upon grant. These deferred stock units are payable no earlier than six months following a termination of service as a director of the Company, at the director's election, with the right of the Company to clawback the value of the deferred stock unit within one year following a termination of service upon the occurrence of certain events.

F2 · date: The grant reported on this Form 4 was made after the market had closed.

F3 · balance_after: The reporting person has no pecuniary interest in such shares and disclaims beneficial ownership except to the extent ultimately realized.

SEC source: 0001209191-18-047125 · doc4.xml · nonDerivative · entry 1

CHUNG HWAN-YOON · CIK 0001389949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,614.024

F1 · security: These shares were granted as deferred stock units and vest upon grant. These deferred stock units are payable no earlier than six months following a termination of service as a director of the Company, at the director's election, with the right of the Company to clawback the value of the deferred stock unit within one year following a termination of service upon the occurrence of certain events.

F2 · date: The grant reported on this Form 4 was made after the market had closed.

F3 · balance_after: The reporting person has no pecuniary interest in 4,698.6639 shares and disclaims beneficial ownership except to the extent ultimately realized.

SEC source: 0001209191-18-043467 · doc4.xml · nonDerivative · entry 2

Vargo Ronald P · CIK 0001355666 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,285.3271

F2 · shares: This amount reflects a matching stock unit contribution by EnerSys for the reporting person's account in the Plan. The matching stock unit contribution vests 25% on each of October 18, 2018, January 18, 2019, April 18, 2019, and July 18, 2019. Such vesting is subject to acceleration or cancellation upon the occurrence of certain events.

F3 · balance_after: As a result of these transactions the reporting person has an additional 358 stock units in the Plan. Each of these stock units represents a right to receive one share of EnerSys common stock and is payable upon the reporting person's Termination, as defined in the Plan.

SEC source: 0001209191-18-043467 · doc4.xml · nonDerivative · entry 1

Vargo Ronald P · CIK 0001355666 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,225.3271

F1 · shares: In lieu of receiving cash fees, the reporting person received 159 stock units, which immediately vested, in the EnerSys Voluntary Deferred Compensation Plan for Non-Employee Directors (the "Plan").

SEC source: 0001209191-18-043465 · doc4.xml · nonDerivative · entry 2

TUFANO PAUL J · CIK 0001201520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,753.9158

F2 · shares: This amount reflects a matching stock unit contribution by EnerSys for the reporting person's account in the Plan. The matching stock unit contribution vests 25% on each of October 18, 2018, January 18, 2019, April 18, 2019, and July 18, 2019. Such vesting is subject to acceleration or cancellation upon the occurrence of certain events.

F3 · balance_after: As a result of these transactions the reporting person has an additional 416 stock units in the Plan. Each of these stock units represents a right to receive one share of EnerSys common stock and is payable upon the reporting person's Termination, as defined in the Plan.

SEC source: 0001209191-18-043465 · doc4.xml · nonDerivative · entry 1

TUFANO PAUL J · CIK 0001201520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,684.9158

F1 · shares: In lieu of receiving cash fees, the reporting person received 347 stock units, which immediately vested, in the EnerSys Voluntary Deferred Compensation Plan for Non-Employee Directors (the "Plan").

SEC source: 0001209191-18-043462 · doc4.xml · nonDerivative · entry 2

MARLO DENNIS S · CIK 0001222380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,342.7243

F2 · shares: This amount reflects a matching stock unit contribution by EnerSys for the reporting person's account in the Plan. The matching stock unit contribution vests 25% on each of October 18, 2018, January 18, 2019, April 18, 2019, and July 18, 2019. Such vesting is subject to acceleration or cancellation upon the occurrence of certain events.

F3 · balance_after: As a result of these transactions the reporting person has an additional 191 stock units in the Plan. Each of these stock units represents a right to receive one share of EnerSys common stock and is payable upon the reporting person's Termination, as defined in the Plan.

SEC source: 0001209191-18-043462 · doc4.xml · nonDerivative · entry 1

MARLO DENNIS S · CIK 0001222380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,310.7243

F1 · shares: In lieu of receiving cash fees, the reporting person received 159 stock units, which immediately vested, in the EnerSys Voluntary Deferred Compensation Plan for Non-Employee Directors (the "Plan").

SEC source: 0001209191-18-043460 · doc4.xml · nonDerivative · entry 2

LEHMAN JOHN F · CIK 0001211966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,514.0159

F2 · shares: This amount reflects a matching stock unit contribution by EnerSys for the reporting person's account in the Plan. The matching stock unit contribution vests 25% on each of October 18, 2018, January 18, 2019, April 18, 2019, and July 18, 2019. Such vesting is subject to acceleration or cancellation upon the occurrence of certain events.

F3 · balance_after: As a result of these transactions the reporting person has an additional 370 stock units in the Plan. Each of these stock units represents a right to receive one share of EnerSys common stock and is payable upon the reporting person's Termination, as defined in the Plan.

SEC source: 0001209191-18-043460 · doc4.xml · nonDerivative · entry 1

LEHMAN JOHN F · CIK 0001211966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,452.0159

F1 · shares: In lieu of receiving cash fees, the reporting person received 308 stock units, which immediately vested, in the EnerSys Voluntary Deferred Compensation Plan for Non-Employee Directors (the "Plan").

SEC source: 0001209191-18-043458 · doc4.xml · nonDerivative · entry 2

KATSAROS ARTHUR T · CIK 0001220007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,234.5765

F2 · shares: This amount reflects a matching stock unit contribution by EnerSys for the reporting person's account in the Plan. The matching stock unit contribution vests 25% on each of October 18, 2018, January 18, 2019, April 18, 2019, and July 18, 2019. Such vesting is subject to acceleration or cancellation upon the occurrence of certain events.

F3 · balance_after: As a result of these transactions the reporting person has an additional 866 stock units in the Plan. Each of these stock units represents a right to receive one share of EnerSys common stock and is payable upon the reporting person's Termination, as defined in the Plan.

SEC source: 0001209191-18-043458 · doc4.xml · nonDerivative · entry 1

KATSAROS ARTHUR T · CIK 0001220007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,090.5765

F1 · shares: In lieu of receiving cash fees, the reporting person received 722 stock units, which immediately vested, in the EnerSys Voluntary Deferred Compensation Plan for Non-Employee Directors (the "Plan").

SEC source: 0001209191-18-041331 · doc4.xml · nonDerivative · entry 6

Aschke Holger P · CIK 0001661434 · President - EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,000.7556

F6 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 3,783 unvested PSUs granted to the reporting person on May 9, 2017, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.

SEC source: 0001209191-18-041331 · doc4.xml · nonDerivative · entry 5

Aschke Holger P · CIK 0001661434 · President - EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,992.3726

F5 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 1,822 unvested RSUs granted to the reporting person on May 9, 2017, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

SEC source: 0001209191-18-041331 · doc4.xml · nonDerivative · entry 4

Aschke Holger P · CIK 0001661434 · President - EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,988.375

F4 · shares: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the Dividend, with respect to 5,652 unvested PSUs granted to the reporting person on May 16, 2016, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.

SEC source: 0001209191-18-041331 · doc4.xml · nonDerivative · entry 3

Aschke Holger P · CIK 0001661434 · President - EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,975.7276

F3 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 1,770 unvested RSUs granted to the reporting person on May 16, 2016, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

SEC source: 0001209191-18-041331 · doc4.xml · nonDerivative · entry 2

Aschke Holger P · CIK 0001661434 · President - EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,971.843

F2 · shares: These shares were granted in the form of restricted stock units ("RSUs"), in connection with the Dividend, with respect to 320 unvested RSUs granted to the reporting person on May 12, 2015, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

SEC source: 0001209191-18-041331 · doc4.xml · nonDerivative · entry 1

Aschke Holger P · CIK 0001661434 · President - EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,971.141

F1 · shares: These shares were granted in the form of Market Share Units ("MSUs"), in connection with the cash dividend paid on June 29, 2018 to stockholders of record as of June 15, 2018 (the "Dividend"), with respect to 4,250 MSUs granted to the reporting person on May 12, 2015, and adjusted for vesting on May 12, 2018 and previously declared and paid cash dividends. These MSUs will be payable concurrently with the underlying MSUs.

SEC source: 0001209191-18-041348 · doc4.xml · nonDerivative · entry 5

Sechrist Todd M. · CIK 0001498463 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,346.3279

F5 · shares: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the Dividend, with respect to 6,242 PSUs granted to the reporting person on May 9, 2017, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.

SEC source: 0001209191-18-041348 · doc4.xml · nonDerivative · entry 4

Sechrist Todd M. · CIK 0001498463 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,332.4958

F4 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to 3,006 unvested RSUs granted to the reporting person on May 9, 2017, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

SEC source: 0001209191-18-041348 · doc4.xml · nonDerivative · entry 3

Sechrist Todd M. · CIK 0001498463 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,325.8989

F3 · shares: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the Dividend, with respect to 9,326 PSUs granted to the reporting person on May 16, 2016, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.

SEC source: 0001209191-18-041348 · doc4.xml · nonDerivative · entry 2

Sechrist Todd M. · CIK 0001498463 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,305.0303

F2 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to 2,921 unvested RSUs granted to the reporting person on May 16, 2016, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

SEC source: 0001209191-18-041348 · doc4.xml · nonDerivative · entry 1

Sechrist Todd M. · CIK 0001498463 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,298.6216

F1 · shares: These shares were granted in the form of Market Share Units ("MSUs"), in connection with the cash dividend paid on June 29, 2018 to stockholders of record as of June 15, 2018 (the "Dividend"), with respect to 10,948 MSUs granted to the reporting person on May 12, 2015, and adjusted for vesting on May 12, 2018 and previously declared and paid cash dividends. These MSUs will be payable concurrently with the underlying MSUs.

SEC source: 0001209191-18-041340 · doc4.xml · nonDerivative · entry 5

KANE KERRY M · CIK 0001493257 · VP, Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,651.6419

F5 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 946 unvested PSUs granted to the reporting person on May 9, 2017, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.

SEC source: 0001209191-18-041340 · doc4.xml · nonDerivative · entry 4

KANE KERRY M · CIK 0001493257 · VP, Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,649.5455

F4 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 2,406 unvested RSUs granted to the reporting person on May 9, 2017, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

SEC source: 0001209191-18-041340 · doc4.xml · nonDerivative · entry 3

KANE KERRY M · CIK 0001493257 · VP, Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,645.5479

F3 · shares: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the Dividend, with respect to 1,413 unvested PSUs granted to the reporting person on May 16, 2016, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.

SEC source: 0001209191-18-041340 · doc4.xml · nonDerivative · entry 2

KANE KERRY M · CIK 0001493257 · VP, Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,638.5015

F2 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 275 unvested RSUs granted to the reporting person on May 12, 2015, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

SEC source: 0001209191-18-041340 · doc4.xml · nonDerivative · entry 1

KANE KERRY M · CIK 0001493257 · VP, Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,637.8991

F1 · shares: These shares were granted in the form of Market Share Units ("MSUs"), in connection with the cash dividend paid on June 29, 2018 to stockholders of record as of June 15, 2018 (the "Dividend"), with respect to 3,650 MSUs granted to the reporting person on May 12, 2015, and adjusted for vesting on May 12, 2018 and previously declared and paid cash dividends. These MSUs will be payable concurrently with the underlying MSUs.

SEC source: 0001209191-18-041335 · doc4.xml · nonDerivative · entry 1

Connors Nelda J · CIK 0001478748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,345.9559

F1 · shares: These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on June 29, 2018 to stockholders of record as of June 15, 2018 (the "Dividend"), with respect to 3,313 vested DSUs granted to the reporting person on August 15, 2017, and adjusted for previously declared and paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs.

SEC source: 0001209191-18-041350 · doc4.xml · nonDerivative · entry 6

TUFANO PAUL J · CIK 0001201520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,337.9158

F6 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 79 unvested RSUs granted to the reporting person on April 10, 2018, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-18-041350 · doc4.xml · nonDerivative · entry 5

TUFANO PAUL J · CIK 0001201520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,337.7305

F5 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 50.1261 unvested RSUs granted to the reporting person on January 16, 2018, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-18-041350 · doc4.xml · nonDerivative · entry 4

TUFANO PAUL J · CIK 0001201520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,337.613

F4 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 34.1714 unvested RSUs granted to the reporting person on October 10, 2017, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-18-041350 · doc4.xml · nonDerivative · entry 3

TUFANO PAUL J · CIK 0001201520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,337.5329

F3 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 18.1365 unvested RSUs granted to the reporting person on July 17, 2017, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-18-041350 · doc4.xml · nonDerivative · entry 2

TUFANO PAUL J · CIK 0001201520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,337.4904

F2 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to 3,339.0118 vested RSUs granted to the reporting person on various dates under the EnerSys Deferred Compensation Plan for Non-Employee Directors (the "Plan"), and adjusted for previously declared and paid cash dividends. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-18-041350 · doc4.xml · nonDerivative · entry 1

TUFANO PAUL J · CIK 0001201520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,329.6618

F1 · shares: These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on June 29, 2018 to stockholders of record as of June 15, 2018 (the "Dividend"), with respect to 8,627 vested DSUs granted to the reporting person on various dates, and adjusted for previously declared and paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs.

SEC source: 0001209191-18-041349 · doc4.xml · nonDerivative · entry 5

Shaffer David M · CIK 0001577486 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,219.7664

F5 · shares: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the Dividend, with respect to 18,441 PSUs granted to the reporting person on May 9, 2017, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.

SEC source: 0001209191-18-041349 · doc4.xml · nonDerivative · entry 4

Shaffer David M · CIK 0001577486 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,178.9016

F4 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to 8,882 RSUs granted to the reporting person on May 9, 2017, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

SEC source: 0001209191-18-041349 · doc4.xml · nonDerivative · entry 3

Shaffer David M · CIK 0001577486 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,159.4121

F3 · shares: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the Dividend, with respect to 24,021 PSUs granted to the reporting person on May 16, 2016, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.

SEC source: 0001209191-18-041349 · doc4.xml · nonDerivative · entry 2

Shaffer David M · CIK 0001577486 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,105.6609

F2 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to 7,524 unvested RSUs granted to the reporting person on May 16, 2016, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

SEC source: 0001209191-18-041349 · doc4.xml · nonDerivative · entry 1

Shaffer David M · CIK 0001577486 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,089.1513

F1 · shares: These shares were granted in the form of Market Share Units ("MSUs"), in connection with the cash dividend paid on June 29, 2018 to stockholders of record as of June 15, 2018 (the "Dividend"), with respect to 16,517 MSUs granted to the reporting person on May 12, 2015, and adjusted for vesting on May 12, 2018 and previously declared and paid cash dividends. These MSUs will be payable concurrently with the underlying MSUs.

SEC source: 0001209191-18-041347 · doc4.xml · nonDerivative · entry 5

Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,231.357

F5 · shares: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the Dividend, with respect to 6,242 unvested PSUs granted to the reporting person on May 9, 2017, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.

SEC source: 0001209191-18-041347 · doc4.xml · nonDerivative · entry 4

Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,217.5249

F4 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to 3,006 unvested RSUs granted to the reporting person on May 9, 2017, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

SEC source: 0001209191-18-041347 · doc4.xml · nonDerivative · entry 3

Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,210.928

F3 · shares: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the Dividend, with respect to 9,326 PSUs granted to the reporting person on May 16, 2016, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.

SEC source: 0001209191-18-041347 · doc4.xml · nonDerivative · entry 2

Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,190.0594

F2 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to 2,921 unvested RSUs granted to the reporting person on May 16, 2016, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

SEC source: 0001209191-18-041347 · doc4.xml · nonDerivative · entry 1

Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,183.6507

F1 · shares: These shares were granted in the form of Market Share Units ("MSUs"), in connection with the cash dividend paid on June 29, 2018 to stockholders of record as of June 15, 2018 (the "Dividend"), with respect to 16,517 MSUs granted to the reporting person on May 12, 2015, and adjusted for vesting on May 12, 2018 and previously declared and paid cash dividends. These MSUs will be payable concurrently with the underlying MSUs.

SEC source: 0001209191-18-041346 · doc4.xml · nonDerivative · entry 6

MARLO DENNIS S · CIK 0001222380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,151.7243

F6 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 36 unvested RSUs granted to the reporting person on April 10, 2018, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-18-041346 · doc4.xml · nonDerivative · entry 5

MARLO DENNIS S · CIK 0001222380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,151.6399

F5 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 23.0580 unvested RSUs granted to the reporting person on January 16, 2018, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-18-041346 · doc4.xml · nonDerivative · entry 4

MARLO DENNIS S · CIK 0001222380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,151.5858

F4 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 15.0756 unvested RSUs granted to the reporting person on October 10, 2017, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-18-041346 · doc4.xml · nonDerivative · entry 3

MARLO DENNIS S · CIK 0001222380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,151.5505

F3 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 8.0607 unvested RSUs granted to the reporting person on July 17, 2017, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.