ENS

SEC source: 0001209191-20-039462 · doc4.xml · nonDerivative · entry 1

Aschke Holger P · CIK 0001661434 · President - EMEA & APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,204.9607

F1 · shares: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the cash dividend paid on June 26, 2020 to stockholders of record as of June 12, 2020 (the "Dividend"), with respect to 3,783 PSUs granted to the reporting person on May 9, 2017, and adjusted for vesting on May 9, 2020 and previously declared and paid cash dividends. These PSUs will be payable concurrently with the underlying PSUs.

SEC source: 0001209191-20-039468 · doc4.xml · nonDerivative · entry 8

KANE KERRY M · CIK 0001493257 · VP, Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,624.2558

F8 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 986 PSUs granted to the reporting person on August 12, 2019, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.

SEC source: 0001209191-20-039468 · doc4.xml · nonDerivative · entry 7

KANE KERRY M · CIK 0001493257 · VP, Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,621.5413

F7 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 806 PSUs granted to the reporting person on August 12, 2019, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.

SEC source: 0001209191-20-039468 · doc4.xml · nonDerivative · entry 6

KANE KERRY M · CIK 0001493257 · VP, Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,619.3224

F6 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 3,463 RSUs granted to the reporting person on August 12, 2019, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

SEC source: 0001209191-20-039468 · doc4.xml · nonDerivative · entry 5

KANE KERRY M · CIK 0001493257 · VP, Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,609.7889

F5 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 730 PSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.

SEC source: 0001209191-20-039468 · doc4.xml · nonDerivative · entry 4

KANE KERRY M · CIK 0001493257 · VP, Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,607.7595

F4 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 580 PSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.

SEC source: 0001209191-20-039468 · doc4.xml · nonDerivative · entry 3

KANE KERRY M · CIK 0001493257 · VP, Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,606.1471

F3 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 1,330 unvested RSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.

SEC source: 0001209191-20-039468 · doc4.xml · nonDerivative · entry 2

KANE KERRY M · CIK 0001493257 · VP, Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,602.4497

F2 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to 601 unvested RSUs granted to the reporting person on May 9, 2017, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

SEC source: 0001209191-20-039468 · doc4.xml · nonDerivative · entry 1

KANE KERRY M · CIK 0001493257 · VP, Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,600.7587

F1 · shares: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the cash dividend paid on June 26, 2020 to stockholders of record as of June 12, 2020 (the "Dividend"), with respect to 946 PSUs granted to the reporting person on May 9, 2017, and adjusted for vesting on May 9, 2020 and previously declared and paid cash dividends. These PSUs will be payable concurrently with the underlying PSUs.

SEC source: 0001209191-20-039466 · doc4.xml · nonDerivative · entry 1

Connors Nelda J · CIK 0001478748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,831.1473

F1 · shares: These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on June 26, 2020 to stockholders of record as of June 12, 2020 (the "Dividend"), with respect to an aggregate of 9,626 vested DSUs granted to the reporting person on various dates, and adjusted for any previously declared and paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs.

SEC source: 0001209191-20-039495 · doc4.xml · nonDerivative · entry 2

Magnus Robert · CIK 0001441604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,968.5543

F2 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to an aggregate of 5,028 vested RSUs granted to the reporting person on various dates under the EnerSys Deferred Compensation Plan for Non-Employee Directors, and adjusted for previously declared and paid cash dividends. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-20-039495 · doc4.xml · nonDerivative · entry 1

Magnus Robert · CIK 0001441604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,952.972

F1 · shares: These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on June 26, 2020 to stockholders of record as of June 12, 2020 (the "Dividend"), with respect to an aggregate of 26,237 vested DSUs granted to the reporting person on various dates, and adjusted for previously declared and paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs.

SEC source: 0001209191-20-039484 · doc4.xml · nonDerivative · entry 4

Zogby Andrew M. · CIK 0001772719 · Pres, Energy Systems-Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,595.2664

F5 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 3,946 unvested PSUs granted to the reporting person on August 12, 2019, and adjusted for a previously declared and paid cash dividend. These PSUs will vest and are payable concurrent with the underlying PSUs.

SEC source: 0001209191-20-039484 · doc4.xml · nonDerivative · entry 3

Zogby Andrew M. · CIK 0001772719 · Pres, Energy Systems-Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,584.4032

F4 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 3,223 unvested PSUs granted to the reporting person on August 12, 2019, and adjusted for a previously declared and paid cash dividend. These PSUs will vest and are payable concurrent with the underlying PSUs.

SEC source: 0001209191-20-039484 · doc4.xml · nonDerivative · entry 2

Zogby Andrew M. · CIK 0001772719 · Pres, Energy Systems-Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,575.5303

F3 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 3,463 RSUs granted to the reporting person on August 12, 2019, and adjusted for a previously declared and paid cash dividend. These RSUs will vest and are payable concurrent with the underlying RSUs.

SEC source: 0001209191-20-039484 · doc4.xml · nonDerivative · entry 1

Zogby Andrew M. · CIK 0001772719 · Pres, Energy Systems-Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,565.9968

F1 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the cash dividend paid on June 26, 2020 to stockholders of record as of June 12, 2020 (the "Dividend"), with respect to 4,103 unvested RSUs granted to the reporting person on December 7, 2018, and adjusted for previously declared and paid cash dividends. These RSUs will be payable concurrently with the underlying RSUs.

F2 · balance_after: This amount reflects a increase of 111.66 shares, which prior understatement of shares was the result of an administrative error.

SEC source: 0001209191-20-039483 · doc4.xml · nonDerivative · entry 6

Vargo Ronald P · CIK 0001355666 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,838.5218

F6 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on April 8, 2020, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-20-039483 · doc4.xml · nonDerivative · entry 5

Vargo Ronald P · CIK 0001355666 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,838.2333

F5 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on January 14, 2020. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-20-039483 · doc4.xml · nonDerivative · entry 4

Vargo Ronald P · CIK 0001355666 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,838.1001

F4 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on October 7, 2019, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-20-039483 · doc4.xml · nonDerivative · entry 3

Vargo Ronald P · CIK 0001355666 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,837.9927

F3 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on July 17, 2019, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-20-039483 · doc4.xml · nonDerivative · entry 2

Vargo Ronald P · CIK 0001355666 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,837.9345

F2 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to vested RSUs granted to the reporting person on various dates under the EnerSys Deferred Compensation Plan for Non-Employee Directors (the "Plan"), and adjusted for previously declared and paid cash dividends. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-20-039483 · doc4.xml · nonDerivative · entry 1

Vargo Ronald P · CIK 0001355666 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,825.8071

F1 · shares: These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on June 26, 2020 to stockholders of record as of June 12, 2020 (the "Dividend"), with respect to 9,233 vested DSUs granted to the reporting person on various dates, and adjusted for previously declared and paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs.

SEC source: 0001209191-20-039481 · doc4.xml · nonDerivative · entry 6

TUFANO PAUL J · CIK 0001201520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,878.2799

F6 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on April 8, 2020, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-20-039481 · doc4.xml · nonDerivative · entry 5

TUFANO PAUL J · CIK 0001201520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,877.9683

F5 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on January 14, 2020. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-20-039481 · doc4.xml · nonDerivative · entry 4

TUFANO PAUL J · CIK 0001201520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,877.8119

F4 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on October 7, 2019, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-20-039481 · doc4.xml · nonDerivative · entry 3

TUFANO PAUL J · CIK 0001201520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,877.6871

F3 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on July 17, 2019, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-20-039481 · doc4.xml · nonDerivative · entry 2

TUFANO PAUL J · CIK 0001201520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,877.6289

F2 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to vested RSUs granted to the reporting person on various dates under the EnerSys Deferred Compensation Plan for Non-Employee Directors (the "Plan"), and adjusted for previously declared and paid cash dividends. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-20-039481 · doc4.xml · nonDerivative · entry 1

TUFANO PAUL J · CIK 0001201520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,856.8025

F1 · shares: These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on June 26, 2020 to stockholders of record as of June 12, 2020 (the "Dividend"), with respect to 14,940 vested DSUs granted to the reporting person on various dates, and adjusted for previously declared and paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs.

SEC source: 0001209191-20-039480 · doc4.xml · nonDerivative · entry 8

Shaffer David M · CIK 0001577486 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,397.5061

F8 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 20,714 PSUs granted to the reporting person on August 12, 2019, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.

SEC source: 0001209191-20-039480 · doc4.xml · nonDerivative · entry 7

Shaffer David M · CIK 0001577486 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,340.481

F7 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 16,922 PSUs granted to the reporting person on August 12, 2019, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.

SEC source: 0001209191-20-039480 · doc4.xml · nonDerivative · entry 6

Shaffer David M · CIK 0001577486 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,293.8952

F6 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 18,182 RSUs granted to the reporting person on August 12, 2019, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

SEC source: 0001209191-20-039480 · doc4.xml · nonDerivative · entry 5

Shaffer David M · CIK 0001577486 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,243.8406

F5 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 14,603 PSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.

SEC source: 0001209191-20-039480 · doc4.xml · nonDerivative · entry 4

Shaffer David M · CIK 0001577486 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,203.2442

F4 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 11,597 PSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.

SEC source: 0001209191-20-039480 · doc4.xml · nonDerivative · entry 3

Shaffer David M · CIK 0001577486 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,171.0046

F3 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 6,651 unvested RSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.

SEC source: 0001209191-20-039480 · doc4.xml · nonDerivative · entry 2

Shaffer David M · CIK 0001577486 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,143.2685

F2 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to 2,932 unvested RSUs granted to the reporting person on May 9, 2017, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

SEC source: 0001209191-20-039480 · doc4.xml · nonDerivative · entry 1

Shaffer David M · CIK 0001577486 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,135.0192

F1 · shares: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the cash dividend paid on June 26, 2020 to stockholders of record as of June 12, 2020 (the "Dividend"), with respect to 18,441 PSUs granted to the reporting person on May 9, 2017, and adjusted for vesting on May 9, 2020 and previously declared and paid cash dividends. These PSUs will be payable concurrently with the underlying PSUs.

SEC source: 0001209191-20-039477 · doc4.xml · nonDerivative · entry 8

Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,454.0239

F8 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 6,510 PSUs granted to the reporting person on August 12, 2019, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.

SEC source: 0001209191-20-039477 · doc4.xml · nonDerivative · entry 7

Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,436.102

F7 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 5,318 PSUs granted to the reporting person on August 12, 2019, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.

SEC source: 0001209191-20-039477 · doc4.xml · nonDerivative · entry 6

Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,421.4617

F6 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 5,714 RSUs granted to the reporting person on August 12, 2019, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

SEC source: 0001209191-20-039477 · doc4.xml · nonDerivative · entry 5

Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,405.7312

F5 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 4,819 PSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.

SEC source: 0001209191-20-039477 · doc4.xml · nonDerivative · entry 4

Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,392.3344

F4 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 3,827 PSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.

SEC source: 0001209191-20-039477 · doc4.xml · nonDerivative · entry 3

Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,381.6953

F3 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 6,242 unvested RSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.

SEC source: 0001209191-20-039477 · doc4.xml · nonDerivative · entry 2

Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,372.5436

F2 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to 992 unvested RSUs granted to the reporting person on May 9, 2017, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

SEC source: 0001209191-20-039477 · doc4.xml · nonDerivative · entry 1

Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,369.7525

F1 · shares: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the cash dividend paid on June 26, 2020 to stockholders of record as of June 12, 2020 (the "Dividend"), with respect to 6,242 PSUs granted to the reporting person on May 9, 2017, and adjusted for vesting on May 9, 2020 and previously declared and paid cash dividends. These PSUs will be payable concurrently with the underlying PSUs.

SEC source: 0001209191-20-039476 · doc4.xml · nonDerivative · entry 8

O'Connell Shawn M. · CIK 0001772687 · Pres, Motive Power Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,659.9048

F8 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 3,946 PSUs granted to the reporting person on August 12, 2019, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.

SEC source: 0001209191-20-039476 · doc4.xml · nonDerivative · entry 7

O'Connell Shawn M. · CIK 0001772687 · Pres, Motive Power Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,649.0415

F7 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 3,223 PSUs granted to the reporting person on August 12, 2019, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.

SEC source: 0001209191-20-039476 · doc4.xml · nonDerivative · entry 6

O'Connell Shawn M. · CIK 0001772687 · Pres, Motive Power Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,640.1687

F6 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 3,463 RSUs granted to the reporting person on August 12, 2019, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

SEC source: 0001209191-20-039476 · doc4.xml · nonDerivative · entry 5

O'Connell Shawn M. · CIK 0001772687 · Pres, Motive Power Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,630.6352

F5 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 639 PSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.

SEC source: 0001209191-20-039476 · doc4.xml · nonDerivative · entry 4

O'Connell Shawn M. · CIK 0001772687 · Pres, Motive Power Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,628.8587

F4 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 507 PSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.

SEC source: 0001209191-20-039476 · doc4.xml · nonDerivative · entry 3

O'Connell Shawn M. · CIK 0001772687 · Pres, Motive Power Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,627.4493

F3 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 1,164 unvested RSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.