ENS

SEC source: 0001209191-19-000559 · doc4.xml · nonDerivative · entry 7

Aschke Holger P · CIK 0001661434 · President - EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,018.6067

F7 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to 2,661 RSUs granted to the reporting person on August 13, 2018, and adjusted for a previously declared and paid cash dividend. These RSUs will vest and are payable concurrent with the underlying RSUs.

SEC source: 0001209191-18-048169 · doc4.xml · nonDerivative · entry 3

Jones Myles · CIK 0001702536 · President - Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,642.2568

F2 · price: This transaction was executed in multiple trades at prices ranging from $79.95 to $80.30. The price reported reflects the weighted average sale price. Full information regarding the number of shares sold and the prices at which the transactions were effected is available to the SEC staff, the issuer and any security holder of the issuer, upon request.

SEC source: 0001209191-18-048170 · doc4.xml · nonDerivative · entry 1

Long Jeffrey W. · CIK 0001635909 · President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,867.5137

F1 · price: This transaction was executed in multiple trades at prices ranging from $80.40 to $80.74. The price reported reflects the weighted average sale price. Full information regarding the number of shares sold and the prices at which the transactions were effected is available to the SEC staff, the issuer and any security holder of the issuer, upon request.

SEC source: 0001209191-18-048169 · doc4.xml · derivative · entry 4

Jones Myles · CIK 0001702536 · President - Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,230

Underlying: Common Stock · 8,460 shares

Expires 2026-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options vest in three equal annual installments beginning on May 16, 2017, subject to acceleration or forfeiture in certain specified circumstances.

SEC source: 0001209191-18-048169 · doc4.xml · nonDerivative · entry 2

Jones Myles · CIK 0001702536 · President - Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,642.2568

F1 · price: This transaction was executed in multiple trades at prices ranging from $80.39 to $80.46. The price reported reflects the weighted average sale price. Full information regarding the number of shares sold and the prices at which the transactions were effected is available to the SEC staff, the issuer and any security holder of the issuer, upon request.

SEC source: 0001209191-18-048169 · doc4.xml · nonDerivative · entry 1

Jones Myles · CIK 0001702536 · President - Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,102.2568

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-18-047470 · doc4.xml · derivative · entry 6

Aschke Holger P · CIK 0001661434 · President - EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,230

Underlying: Common Stock · 1,172 shares

Expires 2026-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options vest in three equal annual installments beginning on May 16, 2017, subject to acceleration or forfeiture in certain specified circumstances.

SEC source: 0001209191-18-047470 · doc4.xml · nonDerivative · entry 4

Aschke Holger P · CIK 0001661434 · President - EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,920.7556

SEC source: 0001209191-18-047470 · doc4.xml · nonDerivative · entry 3

Aschke Holger P · CIK 0001661434 · President - EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,092.7556

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-18-047470 · doc4.xml · derivative · entry 5

Aschke Holger P · CIK 0001661434 · President - EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,402

Underlying: Common Stock · 3,373 shares

Expires 2026-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options vest in three equal annual installments beginning on May 16, 2017, subject to acceleration or forfeiture in certain specified circumstances.

SEC source: 0001209191-18-047470 · doc4.xml · nonDerivative · entry 2

Aschke Holger P · CIK 0001661434 · President - EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,920.7556

F1 · price: This transaction was executed in multiple trades at prices ranging from $77.00 to $77.02. The price reported reflects the weighted average sale price. Full information regarding the number of shares sold and the prices at which the transactions were effected is available to the SEC staff, the issuer and any security holder of the issuer, upon request.

SEC source: 0001209191-18-047470 · doc4.xml · nonDerivative · entry 1

Aschke Holger P · CIK 0001661434 · President - EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,293.7556

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-18-046769 · doc4.xml · derivative · entry 3

Aschke Holger P · CIK 0001661434 · President - EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,775

Underlying: Common Stock · 3,915 shares

Expires 2026-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest in three equal annual installments beginning on May 16, 2017, subject to acceleration or forfeiture in certain specified circumstances.

SEC source: 0001209191-18-046769 · doc4.xml · nonDerivative · entry 2

Aschke Holger P · CIK 0001661434 · President - EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,000.7556

SEC source: 0001209191-18-046769 · doc4.xml · nonDerivative · entry 1

Aschke Holger P · CIK 0001661434 · President - EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,915.7556

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-18-046774 · doc4.xml · nonDerivative · entry 1

Sechrist Todd M. · CIK 0001498463 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,831.3279

F1 · price: This transaction was executed in multiple trades at prices ranging from $76.82 to $76.96. The price reported reflects the weighted average sale price. Full information regarding the number of shares sold and the prices at which the transactions were effected is available to the SEC staff, the issuer and any security holder of the issuer, upon request.

SEC source: 0001209191-18-047123 · doc4.xml · derivative · entry 4

Aschke Holger P · CIK 0001661434 · President - EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,403

Underlying: Common Stock · 9,403 shares

Expires 2028-08-13

F2 · date: This grant was made after markets had closed.

F5 · derivative.exercise_date: The options vest in three equal annual installments beginning on August 13, 2019, subject to acceleration or forfeiture in certain specified circumstances.

SEC source: 0001209191-18-047123 · doc4.xml · nonDerivative · entry 3

Aschke Holger P · CIK 0001661434 · President - EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,920.7556

F4 · security: These shares were granted as performance share units and vest one hundred percent on August 13, 2021, with an additional one year holding period (4 years total until settlement), subject to acceleration and cancellation upon the occurrence of certain events. Each performance share unit converts into the number of shares of common stock determined by applying an EPS Performance multiplier to the number of units vesting on the third anniversary of the date of grant. The EPS Performance multiplier is based on the cumulative adjusted EPS over the three year vesting period relative to a target cumulative adjusted EPS. The minimum EPS Performance multiplier is 0% and the maximum EPS Performance multiplier is 200%. These shares represent the performance share units granted, assuming an EPS Performance multiplier of 100%.

F2 · date: This grant was made after markets had closed.

SEC source: 0001209191-18-047123 · doc4.xml · nonDerivative · entry 2

Aschke Holger P · CIK 0001661434 · President - EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,989.7556

F3 · security: These shares were granted as performance share units and vest one hundred percent on August 13, 2021, with an additional one year holding period (4 years total until settlement), subject to acceleration and cancellation upon the occurrence of certain events. Each performance share unit converts into the number of shares of common stock determined by applying the TSR multiplier to the number of units vesting on the third anniversary of the date of grant. The TSR multiplier is based on relative TSR performance versus peers over the three year vesting period. The peer group is the S&P Small Cap 600 Industrial Index, of which EnerSys is a member, and consists of approximately 100 companies. The minimum TSR multiplier is 0% and the maximum TSR multiplier is 200%. These shares represent the performance share units granted, assuming a TSR multiplier of 100%.

F2 · date: This grant was made after markets had closed.

SEC source: 0001209191-18-047123 · doc4.xml · nonDerivative · entry 1

Aschke Holger P · CIK 0001661434 · President - EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,661.7556

F1 · security: These shares were granted as restricted stock units that vest twenty-five percent on each of August 13, 2019, August 13, 2020, August 13, 2021, and August 13, 2022, subject to acceleration or forfeiture in certain specified circumstances.

F2 · date: This grant was made after markets had closed.

SEC source: 0001209191-18-047148 · doc4.xml · derivative · entry 4

Sechrist Todd M. · CIK 0001498463 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,754

Underlying: Common Stock · 11,754 shares

Expires 2028-08-13

F2 · date: This grant was made after markets had closed.

F5 · derivative.exercise_date: The options vest in three equal annual installments beginning on August 13, 2019, subject to acceleration or forfeiture in certain specified circumstances.

SEC source: 0001209191-18-047148 · doc4.xml · nonDerivative · entry 3

Sechrist Todd M. · CIK 0001498463 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,707.3279

F4 · security: These shares were granted as performance share units and vest one hundred percent on August 13, 2021, with an additional one year holding period (4 years total until settlement), subject to acceleration and cancellation upon the occurrence of certain events. Each performance share unit converts into the number of shares of common stock determined by applying an EPS Performance multiplier to the number of units vesting on the third anniversary of the date of grant. The EPS Performance multiplier is based on the cumulative adjusted EPS over the three year vesting period relative to a target cumulative adjusted EPS. The minimum EPS Performance multiplier is 0% and the maximum EPS Performance multiplier is 200%. These shares represent the performance share units granted, assuming an EPS Performance multiplier of 100%.

F2 · date: This grant was made after markets had closed.

SEC source: 0001209191-18-047148 · doc4.xml · nonDerivative · entry 2

Sechrist Todd M. · CIK 0001498463 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,056.3279

F3 · security: These shares were granted as performance share units and vest one hundred percent on August 13, 2021, with an additional one year holding period (4 years total until settlement), subject to acceleration and cancellation upon the occurrence of certain events. Each performance share unit converts into the number of shares of common stock determined by applying the TSR multiplier to the number of units vesting on the third anniversary of the date of grant. The TSR multiplier is based on relative TSR performance versus peers over the three year vesting period. The peer group is the S&P Small Cap 600 Industrial Index, of which EnerSys is a member, and consists of approximately 100 companies. The minimum TSR multiplier is 0% and the maximum TSR multiplier is 200%. These shares represent the performance share units granted, assuming a TSR multiplier of 100%.

F2 · date: This grant was made after markets had closed.

SEC source: 0001209191-18-047148 · doc4.xml · nonDerivative · entry 1

Sechrist Todd M. · CIK 0001498463 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,157.3279

F1 · security: These shares were granted as restricted stock units that vest twenty-five percent on each of August 13, 2019, August 13, 2020, August 13, 2021, and August 13, 2022, subject to acceleration or forfeiture in certain specified circumstances.

F2 · date: This grant was made after markets had closed.

SEC source: 0001209191-18-047130 · doc4.xml · derivative · entry 4

KANE KERRY M · CIK 0001493257 · VP, Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,701

Underlying: Common Stock · 4,701 shares

Expires 2028-08-13

F2 · date: This grant was made after markets had closed.

F5 · derivative.exercise_date: The options vest in three equal annual installments beginning on August 13, 2019, subject to acceleration or forfeiture in certain specified circumstances.

SEC source: 0001209191-18-047130 · doc4.xml · nonDerivative · entry 3

KANE KERRY M · CIK 0001493257 · VP, Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,622.6419

F4 · security: These shares were granted as performance share units and vest one hundred percent on August 13, 2021, with an additional one year holding period (4 years total until settlement), subject to acceleration and cancellation upon the occurrence of certain events. Each performance share unit converts into the number of shares of common stock determined by applying an EPS Performance multiplier to the number of units vesting on the third anniversary of the date of grant. The EPS Performance multiplier is based on the cumulative adjusted EPS over the three year vesting period relative to a target cumulative adjusted EPS. The minimum EPS Performance multiplier is 0% and the maximum EPS Performance multiplier is 200%. These shares represent the performance share units granted, assuming an EPS Performance multiplier of 100%.

F2 · date: This grant was made after markets had closed.

SEC source: 0001209191-18-047130 · doc4.xml · nonDerivative · entry 2

KANE KERRY M · CIK 0001493257 · VP, Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,892.6419

F3 · security: These shares were granted as performance share units and vest one hundred percent on August 13, 2021, with an additional one year holding period (4 years total until settlement), subject to acceleration and cancellation upon the occurrence of certain events. Each performance share unit converts into the number of shares of common stock determined by applying the TSR multiplier to the number of units vesting on the third anniversary of the date of grant. The TSR multiplier is based on relative TSR performance versus peers over the three year vesting period. The peer group is the S&P Small Cap 600 Industrial Index, of which EnerSys is a member, and consists of approximately 100 companies. The minimum TSR multiplier is 0% and the maximum TSR multiplier is 200%. These shares represent the performance share units granted, assuming a TSR multiplier of 100%.

F2 · date: This grant was made after markets had closed.

SEC source: 0001209191-18-047130 · doc4.xml · nonDerivative · entry 1

KANE KERRY M · CIK 0001493257 · VP, Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,312.6419

F1 · security: These shares were granted as restricted stock units that vest twenty-five percent on each of August 13, 2019, August 13, 2020, August 13, 2021, and August 13, 2022, subject to acceleration or forfeiture in certain specified circumstances.

F2 · date: This grant was made after markets had closed.

SEC source: 0001209191-18-047126 · doc4.xml · nonDerivative · entry 1

Connors Nelda J · CIK 0001478748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,261.9559

F1 · security: These shares were granted as deferred stock units and vest upon grant. These deferred stock units are payable no earlier than six months following a termination of service as a director of the Company, at the director's election, with the right of the Company to clawback the value of the deferred stock unit within one year following a termination of service upon the occurrence of certain events.

F2 · date: This grant was made after markets had closed.

SEC source: 0001209191-18-047140 · doc4.xml · nonDerivative · entry 1

Magnus Robert · CIK 0001441604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,857.3658

F1 · security: These shares were granted as deferred stock units and vest upon grant. These deferred stock units are payable no earlier than six months following a termination of service as a director of the Company, at the director's election, with the right of the Company to clawback the value of the deferred stock unit within one year following a termination of service upon the occurrence of certain events.

F2 · date: This grant was made after markets had closed.

SEC source: 0001209191-18-047150 · doc4.xml · nonDerivative · entry 1

TUFANO PAUL J · CIK 0001201520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,669.9158

F1 · security: These shares were granted as deferred stock units and vest upon grant. These deferred stock units are payable no earlier than six months following a termination of service as a director of the Company, at the director's election, with the right of the Company to clawback the value of the deferred stock unit within one year following a termination of service upon the occurrence of certain events.

F2 · date: This grant was made after markets had closed.

SEC source: 0001209191-18-047151 · doc4.xml · nonDerivative · entry 1

Vargo Ronald P · CIK 0001355666 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,201.3271

F1 · security: These shares were granted as deferred stock units and vest upon grant. These deferred stock units are payable no earlier than six months following a termination of service as a director of the Company, at the director's election, with the right of the Company to clawback the value of the deferred stock unit within one year following a termination of service upon the occurrence of certain events.

F2 · date: This grant was made after markets had closed.

SEC source: 0001209191-18-047144 · doc4.xml · nonDerivative · entry 1

MARLO DENNIS S · CIK 0001222380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,258.7243

F1 · security: These shares were granted as deferred stock units and vest upon grant. These deferred stock units are payable no earlier than six months following a termination of service as a director of the Company, at the director's election, with the right of the Company to clawback the value of the deferred stock unit within one year following a termination of service upon the occurrence of certain events.

F2 · date: This grant was made after markets had closed.

SEC source: 0001209191-18-047149 · doc4.xml · derivative · entry 4

Shaffer David M · CIK 0001577486 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,015

Underlying: Common Stock · 47,015 shares

Expires 2028-08-13

F2 · date: This grant was made after markets had closed.

F5 · derivative.exercise_date: The options vest in three equal annual installments beginning on August 13, 2019, subject to acceleration or forfeiture in certain specified circumstances.

SEC source: 0001209191-18-047149 · doc4.xml · nonDerivative · entry 3

Shaffer David M · CIK 0001577486 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,722.7664

F4 · security: These shares were granted as performance share units and vest one hundred percent on August 13, 2021, with an additional one year holding period (4 years total until settlement), subject to acceleration and cancellation upon the occurrence of certain events. Each performance share unit converts into the number of shares of common stock determined by applying an EPS Performance multiplier to the number of units vesting on the third anniversary of the date of grant. The EPS Performance multiplier is based on the cumulative adjusted EPS over the three year vesting period relative to a target cumulative adjusted EPS. The minimum EPS Performance multiplier is 0% and the maximum EPS Performance multiplier is 200%. These shares represent the performance share units granted, assuming an EPS Performance multiplier of 100%.

F2 · date: This grant was made after markets had closed.

SEC source: 0001209191-18-047149 · doc4.xml · nonDerivative · entry 2

Shaffer David M · CIK 0001577486 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,119.7664

F3 · security: These shares were granted as performance share units and vest one hundred percent on August 13, 2021, with an additional one year holding period (4 years total until settlement), subject to acceleration and cancellation upon the occurrence of certain events. Each performance share unit converts into the number of shares of common stock determined by applying the TSR multiplier to the number of units vesting on the third anniversary of the date of grant. The TSR multiplier is based on relative TSR performance versus peers over the three year vesting period. The peer group is the S&P Small Cap 600 Industrial Index, of which EnerSys is a member, and consists of approximately 100 companies. The minimum TSR multiplier is 0% and the maximum TSR multiplier is 200%. These shares represent the performance share units granted, assuming a TSR multiplier of 100%.

F2 · date: This grant was made after markets had closed.

SEC source: 0001209191-18-047149 · doc4.xml · nonDerivative · entry 1

Shaffer David M · CIK 0001577486 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,522.7664

F1 · security: These shares were granted as restricted stock units that vest twenty-five percent on each of August 13, 2019, August 13, 2020, August 13, 2021, and August 13, 2022, subject to acceleration or forfeiture in certain specified circumstances.

F2 · date: This grant was made after markets had closed.

SEC source: 0001209191-18-047146 · doc4.xml · derivative · entry 4

Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,515

Underlying: Common Stock · 15,515 shares

Expires 2028-08-13

F2 · date: This grant was made after markets had closed.

F5 · derivative.exercise_date: The options vest in three equal annual installments beginning on August 13, 2019, subject to acceleration or forfeiture in certain specified circumstances.

SEC source: 0001209191-18-047146 · doc4.xml · nonDerivative · entry 3

Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,267.357

F4 · security: These shares were granted as performance share units and vest one hundred percent on August 13, 2021, with an additional one year holding period (4 years total until settlement), subject to acceleration and cancellation upon the occurrence of certain events. Each performance share unit converts into the number of shares of common stock determined by applying an EPS Performance multiplier to the number of units vesting on the third anniversary of the date of grant. The EPS Performance multiplier is based on the cumulative adjusted EPS over the three year vesting period relative to a target cumulative adjusted EPS. The minimum EPS Performance multiplier is 0% and the maximum EPS Performance multiplier is 200%. These shares represent the performance share units granted, assuming an EPS Performance multiplier of 100%.

F2 · date: This grant was made after markets had closed.

SEC source: 0001209191-18-047146 · doc4.xml · nonDerivative · entry 2

Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,448.357

F3 · security: These shares were granted as performance share units and vest one hundred percent on August 13, 2021, with an additional one year holding period (4 years total until settlement), subject to acceleration and cancellation upon the occurrence of certain events. Each performance share unit converts into the number of shares of common stock determined by applying the TSR multiplier to the number of units vesting on the third anniversary of the date of grant. The TSR multiplier is based on relative TSR performance versus peers over the three year vesting period. The peer group is the S&P Small Cap 600 Industrial Index, of which EnerSys is a member, and consists of approximately 100 companies. The minimum TSR multiplier is 0% and the maximum TSR multiplier is 200%. These shares represent the performance share units granted, assuming a TSR multiplier of 100%.

F2 · date: This grant was made after markets had closed.

SEC source: 0001209191-18-047146 · doc4.xml · nonDerivative · entry 1

Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,621.357

F1 · security: These shares were granted as restricted stock units that vest twenty-five percent on each of August 13, 2019, August 13, 2020, August 13, 2021, and August 13, 2022, subject to acceleration or forfeiture in certain specified circumstances.

F2 · date: This grant was made after markets had closed.

SEC source: 0001209191-18-047137 · doc4.xml · derivative · entry 6

Long Jeffrey W. · CIK 0001635909 · President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,403

Underlying: Common Stock · 9,403 shares

Expires 2028-08-13

F2 · date: This grant was made after markets had closed.

F5 · derivative.exercise_date: The options vest in three equal annual installments beginning on August 13, 2019, subject to acceleration or forfeiture in certain specified circumstances.

SEC source: 0001209191-18-047137 · doc4.xml · nonDerivative · entry 3

Long Jeffrey W. · CIK 0001635909 · President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,367.5137

F4 · security: These shares were granted as performance share units and vest one hundred percent on August 13, 2021, with an additional one year holding period (4 years total until settlement), subject to acceleration and cancellation upon the occurrence of certain events. Each performance share unit converts into the number of shares of common stock determined by applying an EPS Performance multiplier to the number of units vesting on the third anniversary of the date of grant. The EPS Performance multiplier is based on the cumulative adjusted EPS over the three year vesting period relative to a target cumulative adjusted EPS. The minimum EPS Performance multiplier is 0% and the maximum EPS Performance multiplier is 200%. These shares represent the performance share units granted, assuming an EPS Performance multiplier of 100%.

F2 · date: This grant was made after markets had closed.

SEC source: 0001209191-18-047137 · doc4.xml · nonDerivative · entry 2

Long Jeffrey W. · CIK 0001635909 · President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,446.5137

F3 · security: These shares were granted as performance share units and vest one hundred percent on August 13, 2021, with an additional one year holding period (4 years total until settlement), subject to acceleration and cancellation upon the occurrence of certain events. Each performance share unit converts into the number of shares of common stock determined by applying the TSR multiplier to the number of units vesting on the third anniversary of the date of grant. The TSR multiplier is based on relative TSR performance versus peers over the three year vesting period. The peer group is the S&P Small Cap 600 Industrial Index, of which EnerSys is a member, and consists of approximately 100 companies. The minimum TSR multiplier is 0% and the maximum TSR multiplier is 200%. These shares represent the performance share units granted, assuming a TSR multiplier of 100%.

F2 · date: This grant was made after markets had closed.

SEC source: 0001209191-18-047137 · doc4.xml · nonDerivative · entry 1

Long Jeffrey W. · CIK 0001635909 · President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,118.5137

F1 · security: These shares were granted as restricted stock units that vest twenty-five percent on each of August 13, 2019, August 13, 2020, August 13, 2021, and August 13, 2022, subject to acceleration or forfeiture in certain specified circumstances.

F2 · date: This grant was made after markets had closed.

SEC source: 0001209191-18-047135 · doc4.xml · nonDerivative · entry 1

LEHMAN JOHN F · CIK 0001211966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,430.0159

F1 · security: These shares were granted as deferred stock units and vest upon grant. These deferred stock units are payable no earlier than six months following a termination of service as a director of the Company, at the director's election, with the right of the Company to clawback the value of the deferred stock unit within one year following a termination of service upon the occurrence of certain events.

F2 · date: This grant was made after markets had closed.

SEC source: 0001209191-18-047132 · doc4.xml · nonDerivative · entry 1

KATSAROS ARTHUR T · CIK 0001220007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,770.5765

F1 · security: These shares were granted as deferred stock units and vest upon grant. These deferred stock units are payable no earlier than six months following a termination of service as a director of the Company, at the director's election, with the right of the Company to clawback the value of the deferred stock unit within one year following a termination of service upon the occurrence of certain events.

F2 · date: This grant was made after markets had closed.

SEC source: 0001209191-18-047129 · doc4.xml · derivative · entry 4

Jones Myles · CIK 0001702536 · President - Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,403

Underlying: Common Stock · 9,403 shares

Expires 2028-08-13

F2 · date: This grant was made after markets had closed.

F5 · derivative.exercise_date: The options vest in three equal annual installments beginning on August 13, 2019, subject to acceleration or forfeiture in certain specified circumstances.

SEC source: 0001209191-18-047129 · doc4.xml · nonDerivative · entry 3

Jones Myles · CIK 0001702536 · President - Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,642.2568

F4 · security: These shares were granted as performance share units and vest one hundred percent on August 13, 2021, with an additional one year holding period (4 years total until settlement), subject to acceleration and cancellation upon the occurrence of certain events. Each performance share unit converts into the number of shares of common stock determined by applying an EPS Performance multiplier to the number of units vesting on the third anniversary of the date of grant. The EPS Performance multiplier is based on the cumulative adjusted EPS over the three year vesting period relative to a target cumulative adjusted EPS. The minimum EPS Performance multiplier is 0% and the maximum EPS Performance multiplier is 200%. These shares represent the performance share units granted, assuming an EPS Performance multiplier of 100%.

F2 · date: This grant was made after markets had closed.

SEC source: 0001209191-18-047129 · doc4.xml · nonDerivative · entry 2

Jones Myles · CIK 0001702536 · President - Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,711.2568

F3 · security: These shares were granted as performance share units and vest one hundred percent on August 13, 2021, with an additional one year holding period (4 years total until settlement), subject to acceleration and cancellation upon the occurrence of certain events. Each performance share unit converts into the number of shares of common stock determined by applying the TSR multiplier to the number of units vesting on the third anniversary of the date of grant. The TSR multiplier is based on relative TSR performance versus peers over the three year vesting period. The peer group is the S&P Small Cap 600 Industrial Index, of which EnerSys is a member, and consists of approximately 100 companies. The minimum TSR multiplier is 0% and the maximum TSR multiplier is 200%. These shares represent the performance share units granted, assuming a TSR multiplier of 100%.

F2 · date: This grant was made after markets had closed.