Tapewire

Nasdaq · USD

ENPH

Enphase Energy, Inc.

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Tapewire entity
3957
SEC CIK
0001463101
Parsed reports
395

Last 12 months

Inside the activity.

6 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202502
Jan 202600
Feb 202621
Mar 202601
Apr 202600
May 202621
Jun 202611
Jul 202601
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 15, 2024 Filed Jan 18, 2024 01:31 UTC
RANHOFF DAVID AEVP & Chief Commercial Officer
GrantCommon Stock 17,160 $0.00 $0.00
Disclosure

SEC source: 0001463101-24-000001 · wk-form4_1705541475.xml · nonDerivative · entry 1

RANHOFF DAVID A · CIK 0001216875 · EVP & Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,040

F1 · security: Restricted Stock Units ("RSUs") issued pursuant to the 2021 Equity Incentive Plan.

F2 · shares: The RSUs vest as follows: 1/3rd on March 1, 2025, 1/3rd on March 1, 2026, and 1/3 on March 1, 2027, subject to Mr. Ranhoff's continuous service through each applicable vesting date.

Read SEC document
December 28, 2023 Filed Dec 29, 2023 22:36 UTC GiftCommon Stock 108,000 $0.00 $0.00
Disclosure

SEC source: 0001463101-23-000185 · wk-form4_1703889372.xml · nonDerivative · entry 1

Rodgers Thurman J · CIK 0001183967 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 2,303,706

F1 · shares: On December 28, 2023, the Reporting Person donated 108,000 shares of the Issuer's Common Stock as a charitable contribution to a charitable gift fund.

F2 · ownership.nature: These shares are held directly by the Rodgers Massey Revocable Living Trust dtd 4/4/11 for which the reporting person and his spouse, Valeta Massey, serve as trustees.

Read SEC document
December 10, 2023 Filed Dec 11, 2023 23:52 UTC
Yang MandyVP, Chief Financial Officer
Tax withholdingCommon Stock 1,289 $103.01 $132,779.89
Disclosure

SEC source: 0001463101-23-000171 · wk-form4_1702338736.xml · nonDerivative · entry 1

Yang Mandy · CIK 0001645551 · VP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,385

F1 · shares: Represents shares withheld by Enphase Energy, Inc. to satisfy the tax withholding obligation associated with the vesting of a portion of the restricted stock units granted on February 15, 2022.

Read SEC document
December 06, 2023 Filed Dec 7, 2023 23:06 UTC
Kothandaraman BadrinarayananDirector · President & CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 150,000 $0.00 Strike: $1.29 $0.00
Disclosure

SEC source: 0001463101-23-000170 · wk-form4_1701990369.xml · derivative · entry 3

Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 557,660

Underlying: Common Stock · 150,000 shares

Expires 2024-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option is fully vested.

Read SEC document
December 06, 2023 Filed Dec 7, 2023 23:06 UTC
Kothandaraman BadrinarayananDirector · President & CEO
Tax withholdingCommon Stock 78,065 $106.77 $8,335,000.05
Disclosure

SEC source: 0001463101-23-000170 · wk-form4_1701990369.xml · nonDerivative · entry 2

Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,343,950

F1 · shares: Represents shares withheld by Enphase Energy, Inc. to satisfy the tax withholding obligation associated with the exercise of stock options originally granted on September 13, 2017. The Reporting Person exercised and held the remaining portion of the shares.

Read SEC document
December 06, 2023 Filed Dec 7, 2023 23:06 UTC
Kothandaraman BadrinarayananDirector · President & CEO
Exercise / conversionCommon Stock 150,000 $1.29 $193,500.00
Disclosure

SEC source: 0001463101-23-000170 · wk-form4_1701990369.xml · nonDerivative · entry 1

Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,422,015

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2023 Filed Nov 20, 2023 13:58 UTC
Kothandaraman BadrinarayananDirector · President & CEO
PurchaseCommon Stock 1,118 $90.23 $100,873.23
Disclosure

SEC source: 0001463101-23-000169 · wk-form4_1700488725.xml · nonDerivative · entry 1

Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,272,015

F1 · price: Represents a weighted average purchase price per share. These shares were purchased in multiple transactions at prices ranging from $90.08 to $90.33. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.

Read SEC document
November 10, 2023 Filed Nov 15, 2023 22:02 UTC
RANHOFF DAVID AEVP & Chief Commercial Officer
Tax withholdingCommon Stock 1,964 $77.98 $153,152.72
Disclosure

SEC source: 0001463101-23-000168 · wk-form4_1700085726.xml · nonDerivative · entry 1

RANHOFF DAVID A · CIK 0001216875 · EVP & Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,880

F1 · shares: Represents shares withheld by Enphase Energy, Inc. to satisfy the tax withholding obligation associated with the vesting of a portion of the restricted stock units granted on July 21, 2023.

Read SEC document
November 02, 2023 Filed Nov 6, 2023 23:15 UTC
Kothandaraman BadrinarayananDirector · President & CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 150,000 $0.00 Strike: $1.29 $0.00
Disclosure

SEC source: 0001463101-23-000167 · wk-form4_1699312519.xml · derivative · entry 3

Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 707,660

Underlying: Common Stock · 150,000 shares

Expires 2024-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option is fully vested.

Read SEC document
November 02, 2023 Filed Nov 6, 2023 23:15 UTC
Kothandaraman BadrinarayananDirector · President & CEO
Tax withholdingCommon Stock 77,684 $78.92 $6,130,821.28
Disclosure

SEC source: 0001463101-23-000167 · wk-form4_1699312519.xml · nonDerivative · entry 2

Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,270,897

F1 · shares: Represents shares withheld by Enphase Energy, Inc. to satisfy the tax withholding obligation associated with the exercise of stock options originally granted on September 13, 2017. The Reporting Person exercised and held the remaining portion of the shares.

Read SEC document
November 02, 2023 Filed Nov 6, 2023 23:15 UTC
Kothandaraman BadrinarayananDirector · President & CEO
Exercise / conversionCommon Stock 150,000 $1.29 $193,500.00
Disclosure

SEC source: 0001463101-23-000167 · wk-form4_1699312519.xml · nonDerivative · entry 1

Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,348,581

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2023 Filed Nov 1, 2023 23:03 UTC Exercise / conversionNon-qualified stock option (right to buy) · Derivative 50,000 $0.00 Strike: $0.70 $0.00
Disclosure

SEC source: 0001463101-23-000166 · wk-form4_1698879807.xml · derivative · entry 2

GOMO STEVEN J · CIK 0001224095 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,668

Underlying: Common Stock · 50,000 shares

Expires 2024-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option is fully vested.

Read SEC document
October 31, 2023 Filed Nov 1, 2023 23:03 UTC Exercise / conversionCommon Stock 50,000 $0.70 $35,000.00
Disclosure

SEC source: 0001463101-23-000166 · wk-form4_1698879807.xml · nonDerivative · entry 1

GOMO STEVEN J · CIK 0001224095 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,105

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 14, 2023 Filed Sep 18, 2023 22:41 UTC Amendment PurchaseCommon Stock 4,100 $122.56 $502,500.10
Disclosure

SEC source: 0001463101-23-000151 · wk-form4a_1695076871.xml · nonDerivative · entry 3

Rodgers Thurman J · CIK 0001183967 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 4,100

F5 · price: Represents a weighted average purchase price per share. These shares were purchased in multiple transactions at prices ranging from $122.50 to $122.65. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.

F6 · ownership.nature: These shares are held directly by the Valeta Massey 2012 Irrevocable Trust, for which the Reporting Person's spouse serves as trustee.

Read SEC document
September 14, 2023 Filed Sep 18, 2023 22:41 UTC Amendment PurchaseCommon Stock 4,100 $122.47 $502,130.69
Disclosure

SEC source: 0001463101-23-000151 · wk-form4a_1695076871.xml · nonDerivative · entry 2

Rodgers Thurman J · CIK 0001183967 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 4,100

F3 · price: Represents a weighted average purchase price per share. These shares were purchased in multiple transactions at prices ranging from $122.36 to $122.62. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.

F4 · ownership.nature: These shares are held directly by the TJ Rodgers 2012 Irrevocable Trust, for which the Reporting Person's spouse serves as trustee.

Read SEC document
September 14, 2023 Filed Sep 18, 2023 22:41 UTC Amendment PurchaseCommon Stock 24,400 $122.84 $2,997,296.00
Disclosure

SEC source: 0001463101-23-000151 · wk-form4a_1695076871.xml · nonDerivative · entry 1

Rodgers Thurman J · CIK 0001183967 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Charitable Trust

Disclosed balance after: 85,200

F1 · price: Represents a weighted average purchase price per share. These shares were purchased in multiple transactions at prices ranging from $122.59 to $123.18. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.

F2 · ownership.nature: These shares are held directly by the Rodgers Family Freedom and Free Markets Charitable Trust, a charitable remainder trust for which the reporting person and his spouse, Valeta Massey, serve as trustees and of which the reporting person and his spouse are beneficiaries. The reporting person disclaims beneficial ownership except to the extent of his and his spouse's pecuniary interest therein.

Read SEC document
September 14, 2023 Filed Sep 18, 2023 21:08 UTC PurchaseCommon Stock 4,100 $122.56 $502,500.10
Disclosure

SEC source: 0001463101-23-000149 · wk-form4_1695071322.xml · nonDerivative · entry 3

Rodgers Thurman J · CIK 0001183967 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 4,100

F5 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $122.50 to $122.65. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F6 · ownership.nature: These shares are held directly by the Valeta Massey 2012 Irrevocable Trust, for which the Reporting Person's spouse serves as trustee.

Read SEC document
September 14, 2023 Filed Sep 18, 2023 21:08 UTC PurchaseCommon Stock 4,100 $122.47 $502,130.69
Disclosure

SEC source: 0001463101-23-000149 · wk-form4_1695071322.xml · nonDerivative · entry 2

Rodgers Thurman J · CIK 0001183967 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 4,100

F3 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $122.36 to $122.62. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F4 · ownership.nature: These shares are held directly by the TJ Rodgers 2012 Irrevocable Trust, for which the Reporting Person's spouse serves as trustee.

Read SEC document
September 14, 2023 Filed Sep 18, 2023 21:08 UTC PurchaseCommon Stock 24,400 $122.84 $2,997,296.00
Disclosure

SEC source: 0001463101-23-000149 · wk-form4_1695071322.xml · nonDerivative · entry 1

Rodgers Thurman J · CIK 0001183967 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Charitable Trust

Disclosed balance after: 85,200

F1 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $122.59 to $123.18. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · ownership.nature: These shares are held directly by the Rodgers Family Freedom and Free Markets Charitable Trust, a charitable remainder trust for which the Reporting Person and his spouse serve as trustees and of which the Reporting Person and his spouse are beneficiaries. The Reporting Person disclaims beneficial ownership except to the extent of his and his spouse's pecuniary interest therein.

Read SEC document
September 10, 2023 Filed Sep 11, 2023 22:21 UTC
Yang MandyVP, Chief Financial Officer
Tax withholdingCommon Stock 1,289 $120.23 $154,976.47
Disclosure

SEC source: 0001463101-23-000148 · wk-form4_1694470853.xml · nonDerivative · entry 1

Yang Mandy · CIK 0001645551 · VP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,674

F1 · shares: Represents shares withheld by Enphase Energy, Inc. to satisfy the tax withholding obligation associated with the vesting of a portion of the restricted stock units granted on February 15, 2022.

Read SEC document
July 28, 2023 Filed Jul 31, 2023 22:25 UTC Conversion4% Convertible Senior Notes due 2023 · Derivative 5,000,000 $0.00 $0.00
Disclosure

SEC source: 0001463101-23-000147 · wk-form4_1690842335.xml · derivative · entry 4

Rodgers Thurman J · CIK 0001183967 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 0

Underlying: Common Stock · 900,090 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The conversion rate for the 4% Convertible Senior Notes due 2023 (the "Convertible Notes") is equal to 180.0180 shares of common stock per $1,000 principal amount of the Convertible Notes (equivalent to an initial conversion price of approximately $5.56 per share of common stock), subject to adjustment in accordance with the applicable indenture.

F1 · price: The shares are issuable to the Trust as a result of the conversion of the Convertible Notes on 7/28/2023; however, pursuant to a letter agreement entered into with the Trust, such shares will not be issued by the Issuer to the Trust, and the Trust shall have no right or interest in such shares, until specific terms set forth in the letter have been complied with. Subject to compliance with such terms, and the subsequent issuance of the shares, theTrust will become the registered owner of the shares.

F6 · derivative.exercise_date: The Convertible Notes mature on August 1, 2023, unless earlier converted or repurchased. The Reporting Person may convert all or any portion of the Convertible Notes at any time prior to the close of business on the business day immediately preceding the maturity date.

F6 · derivative.expiration_date: The Convertible Notes mature on August 1, 2023, unless earlier converted or repurchased. The Reporting Person may convert all or any portion of the Convertible Notes at any time prior to the close of business on the business day immediately preceding the maturity date.

F1 · derivative.underlying_shares: The shares are issuable to the Trust as a result of the conversion of the Convertible Notes on 7/28/2023; however, pursuant to a letter agreement entered into with the Trust, such shares will not be issued by the Issuer to the Trust, and the Trust shall have no right or interest in such shares, until specific terms set forth in the letter have been complied with. Subject to compliance with such terms, and the subsequent issuance of the shares, theTrust will become the registered owner of the shares.

F4 · ownership.nature: These shares are held directly by the Rodgers Massey Revocable Living Trust dtd 4/4/11 for which the reporting person and his spouse, Valeta Massey, serve as trustees.

Read SEC document
July 28, 2023 Filed Jul 31, 2023 22:25 UTC ConversionCommon Stock 900,090 $0.00 $0.00
Disclosure

SEC source: 0001463101-23-000147 · wk-form4_1690842335.xml · nonDerivative · entry 1

Rodgers Thurman J · CIK 0001183967 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 2,411,325

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The shares are issuable to the Trust as a result of the conversion of the Convertible Notes on 7/28/2023; however, pursuant to a letter agreement entered into with the Trust, such shares will not be issued by the Issuer to the Trust, and the Trust shall have no right or interest in such shares, until specific terms set forth in the letter have been complied with. Subject to compliance with such terms, and the subsequent issuance of the shares, theTrust will become the registered owner of the shares.

F2 · price: The conversion rate for the 4% Convertible Senior Notes due 2023 (the "Convertible Notes") is equal to 180.0180 shares of common stock per $1,000 principal amount of the Convertible Notes (equivalent to an initial conversion price of approximately $5.56 per share of common stock), subject to adjustment in accordance with the applicable indenture.

F3 · balance_after: On July 12, 2023, the Reporting Person transferred 319,926 shares to the Rodgers Massey Recovable Trust dtd 4/4/11 (the "Trust").

F4 · ownership.nature: These shares are held directly by the Rodgers Massey Revocable Living Trust dtd 4/4/11 for which the reporting person and his spouse, Valeta Massey, serve as trustees.

Read SEC document
July 21, 2023 Filed Jul 25, 2023 21:47 UTC
RANHOFF DAVID AEVP & Chief Commercial Officer
GrantCommon Stock 13,200 $0.00 $0.00
Disclosure

SEC source: 0001463101-23-000124 · wk-form4_1690321644.xml · nonDerivative · entry 2

RANHOFF DAVID A · CIK 0001216875 · EVP & Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,844

F1 · security: Restricted Stock Units ("RSUs") issued pursuant to the 2021 Equity Incentive Plan.

F3 · shares: The RSUs vest as follows: 1/3rd on March 1, 2024, 1/3rd on March 1, 2025, and 1/3 on March 1, 2026, subject to Mr. Ranhoff's continuous service through each applicable vesting date.

Read SEC document
July 21, 2023 Filed Jul 25, 2023 21:47 UTC
RANHOFF DAVID AEVP & Chief Commercial Officer
GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001463101-23-000124 · wk-form4_1690321644.xml · nonDerivative · entry 1

RANHOFF DAVID A · CIK 0001216875 · EVP & Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,644

F1 · security: Restricted Stock Units ("RSUs") issued pursuant to the 2021 Equity Incentive Plan.

F2 · shares: The RSUs will vest over a 2 year period as follows: 12.5% on November 10, 2023 and12.5% on each quarterly (3 month) anniversary of the initial vesting date, in each case provided that Participant provides continuous service through the applicable vesting date.

Read SEC document
July 07, 2023 Filed Jul 11, 2023 22:09 UTC Exercise / conversionNon-qualified stock option (right to buy) · Derivative 2,475 $0.00 Strike: $64.17 $0.00
Disclosure

SEC source: 0001463101-23-000118 · wk-form4_1689113375.xml · derivative · entry 12

Rodgers Thurman J · CIK 0001183967 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,475 shares

Expires 2027-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Issued pursuant to the 2011 Equity Incentive Plan.

F4 · derivative.exercise_date: This option is fully vested.

Read SEC document
July 07, 2023 Filed Jul 11, 2023 22:09 UTC Exercise / conversionNon-qualified stock option (right to buy) · Derivative 10,016 $0.00 Strike: $14.58 $0.00
Disclosure

SEC source: 0001463101-23-000118 · wk-form4_1689113375.xml · derivative · entry 11

Rodgers Thurman J · CIK 0001183967 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,016 shares

Expires 2026-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Issued pursuant to the 2011 Equity Incentive Plan.

F4 · derivative.exercise_date: This option is fully vested.

Read SEC document
July 07, 2023 Filed Jul 11, 2023 22:09 UTC Exercise / conversionNon-qualified stock option (right to buy) · Derivative 24,954 $0.00 Strike: $5.53 $0.00
Disclosure

SEC source: 0001463101-23-000118 · wk-form4_1689113375.xml · derivative · entry 10

Rodgers Thurman J · CIK 0001183967 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,954 shares

Expires 2025-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Issued pursuant to the 2011 Equity Incentive Plan.

F4 · derivative.exercise_date: This option is fully vested.

Read SEC document
July 07, 2023 Filed Jul 11, 2023 22:09 UTC Exercise / conversionNon-qualified stock option (right to buy) · Derivative 111,052 $0.00 Strike: $0.70 $0.00
Disclosure

SEC source: 0001463101-23-000118 · wk-form4_1689113375.xml · derivative · entry 9

Rodgers Thurman J · CIK 0001183967 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 111,052 shares

Expires 2024-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Issued pursuant to the 2011 Equity Incentive Plan.

F4 · derivative.exercise_date: This option is fully vested.

Read SEC document
July 07, 2023 Filed Jul 11, 2023 22:09 UTC Exercise / conversionNon-qualified stock option (right to buy) · Derivative 171,029 $0.00 Strike: $1.11 $0.00
Disclosure

SEC source: 0001463101-23-000118 · wk-form4_1689113375.xml · derivative · entry 8

Rodgers Thurman J · CIK 0001183967 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 171,029 shares

Expires 2024-01-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Issued pursuant to the 2011 Equity Incentive Plan.

F4 · derivative.exercise_date: This option is fully vested.

Read SEC document
July 07, 2023 Filed Jul 11, 2023 22:09 UTC Exercise / conversionCommon Stock 2,475 $64.17 $158,820.75
Disclosure

SEC source: 0001463101-23-000118 · wk-form4_1689113375.xml · nonDerivative · entry 5

Rodgers Thurman J · CIK 0001183967 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 321,452

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 07, 2023 Filed Jul 11, 2023 22:09 UTC Exercise / conversionCommon Stock 10,016 $14.58 $146,033.28
Disclosure

SEC source: 0001463101-23-000118 · wk-form4_1689113375.xml · nonDerivative · entry 4

Rodgers Thurman J · CIK 0001183967 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 318,977

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 07, 2023 Filed Jul 11, 2023 22:09 UTC Exercise / conversionCommon Stock 24,954 $5.53 $137,995.62
Disclosure

SEC source: 0001463101-23-000118 · wk-form4_1689113375.xml · nonDerivative · entry 3

Rodgers Thurman J · CIK 0001183967 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 308,961

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 07, 2023 Filed Jul 11, 2023 22:09 UTC Exercise / conversionCommon Stock 111,052 $0.70 $77,736.40
Disclosure

SEC source: 0001463101-23-000118 · wk-form4_1689113375.xml · nonDerivative · entry 2

Rodgers Thurman J · CIK 0001183967 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 284,007

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 07, 2023 Filed Jul 11, 2023 22:09 UTC Exercise / conversionCommon Stock 171,029 $1.11 $189,842.19
Disclosure

SEC source: 0001463101-23-000118 · wk-form4_1689113375.xml · nonDerivative · entry 1

Rodgers Thurman J · CIK 0001183967 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 172,955

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 10, 2023 Filed Jun 12, 2023 22:16 UTC
Yang MandyVP, Chief Financial Officer
Tax withholdingCommon Stock 1,289 $174.58 $225,033.62
Disclosure

SEC source: 0001463101-23-000116 · wk-form4_1686608143.xml · nonDerivative · entry 1

Yang Mandy · CIK 0001645551 · VP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,963

F1 · shares: Represents shares withheld by the Issuer to satisfy the tax withholding obligation associated with the vesting of restricted stock units granted to the Reporting Person on February 15, 2022.

F2 · balance_after: Includes 209 shares that were acquired under the Enphase Energy, Inc. 2011 Employee Stock Purchase Plan.

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May 30, 2023 Filed May 31, 2023 22:27 UTC
RANHOFF DAVID AEVP & Chief Commercial Officer
SaleCommon Stock 1,791 $175.10 $313,608.94
Disclosure

SEC source: 0001463101-23-000115 · wk-form4_1685572051.xml · nonDerivative · entry 1

RANHOFF DAVID A · CIK 0001216875 · EVP & Chief Commercial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 82,644

F1 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $175.00 to $175.19. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

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May 26, 2023 Filed May 31, 2023 22:24 UTC
MORA RICHARDDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 1,500 $0.00 Strike: $5.53 $0.00
Disclosure

SEC source: 0001463101-23-000114 · wk-form4_1685571848.xml · derivative · entry 3

MORA RICHARD · CIK 0001599770 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,794

Underlying: Common Stock · 1,500 shares

Expires 2025-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Issued pursuant to the 2011 Equity Incentive Plan.

F2 · derivative.exercise_date: This option is fully vested.

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May 26, 2023 Filed May 31, 2023 22:24 UTC
MORA RICHARDDirector
SaleCommon Stock 1,500 $165.92 $248,880.00
Disclosure

SEC source: 0001463101-23-000114 · wk-form4_1685571848.xml · nonDerivative · entry 2

MORA RICHARD · CIK 0001599770 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,126

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May 26, 2023 Filed May 31, 2023 22:24 UTC
MORA RICHARDDirector
Exercise / conversionCommon Stock 1,500 $5.53 $8,295.00
Disclosure

SEC source: 0001463101-23-000114 · wk-form4_1685571848.xml · nonDerivative · entry 1

MORA RICHARD · CIK 0001599770 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,626

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 19, 2023 Filed May 23, 2023 20:47 UTC
Kothandaraman BadrinarayananDirector · President & CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 77,000 $0.00 Strike: $1.29 $0.00
Disclosure

SEC source: 0001463101-23-000107 · wf-form4_168487483243765.xml · derivative · entry 3

Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 857,660

Underlying: Common Stock · 77,000 shares

Expires 2024-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option is fully vested.

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May 19, 2023 Filed May 23, 2023 20:47 UTC
Kothandaraman BadrinarayananDirector · President & CEO
Tax withholdingCommon Stock 40,218 $162.37 $6,530,196.66
Disclosure

SEC source: 0001463101-23-000107 · wf-form4_168487483243765.xml · nonDerivative · entry 2

Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,198,581

F2 · shares: Represents shares withheld by Enphase Energy, Inc. to satisfy the tax withholding obligation associated with the exercise of stock options originally granted on September 13, 2017. The Reporting Person exercised and held the remaining portion of the shares.

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May 19, 2023 Filed May 23, 2023 20:47 UTC
Kothandaraman BadrinarayananDirector · President & CEO
Exercise / conversionCommon Stock 77,000 $1.29 $99,330.00
Disclosure

SEC source: 0001463101-23-000107 · wf-form4_168487483243765.xml · nonDerivative · entry 1

Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,238,799

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 166 shares that were acquired under the Enphase Energy, Inc. 2011 Employee Stock Purchase Plan.

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May 17, 2023 Filed May 19, 2023 21:02 UTC GrantCommon Stock 1,526 $0.00 $0.00
Disclosure

SEC source: 0001463101-23-000095 · wf-form4_168453014104984.xml · nonDerivative · entry 1

Malchow Joseph Ian · CIK 0001807142 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,616

F1 · acquired: Restricted stock units ("RSUs") issued pursuant to the 2021 Equity Incentive Plan (the "2021 Plan"). RSUs vest in four equal quarterly installments from the grant date, such that the total RSUs are fully vested on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person's Continuous Service (as defined in the 2021 Plan) through each applicable vesting date.

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May 17, 2023 Filed May 19, 2023 21:05 UTC GrantCommon Stock 1,526 $0.00 $0.00
Disclosure

SEC source: 0001463101-23-000098 · wf-form4_168453033794818.xml · nonDerivative · entry 1

Haenggi Jamie Elizabeth · CIK 0001399678 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,602

F1 · acquired: Restricted stock units ("RSUs") issued pursuant to the 2021 Equity Incentive Plan (the "2021 Plan"). RSUs vest in four equal quarterly installments from the grant date, such that the total RSUs are fully vested on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person's Continuous Service (as defined in the 2021 Plan) through each applicable vesting date.

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May 17, 2023 Filed May 19, 2023 22:03 UTC GrantCommon Stock 1,526 $0.00 $0.00
Disclosure

SEC source: 0001463101-23-000100 · wf-form4_168453376049986.xml · nonDerivative · entry 1

Kortlang Benjamin John · CIK 0001543816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 204,354

F1 · acquired: Restricted stock units ("RSUs") issued pursuant to the 2021 Equity Incentive Plan (the "2021 Plan"). RSUs vest in four equal quarterly installments from the grant date, such that the total RSUs are fully vested on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person's Continuous Service (as defined in the 2021 Plan) through each applicable vesting date.

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May 17, 2023 Filed May 19, 2023 21:04 UTC GrantCommon Stock 1,526 $0.00 $0.00
Disclosure

SEC source: 0001463101-23-000097 · wf-form4_168453026955706.xml · nonDerivative · entry 1

Rodgers Thurman J · CIK 0001183967 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,926

F1 · acquired: Restricted stock units ("RSUs") issued pursuant to the 2021 Equity Incentive Plan (the "2021 Plan"). RSUs vest in four equal quarterly installments from the grant date, such that the total RSUs are fully vested on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person's Continuous Service (as defined in the 2021 Plan) through each applicable vesting date.

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May 17, 2023 Filed May 19, 2023 21:03 UTC GrantCommon Stock 1,649 $0.00 $0.00
Disclosure

SEC source: 0001463101-23-000096 · wf-form4_168453020371571.xml · nonDerivative · entry 1

GOMO STEVEN J · CIK 0001224095 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,105

F1 · kind: Restricted stock units ("RSUs") issued pursuant to the 2021 Equity Incentive Plan (the "2021 Plan"). RSUs vest in four equal quarterly installments from the grant date, such that the total RSUs are fully vested on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person's Continuous Service (as defined in the 2021 Plan) through each applicable vesting date.

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May 17, 2023 Filed May 19, 2023 21:01 UTC
MORA RICHARDDirector
GrantCommon Stock 1,526 $0.00 $0.00
Disclosure

SEC source: 0001463101-23-000094 · wf-form4_168453008309161.xml · nonDerivative · entry 1

MORA RICHARD · CIK 0001599770 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,126

F1 · kind: Restricted stock units ("RSUs") issued pursuant to the 2021 Equity Incentive Plan (the "2021 Plan"). RSUs vest in four equal quarterly installments from the grant date, such that the total RSUs are fully vested on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person's Continuous Service (as defined in the 2021 Plan) through each applicable vesting date.

Read SEC document
May 02, 2023 Filed May 2, 2023 20:21 UTC
Yang MandyVP, Chief Financial Officer
PurchaseCommon Stock 1,000 $158.00 $158,000.00
Disclosure

SEC source: 0001463101-23-000088 · wf-form4_168305885540268.xml · nonDerivative · entry 4

Yang Mandy · CIK 0001645551 · VP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,043

Read SEC document
May 02, 2023 Filed May 2, 2023 20:21 UTC
Yang MandyVP, Chief Financial Officer
PurchaseCommon Stock 1,522 $157.33 $239,453.98
Disclosure

SEC source: 0001463101-23-000088 · wf-form4_168305885540268.xml · nonDerivative · entry 3

Yang Mandy · CIK 0001645551 · VP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,043

F1 · price: Represents a weighted average purchase price per share. These shares were purchased in multiple transactions at prices ranging from $157.00 to $157.50. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.