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EnerSys

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3750
SEC CIK
0001289308
Parsed reports
1,149

Last 12 months

Inside the activity.

1 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202610
Jun 202600
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Aug 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 27, 2019 Filed Oct 1, 2019 20:19 UTC GrantCommon Stock 83.3088 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-051284 · doc4.xml · nonDerivative · entry 1

HOFFEN HOWARD I · CIK 0001208810 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,064.3697

F1 · shares: These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on September 27, 2019 to stockholders of record as of September 13, 2019 (the "Dividend"), with respect to an aggregate of 30,691 vested DSUs granted to the reporting person on various dates, and adjusted for previously declared and paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs.

F2 · balance_after: The reporting person has no direct pecuniary interest in such shares and disclaims beneficial ownership except to the extent ultimately realized.

Read SEC document
September 27, 2019 Filed Oct 1, 2019 20:18 UTC GrantCommon Stock 70.9517 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-051278 · doc4.xml · nonDerivative · entry 1

CHUNG HWAN-YOON · CIK 0001389949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,308.3109

F1 · shares: These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on September 27, 2019 to stockholders of record as of September 13, 2019 (the "Dividend"), with respect to an aggregate of 26,237 vested DSUs granted to the reporting person on various dates, and adjusted for previously declared and paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs.

F2 · balance_after: The reporting person has no direct pecuniary interest in 4,756.0566 shares and disclaims beneficial ownership except to the extent ultimately realized.

Read SEC document
August 13, 2019 Filed Aug 13, 2019 20:19 UTC
Schmidtlein Michael JExecutive Vice President & CFO
Tax withholdingCommon Stock 482.7792 $57.75 $27,880.50
Disclosure

SEC source: 0001209191-19-045742 · doc4.xml · nonDerivative · entry 1

Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,182.6065

F1 · date: Shares were forfeited in connection with the vesting of restricted stock units granted to the reporting person on August 13, 2018.

Read SEC document
August 13, 2019 Filed Aug 13, 2019 20:20 UTC
Shaffer David MDirector · President & CEO
Tax withholdingCommon Stock 1,461.6517 $57.75 $84,410.39
Disclosure

SEC source: 0001209191-19-045744 · doc4.xml · nonDerivative · entry 1

Shaffer David M · CIK 0001577486 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,476.5713

F1 · date: Shares were forfeited in connection with the vesting of restricted stock units granted to the reporting person on August 13, 2018.

Read SEC document
August 12, 2019 Filed Aug 15, 2019 16:15 UTC
Aschke Holger PPresident - EMEA & APAC
GrantStock Options · Derivative 13,055 $0.00 Strike: $57.75 $0.00
Disclosure

SEC source: 0001209191-19-046113 · doc4.xml · derivative · entry 4

Aschke Holger P · CIK 0001661434 · President - EMEA & APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,055

Underlying: Common Stock · 13,055 shares

Expires 2029-08-12

F2 · date: This grant was made after markets had closed.

F5 · derivative.exercise_date: The options vest in three equal annual installments beginning on August 12, 2020, subject to acceleration or forfeiture in certain specified circumstances.

Read SEC document
August 12, 2019 Filed Aug 15, 2019 16:15 UTC
Aschke Holger PPresident - EMEA & APAC
GrantCommon Stock 3,967 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-046113 · doc4.xml · nonDerivative · entry 3

Aschke Holger P · CIK 0001661434 · President - EMEA & APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,478.5272

F4 · security: These shares were granted as performance share units and vest one hundred percent on August 12, 2022, with an additional one year holding period (4 years total until settlement), subject to acceleration and cancellation upon the occurrence of certain events. Each performance share unit converts into the number of shares of common stock determined by applying an EPS Performance multiplier to the number of units vesting on the third anniversary of the date of grant. The EPS Performance multiplier is based on the cumulative adjusted EPS over the three year vesting period relative to a target cumulative adjusted EPS. The minimum EPS Performance multiplier is 0% and the maximum EPS Performance multiplier is 200%. These shares represent the performance share units granted, assuming an EPS Performance multiplier of 100%.

F2 · date: This grant was made after markets had closed.

Read SEC document
August 12, 2019 Filed Aug 15, 2019 16:15 UTC
Aschke Holger PPresident - EMEA & APAC
GrantCommon Stock 3,240 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-046113 · doc4.xml · nonDerivative · entry 2

Aschke Holger P · CIK 0001661434 · President - EMEA & APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,511.5272

F3 · security: These shares were granted as performance share units and vest one hundred percent on August 12, 2022, with an additional one year holding period (4 years total until settlement), subject to acceleration and cancellation upon the occurrence of certain events. Each performance share unit converts into the number of shares of common stock determined by applying the TSR multiplier to the number of units vesting on the third anniversary of the date of grant. The TSR multiplier is based on relative TSR performance versus peers over the three year vesting period. The peer group is the S&P Small Cap 600 Industrial Index, of which EnerSys is a member, and consists of approximately 100 companies. The minimum TSR multiplier is 0% and the maximum TSR multiplier is 200%. These shares represent the performance share units granted, assuming a TSR multiplier of 100%.

F2 · date: This grant was made after markets had closed.

Read SEC document
August 12, 2019 Filed Aug 15, 2019 16:15 UTC
Aschke Holger PPresident - EMEA & APAC
GrantCommon Stock 3,463 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-046113 · doc4.xml · nonDerivative · entry 1

Aschke Holger P · CIK 0001661434 · President - EMEA & APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,271.5272

F1 · security: These shares were granted as restricted stock units that vest twenty-five percent on each of August 12, 2020, August 12, 2021, August 12, 2023, and August 12, 2024, subject to acceleration or forfeiture in certain specified circumstances.

F2 · date: This grant was made after markets had closed.

Read SEC document
August 12, 2019 Filed Aug 15, 2019 16:17 UTC
KANE KERRY MVP, Corporate Controller & PAO
GrantStock Options · Derivative 6,527 $0.00 Strike: $57.75 $0.00
Disclosure

SEC source: 0001209191-19-046119 · doc4.xml · derivative · entry 4

KANE KERRY M · CIK 0001493257 · VP, Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,527

Underlying: Common Stock · 6,527 shares

Expires 2029-08-12

F2 · date: This grant was made after markets had closed.

F5 · derivative.exercise_date: The options vest in three equal annual installments beginning on August 12, 2020, subject to acceleration or forfeiture in certain specified circumstances.

Read SEC document
August 12, 2019 Filed Aug 15, 2019 16:17 UTC
KANE KERRY MVP, Corporate Controller & PAO
GrantCommon Stock 986 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-046119 · doc4.xml · nonDerivative · entry 3

KANE KERRY M · CIK 0001493257 · VP, Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,182.629

F4 · security: These shares were granted as performance share units and vest one hundred percent on August 12, 2022, with an additional one year holding period (4 years total until settlement), subject to acceleration and cancellation upon the occurrence of certain events. Each performance share unit converts into the number of shares of common stock determined by applying an EPS Performance multiplier to the number of units vesting on the third anniversary of the date of grant. The EPS Performance multiplier is based on the cumulative adjusted EPS over the three year vesting period relative to a target cumulative adjusted EPS. The minimum EPS Performance multiplier is 0% and the maximum EPS Performance multiplier is 200%. These shares represent the performance share units granted, assuming an EPS Performance multiplier of 100%.

F2 · date: This grant was made after markets had closed.

Read SEC document
August 12, 2019 Filed Aug 15, 2019 16:17 UTC
KANE KERRY MVP, Corporate Controller & PAO
GrantCommon Stock 806 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-046119 · doc4.xml · nonDerivative · entry 2

KANE KERRY M · CIK 0001493257 · VP, Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,196.629

F3 · security: These shares were granted as performance share units and vest one hundred percent on August 12, 2022, with an additional one year holding period (4 years total until settlement), subject to acceleration and cancellation upon the occurrence of certain events. Each performance share unit converts into the number of shares of common stock determined by applying the TSR multiplier to the number of units vesting on the third anniversary of the date of grant. The TSR multiplier is based on relative TSR performance versus peers over the three year vesting period. The peer group is the S&P Small Cap 600 Industrial Index, of which EnerSys is a member, and consists of approximately 100 companies. The minimum TSR multiplier is 0% and the maximum TSR multiplier is 200%. These shares represent the performance share units granted, assuming a TSR multiplier of 100%.

F2 · date: This grant was made after markets had closed.

Read SEC document
August 12, 2019 Filed Aug 15, 2019 16:17 UTC
KANE KERRY MVP, Corporate Controller & PAO
GrantCommon Stock 3,463 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-046119 · doc4.xml · nonDerivative · entry 1

KANE KERRY M · CIK 0001493257 · VP, Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,390.629

F1 · security: These shares were granted as restricted stock units that vest twenty-five percent on each of August 12, 2020, August 12, 2021, August 12, 2023, and August 12, 2024, subject to acceleration or forfeiture in certain specified circumstances.

F2 · date: This grant was made after markets had closed.

Read SEC document
August 12, 2019 Filed Aug 15, 2019 20:16 UTC GrantCommon Stock 3,397 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-046115 · doc4.xml · nonDerivative · entry 1

Connors Nelda J · CIK 0001478748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,718.9754

F1 · security: These shares were granted as deferred stock units and vest upon grant. These deferred stock units are payable no earlier than six months following a termination of service as a director of the Company, at the director's election, with the right of the Company to clawback the value of the deferred stock unit within one year following a termination of service upon the occurrence of certain events.

F2 · date: This grant was made after markets had closed.

Read SEC document
August 12, 2019 Filed Aug 15, 2019 16:19 UTC GrantCommon Stock 3,397 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-046123 · doc4.xml · nonDerivative · entry 1

Magnus Robert · CIK 0001441604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,592.3881

F1 · security: These shares were granted as deferred stock units and vest upon grant. These deferred stock units are payable no earlier than six months following a termination of service as a director of the Company, at the director's election, with the right of the Company to clawback the value of the deferred stock unit within one year following a termination of service upon the occurrence of certain events.

F2 · date: This grant was made after markets had closed.

Read SEC document
August 12, 2019 Filed Aug 15, 2019 20:32 UTC GrantCommon Stock 3,397 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-046147 · doc4.xml · nonDerivative · entry 1

Vargo Ronald P · CIK 0001355666 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,275.9403

F1 · security: These shares were granted as deferred stock units and vest upon grant. These deferred stock units are payable no earlier than six months following a termination of service as a director of the Company, at the director's election, with the right of the Company to clawback the value of the deferred stock unit within one year following a termination of service upon the occurrence of certain events.

F2 · date: This grant was made after markets had closed.

Read SEC document
August 12, 2019 Filed Aug 15, 2019 20:22 UTC
Zogby Andrew M.Pres, Energy Systems-Americas
GrantStock Options · Derivative 13,055 $0.00 Strike: $57.75 $0.00
Disclosure

SEC source: 0001209191-19-046134 · doc4.xml · derivative · entry 4

Zogby Andrew M. · CIK 0001772719 · Pres, Energy Systems-Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,055

Underlying: Common Stock · 13,055 shares

Expires 2029-08-12

F2 · date: This grant was made after markets had closed.

F5 · derivative.exercise_date: The options vest in three equal annual installments beginning on August 12, 2020, subject to acceleration or forfeiture in certain specified circumstances.

Read SEC document
August 12, 2019 Filed Aug 15, 2019 20:22 UTC
Zogby Andrew M.Pres, Energy Systems-Americas
GrantCommon Stock 3,946 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-046134 · doc4.xml · nonDerivative · entry 3

Zogby Andrew M. · CIK 0001772719 · Pres, Energy Systems-Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,902.5033

F4 · security: These shares were granted as performance share units and vest one hundred percent on August 12, 2022, with an additional one year holding period (4 years total until settlement), subject to acceleration and cancellation upon the occurrence of certain events. Each performance share unit converts into the number of shares of common stock determined by applying an EPS Performance multiplier to the number of units vesting on the third anniversary of the date of grant. The EPS Performance multiplier is based on the cumulative adjusted EPS over the three year vesting period relative to a target cumulative adjusted EPS. The minimum EPS Performance multiplier is 0% and the maximum EPS Performance multiplier is 200%. These shares represent the performance share units granted, assuming an EPS Performance multiplier of 100%.

F2 · date: This grant was made after markets had closed.

Read SEC document
August 12, 2019 Filed Aug 15, 2019 20:22 UTC
Zogby Andrew M.Pres, Energy Systems-Americas
GrantCommon Stock 3,223 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-046134 · doc4.xml · nonDerivative · entry 2

Zogby Andrew M. · CIK 0001772719 · Pres, Energy Systems-Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,956.5033

F3 · security: These shares were granted as performance share units and vest one hundred percent on August 12, 2022, with an additional one year holding period (4 years total until settlement), subject to acceleration and cancellation upon the occurrence of certain events. Each performance share unit converts into the number of shares of common stock determined by applying the TSR multiplier to the number of units vesting on the third anniversary of the date of grant. The TSR multiplier is based on relative TSR performance versus peers over the three year vesting period. The peer group is the S&P Small Cap 600 Industrial Index, of which EnerSys is a member, and consists of approximately 100 companies. The minimum TSR multiplier is 0% and the maximum TSR multiplier is 200%. These shares represent the performance share units granted, assuming a TSR multiplier of 100%.

F2 · date: This grant was made after markets had closed.

Read SEC document
August 12, 2019 Filed Aug 15, 2019 20:22 UTC
Zogby Andrew M.Pres, Energy Systems-Americas
GrantCommon Stock 3,463 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-046134 · doc4.xml · nonDerivative · entry 1

Zogby Andrew M. · CIK 0001772719 · Pres, Energy Systems-Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,733.5033

F1 · security: These shares were granted as restricted stock units that vest twenty-five percent on each of August 12, 2020, August 12, 2021, August 12, 2023, and August 12, 2024, subject to acceleration or forfeiture in certain specified circumstances.

F2 · date: This grant was made after markets had closed.

Read SEC document
August 12, 2019 Filed Aug 15, 2019 20:21 UTC GrantCommon Stock 3,397 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-046131 · doc4.xml · nonDerivative · entry 1

TUFANO PAUL J · CIK 0001201520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,022.2943

F1 · security: These shares were granted as deferred stock units and vest upon grant. These deferred stock units are payable no earlier than six months following a termination of service as a director of the Company, at the director's election, with the right of the Company to clawback the value of the deferred stock unit within one year following a termination of service upon the occurrence of certain events.

F2 · date: This grant was made after markets had closed.

Read SEC document
August 12, 2019 Filed Aug 15, 2019 20:21 UTC
Shaffer David MDirector · President & CEO
GrantStock Options · Derivative 68,538 $0.00 Strike: $57.75 $0.00
Disclosure

SEC source: 0001209191-19-046128 · doc4.xml · derivative · entry 4

Shaffer David M · CIK 0001577486 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,538

Underlying: Common Stock · 68,538 shares

Expires 2029-08-12

F2 · date: This grant was made after markets had closed.

F5 · derivative.exercise_date: The options vest in three equal annual installments beginning on August 12, 2020, subject to acceleration or forfeiture in certain specified circumstances.

Read SEC document
August 12, 2019 Filed Aug 15, 2019 20:21 UTC
Shaffer David MDirector · President & CEO
GrantCommon Stock 20,714 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-046128 · doc4.xml · nonDerivative · entry 3

Shaffer David M · CIK 0001577486 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,294.5713

F4 · security: These shares were granted as performance share units and vest one hundred percent on August 12, 2022, with an additional one year holding period (4 years total until settlement), subject to acceleration and cancellation upon the occurrence of certain events. Each performance share unit converts into the number of shares of common stock determined by applying an EPS Performance multiplier to the number of units vesting on the third anniversary of the date of grant. The EPS Performance multiplier is based on the cumulative adjusted EPS over the three year vesting period relative to a target cumulative adjusted EPS. The minimum EPS Performance multiplier is 0% and the maximum EPS Performance multiplier is 200%. These shares represent the performance share units granted, assuming an EPS Performance multiplier of 100%.

F2 · date: This grant was made after markets had closed.

Read SEC document
August 12, 2019 Filed Aug 15, 2019 20:21 UTC
Shaffer David MDirector · President & CEO
GrantCommon Stock 16,922 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-046128 · doc4.xml · nonDerivative · entry 2

Shaffer David M · CIK 0001577486 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,580.5713

F3 · security: These shares were granted as performance share units and vest one hundred percent on August 12, 2022, with an additional one year holding period (4 years total until settlement), subject to acceleration and cancellation upon the occurrence of certain events. Each performance share unit converts into the number of shares of common stock determined by applying the TSR multiplier to the number of units vesting on the third anniversary of the date of grant. The TSR multiplier is based on relative TSR performance versus peers over the three year vesting period. The peer group is the S&P Small Cap 600 Industrial Index, of which EnerSys is a member, and consists of approximately 100 companies. The minimum TSR multiplier is 0% and the maximum TSR multiplier is 200%. These shares represent the performance share units granted, assuming a TSR multiplier of 100%.

F2 · date: This grant was made after markets had closed.

Read SEC document
August 12, 2019 Filed Aug 15, 2019 20:21 UTC
Shaffer David MDirector · President & CEO
GrantCommon Stock 18,182 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-046128 · doc4.xml · nonDerivative · entry 1

Shaffer David M · CIK 0001577486 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,658.5713

F1 · security: These shares were granted as restricted stock units that vest twenty-five percent on each of August 12, 2020, August 12, 2021, August 12, 2023, and August 12, 2024, subject to acceleration or forfeiture in certain specified circumstances.

F2 · date: This grant was made after markets had closed.

Read SEC document
August 12, 2019 Filed Aug 15, 2019 20:18 UTC GrantCommon Stock 5,284 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-046120 · doc4.xml · nonDerivative · entry 1

KATSAROS ARTHUR T · CIK 0001220007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,279.6377

F1 · security: These shares were granted as deferred stock units and vest upon grant. These deferred stock units are payable no earlier than six months following a termination of service as a director of the Company, at the director's election, with the right of the Company to clawback the value of the deferred stock unit within one year following a termination of service upon the occurrence of certain events.

F2 · date: This grant was made after markets had closed.

Read SEC document
August 12, 2019 Filed Aug 15, 2019 20:20 UTC
Schmidtlein Michael JExecutive Vice President & CFO
GrantStock Options · Derivative 21,540 $0.00 Strike: $57.75 $0.00
Disclosure

SEC source: 0001209191-19-046127 · doc4.xml · derivative · entry 4

Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,540

Underlying: Common Stock · 21,540 shares

Expires 2029-08-12

F2 · date: This grant was made after markets had closed.

F5 · derivative.exercise_date: The options vest in three equal annual installments beginning on August 12, 2020, subject to acceleration or forfeiture in certain specified circumstances.

Read SEC document
August 12, 2019 Filed Aug 15, 2019 20:20 UTC
Schmidtlein Michael JExecutive Vice President & CFO
GrantCommon Stock 6,510 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-046127 · doc4.xml · nonDerivative · entry 3

Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,724.6065

F4 · security: These shares were granted as performance share units and vest one hundred percent on August 12, 2022, with an additional one year holding period (4 years total until settlement), subject to acceleration and cancellation upon the occurrence of certain events. Each performance share unit converts into the number of shares of common stock determined by applying an EPS Performance multiplier to the number of units vesting on the third anniversary of the date of grant. The EPS Performance multiplier is based on the cumulative adjusted EPS over the three year vesting period relative to a target cumulative adjusted EPS. The minimum EPS Performance multiplier is 0% and the maximum EPS Performance multiplier is 200%. These shares represent the performance share units granted, assuming an EPS Performance multiplier of 100%.

F2 · date: This grant was made after markets had closed.

Read SEC document
August 12, 2019 Filed Aug 15, 2019 20:20 UTC
Schmidtlein Michael JExecutive Vice President & CFO
GrantCommon Stock 5,318 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-046127 · doc4.xml · nonDerivative · entry 2

Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,214.6065

F3 · security: These shares were granted as performance share units and vest one hundred percent on August 12, 2022, with an additional one year holding period (4 years total until settlement), subject to acceleration and cancellation upon the occurrence of certain events. Each performance share unit converts into the number of shares of common stock determined by applying the TSR multiplier to the number of units vesting on the third anniversary of the date of grant. The TSR multiplier is based on relative TSR performance versus peers over the three year vesting period. The peer group is the S&P Small Cap 600 Industrial Index, of which EnerSys is a member, and consists of approximately 100 companies. The minimum TSR multiplier is 0% and the maximum TSR multiplier is 200%. These shares represent the performance share units granted, assuming a TSR multiplier of 100%.

F2 · date: This grant was made after markets had closed.

Read SEC document
August 12, 2019 Filed Aug 15, 2019 20:20 UTC
Schmidtlein Michael JExecutive Vice President & CFO
GrantCommon Stock 5,714 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-046127 · doc4.xml · nonDerivative · entry 1

Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,896.6065

F1 · security: These shares were granted as restricted stock units that vest twenty-five percent on each of August 12, 2020, August 12, 2021, August 12, 2023, and August 12, 2024, subject to acceleration or forfeiture in certain specified circumstances.

F2 · date: This grant was made after markets had closed.

Read SEC document
August 12, 2019 Filed Aug 15, 2019 20:20 UTC
O'Connell Shawn M.Pres, Motive Power Americas
GrantStock Options · Derivative 13,055 $0.00 Strike: $57.75 $0.00
Disclosure

SEC source: 0001209191-19-046126 · doc4.xml · derivative · entry 4

O'Connell Shawn M. · CIK 0001772687 · Pres, Motive Power Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,055

Underlying: Common Stock · 13,055 shares

Expires 2029-08-12

F2 · date: This grant was made after markets had closed.

F5 · derivative.exercise_date: The options vest in three equal annual installments beginning on August 12, 2020, subject to acceleration or forfeiture in certain specified circumstances.

Read SEC document
August 12, 2019 Filed Aug 15, 2019 20:20 UTC
O'Connell Shawn M.Pres, Motive Power Americas
GrantCommon Stock 3,946 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-046126 · doc4.xml · nonDerivative · entry 3

O'Connell Shawn M. · CIK 0001772687 · Pres, Motive Power Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,906.7212

F4 · security: These shares were granted as performance share units and vest one hundred percent on August 12, 2022, with an additional one year holding period (4 years total until settlement), subject to acceleration and cancellation upon the occurrence of certain events. Each performance share unit converts into the number of shares of common stock determined by applying an EPS Performance multiplier to the number of units vesting on the third anniversary of the date of grant. The EPS Performance multiplier is based on the cumulative adjusted EPS over the three year vesting period relative to a target cumulative adjusted EPS. The minimum EPS Performance multiplier is 0% and the maximum EPS Performance multiplier is 200%. These shares represent the performance share units granted, assuming an EPS Performance multiplier of 100%.

F2 · date: This grant was made after markets had closed.

Read SEC document
August 12, 2019 Filed Aug 15, 2019 20:20 UTC
O'Connell Shawn M.Pres, Motive Power Americas
GrantCommon Stock 3,223 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-046126 · doc4.xml · nonDerivative · entry 2

O'Connell Shawn M. · CIK 0001772687 · Pres, Motive Power Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,960.7212

F3 · security: These shares were granted as performance share units and vest one hundred percent on August 12, 2022, with an additional one year holding period (4 years total until settlement), subject to acceleration and cancellation upon the occurrence of certain events. Each performance share unit converts into the number of shares of common stock determined by applying the TSR multiplier to the number of units vesting on the third anniversary of the date of grant. The TSR multiplier is based on relative TSR performance versus peers over the three year vesting period. The peer group is the S&P Small Cap 600 Industrial Index, of which EnerSys is a member, and consists of approximately 100 companies. The minimum TSR multiplier is 0% and the maximum TSR multiplier is 200%. These shares represent the performance share units granted, assuming a TSR multiplier of 100%.

F2 · date: This grant was made after markets had closed.

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August 12, 2019 Filed Aug 15, 2019 20:20 UTC
O'Connell Shawn M.Pres, Motive Power Americas
GrantCommon Stock 3,463 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-046126 · doc4.xml · nonDerivative · entry 1

O'Connell Shawn M. · CIK 0001772687 · Pres, Motive Power Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,737.7212

F1 · security: These shares were granted as restricted stock units that vest twenty-five percent on each of August 12, 2020, August 12, 2021, August 12, 2023, and August 12, 2024, subject to acceleration or forfeiture in certain specified circumstances.

F2 · date: This grant was made after markets had closed.

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August 12, 2019 Filed Aug 15, 2019 20:16 UTC GrantCommon Stock 3,397 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-046114 · doc4.xml · nonDerivative · entry 1

CHUNG HWAN-YOON · CIK 0001389949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,237.3592

F1 · security: These shares were granted as deferred stock units and vest upon grant. These deferred stock units are payable no earlier than six months following a termination of service as a director of the Company, at the director's election, with the right of the Company to clawback the value of the deferred stock unit within one year following a termination of service upon the occurrence of certain events.

F2 · date: The grant reported on this Form 4 was made after the market had closed.

F3 · balance_after: The reporting person has no pecuniary interest in 4,743.6996 shares and disclaims beneficial ownership except to the extent ultimately realized.

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August 12, 2019 Filed Aug 15, 2019 20:19 UTC GrantCommon Stock 3,397 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-046125 · doc4.xml · nonDerivative · entry 1

MARLO DENNIS S · CIK 0001222380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,831.3544

F1 · security: These shares were granted as deferred stock units and vest upon grant. These deferred stock units are payable no earlier than six months following a termination of service as a director of the Company, at the director's election, with the right of the Company to clawback the value of the deferred stock unit within one year following a termination of service upon the occurrence of certain events.

F2 · date: This grant was made after markets had closed.

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August 12, 2019 Filed Aug 15, 2019 20:18 UTC GrantCommon Stock 3,397 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-046121 · doc4.xml · nonDerivative · entry 1

LEHMAN JOHN F · CIK 0001211966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,692.0197

F1 · security: These shares were granted as deferred stock units and vest upon grant. These deferred stock units are payable no earlier than six months following a termination of service as a director of the Company, at the director's election, with the right of the Company to clawback the value of the deferred stock unit within one year following a termination of service upon the occurrence of certain events.

F2 · date: This grant was made after markets had closed.

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August 12, 2019 Filed Aug 15, 2019 20:17 UTC GrantCommon Stock 3,397 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-046118 · doc4.xml · nonDerivative · entry 1

HOFFEN HOWARD I · CIK 0001208810 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,981.0609

F1 · security: These shares were granted as deferred stock units and vest upon grant. These deferred stock units are payable no earlier than six months following a termination of service as a director of the Company, at the director's election, with the right of the Company to clawback the value of the deferred stock unit within one year following a termination of service upon the occurrence of certain events.

F2 · date: The grant reported on this Form 4 was made after the market had closed.

F3 · balance_after: The reporting person has no pecuniary interest in such shares and disclaims beneficial ownership except to the extent ultimately realized.

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July 17, 2019 Filed Jul 19, 2019 20:17 UTC GrantCommon Stock 79 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-042774 · doc4.xml · nonDerivative · entry 2

Vargo Ronald P · CIK 0001355666 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,878.9403

F2 · shares: This amount reflects a matching stock unit contribution by EnerSys for the reporting person's account in the Plan. The matching stock unit contribution vests 25% on each of October 17, 2019, January 17, 2020, April 17, 2020, and July 17, 2020. Such vesting is subject to acceleration or cancellation upon the occurrence of certain events.

F3 · balance_after: As a result of these transactions the reporting person has an additional 474 stock units in the Plan. Each of these stock units represents a right to receive one share of EnerSys common stock and is payable upon the reporting person's Termination, as defined in the Plan.

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July 17, 2019 Filed Jul 19, 2019 20:17 UTC GrantCommon Stock 395 $65.85 $26,010.75
Disclosure

SEC source: 0001209191-19-042774 · doc4.xml · nonDerivative · entry 1

Vargo Ronald P · CIK 0001355666 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,799.9403

F1 · shares: In lieu of receiving cash fees, the reporting person received 395 stock units, which immediately vested, in the EnerSys Voluntary Deferred Compensation Plan for Non-Employee Directors (the "Plan").

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July 17, 2019 Filed Jul 19, 2019 20:17 UTC GrantCommon Stock 81 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-042772 · doc4.xml · nonDerivative · entry 2

TUFANO PAUL J · CIK 0001201520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,625.2943

F2 · shares: This amount reflects a matching stock unit contribution by EnerSys for the reporting person's account in the Plan. The matching stock unit contribution vests 25% on each of October 17, 2019, January 17, 2020, April 17, 2020, and July 17, 2020. Such vesting is subject to acceleration or cancellation upon the occurrence of certain events.

F3 · balance_after: As a result of these transactions the reporting person has an additional 487 stock units in the Plan. Each of these stock units represents a right to receive one share of EnerSys common stock and is payable upon the reporting person's Termination, as defined in the Plan.

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July 17, 2019 Filed Jul 19, 2019 20:17 UTC GrantCommon Stock 406 $65.85 $26,735.10
Disclosure

SEC source: 0001209191-19-042772 · doc4.xml · nonDerivative · entry 1

TUFANO PAUL J · CIK 0001201520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,544.2943

F1 · shares: In lieu of receiving cash fees, the reporting person received 406 stock units, which immediately vested, in the EnerSys Voluntary Deferred Compensation Plan for Non-Employee Directors (the "Plan").

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July 17, 2019 Filed Jul 19, 2019 20:16 UTC GrantCommon Stock 42 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-042770 · doc4.xml · nonDerivative · entry 2

MARLO DENNIS S · CIK 0001222380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,434.3544

F2 · shares: This amount reflects a matching stock unit contribution by EnerSys for the reporting person's account in the Plan. The matching stock unit contribution vests 25% on each of October 17, 2019, January 17, 2020, April 17, 2020, and July 17, 2020. Such vesting is subject to acceleration or cancellation upon the occurrence of certain events.

F3 · balance_after: As a result of these transactions the reporting person has an additional 251 stock units in the Plan. Each of these stock units represents a right to receive one share of EnerSys common stock and is payable upon the reporting person's Termination, as defined in the Plan.

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July 17, 2019 Filed Jul 19, 2019 20:16 UTC GrantCommon Stock 209 $65.85 $13,762.65
Disclosure

SEC source: 0001209191-19-042770 · doc4.xml · nonDerivative · entry 1

MARLO DENNIS S · CIK 0001222380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,392.3544

F1 · shares: In lieu of receiving cash fees, the reporting person received 209 stock units, which immediately vested, in the EnerSys Voluntary Deferred Compensation Plan for Non-Employee Directors (the "Plan").

Read SEC document
July 17, 2019 Filed Jul 19, 2019 20:16 UTC GrantCommon Stock 77 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-042769 · doc4.xml · nonDerivative · entry 2

LEHMAN JOHN F · CIK 0001211966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,295.0197

F2 · shares: This amount reflects a matching stock unit contribution by EnerSys for the reporting person's account in the Plan. The matching stock unit contribution vests 25% on each of October 17, 2019, January 17, 2020, April 17, 2020, and July 17, 2020. Such vesting is subject to acceleration or cancellation upon the occurrence of certain events.

F3 · balance_after: As a result of these transactions the reporting person has an additional 460 stock units in the Plan. Each of these stock units represents a right to receive one share of EnerSys common stock and is payable upon the reporting person's Termination, as defined in the Plan.

Read SEC document
July 17, 2019 Filed Jul 19, 2019 20:16 UTC GrantCommon Stock 383 $65.85 $25,220.55
Disclosure

SEC source: 0001209191-19-042769 · doc4.xml · nonDerivative · entry 1

LEHMAN JOHN F · CIK 0001211966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,218.0197

F1 · shares: In lieu of receiving cash fees, the reporting person received 383 stock units, which immediately vested, in the EnerSys Voluntary Deferred Compensation Plan for Non-Employee Directors (the "Plan").

Read SEC document
July 17, 2019 Filed Jul 19, 2019 20:15 UTC GrantCommon Stock 118 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-042767 · doc4.xml · nonDerivative · entry 2

KATSAROS ARTHUR T · CIK 0001220007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,995.6377

F2 · shares: This amount reflects a matching stock unit contribution by EnerSys for the reporting person's account in the Plan. The matching stock unit contribution vests 25% on each of October 17, 2019, January 17, 2020, April 17, 2020, and July 17, 2020. Such vesting is subject to acceleration or cancellation upon the occurrence of certain events.

F3 · balance_after: As a result of these transactions the reporting person has an additional 706 stock units in the Plan. Each of these stock units represents a right to receive one share of EnerSys common stock and is payable upon the reporting person's Termination, as defined in the Plan.

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July 17, 2019 Filed Jul 19, 2019 20:15 UTC GrantCommon Stock 588 $65.85 $38,719.80
Disclosure

SEC source: 0001209191-19-042767 · doc4.xml · nonDerivative · entry 1

KATSAROS ARTHUR T · CIK 0001220007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,877.6377

F1 · shares: In lieu of receiving cash fees, the reporting person received 588 stock units, which immediately vested, in the EnerSys Voluntary Deferred Compensation Plan for Non-Employee Directors (the "Plan").

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June 28, 2019 Filed Jul 2, 2019 16:13 UTC
Aschke Holger PPresident - EMEA & APAC
GrantCommon Stock 8.3267 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040210 · doc4.xml · nonDerivative · entry 7

Aschke Holger P · CIK 0001661434 · President - EMEA & APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,808.5272

F7 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 2,931 PSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.

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June 28, 2019 Filed Jul 2, 2019 16:13 UTC
Aschke Holger PPresident - EMEA & APAC
GrantCommon Stock 6.6136 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040210 · doc4.xml · nonDerivative · entry 6

Aschke Holger P · CIK 0001661434 · President - EMEA & APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,800.2005

F6 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 2,328 PSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.

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June 28, 2019 Filed Jul 2, 2019 16:13 UTC
Aschke Holger PPresident - EMEA & APAC
GrantCommon Stock 7.5596 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040210 · doc4.xml · nonDerivative · entry 5

Aschke Holger P · CIK 0001661434 · President - EMEA & APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,793.5869

F5 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 2,661 RSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.