ENS

SEC source: 0001209191-19-040210 · doc4.xml · nonDerivative · entry 4

Aschke Holger P · CIK 0001661434 · President - EMEA & APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,786.0273

F4 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 3,783 unvested PSUs granted to the reporting person on May 9, 2017, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.

SEC source: 0001209191-19-040210 · doc4.xml · nonDerivative · entry 3

Aschke Holger P · CIK 0001661434 · President - EMEA & APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,775.1505

F3 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 1,203 unvested RSUs granted to the reporting person on May 9, 2017, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

SEC source: 0001209191-19-040210 · doc4.xml · nonDerivative · entry 2

Aschke Holger P · CIK 0001661434 · President - EMEA & APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,771.6917

F2 · shares: These shares were granted in the form of restricted stock units ("RSUs"), in connection with the Dividend, with respect to 868 unvested RSUs granted to the reporting person on May 16, 2016, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

SEC source: 0001209191-19-040210 · doc4.xml · nonDerivative · entry 1

Aschke Holger P · CIK 0001661434 · President - EMEA & APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,769.1716

F1 · shares: These shares were granted in the form of Market Share Units ("PSUs"), in connection with the cash dividend paid on June 28, 2019 to stockholders of record as of June 14, 2019 (the "Dividend"), with respect to 5,652 PSUs granted to the reporting person on May 16, 2016, and adjusted for vesting on May 16, 2019 and previously declared and paid cash dividends. These PSUs will be payable concurrently with the underlying PSUs.

SEC source: 0001209191-19-040227 · doc4.xml · nonDerivative · entry 7

KANE KERRY M · CIK 0001493257 · VP, Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,927.629

F8 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 730 PSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.

SEC source: 0001209191-19-040227 · doc4.xml · nonDerivative · entry 6

KANE KERRY M · CIK 0001493257 · VP, Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,925.5552

F7 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 580 PSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.

SEC source: 0001209191-19-040227 · doc4.xml · nonDerivative · entry 5

KANE KERRY M · CIK 0001493257 · VP, Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,923.9074

F5 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 1,203 unvested RSUs granted to the reporting person on May 9, 2017. These RSUs will vest and are payable concurrent with the underlying RSUs.

F6 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 2,661 RSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

SEC source: 0001209191-19-040227 · doc4.xml · nonDerivative · entry 4

KANE KERRY M · CIK 0001493257 · VP, Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,918.237

F4 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 946 unvested PSUs granted to the reporting person on May 9, 2017, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.

SEC source: 0001209191-19-040227 · doc4.xml · nonDerivative · entry 3

KANE KERRY M · CIK 0001493257 · VP, Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,915.5171

F3 · shares: These shares were granted in the form RSUs, in connection with the Dividend, with respect to 1,736 unvested RSUs granted to the reporting person on May 16, 2016, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

SEC source: 0001209191-19-040227 · doc4.xml · nonDerivative · entry 2

KANE KERRY M · CIK 0001493257 · VP, Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,912.0583

F2 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to 868 unvested RSUs granted to the reporting person on May 16, 2016, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

SEC source: 0001209191-19-040227 · doc4.xml · nonDerivative · entry 1

KANE KERRY M · CIK 0001493257 · VP, Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,909.5382

F1 · shares: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the cash dividend paid on June 28, 2019 to stockholders of record as of June 14, 2019 (the "Dividend"), with respect to 1,413 PSUs granted to the reporting person on May 16, 2016, and adjusted for vesting on May 16, 2019 and previously declared and paid cash dividends. These PSUs will be payable concurrently with the underlying PSUs.

SEC source: 0001209191-19-040220 · doc4.xml · nonDerivative · entry 1

Connors Nelda J · CIK 0001478748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,321.9754

F1 · shares: These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on June 28, 2019 to stockholders of record as of June 14, 2019 (the "Dividend"), with respect to an aggregate of 6,229 vested DSUs granted to the reporting person on various dates, and adjusted for previously declared and paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs.

SEC source: 0001209191-19-040241 · doc4.xml · nonDerivative · entry 2

Magnus Robert · CIK 0001441604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,195.3881

F3 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to an aggregate of 5,028 vested RSUs granted to the reporting person on various dates under the EnerSys Deferred Compensation Plan for Non-Employee Directors, and adjusted for previously declared and paid cash dividends. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-19-040241 · doc4.xml · nonDerivative · entry 1

Magnus Robert · CIK 0001441604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,181.7422

F1 · shares: These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on June 28, 2019 to stockholders of record as of June 14, 2019 (the "Dividend"), with respect to an aggregate of 22,840 vested DSUs granted to the reporting person on various dates, and adjusted for previously declared and paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs.

F2 · balance_after: The amount reported in Column 5 has been adjusted to reflect a previous arithmetic error.

SEC source: 0001209191-19-040214 · doc4.xml · nonDerivative · entry 1

CHUNG HWAN-YOON · CIK 0001389949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,840.3592

F1 · shares: These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on June 28, 2019 to stockholders of record as of June 14, 2019 (the "Dividend"), with respect to an aggregate of 22,840 vested DSUs granted to the reporting person on various dates, and adjusted for previously declared and paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs.

F2 · balance_after: The reporting person has no direct pecuniary interest in 4,731.6115 shares and disclaims beneficial ownership except to the extent ultimately realized.

SEC source: 0001209191-19-040274 · doc4.xml · nonDerivative · entry 1

Zogby Andrew M. · CIK 0001772719 · Pres, Energy Systems-Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,270.5033

F1 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the cash dividend paid on June 28, 2019 to stockholders of record as of June 14, 2019 (the "Dividend"), with respect to 8,207 RSUs granted to the reporting person on December 7, 2018, and adjusted for previously declared and paid cash dividends. These RSUs will be payable concurrently with the underlying RSUs.

SEC source: 0001209191-19-040270 · doc4.xml · nonDerivative · entry 5

Vargo Ronald P · CIK 0001355666 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,404.7564

F5 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on January 15, 2019. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-19-040270 · doc4.xml · nonDerivative · entry 4

Vargo Ronald P · CIK 0001355666 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,404.6463

F4 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on October 23, 2018, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-19-040270 · doc4.xml · nonDerivative · entry 3

Vargo Ronald P · CIK 0001355666 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,404.5718

F3 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on July 18, 2018, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-19-040270 · doc4.xml · nonDerivative · entry 2

Vargo Ronald P · CIK 0001355666 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,404.5332

F2 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to vested RSUs granted to the reporting person on various dates under the EnerSys Deferred Compensation Plan for Non-Employee Directors (the "Plan"), and adjusted for previously declared and paid cash dividends. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-19-040270 · doc4.xml · nonDerivative · entry 1

Vargo Ronald P · CIK 0001355666 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,398.6113

F1 · shares: These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on June 28, 2019 to stockholders of record as of June 14, 2019 (the "Dividend"), with respect to 5,836 vested DSUs granted to the reporting person on various dates, and adjusted for previously declared and paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs.

SEC source: 0001209191-19-040266 · doc4.xml · nonDerivative · entry 5

TUFANO PAUL J · CIK 0001201520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,138.0823

F5 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on January 15, 2019. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-19-040266 · doc4.xml · nonDerivative · entry 4

TUFANO PAUL J · CIK 0001201520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,137.9542

F4 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on October 23, 2018, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-19-040266 · doc4.xml · nonDerivative · entry 3

TUFANO PAUL J · CIK 0001201520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,137.8669

F3 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on July 18, 2018, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-19-040266 · doc4.xml · nonDerivative · entry 2

TUFANO PAUL J · CIK 0001201520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,137.8232

F2 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to vested RSUs granted to the reporting person on various dates under the EnerSys Deferred Compensation Plan for Non-Employee Directors (the "Plan"), and adjusted for previously declared and paid cash dividends. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-19-040266 · doc4.xml · nonDerivative · entry 1

TUFANO PAUL J · CIK 0001201520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,124.7912

F1 · shares: These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on June 28, 2019 to stockholders of record as of June 14, 2019 (the "Dividend"), with respect to 11,543 vested DSUs granted to the reporting person on various dates, and adjusted for previously declared and paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs.

SEC source: 0001209191-19-040256 · doc4.xml · nonDerivative · entry 7

Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,665.3857

F7 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 4,819 PSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.

SEC source: 0001209191-19-040256 · doc4.xml · nonDerivative · entry 6

Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,651.6955

F6 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 3,827 PSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.

SEC source: 0001209191-19-040256 · doc4.xml · nonDerivative · entry 5

Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,640.8233

F5 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 4,390 RSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

SEC source: 0001209191-19-040256 · doc4.xml · nonDerivative · entry 4

Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,628.3518

F4 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 6,242 unvested PSUs granted to the reporting person on May 9, 2017, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.

SEC source: 0001209191-19-040256 · doc4.xml · nonDerivative · entry 3

Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,610.405

F3 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 1,984 unvested RSUs granted to the reporting person on May 9, 2017, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

SEC source: 0001209191-19-040256 · doc4.xml · nonDerivative · entry 2

Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,604.7006

F2 · shares: These shares were granted in the form of restricted stock units ("RSUs"), in connection with the Dividend, with respect to 1,432 unvested RSUs granted to the reporting person on May 16, 2016, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

SEC source: 0001209191-19-040256 · doc4.xml · nonDerivative · entry 1

Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,600.543

F1 · shares: These shares were granted in the form of Market Share Units ("PSUs"), in connection with the cash dividend paid on June 28, 2019 to stockholders of record as of June 14, 2019 (the "Dividend"), with respect to 9,326 PSUs granted to the reporting person on May 16, 2016, and adjusted for vesting on May 16, 2019 and previously declared and paid cash dividends. These PSUs will be payable concurrently with the underlying PSUs.

SEC source: 0001209191-19-040261 · doc4.xml · nonDerivative · entry 7

Shaffer David M · CIK 0001577486 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,938.223

F7 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 14,603 PSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.

SEC source: 0001209191-19-040261 · doc4.xml · nonDerivative · entry 6

Shaffer David M · CIK 0001577486 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,896.7374

F6 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 11,597 PSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.

SEC source: 0001209191-19-040261 · doc4.xml · nonDerivative · entry 5

Shaffer David M · CIK 0001577486 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,863.7915

F5 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 13,303 RSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

SEC source: 0001209191-19-040261 · doc4.xml · nonDerivative · entry 4

Shaffer David M · CIK 0001577486 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,825.9991

F4 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 18,441 unvested PSUs granted to the reporting person on May 9, 2017, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.

SEC source: 0001209191-19-040261 · doc4.xml · nonDerivative · entry 3

Shaffer David M · CIK 0001577486 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,772.978

F3 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 5,863 unvested RSUs granted to the reporting person on May 9, 2017, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

SEC source: 0001209191-19-040261 · doc4.xml · nonDerivative · entry 2

Shaffer David M · CIK 0001577486 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,756.1208

F2 · shares: These shares were granted in the form of restricted stock units ("RSUs"), in connection with the Dividend, with respect to 3,689 unvested RSUs granted to the reporting person on May 16, 2016, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

SEC source: 0001209191-19-040261 · doc4.xml · nonDerivative · entry 1

Shaffer David M · CIK 0001577486 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,745.4104

F1 · shares: These shares were granted in the form of Market Share Units ("PSUs"), in connection with the cash dividend paid on June 28, 2019 to stockholders of record as of June 14, 2019 (the "Dividend"), with respect to 24,021 PSUs granted to the reporting person on May 16, 2016, and adjusted for vesting on May 16, 2019 and previously declared and paid cash dividends. These PSUs will be payable concurrently with the underlying PSUs.

SEC source: 0001209191-19-040252 · doc4.xml · nonDerivative · entry 7

O'Connell Shawn M. · CIK 0001772687 · Pres, Motive Power Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,274.7212

F7 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 639 PSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.

SEC source: 0001209191-19-040252 · doc4.xml · nonDerivative · entry 6

O'Connell Shawn M. · CIK 0001772687 · Pres, Motive Power Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,272.9059

F6 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 507 PSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.

SEC source: 0001209191-19-040252 · doc4.xml · nonDerivative · entry 5

O'Connell Shawn M. · CIK 0001772687 · Pres, Motive Power Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,271.4656

F5 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 2,328 RSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

SEC source: 0001209191-19-040252 · doc4.xml · nonDerivative · entry 4

O'Connell Shawn M. · CIK 0001772687 · Pres, Motive Power Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,266.5054

F4 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 828 unvested PSUs granted to the reporting person on May 9, 2017, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.

SEC source: 0001209191-19-040252 · doc4.xml · nonDerivative · entry 3

O'Connell Shawn M. · CIK 0001772687 · Pres, Motive Power Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,264.1247

F3 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 1,052 unvested RSUs granted to the reporting person on May 9, 2017, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

SEC source: 0001209191-19-040252 · doc4.xml · nonDerivative · entry 2

O'Connell Shawn M. · CIK 0001772687 · Pres, Motive Power Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,261.1

F2 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to 759 unvested RSUs granted to the reporting person on May 16, 2016, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

SEC source: 0001209191-19-040252 · doc4.xml · nonDerivative · entry 1

O'Connell Shawn M. · CIK 0001772687 · Pres, Motive Power Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,258.8964

F1 · shares: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the cash dividend paid on June 28, 2019 to stockholders of record as of June 14, 2019 (the "Dividend"), with respect to 1,236 PSUs granted to the reporting person on May 16, 2016, and adjusted for vesting on May 16, 2019 and previously declared and paid cash dividends. These PSUs will be payable concurrently with the underlying PSUs.

SEC source: 0001209191-19-040246 · doc4.xml · nonDerivative · entry 5

MARLO DENNIS S · CIK 0001222380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,183.2573

F5 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on January 15, 2019. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-19-040246 · doc4.xml · nonDerivative · entry 4

MARLO DENNIS S · CIK 0001222380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,183.1984

F4 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on October 23, 2018, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-19-040246 · doc4.xml · nonDerivative · entry 3

MARLO DENNIS S · CIK 0001222380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,183.1573

F3 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on July 18, 2018, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.