ENS

SEC source: 0001209191-21-051821 · doc4.xml · nonDerivative · entry 2

KANE KERRY M · CIK 0001493257 · VP, Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,632.8314

F2 · shares: Shares were forfeited in connection with the vesting of performance share units granted to the reporting person on May 13, 2018.

SEC source: 0001209191-21-051821 · doc4.xml · nonDerivative · entry 1

KANE KERRY M · CIK 0001493257 · VP, Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,643.8314

F1 · shares: Represents excess shares previously reported in connection with EPS performance share units originally granted to the reporting person on August 13, 2018. Upon vesting, the performance share units achieved a payout factor of 61.7%.

SEC source: 0001209191-21-051827 · doc4.xml · nonDerivative · entry 4

Shaffer David M · CIK 0001577486 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,902.5564

F2 · shares: Shares were forfeited in connection with the vesting of performance share units granted to the reporting person on May 13, 2018.

SEC source: 0001209191-21-051827 · doc4.xml · nonDerivative · entry 3

Shaffer David M · CIK 0001577486 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,194.5564

F3 · shares: Represents additional shares received in connection with TSR performance share units originally granted to the reporting person on August 13, 2018. Upon vesting, the performance share units achieved a payout factor of 104%.

SEC source: 0001209191-21-051827 · doc4.xml · nonDerivative · entry 2

Shaffer David M · CIK 0001577486 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,716.5564

F2 · shares: Shares were forfeited in connection with the vesting of performance share units granted to the reporting person on May 13, 2018.

SEC source: 0001209191-21-051827 · doc4.xml · nonDerivative · entry 1

Shaffer David M · CIK 0001577486 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,935.5564

F1 · shares: Represents excess shares previously reported in connection with EPS performance share units originally granted to the reporting person on August 13, 2018. Upon vesting, the performance share units achieved a payout factor of 61.7%.

SEC source: 0001209191-21-051825 · doc4.xml · nonDerivative · entry 4

Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,843.0216

F2 · shares: Shares were forfeited in connection with the vesting of performance share units granted to the reporting person on May 13, 2018.

SEC source: 0001209191-21-051825 · doc4.xml · nonDerivative · entry 3

Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,940.0216

F3 · shares: Represents additional shares received in connection with TSR performance share units originally granted to the reporting person on August 13, 2018. Upon vesting, the performance share units achieved a payout factor of 104%.

SEC source: 0001209191-21-051825 · doc4.xml · nonDerivative · entry 2

Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,782.0216

F2 · shares: Shares were forfeited in connection with the vesting of performance share units granted to the reporting person on May 13, 2018.

SEC source: 0001209191-21-051825 · doc4.xml · nonDerivative · entry 1

Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,854.0216

F1 · shares: Represents excess shares previously reported in connection with EPS performance share units originally granted to the reporting person on August 13, 2018. Upon vesting, the performance share units achieved a payout factor of 61.7%.

SEC source: 0001209191-21-051823 · doc4.xml · nonDerivative · entry 4

O'Connell Shawn M. · CIK 0001772687 · Pres. Motive Power Global

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,083.5931

F2 · shares: Shares were forfeited in connection with the vesting of performance share units granted to the reporting person on May 13, 2018.

SEC source: 0001209191-21-051823 · doc4.xml · nonDerivative · entry 3

O'Connell Shawn M. · CIK 0001772687 · Pres. Motive Power Global

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,096.5931

F3 · shares: Represents additional shares received in connection with TSR performance share units originally granted to the reporting person on August 13, 2018. Upon vesting, the performance share units achieved a payout factor of 104%.

SEC source: 0001209191-21-051823 · doc4.xml · nonDerivative · entry 2

O'Connell Shawn M. · CIK 0001772687 · Pres. Motive Power Global

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,075.5931

F2 · shares: Shares were forfeited in connection with the vesting of performance share units granted to the reporting person on May 13, 2018.

SEC source: 0001209191-21-051823 · doc4.xml · nonDerivative · entry 1

O'Connell Shawn M. · CIK 0001772687 · Pres. Motive Power Global

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,085.5931

F1 · shares: Represents excess shares previously reported in connection with EPS performance share units originally granted to the reporting person on August 13, 2018. Upon vesting, the performance share units achieved a payout factor of 61.7%.

SEC source: 0001209191-21-051619 · doc4.xml · nonDerivative · entry 1

KANE KERRY M · CIK 0001493257 · VP, Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,931.8314

F1 · shares: Shares were forfeited in connection with the vesting of Restricted Stock Units granted to the reporting person on August 12, 2019.

SEC source: 0001209191-21-051623 · doc4.xml · nonDerivative · entry 1

Zogby Andrew M. · CIK 0001772719 · Pres. Energy Systems Global

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,657.7701

F1 · shares: Shares were forfeited in connection with the vesting of Restricted Stock Units granted to the reporting person on August 12, 2019.

SEC source: 0001209191-21-051622 · doc4.xml · nonDerivative · entry 1

Shaffer David M · CIK 0001577486 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,184.7891

F1 · shares: Shares were forfeited in connection with the vesting of Restricted Stock Units granted to the reporting person on August 12, 2019.

SEC source: 0001209191-21-051621 · doc4.xml · nonDerivative · entry 1

Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,247.7908

F1 · shares: Shares were forfeited in connection with the vesting of Restricted Stock Units granted to the reporting person on August 12, 2019.

SEC source: 0001209191-21-051620 · doc4.xml · nonDerivative · entry 1

O'Connell Shawn M. · CIK 0001772687 · Pres. Motive Power Global

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,337.5931

F1 · shares: Shares were forfeited in connection with the vesting of Restricted Stock Units granted to the reporting person on August 12, 2019.

SEC source: 0001209191-21-049621 · doc4.xml · nonDerivative · entry 1

Shaffer David M · CIK 0001577486 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,200.9284

F1 · security: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 4, 2021.

F2 · price: This transaction was executed in multiple trades at prices ranging from $100.00 to $100.36. The price reported reflects the weighted average sale price. Full information regarding the number of shares sold and the prices at which the transactions were effected is available to the SEC staff, the issuer and any security holder of the issuer, upon request.

SEC source: 0001209191-21-046938 · doc4.xml · nonDerivative · entry 2

Vargo Ronald P · CIK 0001355666 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,294.375

F2 · shares: This amount reflects a matching stock unit contribution by EnerSys for the reporting person's account in the Plan. The matching stock unit contribution vests 25% on each of October 14, 2021, January 14, 2022, April 14, 2022, and July 14, 2022. Such vesting is subject to acceleration or cancellation upon the occurrence of certain events.

F3 · balance_after: As a result of these transactions the reporting person has an additional 336 stock units in the Plan. Each of these stock units represents a right to receive one share of EnerSys common stock and is payable upon the reporting person's Termination, as defined in the Plan.

SEC source: 0001209191-21-046938 · doc4.xml · nonDerivative · entry 1

Vargo Ronald P · CIK 0001355666 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,238.375

F1 · shares: In lieu of receiving cash fees, the reporting person received 280 stock units, which immediately vested, in the EnerSys Voluntary Deferred Compensation Plan for Non-Employee Directors (the "Plan").

SEC source: 0001209191-21-046937 · doc4.xml · nonDerivative · entry 2

TUFANO PAUL J · CIK 0001201520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,217.6252

F2 · shares: This amount reflects a matching stock unit contribution by EnerSys for the reporting person's account in the Plan. The matching stock unit contribution vests 25% on each of October 14, 2021, January 14, 2022, April 14, 2022, and July 14, 2022. Such vesting is subject to acceleration or cancellation upon the occurrence of certain events.

F3 · balance_after: As a result of these transactions the reporting person has an additional 218 stock units in the Plan. Each of these stock units represents a right to receive one share of EnerSys common stock and is payable upon the reporting person's Termination, as defined in the Plan.

SEC source: 0001209191-21-046937 · doc4.xml · nonDerivative · entry 1

TUFANO PAUL J · CIK 0001201520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,181.6252

F1 · shares: In lieu of receiving cash fees, the reporting person received 182 stock units, which immediately vested, in the EnerSys Voluntary Deferred Compensation Plan for Non-Employee Directors (the "Plan").

SEC source: 0001209191-21-046935 · doc4.xml · nonDerivative · entry 2

KATSAROS ARTHUR T · CIK 0001220007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,031.079

F2 · shares: This amount reflects a matching stock unit contribution by EnerSys for the reporting person's account in the Plan. The matching stock unit contribution vests 25% on each of October 14, 2021, January 14, 2022, April 14, 2022, and July 14, 2022. Such vesting is subject to acceleration or cancellation upon the occurrence of certain events.

F3 · balance_after: As a result of these transactions the reporting person has an additional 487 stock units in the Plan. Each of these stock units represents a right to receive one share of EnerSys common stock and is payable upon the reporting person's Termination, as defined in the Plan.

SEC source: 0001209191-21-046935 · doc4.xml · nonDerivative · entry 1

KATSAROS ARTHUR T · CIK 0001220007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,950.079

F1 · shares: In lieu of receiving cash fees, the reporting person received 406 stock units, which immediately vested, in the EnerSys Voluntary Deferred Compensation Plan for Non-Employee Directors (the "Plan").

SEC source: 0001209191-21-043654 · doc4.xml · nonDerivative · entry 1

Chan Caroline · CIK 0001819816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,409.8379

F1 · shares: These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on June 25, 2021 to stockholders of record as of June 11, 2021 (the "Dividend"), with respect to 3,381 vested DSUs granted to the reporting person on August 17, 2020, and adjusted for previously and declared paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs.

SEC source: 0001209191-21-043660 · doc4.xml · nonDerivative · entry 1

FLUDDER STEVEN M · CIK 0001674081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,409.8379

F1 · shares: These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on June 25, 2021 to stockholders of record as of June 11, 2021 (the "Dividend"), with respect to 3,381 vested DSUs granted to the reporting person on August 17, 2020, and adjusted for previously and declared paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs.

SEC source: 0001209191-21-043664 · doc4.xml · nonDerivative · entry 7

KANE KERRY M · CIK 0001493257 · VP, Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,321.0065

F7 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 3,714 unvested RSUs granted to the reporting person on August 17, 2020, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

SEC source: 0001209191-21-043664 · doc4.xml · nonDerivative · entry 6

KANE KERRY M · CIK 0001493257 · VP, Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,314.1136

F6 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 986 PSUs granted to the reporting person on August 12, 2019, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.

SEC source: 0001209191-21-043664 · doc4.xml · nonDerivative · entry 5

KANE KERRY M · CIK 0001493257 · VP, Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,312.2627

F5 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 806 PSUs granted to the reporting person on August 12, 2019, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.

SEC source: 0001209191-21-043664 · doc4.xml · nonDerivative · entry 4

KANE KERRY M · CIK 0001493257 · VP, Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,310.7498

F4 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 2,597 RSUs granted to the reporting person on August 12, 2019, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

SEC source: 0001209191-21-043664 · doc4.xml · nonDerivative · entry 3

KANE KERRY M · CIK 0001493257 · VP, Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,305.8748

F3 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 730 PSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.

SEC source: 0001209191-21-043664 · doc4.xml · nonDerivative · entry 2

KANE KERRY M · CIK 0001493257 · VP, Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,304.491

F2 · shares: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the Dividend, with respect to 580 PSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.

SEC source: 0001209191-21-043664 · doc4.xml · nonDerivative · entry 1

KANE KERRY M · CIK 0001493257 · VP, Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,303.3916

F1 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the cash dividend paid on June 25, 2021, to stockholders of record as of June 11, 2021 (the "Dividend"), with respect to 1,330 unvested RSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

SEC source: 0001209191-21-043657 · doc4.xml · nonDerivative · entry 1

Connors Nelda J · CIK 0001478748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,324.8389

F1 · shares: These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on June 25, 2021 to stockholders of record as of June 11, 2021 (the "Dividend"), with respect to an aggregate of 13,007 vested DSUs granted to the reporting person on various dates, and adjusted for any previously declared and paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs.

SEC source: 0001209191-21-043668 · doc4.xml · nonDerivative · entry 2

Magnus Robert · CIK 0001441604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,659.5942

F2 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to an aggregate of 5,028 vested RSUs granted to the reporting person on various dates under the EnerSys Deferred Compensation Plan for Non-Employee Directors, and adjusted for previously declared and paid cash dividends. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-21-043668 · doc4.xml · nonDerivative · entry 1

Magnus Robert · CIK 0001441604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,649.8343

F1 · shares: These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on June 25, 2021 to stockholders of record as of June 11, 2021 (the "Dividend"), with respect to an aggregate of 29,618 vested DSUs granted to the reporting person on various dates, and adjusted for previously declared and paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs.

SEC source: 0001209191-21-043676 · doc4.xml · nonDerivative · entry 6

Vargo Ronald P · CIK 0001355666 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,441.0386

F6 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on April 12, 2021, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-21-043676 · doc4.xml · nonDerivative · entry 5

Vargo Ronald P · CIK 0001355666 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,440.9366

F5 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on January 13, 2021. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-21-043676 · doc4.xml · nonDerivative · entry 4

Vargo Ronald P · CIK 0001355666 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,440.8577

F4 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on October 20, 2020, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-21-043676 · doc4.xml · nonDerivative · entry 3

Vargo Ronald P · CIK 0001355666 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,440.793

F3 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on July 15, 2020, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-21-043676 · doc4.xml · nonDerivative · entry 2

Vargo Ronald P · CIK 0001355666 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,440.7606

F2 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to vested RSUs granted to the reporting person on various dates under the EnerSys Deferred Compensation Plan for Non-Employee Directors (the "Plan"), and adjusted for previously declared and paid cash dividends. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-21-043676 · doc4.xml · nonDerivative · entry 1

Vargo Ronald P · CIK 0001355666 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,430.2537

F1 · shares: These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on June 25, 2021 to stockholders of record as of June 11, 2021 (the "Dividend"), with respect to 12,614 vested DSUs granted to the reporting person on various dates, and adjusted for previously declared and paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs.

SEC source: 0001209191-21-043677 · doc4.xml · nonDerivative · entry 5

Zogby Andrew M. · CIK 0001772719 · Pres. Energy Systems Global

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,005.9452

F5 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 5,969 RSUs granted to the reporting person on August 17, 2020, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

SEC source: 0001209191-21-043677 · doc4.xml · nonDerivative · entry 4

Zogby Andrew M. · CIK 0001772719 · Pres. Energy Systems Global

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,994.8672

F4 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 3,946 unvested PSUs granted to the reporting person on August 12, 2019, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.

SEC source: 0001209191-21-043677 · doc4.xml · nonDerivative · entry 3

Zogby Andrew M. · CIK 0001772719 · Pres. Energy Systems Global

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,987.4599

F3 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 3,223 unvested PSUs granted to the reporting person on August 12, 2019, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.

SEC source: 0001209191-21-043677 · doc4.xml · nonDerivative · entry 2

Zogby Andrew M. · CIK 0001772719 · Pres. Energy Systems Global

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,981.4098

F2 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 2,597 RSUs granted to the reporting person on August 12, 2019, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

SEC source: 0001209191-21-043677 · doc4.xml · nonDerivative · entry 1

Zogby Andrew M. · CIK 0001772719 · Pres. Energy Systems Global

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,976.5349

F1 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the cash dividend paid on June 25, 2021 to stockholders of record as of June 11, 2021 (the "Dividend"), with respect to 6,155 unvested RSUs granted to the reporting person on December 7, 2018, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

SEC source: 0001209191-21-043675 · doc4.xml · nonDerivative · entry 6

TUFANO PAUL J · CIK 0001201520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,999.6252

F6 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on April 12, 2021, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.