Last 12 months
Inside the activity.
1 purchase rows · 2 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 27, 2019 Filed Oct 1, 2019 20:19 UTC |
HOFFEN HOWARD IDirector
|
GrantCommon Stock | 83.3088 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-051284 · doc4.xml · nonDerivative · entry 1 HOFFEN HOWARD I · CIK 0001208810 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,064.3697 F1 · shares: These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on September 27, 2019 to stockholders of record as of September 13, 2019 (the "Dividend"), with respect to an aggregate of 30,691 vested DSUs granted to the reporting person on various dates, and adjusted for previously declared and paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs. F2 · balance_after: The reporting person has no direct pecuniary interest in such shares and disclaims beneficial ownership except to the extent ultimately realized. Read SEC document |
| September 27, 2019 Filed Oct 1, 2019 20:18 UTC |
CHUNG HWAN-YOONDirector
|
GrantCommon Stock | 70.9517 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-051278 · doc4.xml · nonDerivative · entry 1 CHUNG HWAN-YOON · CIK 0001389949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,308.3109 F1 · shares: These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on September 27, 2019 to stockholders of record as of September 13, 2019 (the "Dividend"), with respect to an aggregate of 26,237 vested DSUs granted to the reporting person on various dates, and adjusted for previously declared and paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs. F2 · balance_after: The reporting person has no direct pecuniary interest in 4,756.0566 shares and disclaims beneficial ownership except to the extent ultimately realized. Read SEC document |
| August 13, 2019 Filed Aug 13, 2019 20:19 UTC |
Schmidtlein Michael JExecutive Vice President & CFO
|
Tax withholdingCommon Stock | 482.7792 | $57.75 | $27,880.50 |
DisclosureSEC source: 0001209191-19-045742 · doc4.xml · nonDerivative · entry 1 Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,182.6065 F1 · date: Shares were forfeited in connection with the vesting of restricted stock units granted to the reporting person on August 13, 2018. Read SEC document |
| August 13, 2019 Filed Aug 13, 2019 20:20 UTC |
Shaffer David MDirector · President & CEO
|
Tax withholdingCommon Stock | 1,461.6517 | $57.75 | $84,410.39 |
DisclosureSEC source: 0001209191-19-045744 · doc4.xml · nonDerivative · entry 1 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,476.5713 F1 · date: Shares were forfeited in connection with the vesting of restricted stock units granted to the reporting person on August 13, 2018. Read SEC document |
| August 12, 2019 Filed Aug 15, 2019 16:15 UTC |
Aschke Holger PPresident - EMEA & APAC
|
GrantStock Options · Derivative | 13,055 | $0.00 Strike: $57.75 | $0.00 |
DisclosureSEC source: 0001209191-19-046113 · doc4.xml · derivative · entry 4 Aschke Holger P · CIK 0001661434 · President - EMEA & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,055 Underlying: Common Stock · 13,055 shares Expires 2029-08-12 F2 · date: This grant was made after markets had closed. F5 · derivative.exercise_date: The options vest in three equal annual installments beginning on August 12, 2020, subject to acceleration or forfeiture in certain specified circumstances. Read SEC document |
| August 12, 2019 Filed Aug 15, 2019 16:15 UTC |
Aschke Holger PPresident - EMEA & APAC
|
GrantCommon Stock | 3,967 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046113 · doc4.xml · nonDerivative · entry 3 Aschke Holger P · CIK 0001661434 · President - EMEA & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,478.5272 F4 · security: These shares were granted as performance share units and vest one hundred percent on August 12, 2022, with an additional one year holding period (4 years total until settlement), subject to acceleration and cancellation upon the occurrence of certain events. Each performance share unit converts into the number of shares of common stock determined by applying an EPS Performance multiplier to the number of units vesting on the third anniversary of the date of grant. The EPS Performance multiplier is based on the cumulative adjusted EPS over the three year vesting period relative to a target cumulative adjusted EPS. The minimum EPS Performance multiplier is 0% and the maximum EPS Performance multiplier is 200%. These shares represent the performance share units granted, assuming an EPS Performance multiplier of 100%. F2 · date: This grant was made after markets had closed. Read SEC document |
| August 12, 2019 Filed Aug 15, 2019 16:15 UTC |
Aschke Holger PPresident - EMEA & APAC
|
GrantCommon Stock | 3,240 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046113 · doc4.xml · nonDerivative · entry 2 Aschke Holger P · CIK 0001661434 · President - EMEA & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,511.5272 F3 · security: These shares were granted as performance share units and vest one hundred percent on August 12, 2022, with an additional one year holding period (4 years total until settlement), subject to acceleration and cancellation upon the occurrence of certain events. Each performance share unit converts into the number of shares of common stock determined by applying the TSR multiplier to the number of units vesting on the third anniversary of the date of grant. The TSR multiplier is based on relative TSR performance versus peers over the three year vesting period. The peer group is the S&P Small Cap 600 Industrial Index, of which EnerSys is a member, and consists of approximately 100 companies. The minimum TSR multiplier is 0% and the maximum TSR multiplier is 200%. These shares represent the performance share units granted, assuming a TSR multiplier of 100%. F2 · date: This grant was made after markets had closed. Read SEC document |
| August 12, 2019 Filed Aug 15, 2019 16:15 UTC |
Aschke Holger PPresident - EMEA & APAC
|
GrantCommon Stock | 3,463 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046113 · doc4.xml · nonDerivative · entry 1 Aschke Holger P · CIK 0001661434 · President - EMEA & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,271.5272 F1 · security: These shares were granted as restricted stock units that vest twenty-five percent on each of August 12, 2020, August 12, 2021, August 12, 2023, and August 12, 2024, subject to acceleration or forfeiture in certain specified circumstances. F2 · date: This grant was made after markets had closed. Read SEC document |
| August 12, 2019 Filed Aug 15, 2019 16:17 UTC |
KANE KERRY MVP, Corporate Controller & PAO
|
GrantStock Options · Derivative | 6,527 | $0.00 Strike: $57.75 | $0.00 |
DisclosureSEC source: 0001209191-19-046119 · doc4.xml · derivative · entry 4 KANE KERRY M · CIK 0001493257 · VP, Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,527 Underlying: Common Stock · 6,527 shares Expires 2029-08-12 F2 · date: This grant was made after markets had closed. F5 · derivative.exercise_date: The options vest in three equal annual installments beginning on August 12, 2020, subject to acceleration or forfeiture in certain specified circumstances. Read SEC document |
| August 12, 2019 Filed Aug 15, 2019 16:17 UTC |
KANE KERRY MVP, Corporate Controller & PAO
|
GrantCommon Stock | 986 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046119 · doc4.xml · nonDerivative · entry 3 KANE KERRY M · CIK 0001493257 · VP, Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,182.629 F4 · security: These shares were granted as performance share units and vest one hundred percent on August 12, 2022, with an additional one year holding period (4 years total until settlement), subject to acceleration and cancellation upon the occurrence of certain events. Each performance share unit converts into the number of shares of common stock determined by applying an EPS Performance multiplier to the number of units vesting on the third anniversary of the date of grant. The EPS Performance multiplier is based on the cumulative adjusted EPS over the three year vesting period relative to a target cumulative adjusted EPS. The minimum EPS Performance multiplier is 0% and the maximum EPS Performance multiplier is 200%. These shares represent the performance share units granted, assuming an EPS Performance multiplier of 100%. F2 · date: This grant was made after markets had closed. Read SEC document |
| August 12, 2019 Filed Aug 15, 2019 16:17 UTC |
KANE KERRY MVP, Corporate Controller & PAO
|
GrantCommon Stock | 806 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046119 · doc4.xml · nonDerivative · entry 2 KANE KERRY M · CIK 0001493257 · VP, Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,196.629 F3 · security: These shares were granted as performance share units and vest one hundred percent on August 12, 2022, with an additional one year holding period (4 years total until settlement), subject to acceleration and cancellation upon the occurrence of certain events. Each performance share unit converts into the number of shares of common stock determined by applying the TSR multiplier to the number of units vesting on the third anniversary of the date of grant. The TSR multiplier is based on relative TSR performance versus peers over the three year vesting period. The peer group is the S&P Small Cap 600 Industrial Index, of which EnerSys is a member, and consists of approximately 100 companies. The minimum TSR multiplier is 0% and the maximum TSR multiplier is 200%. These shares represent the performance share units granted, assuming a TSR multiplier of 100%. F2 · date: This grant was made after markets had closed. Read SEC document |
| August 12, 2019 Filed Aug 15, 2019 16:17 UTC |
KANE KERRY MVP, Corporate Controller & PAO
|
GrantCommon Stock | 3,463 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046119 · doc4.xml · nonDerivative · entry 1 KANE KERRY M · CIK 0001493257 · VP, Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,390.629 F1 · security: These shares were granted as restricted stock units that vest twenty-five percent on each of August 12, 2020, August 12, 2021, August 12, 2023, and August 12, 2024, subject to acceleration or forfeiture in certain specified circumstances. F2 · date: This grant was made after markets had closed. Read SEC document |
| August 12, 2019 Filed Aug 15, 2019 20:16 UTC |
Connors Nelda JDirector
|
GrantCommon Stock | 3,397 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046115 · doc4.xml · nonDerivative · entry 1 Connors Nelda J · CIK 0001478748 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,718.9754 F1 · security: These shares were granted as deferred stock units and vest upon grant. These deferred stock units are payable no earlier than six months following a termination of service as a director of the Company, at the director's election, with the right of the Company to clawback the value of the deferred stock unit within one year following a termination of service upon the occurrence of certain events. F2 · date: This grant was made after markets had closed. Read SEC document |
| August 12, 2019 Filed Aug 15, 2019 16:19 UTC |
Magnus RobertDirector
|
GrantCommon Stock | 3,397 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046123 · doc4.xml · nonDerivative · entry 1 Magnus Robert · CIK 0001441604 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,592.3881 F1 · security: These shares were granted as deferred stock units and vest upon grant. These deferred stock units are payable no earlier than six months following a termination of service as a director of the Company, at the director's election, with the right of the Company to clawback the value of the deferred stock unit within one year following a termination of service upon the occurrence of certain events. F2 · date: This grant was made after markets had closed. Read SEC document |
| August 12, 2019 Filed Aug 15, 2019 20:32 UTC |
Vargo Ronald PDirector
|
GrantCommon Stock | 3,397 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046147 · doc4.xml · nonDerivative · entry 1 Vargo Ronald P · CIK 0001355666 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,275.9403 F1 · security: These shares were granted as deferred stock units and vest upon grant. These deferred stock units are payable no earlier than six months following a termination of service as a director of the Company, at the director's election, with the right of the Company to clawback the value of the deferred stock unit within one year following a termination of service upon the occurrence of certain events. F2 · date: This grant was made after markets had closed. Read SEC document |
| August 12, 2019 Filed Aug 15, 2019 20:22 UTC |
Zogby Andrew M.Pres, Energy Systems-Americas
|
GrantStock Options · Derivative | 13,055 | $0.00 Strike: $57.75 | $0.00 |
DisclosureSEC source: 0001209191-19-046134 · doc4.xml · derivative · entry 4 Zogby Andrew M. · CIK 0001772719 · Pres, Energy Systems-Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,055 Underlying: Common Stock · 13,055 shares Expires 2029-08-12 F2 · date: This grant was made after markets had closed. F5 · derivative.exercise_date: The options vest in three equal annual installments beginning on August 12, 2020, subject to acceleration or forfeiture in certain specified circumstances. Read SEC document |
| August 12, 2019 Filed Aug 15, 2019 20:22 UTC |
Zogby Andrew M.Pres, Energy Systems-Americas
|
GrantCommon Stock | 3,946 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046134 · doc4.xml · nonDerivative · entry 3 Zogby Andrew M. · CIK 0001772719 · Pres, Energy Systems-Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,902.5033 F4 · security: These shares were granted as performance share units and vest one hundred percent on August 12, 2022, with an additional one year holding period (4 years total until settlement), subject to acceleration and cancellation upon the occurrence of certain events. Each performance share unit converts into the number of shares of common stock determined by applying an EPS Performance multiplier to the number of units vesting on the third anniversary of the date of grant. The EPS Performance multiplier is based on the cumulative adjusted EPS over the three year vesting period relative to a target cumulative adjusted EPS. The minimum EPS Performance multiplier is 0% and the maximum EPS Performance multiplier is 200%. These shares represent the performance share units granted, assuming an EPS Performance multiplier of 100%. F2 · date: This grant was made after markets had closed. Read SEC document |
| August 12, 2019 Filed Aug 15, 2019 20:22 UTC |
Zogby Andrew M.Pres, Energy Systems-Americas
|
GrantCommon Stock | 3,223 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046134 · doc4.xml · nonDerivative · entry 2 Zogby Andrew M. · CIK 0001772719 · Pres, Energy Systems-Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,956.5033 F3 · security: These shares were granted as performance share units and vest one hundred percent on August 12, 2022, with an additional one year holding period (4 years total until settlement), subject to acceleration and cancellation upon the occurrence of certain events. Each performance share unit converts into the number of shares of common stock determined by applying the TSR multiplier to the number of units vesting on the third anniversary of the date of grant. The TSR multiplier is based on relative TSR performance versus peers over the three year vesting period. The peer group is the S&P Small Cap 600 Industrial Index, of which EnerSys is a member, and consists of approximately 100 companies. The minimum TSR multiplier is 0% and the maximum TSR multiplier is 200%. These shares represent the performance share units granted, assuming a TSR multiplier of 100%. F2 · date: This grant was made after markets had closed. Read SEC document |
| August 12, 2019 Filed Aug 15, 2019 20:22 UTC |
Zogby Andrew M.Pres, Energy Systems-Americas
|
GrantCommon Stock | 3,463 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046134 · doc4.xml · nonDerivative · entry 1 Zogby Andrew M. · CIK 0001772719 · Pres, Energy Systems-Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,733.5033 F1 · security: These shares were granted as restricted stock units that vest twenty-five percent on each of August 12, 2020, August 12, 2021, August 12, 2023, and August 12, 2024, subject to acceleration or forfeiture in certain specified circumstances. F2 · date: This grant was made after markets had closed. Read SEC document |
| August 12, 2019 Filed Aug 15, 2019 20:21 UTC |
TUFANO PAUL JDirector
|
GrantCommon Stock | 3,397 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046131 · doc4.xml · nonDerivative · entry 1 TUFANO PAUL J · CIK 0001201520 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,022.2943 F1 · security: These shares were granted as deferred stock units and vest upon grant. These deferred stock units are payable no earlier than six months following a termination of service as a director of the Company, at the director's election, with the right of the Company to clawback the value of the deferred stock unit within one year following a termination of service upon the occurrence of certain events. F2 · date: This grant was made after markets had closed. Read SEC document |
| August 12, 2019 Filed Aug 15, 2019 20:21 UTC |
Shaffer David MDirector · President & CEO
|
GrantStock Options · Derivative | 68,538 | $0.00 Strike: $57.75 | $0.00 |
DisclosureSEC source: 0001209191-19-046128 · doc4.xml · derivative · entry 4 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,538 Underlying: Common Stock · 68,538 shares Expires 2029-08-12 F2 · date: This grant was made after markets had closed. F5 · derivative.exercise_date: The options vest in three equal annual installments beginning on August 12, 2020, subject to acceleration or forfeiture in certain specified circumstances. Read SEC document |
| August 12, 2019 Filed Aug 15, 2019 20:21 UTC |
Shaffer David MDirector · President & CEO
|
GrantCommon Stock | 20,714 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046128 · doc4.xml · nonDerivative · entry 3 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,294.5713 F4 · security: These shares were granted as performance share units and vest one hundred percent on August 12, 2022, with an additional one year holding period (4 years total until settlement), subject to acceleration and cancellation upon the occurrence of certain events. Each performance share unit converts into the number of shares of common stock determined by applying an EPS Performance multiplier to the number of units vesting on the third anniversary of the date of grant. The EPS Performance multiplier is based on the cumulative adjusted EPS over the three year vesting period relative to a target cumulative adjusted EPS. The minimum EPS Performance multiplier is 0% and the maximum EPS Performance multiplier is 200%. These shares represent the performance share units granted, assuming an EPS Performance multiplier of 100%. F2 · date: This grant was made after markets had closed. Read SEC document |
| August 12, 2019 Filed Aug 15, 2019 20:21 UTC |
Shaffer David MDirector · President & CEO
|
GrantCommon Stock | 16,922 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046128 · doc4.xml · nonDerivative · entry 2 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,580.5713 F3 · security: These shares were granted as performance share units and vest one hundred percent on August 12, 2022, with an additional one year holding period (4 years total until settlement), subject to acceleration and cancellation upon the occurrence of certain events. Each performance share unit converts into the number of shares of common stock determined by applying the TSR multiplier to the number of units vesting on the third anniversary of the date of grant. The TSR multiplier is based on relative TSR performance versus peers over the three year vesting period. The peer group is the S&P Small Cap 600 Industrial Index, of which EnerSys is a member, and consists of approximately 100 companies. The minimum TSR multiplier is 0% and the maximum TSR multiplier is 200%. These shares represent the performance share units granted, assuming a TSR multiplier of 100%. F2 · date: This grant was made after markets had closed. Read SEC document |
| August 12, 2019 Filed Aug 15, 2019 20:21 UTC |
Shaffer David MDirector · President & CEO
|
GrantCommon Stock | 18,182 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046128 · doc4.xml · nonDerivative · entry 1 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,658.5713 F1 · security: These shares were granted as restricted stock units that vest twenty-five percent on each of August 12, 2020, August 12, 2021, August 12, 2023, and August 12, 2024, subject to acceleration or forfeiture in certain specified circumstances. F2 · date: This grant was made after markets had closed. Read SEC document |
| August 12, 2019 Filed Aug 15, 2019 20:18 UTC |
KATSAROS ARTHUR TDirector
|
GrantCommon Stock | 5,284 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046120 · doc4.xml · nonDerivative · entry 1 KATSAROS ARTHUR T · CIK 0001220007 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,279.6377 F1 · security: These shares were granted as deferred stock units and vest upon grant. These deferred stock units are payable no earlier than six months following a termination of service as a director of the Company, at the director's election, with the right of the Company to clawback the value of the deferred stock unit within one year following a termination of service upon the occurrence of certain events. F2 · date: This grant was made after markets had closed. Read SEC document |
| August 12, 2019 Filed Aug 15, 2019 20:20 UTC |
Schmidtlein Michael JExecutive Vice President & CFO
|
GrantStock Options · Derivative | 21,540 | $0.00 Strike: $57.75 | $0.00 |
DisclosureSEC source: 0001209191-19-046127 · doc4.xml · derivative · entry 4 Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,540 Underlying: Common Stock · 21,540 shares Expires 2029-08-12 F2 · date: This grant was made after markets had closed. F5 · derivative.exercise_date: The options vest in three equal annual installments beginning on August 12, 2020, subject to acceleration or forfeiture in certain specified circumstances. Read SEC document |
| August 12, 2019 Filed Aug 15, 2019 20:20 UTC |
Schmidtlein Michael JExecutive Vice President & CFO
|
GrantCommon Stock | 6,510 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046127 · doc4.xml · nonDerivative · entry 3 Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,724.6065 F4 · security: These shares were granted as performance share units and vest one hundred percent on August 12, 2022, with an additional one year holding period (4 years total until settlement), subject to acceleration and cancellation upon the occurrence of certain events. Each performance share unit converts into the number of shares of common stock determined by applying an EPS Performance multiplier to the number of units vesting on the third anniversary of the date of grant. The EPS Performance multiplier is based on the cumulative adjusted EPS over the three year vesting period relative to a target cumulative adjusted EPS. The minimum EPS Performance multiplier is 0% and the maximum EPS Performance multiplier is 200%. These shares represent the performance share units granted, assuming an EPS Performance multiplier of 100%. F2 · date: This grant was made after markets had closed. Read SEC document |
| August 12, 2019 Filed Aug 15, 2019 20:20 UTC |
Schmidtlein Michael JExecutive Vice President & CFO
|
GrantCommon Stock | 5,318 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046127 · doc4.xml · nonDerivative · entry 2 Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,214.6065 F3 · security: These shares were granted as performance share units and vest one hundred percent on August 12, 2022, with an additional one year holding period (4 years total until settlement), subject to acceleration and cancellation upon the occurrence of certain events. Each performance share unit converts into the number of shares of common stock determined by applying the TSR multiplier to the number of units vesting on the third anniversary of the date of grant. The TSR multiplier is based on relative TSR performance versus peers over the three year vesting period. The peer group is the S&P Small Cap 600 Industrial Index, of which EnerSys is a member, and consists of approximately 100 companies. The minimum TSR multiplier is 0% and the maximum TSR multiplier is 200%. These shares represent the performance share units granted, assuming a TSR multiplier of 100%. F2 · date: This grant was made after markets had closed. Read SEC document |
| August 12, 2019 Filed Aug 15, 2019 20:20 UTC |
Schmidtlein Michael JExecutive Vice President & CFO
|
GrantCommon Stock | 5,714 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046127 · doc4.xml · nonDerivative · entry 1 Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,896.6065 F1 · security: These shares were granted as restricted stock units that vest twenty-five percent on each of August 12, 2020, August 12, 2021, August 12, 2023, and August 12, 2024, subject to acceleration or forfeiture in certain specified circumstances. F2 · date: This grant was made after markets had closed. Read SEC document |
| August 12, 2019 Filed Aug 15, 2019 20:20 UTC |
O'Connell Shawn M.Pres, Motive Power Americas
|
GrantStock Options · Derivative | 13,055 | $0.00 Strike: $57.75 | $0.00 |
DisclosureSEC source: 0001209191-19-046126 · doc4.xml · derivative · entry 4 O'Connell Shawn M. · CIK 0001772687 · Pres, Motive Power Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,055 Underlying: Common Stock · 13,055 shares Expires 2029-08-12 F2 · date: This grant was made after markets had closed. F5 · derivative.exercise_date: The options vest in three equal annual installments beginning on August 12, 2020, subject to acceleration or forfeiture in certain specified circumstances. Read SEC document |
| August 12, 2019 Filed Aug 15, 2019 20:20 UTC |
O'Connell Shawn M.Pres, Motive Power Americas
|
GrantCommon Stock | 3,946 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046126 · doc4.xml · nonDerivative · entry 3 O'Connell Shawn M. · CIK 0001772687 · Pres, Motive Power Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,906.7212 F4 · security: These shares were granted as performance share units and vest one hundred percent on August 12, 2022, with an additional one year holding period (4 years total until settlement), subject to acceleration and cancellation upon the occurrence of certain events. Each performance share unit converts into the number of shares of common stock determined by applying an EPS Performance multiplier to the number of units vesting on the third anniversary of the date of grant. The EPS Performance multiplier is based on the cumulative adjusted EPS over the three year vesting period relative to a target cumulative adjusted EPS. The minimum EPS Performance multiplier is 0% and the maximum EPS Performance multiplier is 200%. These shares represent the performance share units granted, assuming an EPS Performance multiplier of 100%. F2 · date: This grant was made after markets had closed. Read SEC document |
| August 12, 2019 Filed Aug 15, 2019 20:20 UTC |
O'Connell Shawn M.Pres, Motive Power Americas
|
GrantCommon Stock | 3,223 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046126 · doc4.xml · nonDerivative · entry 2 O'Connell Shawn M. · CIK 0001772687 · Pres, Motive Power Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,960.7212 F3 · security: These shares were granted as performance share units and vest one hundred percent on August 12, 2022, with an additional one year holding period (4 years total until settlement), subject to acceleration and cancellation upon the occurrence of certain events. Each performance share unit converts into the number of shares of common stock determined by applying the TSR multiplier to the number of units vesting on the third anniversary of the date of grant. The TSR multiplier is based on relative TSR performance versus peers over the three year vesting period. The peer group is the S&P Small Cap 600 Industrial Index, of which EnerSys is a member, and consists of approximately 100 companies. The minimum TSR multiplier is 0% and the maximum TSR multiplier is 200%. These shares represent the performance share units granted, assuming a TSR multiplier of 100%. F2 · date: This grant was made after markets had closed. Read SEC document |
| August 12, 2019 Filed Aug 15, 2019 20:20 UTC |
O'Connell Shawn M.Pres, Motive Power Americas
|
GrantCommon Stock | 3,463 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046126 · doc4.xml · nonDerivative · entry 1 O'Connell Shawn M. · CIK 0001772687 · Pres, Motive Power Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,737.7212 F1 · security: These shares were granted as restricted stock units that vest twenty-five percent on each of August 12, 2020, August 12, 2021, August 12, 2023, and August 12, 2024, subject to acceleration or forfeiture in certain specified circumstances. F2 · date: This grant was made after markets had closed. Read SEC document |
| August 12, 2019 Filed Aug 15, 2019 20:16 UTC |
CHUNG HWAN-YOONDirector
|
GrantCommon Stock | 3,397 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046114 · doc4.xml · nonDerivative · entry 1 CHUNG HWAN-YOON · CIK 0001389949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,237.3592 F1 · security: These shares were granted as deferred stock units and vest upon grant. These deferred stock units are payable no earlier than six months following a termination of service as a director of the Company, at the director's election, with the right of the Company to clawback the value of the deferred stock unit within one year following a termination of service upon the occurrence of certain events. F2 · date: The grant reported on this Form 4 was made after the market had closed. F3 · balance_after: The reporting person has no pecuniary interest in 4,743.6996 shares and disclaims beneficial ownership except to the extent ultimately realized. Read SEC document |
| August 12, 2019 Filed Aug 15, 2019 20:19 UTC |
MARLO DENNIS SDirector
|
GrantCommon Stock | 3,397 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046125 · doc4.xml · nonDerivative · entry 1 MARLO DENNIS S · CIK 0001222380 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,831.3544 F1 · security: These shares were granted as deferred stock units and vest upon grant. These deferred stock units are payable no earlier than six months following a termination of service as a director of the Company, at the director's election, with the right of the Company to clawback the value of the deferred stock unit within one year following a termination of service upon the occurrence of certain events. F2 · date: This grant was made after markets had closed. Read SEC document |
| August 12, 2019 Filed Aug 15, 2019 20:18 UTC |
LEHMAN JOHN FDirector
|
GrantCommon Stock | 3,397 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046121 · doc4.xml · nonDerivative · entry 1 LEHMAN JOHN F · CIK 0001211966 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,692.0197 F1 · security: These shares were granted as deferred stock units and vest upon grant. These deferred stock units are payable no earlier than six months following a termination of service as a director of the Company, at the director's election, with the right of the Company to clawback the value of the deferred stock unit within one year following a termination of service upon the occurrence of certain events. F2 · date: This grant was made after markets had closed. Read SEC document |
| August 12, 2019 Filed Aug 15, 2019 20:17 UTC |
HOFFEN HOWARD IDirector
|
GrantCommon Stock | 3,397 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046118 · doc4.xml · nonDerivative · entry 1 HOFFEN HOWARD I · CIK 0001208810 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,981.0609 F1 · security: These shares were granted as deferred stock units and vest upon grant. These deferred stock units are payable no earlier than six months following a termination of service as a director of the Company, at the director's election, with the right of the Company to clawback the value of the deferred stock unit within one year following a termination of service upon the occurrence of certain events. F2 · date: The grant reported on this Form 4 was made after the market had closed. F3 · balance_after: The reporting person has no pecuniary interest in such shares and disclaims beneficial ownership except to the extent ultimately realized. Read SEC document |
| July 17, 2019 Filed Jul 19, 2019 20:17 UTC |
Vargo Ronald PDirector
|
GrantCommon Stock | 79 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-042774 · doc4.xml · nonDerivative · entry 2 Vargo Ronald P · CIK 0001355666 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,878.9403 F2 · shares: This amount reflects a matching stock unit contribution by EnerSys for the reporting person's account in the Plan. The matching stock unit contribution vests 25% on each of October 17, 2019, January 17, 2020, April 17, 2020, and July 17, 2020. Such vesting is subject to acceleration or cancellation upon the occurrence of certain events. F3 · balance_after: As a result of these transactions the reporting person has an additional 474 stock units in the Plan. Each of these stock units represents a right to receive one share of EnerSys common stock and is payable upon the reporting person's Termination, as defined in the Plan. Read SEC document |
| July 17, 2019 Filed Jul 19, 2019 20:17 UTC |
Vargo Ronald PDirector
|
GrantCommon Stock | 395 | $65.85 | $26,010.75 |
DisclosureSEC source: 0001209191-19-042774 · doc4.xml · nonDerivative · entry 1 Vargo Ronald P · CIK 0001355666 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,799.9403 F1 · shares: In lieu of receiving cash fees, the reporting person received 395 stock units, which immediately vested, in the EnerSys Voluntary Deferred Compensation Plan for Non-Employee Directors (the "Plan"). Read SEC document |
| July 17, 2019 Filed Jul 19, 2019 20:17 UTC |
TUFANO PAUL JDirector
|
GrantCommon Stock | 81 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-042772 · doc4.xml · nonDerivative · entry 2 TUFANO PAUL J · CIK 0001201520 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,625.2943 F2 · shares: This amount reflects a matching stock unit contribution by EnerSys for the reporting person's account in the Plan. The matching stock unit contribution vests 25% on each of October 17, 2019, January 17, 2020, April 17, 2020, and July 17, 2020. Such vesting is subject to acceleration or cancellation upon the occurrence of certain events. F3 · balance_after: As a result of these transactions the reporting person has an additional 487 stock units in the Plan. Each of these stock units represents a right to receive one share of EnerSys common stock and is payable upon the reporting person's Termination, as defined in the Plan. Read SEC document |
| July 17, 2019 Filed Jul 19, 2019 20:17 UTC |
TUFANO PAUL JDirector
|
GrantCommon Stock | 406 | $65.85 | $26,735.10 |
DisclosureSEC source: 0001209191-19-042772 · doc4.xml · nonDerivative · entry 1 TUFANO PAUL J · CIK 0001201520 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,544.2943 F1 · shares: In lieu of receiving cash fees, the reporting person received 406 stock units, which immediately vested, in the EnerSys Voluntary Deferred Compensation Plan for Non-Employee Directors (the "Plan"). Read SEC document |
| July 17, 2019 Filed Jul 19, 2019 20:16 UTC |
MARLO DENNIS SDirector
|
GrantCommon Stock | 42 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-042770 · doc4.xml · nonDerivative · entry 2 MARLO DENNIS S · CIK 0001222380 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,434.3544 F2 · shares: This amount reflects a matching stock unit contribution by EnerSys for the reporting person's account in the Plan. The matching stock unit contribution vests 25% on each of October 17, 2019, January 17, 2020, April 17, 2020, and July 17, 2020. Such vesting is subject to acceleration or cancellation upon the occurrence of certain events. F3 · balance_after: As a result of these transactions the reporting person has an additional 251 stock units in the Plan. Each of these stock units represents a right to receive one share of EnerSys common stock and is payable upon the reporting person's Termination, as defined in the Plan. Read SEC document |
| July 17, 2019 Filed Jul 19, 2019 20:16 UTC |
MARLO DENNIS SDirector
|
GrantCommon Stock | 209 | $65.85 | $13,762.65 |
DisclosureSEC source: 0001209191-19-042770 · doc4.xml · nonDerivative · entry 1 MARLO DENNIS S · CIK 0001222380 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,392.3544 F1 · shares: In lieu of receiving cash fees, the reporting person received 209 stock units, which immediately vested, in the EnerSys Voluntary Deferred Compensation Plan for Non-Employee Directors (the "Plan"). Read SEC document |
| July 17, 2019 Filed Jul 19, 2019 20:16 UTC |
LEHMAN JOHN FDirector
|
GrantCommon Stock | 77 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-042769 · doc4.xml · nonDerivative · entry 2 LEHMAN JOHN F · CIK 0001211966 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,295.0197 F2 · shares: This amount reflects a matching stock unit contribution by EnerSys for the reporting person's account in the Plan. The matching stock unit contribution vests 25% on each of October 17, 2019, January 17, 2020, April 17, 2020, and July 17, 2020. Such vesting is subject to acceleration or cancellation upon the occurrence of certain events. F3 · balance_after: As a result of these transactions the reporting person has an additional 460 stock units in the Plan. Each of these stock units represents a right to receive one share of EnerSys common stock and is payable upon the reporting person's Termination, as defined in the Plan. Read SEC document |
| July 17, 2019 Filed Jul 19, 2019 20:16 UTC |
LEHMAN JOHN FDirector
|
GrantCommon Stock | 383 | $65.85 | $25,220.55 |
DisclosureSEC source: 0001209191-19-042769 · doc4.xml · nonDerivative · entry 1 LEHMAN JOHN F · CIK 0001211966 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,218.0197 F1 · shares: In lieu of receiving cash fees, the reporting person received 383 stock units, which immediately vested, in the EnerSys Voluntary Deferred Compensation Plan for Non-Employee Directors (the "Plan"). Read SEC document |
| July 17, 2019 Filed Jul 19, 2019 20:15 UTC |
KATSAROS ARTHUR TDirector
|
GrantCommon Stock | 118 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-042767 · doc4.xml · nonDerivative · entry 2 KATSAROS ARTHUR T · CIK 0001220007 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,995.6377 F2 · shares: This amount reflects a matching stock unit contribution by EnerSys for the reporting person's account in the Plan. The matching stock unit contribution vests 25% on each of October 17, 2019, January 17, 2020, April 17, 2020, and July 17, 2020. Such vesting is subject to acceleration or cancellation upon the occurrence of certain events. F3 · balance_after: As a result of these transactions the reporting person has an additional 706 stock units in the Plan. Each of these stock units represents a right to receive one share of EnerSys common stock and is payable upon the reporting person's Termination, as defined in the Plan. Read SEC document |
| July 17, 2019 Filed Jul 19, 2019 20:15 UTC |
KATSAROS ARTHUR TDirector
|
GrantCommon Stock | 588 | $65.85 | $38,719.80 |
DisclosureSEC source: 0001209191-19-042767 · doc4.xml · nonDerivative · entry 1 KATSAROS ARTHUR T · CIK 0001220007 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,877.6377 F1 · shares: In lieu of receiving cash fees, the reporting person received 588 stock units, which immediately vested, in the EnerSys Voluntary Deferred Compensation Plan for Non-Employee Directors (the "Plan"). Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 16:13 UTC |
Aschke Holger PPresident - EMEA & APAC
|
GrantCommon Stock | 8.3267 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040210 · doc4.xml · nonDerivative · entry 7 Aschke Holger P · CIK 0001661434 · President - EMEA & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,808.5272 F7 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 2,931 PSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 16:13 UTC |
Aschke Holger PPresident - EMEA & APAC
|
GrantCommon Stock | 6.6136 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040210 · doc4.xml · nonDerivative · entry 6 Aschke Holger P · CIK 0001661434 · President - EMEA & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,800.2005 F6 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 2,328 PSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 16:13 UTC |
Aschke Holger PPresident - EMEA & APAC
|
GrantCommon Stock | 7.5596 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040210 · doc4.xml · nonDerivative · entry 5 Aschke Holger P · CIK 0001661434 · President - EMEA & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,793.5869 F5 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 2,661 RSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.