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Nasdaq · USD

ENPH

Enphase Energy, Inc.

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3957
SEC CIK
0001463101
Parsed reports
395

Last 12 months

Inside the activity.

6 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202502
Jan 202600
Feb 202621
Mar 202601
Apr 202600
May 202621
Jun 202611
Jul 202601
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 21, 2019 Filed Nov 21, 2019 20:20 UTC
Kothandaraman BadrinarayananDirector · President & CEO
PurchaseCommon Stock 10,000 $17.69 $176,918.00
Disclosure

SEC source: 0001463101-19-000161 · wf-form4_157436759360622.xml · nonDerivative · entry 1

Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 524,490

F1 · shares: This transaction constitutes a matching transaction under Section 16(b) of the Securities Exchange Act. The reporting person has agreed to remit to the Issuer the profits deemed to have resulted from the transaction, which are approximately $70,579.00.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.66 to 17.71.

F3 · balance_after: Includes 2,000 shares purchased through the Enphase Energy 2011 Employee Stock Purchase Plan on November 15, 2019.

Read SEC document
November 20, 2019 Filed May 22, 2020 02:00 UTC PurchaseCommon Stock 52,400 $19.14 $1,002,936.00
Disclosure

SEC source: 0001104659-20-065013 · a4.xml · nonDerivative · entry 8

Quiroga Moreno Isidoro · CIK 0001794307 · 10% owner

South Lake One LLC · CIK 0001794292 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares indirectly held through South Lake One LLC

Disclosed balance after: 13,548,476

F8 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.67 to $19.57 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (8) to this Form 4.

F9 · ownership.nature: All shares of Common Stock are directly held by South Lake One LLC, a Delaware limited liability company ("South Lake"). South Lake is wholly owned by South Cone Investments Limited Partnership, a Canadian limited partnership, which is controlled by its general partner Inversiones El Aromo Limitada, a company organized under the laws of Chile ("El Aromo"), which is controlled by Isidoro Quiroga Moreno (who directly owns approximately 71% of the issued and outstanding capital stock of El Aromo).

Read SEC document
November 20, 2019 Filed May 22, 2020 02:00 UTC PurchaseCommon Stock 52,400 $18.55 $972,020.00
Disclosure

SEC source: 0001104659-20-065013 · a4.xml · nonDerivative · entry 7

Quiroga Moreno Isidoro · CIK 0001794307 · 10% owner

South Lake One LLC · CIK 0001794292 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares indirectly held through South Lake One LLC

Disclosed balance after: 13,496,076

F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.37 to $18.72 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (7) to this Form 4.

F9 · ownership.nature: All shares of Common Stock are directly held by South Lake One LLC, a Delaware limited liability company ("South Lake"). South Lake is wholly owned by South Cone Investments Limited Partnership, a Canadian limited partnership, which is controlled by its general partner Inversiones El Aromo Limitada, a company organized under the laws of Chile ("El Aromo"), which is controlled by Isidoro Quiroga Moreno (who directly owns approximately 71% of the issued and outstanding capital stock of El Aromo).

Read SEC document
November 20, 2019 Filed May 22, 2020 02:00 UTC PurchaseCommon Stock 52,401 $18.63 $976,230.63
Disclosure

SEC source: 0001104659-20-065013 · a4.xml · nonDerivative · entry 6

Quiroga Moreno Isidoro · CIK 0001794307 · 10% owner

South Lake One LLC · CIK 0001794292 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares indirectly held through South Lake One LLC

Disclosed balance after: 13,443,676

F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.37 to $18.87 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (6) to this Form 4.

F9 · ownership.nature: All shares of Common Stock are directly held by South Lake One LLC, a Delaware limited liability company ("South Lake"). South Lake is wholly owned by South Cone Investments Limited Partnership, a Canadian limited partnership, which is controlled by its general partner Inversiones El Aromo Limitada, a company organized under the laws of Chile ("El Aromo"), which is controlled by Isidoro Quiroga Moreno (who directly owns approximately 71% of the issued and outstanding capital stock of El Aromo).

Read SEC document
November 20, 2019 Filed May 22, 2020 02:00 UTC PurchaseCommon Stock 52,401 $18.37 $962,606.37
Disclosure

SEC source: 0001104659-20-065013 · a4.xml · nonDerivative · entry 5

Quiroga Moreno Isidoro · CIK 0001794307 · 10% owner

South Lake One LLC · CIK 0001794292 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares indirectly held through South Lake One LLC

Disclosed balance after: 13,391,275

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.04 to $18.52 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (5) to this Form 4.

F9 · ownership.nature: All shares of Common Stock are directly held by South Lake One LLC, a Delaware limited liability company ("South Lake"). South Lake is wholly owned by South Cone Investments Limited Partnership, a Canadian limited partnership, which is controlled by its general partner Inversiones El Aromo Limitada, a company organized under the laws of Chile ("El Aromo"), which is controlled by Isidoro Quiroga Moreno (who directly owns approximately 71% of the issued and outstanding capital stock of El Aromo).

Read SEC document
November 19, 2019 Filed May 22, 2020 02:00 UTC PurchaseCommon Stock 300,000 $19.04 $5,712,000.00
Disclosure

SEC source: 0001104659-20-065013 · a4.xml · nonDerivative · entry 4

Quiroga Moreno Isidoro · CIK 0001794307 · 10% owner

South Lake One LLC · CIK 0001794292 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares indirectly held through South Lake One LLC

Disclosed balance after: 13,338,874

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.46 to $19.36 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4.

F9 · ownership.nature: All shares of Common Stock are directly held by South Lake One LLC, a Delaware limited liability company ("South Lake"). South Lake is wholly owned by South Cone Investments Limited Partnership, a Canadian limited partnership, which is controlled by its general partner Inversiones El Aromo Limitada, a company organized under the laws of Chile ("El Aromo"), which is controlled by Isidoro Quiroga Moreno (who directly owns approximately 71% of the issued and outstanding capital stock of El Aromo).

Read SEC document
November 18, 2019 Filed Nov 20, 2019 23:25 UTC
McNeil JeffChief Operating Officer
SaleCommon Stock 500 $20.00 $10,000.00
Disclosure

SEC source: 0001463101-19-000160 · wf-form4_157429233446753.xml · nonDerivative · entry 1

McNeil Jeff · CIK 0001776803 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312,038

F1 · shares: The sale reported on this Form 4 was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 5, 2019.

F2 · balance_after: Includes 2,000 shares purchased through the 2011 Employee Stock Purchase Plan on November 15, 2019.

Read SEC document
November 18, 2019 Filed May 22, 2020 02:00 UTC PurchaseCommon Stock 150,000 $19.46 $2,919,000.00
Disclosure

SEC source: 0001104659-20-065013 · a4.xml · nonDerivative · entry 3

Quiroga Moreno Isidoro · CIK 0001794307 · 10% owner

South Lake One LLC · CIK 0001794292 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares indirectly held through South Lake One LLC

Disclosed balance after: 13,038,874

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.28 to $19.77 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.

F9 · ownership.nature: All shares of Common Stock are directly held by South Lake One LLC, a Delaware limited liability company ("South Lake"). South Lake is wholly owned by South Cone Investments Limited Partnership, a Canadian limited partnership, which is controlled by its general partner Inversiones El Aromo Limitada, a company organized under the laws of Chile ("El Aromo"), which is controlled by Isidoro Quiroga Moreno (who directly owns approximately 71% of the issued and outstanding capital stock of El Aromo).

Read SEC document
November 18, 2019 Filed May 22, 2020 02:00 UTC PurchaseCommon Stock 150,000 $18.91 $2,836,500.00
Disclosure

SEC source: 0001104659-20-065013 · a4.xml · nonDerivative · entry 2

Quiroga Moreno Isidoro · CIK 0001794307 · 10% owner

South Lake One LLC · CIK 0001794292 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares indirectly held through South Lake One LLC

Disclosed balance after: 12,888,874

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.64 to $18.91 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

F9 · ownership.nature: All shares of Common Stock are directly held by South Lake One LLC, a Delaware limited liability company ("South Lake"). South Lake is wholly owned by South Cone Investments Limited Partnership, a Canadian limited partnership, which is controlled by its general partner Inversiones El Aromo Limitada, a company organized under the laws of Chile ("El Aromo"), which is controlled by Isidoro Quiroga Moreno (who directly owns approximately 71% of the issued and outstanding capital stock of El Aromo).

Read SEC document
November 15, 2019 Filed Nov 20, 2019 00:17 UTC
RANHOFF DAVID AVP & Chief Commercial Officer
Tax withholdingCommon Stock 62,600 $19.32 $1,209,432.00
Disclosure

SEC source: 0001463101-19-000159 · wf-form4_157420900304352.xml · nonDerivative · entry 1

RANHOFF DAVID A · CIK 0001216875 · VP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 682,103

F1 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of a portion of the restricted stock units (RSUs) granted on December 1, 2017.

Read SEC document
November 15, 2019 Filed May 22, 2020 02:00 UTC PurchaseCommon Stock 421,673 $19.43 $8,193,106.39
Disclosure

SEC source: 0001104659-20-065013 · a4.xml · nonDerivative · entry 1

Quiroga Moreno Isidoro · CIK 0001794307 · 10% owner

South Lake One LLC · CIK 0001794292 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares indirectly held through South Lake One LLC

Disclosed balance after: 12,738,874

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.20 to $19.67 per share, inclusive. The reporting person undertakes to provide to Enphase Energy, Inc., a Delaware corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

F9 · ownership.nature: All shares of Common Stock are directly held by South Lake One LLC, a Delaware limited liability company ("South Lake"). South Lake is wholly owned by South Cone Investments Limited Partnership, a Canadian limited partnership, which is controlled by its general partner Inversiones El Aromo Limitada, a company organized under the laws of Chile ("El Aromo"), which is controlled by Isidoro Quiroga Moreno (who directly owns approximately 71% of the issued and outstanding capital stock of El Aromo).

Read SEC document
November 04, 2019 Filed Nov 6, 2019 00:03 UTC
Yang MandyChief Accounting Officer
SaleCommon Stock 2,600 $18.90 $49,141.56
Disclosure

SEC source: 0001463101-19-000158 · wf-form4_157299860813447.xml · nonDerivative · entry 3

Yang Mandy · CIK 0001645551 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,257

F1 · shares: The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 7, 2019.

F4 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $18.69 to $19.04. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
November 04, 2019 Filed Nov 6, 2019 00:03 UTC
Yang MandyChief Accounting Officer
SaleCommon Stock 7,400 $18.32 $135,542.84
Disclosure

SEC source: 0001463101-19-000158 · wf-form4_157299860813447.xml · nonDerivative · entry 2

Yang Mandy · CIK 0001645551 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,857

F1 · shares: The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 7, 2019.

F3 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $17.69 to $18.655. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
November 01, 2019 Filed Nov 6, 2019 00:03 UTC
Yang MandyChief Accounting Officer
SaleCommon Stock 10,000 $19.07 $190,695.00
Disclosure

SEC source: 0001463101-19-000158 · wf-form4_157299860813447.xml · nonDerivative · entry 1

Yang Mandy · CIK 0001645551 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,257

F1 · shares: The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 7, 2019.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $18.88 to $19.43. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
October 15, 2019 Filed Oct 17, 2019 23:39 UTC
Yang MandyChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 37,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001463101-19-000144 · wf-form4_157135554707974.xml · derivative · entry 5

Yang Mandy · CIK 0001645551 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 37,000 shares

Expires 2019-10-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Performance Stock Units with specific performance targets identified by the CFO and VP HRto be accomplished during the first 12 months of continued employment.

F3 · derivative.exercise_date: The PSUs vested in accordance with the 2018 Enphase Energy Performance Accelerated Restricted Stock Program, with specific performance targets identified by the CFO and VP HR to be accomplished during the first 12 months of continued employment.

Read SEC document
October 15, 2019 Filed Oct 17, 2019 23:39 UTC
Yang MandyChief Accounting Officer
GrantRestricted Stock Units · Derivative 37,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001463101-19-000144 · wf-form4_157135554707974.xml · derivative · entry 4

Yang Mandy · CIK 0001645551 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,000

Underlying: Common Stock · 37,000 shares

Expires 2019-10-15

F2 · security: Performance Stock Units with specific performance targets identified by the CFO and VP HRto be accomplished during the first 12 months of continued employment.

F3 · derivative.exercise_date: The PSUs vested in accordance with the 2018 Enphase Energy Performance Accelerated Restricted Stock Program, with specific performance targets identified by the CFO and VP HR to be accomplished during the first 12 months of continued employment.

Read SEC document
October 15, 2019 Filed Oct 17, 2019 23:39 UTC
Yang MandyChief Accounting Officer
Tax withholdingCommon Stock 12,968 $24.14 $313,047.52
Disclosure

SEC source: 0001463101-19-000144 · wf-form4_157135554707974.xml · nonDerivative · entry 3

Yang Mandy · CIK 0001645551 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,257

F1 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of a portion of the restricted stock units (RSUs) granted on October 25, 2018.

Read SEC document
October 15, 2019 Filed Oct 17, 2019 23:39 UTC
Yang MandyChief Accounting Officer
Tax withholdingCommon Stock 17,775 $24.14 $429,088.50
Disclosure

SEC source: 0001463101-19-000144 · wf-form4_157135554707974.xml · nonDerivative · entry 2

Yang Mandy · CIK 0001645551 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,225

F1 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of a portion of the restricted stock units (RSUs) granted on October 25, 2018.

Read SEC document
October 15, 2019 Filed Oct 17, 2019 23:39 UTC
Yang MandyChief Accounting Officer
Exercise / conversionCommon Stock 37,000 $0.00 $0.00
Disclosure

SEC source: 0001463101-19-000144 · wf-form4_157135554707974.xml · nonDerivative · entry 1

Yang Mandy · CIK 0001645551 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 09, 2019 Filed Oct 11, 2019 22:01 UTC
Kothandaraman BadrinarayananDirector · President & CEO
SaleCommon Stock 810 $24.40 $19,761.08
Disclosure

SEC source: 0001463101-19-000143 · wf-form4_157083129492798.xml · nonDerivative · entry 2

Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 512,490

F1 · shares: The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 7, 2019.

F3 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $24.31 to $24.42. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
October 09, 2019 Filed Oct 11, 2019 22:01 UTC
Kothandaraman BadrinarayananDirector · President & CEO
SaleCommon Stock 9,190 $23.66 $217,469.40
Disclosure

SEC source: 0001463101-19-000143 · wf-form4_157083129492798.xml · nonDerivative · entry 1

Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 513,300

F1 · shares: The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 7, 2019.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $23.31 to $24.30. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
October 09, 2019 Filed Oct 11, 2019 22:01 UTC
Branderiz EricVP & Chief Financial Officer
SaleCommon Stock 1,000 $24.39 $24,394.00
Disclosure

SEC source: 0001463101-19-000142 · wf-form4_157083124089724.xml · nonDerivative · entry 2

Branderiz Eric · CIK 0001352816 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,560

F1 · shares: The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 7, 2019.

F3 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $24.38 to $24.42. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
October 09, 2019 Filed Oct 11, 2019 22:01 UTC
Branderiz EricVP & Chief Financial Officer
SaleCommon Stock 9,000 $23.64 $212,788.80
Disclosure

SEC source: 0001463101-19-000142 · wf-form4_157083124089724.xml · nonDerivative · entry 1

Branderiz Eric · CIK 0001352816 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 381,560

F1 · shares: The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 7, 2019.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $23.32 to $24.14. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
October 09, 2019 Filed Oct 11, 2019 22:00 UTC
McNeil JeffChief Operating Officer
SaleCommon Stock 2,200 $24.39 $53,658.00
Disclosure

SEC source: 0001463101-19-000141 · wf-form4_157083117882496.xml · nonDerivative · entry 2

McNeil Jeff · CIK 0001776803 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,538

F1 · shares: The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 5, 2019.

Read SEC document
October 09, 2019 Filed Oct 11, 2019 22:00 UTC
McNeil JeffChief Operating Officer
SaleCommon Stock 5,300 $23.88 $126,575.66
Disclosure

SEC source: 0001463101-19-000141 · wf-form4_157083117882496.xml · nonDerivative · entry 1

McNeil Jeff · CIK 0001776803 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312,738

F1 · shares: The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 5, 2019.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $23.38 to $24.34. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 09, 2019 Filed Sep 11, 2019 22:37 UTC
Kothandaraman BadrinarayananDirector · President & CEO
SaleCommon Stock 10,000 $24.75 $247,497.00
Disclosure

SEC source: 0001463101-19-000140 · wf-form4_156824144210596.xml · nonDerivative · entry 1

Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 522,490

F1 · shares: The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 7, 2019.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $24.40 to $25.27. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F3 · balance_after: Includes 6,000 shares purchased under the Enphase Energy 2011 Employee Stock Purchase Plan (ESPP).

Read SEC document
September 09, 2019 Filed Sep 11, 2019 22:36 UTC
Branderiz EricVP & Chief Financial Officer
SaleCommon Stock 10,000 $24.74 $247,427.00
Disclosure

SEC source: 0001463101-19-000139 · wf-form4_156824138675209.xml · nonDerivative · entry 1

Branderiz Eric · CIK 0001352816 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 390,560

F1 · shares: The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 7, 2019.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $24.40 to $25.27. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 09, 2019 Filed Sep 11, 2019 22:35 UTC
McNeil JeffChief Operating Officer
SaleCommon Stock 7,500 $25.08 $188,092.50
Disclosure

SEC source: 0001463101-19-000138 · wf-form4_156824133407248.xml · nonDerivative · entry 1

McNeil Jeff · CIK 0001776803 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,038

F1 · shares: The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 5, 2019.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $24.405 to $25.27. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

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September 04, 2019 Filed Sep 5, 2019 23:30 UTC
RANHOFF DAVID AVP & Chief Commercial Officer
SaleCommon Stock 5,665 $27.87 $157,897.71
Disclosure

SEC source: 0001463101-19-000135 · wf-form4_156772621736758.xml · nonDerivative · entry 4

RANHOFF DAVID A · CIK 0001216875 · VP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 743,831

F1 · shares: The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 9, 2019.

F5 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $27.78 to $28.10. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

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September 04, 2019 Filed Sep 5, 2019 23:30 UTC
RANHOFF DAVID AVP & Chief Commercial Officer
SaleCommon Stock 11,021 $27.41 $302,064.67
Disclosure

SEC source: 0001463101-19-000135 · wf-form4_156772621736758.xml · nonDerivative · entry 3

RANHOFF DAVID A · CIK 0001216875 · VP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 749,496

F1 · shares: The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 9, 2019.

F4 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $26.78 to 27.77. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

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September 04, 2019 Filed Sep 9, 2019 22:38 UTC Amendment
RANHOFF DAVID AVP & Chief Commercial Officer
SaleCommon Stock 4,793 $27.85 $133,474.51
Disclosure

SEC source: 0001463101-19-000137 · wf-form4a_156806872181211.xml · nonDerivative · entry 4

RANHOFF DAVID A · CIK 0001216875 · VP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 744,703

F1 · shares: The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 9, 2019.

F5 · shares: The number of shares has been adjusted in order to correct an inadvertent error by the Reporting Person's broker in executing the transaction under Reporting Person's Rule 10b5-1 trading plan.

F6 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $27.78 to $27.95. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

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September 04, 2019 Filed Sep 9, 2019 22:38 UTC Amendment
RANHOFF DAVID AVP & Chief Commercial Officer
SaleCommon Stock 11,021 $27.41 $302,064.67
Disclosure

SEC source: 0001463101-19-000137 · wf-form4a_156806872181211.xml · nonDerivative · entry 3

RANHOFF DAVID A · CIK 0001216875 · VP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 749,496

F1 · shares: The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 9, 2019.

F4 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $26.78 to 27.77. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

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September 03, 2019 Filed Sep 5, 2019 23:31 UTC
McNeil JeffChief Operating Officer
GiftCommon Stock 7,137 $0.00 $0.00
Disclosure

SEC source: 0001463101-19-000136 · wf-form4_156772630185507.xml · nonDerivative · entry 2

McNeil Jeff · CIK 0001776803 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,538

F2 · balance_after: A portion of the common stock holding reflects restricted stock units (RSUs) that will be settled in common stock upon vesting.

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September 03, 2019 Filed Sep 5, 2019 23:30 UTC
RANHOFF DAVID AVP & Chief Commercial Officer
SaleCommon Stock 6,780 $29.63 $200,924.62
Disclosure

SEC source: 0001463101-19-000135 · wf-form4_156772621736758.xml · nonDerivative · entry 2

RANHOFF DAVID A · CIK 0001216875 · VP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 760,517

F1 · shares: The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 9, 2019.

F3 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $29.50 to $29.89. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 03, 2019 Filed Sep 5, 2019 23:30 UTC
RANHOFF DAVID AVP & Chief Commercial Officer
SaleCommon Stock 23,220 $29.14 $676,709.75
Disclosure

SEC source: 0001463101-19-000135 · wf-form4_156772621736758.xml · nonDerivative · entry 1

RANHOFF DAVID A · CIK 0001216875 · VP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 767,297

F1 · shares: The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 9, 2019.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $28.50 to $29.49. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 03, 2019 Filed Sep 9, 2019 22:38 UTC Amendment
RANHOFF DAVID AVP & Chief Commercial Officer
SaleCommon Stock 6,780 $29.63 $200,924.62
Disclosure

SEC source: 0001463101-19-000137 · wf-form4a_156806872181211.xml · nonDerivative · entry 2

RANHOFF DAVID A · CIK 0001216875 · VP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 760,517

F1 · shares: The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 9, 2019.

F3 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $29.50 to $29.89. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 03, 2019 Filed Sep 9, 2019 22:38 UTC Amendment
RANHOFF DAVID AVP & Chief Commercial Officer
SaleCommon Stock 23,220 $29.14 $676,709.75
Disclosure

SEC source: 0001463101-19-000137 · wf-form4a_156806872181211.xml · nonDerivative · entry 1

RANHOFF DAVID A · CIK 0001216875 · VP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 767,297

F1 · shares: The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 9, 2019.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $28.50 to $29.49. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
August 16, 2019 Filed Aug 21, 2019 01:18 UTC GiftCommon Stock 300,000 $0.00 $0.00
Disclosure

SEC source: 0001463101-19-000134 · wf-form4_156635026971547.xml · nonDerivative · entry 3

Kortlang Benjamin John · CIK 0001543816 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 300,000

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August 16, 2019 Filed Aug 21, 2019 01:18 UTC GiftCommon Stock 300,000 $0.00 $0.00
Disclosure

SEC source: 0001463101-19-000134 · wf-form4_156635026971547.xml · nonDerivative · entry 2

Kortlang Benjamin John · CIK 0001543816 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 300,000

Read SEC document
August 16, 2019 Filed Aug 21, 2019 01:18 UTC GiftCommon Stock 600,000 $0.00 $0.00
Disclosure

SEC source: 0001463101-19-000134 · wf-form4_156635026971547.xml · nonDerivative · entry 1

Kortlang Benjamin John · CIK 0001543816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,614

F1 · kind: This transaction involved a gift of securities by the Reporting Person to the irrevocable trusts for the benefit of his daughters, who share the Reporting Person's household. The reporting person disclaims beneficial ownership of the shares held by his daughters, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of his daughters' shares for purposes of Section 16 or for any other purpose.

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August 15, 2019 Filed Sep 5, 2019 23:31 UTC
McNeil JeffChief Operating Officer
Tax withholdingCommon Stock 16,568 $29.78 $493,395.04
Disclosure

SEC source: 0001463101-19-000136 · wf-form4_156772630185507.xml · nonDerivative · entry 1

McNeil Jeff · CIK 0001776803 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,675

F1 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of a portion of the restricted stock units (RSUs). The deemed disposition is exempt from Section 16(b) pursuant to Rule 16b-3(e).

F2 · balance_after: A portion of the common stock holding reflects restricted stock units (RSUs) that will be settled in common stock upon vesting.

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August 14, 2019 Filed Aug 20, 2019 01:41 UTC
MORA RICHARDDirector
SaleCommon Stock 60,000 $31.03 $1,861,800.00
Disclosure

SEC source: 0001463101-19-000132 · wf-form4_156626527364957.xml · nonDerivative · entry 1

MORA RICHARD · CIK 0001599770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $30.56 to $31.23. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

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June 15, 2019 Filed Jun 20, 2019 21:28 UTC
Branderiz EricVP & Chief Financial Officer
Tax withholdingCommon Stock 37,186 $17.33 $644,433.38
Disclosure

SEC source: 0001463101-19-000112 · wf-form4_156106608654560.xml · nonDerivative · entry 1

Branderiz Eric · CIK 0001352816 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,560

F1 · security: RSUs issued pursuant to the 2011 Equity Incentive Plan.

F2 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of a portion of the restricted stock units (RSUs) granted on June 4, 2018.

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May 16, 2019 Filed May 17, 2019 21:27 UTC
RANHOFF DAVID AVP & Chief Commercial Officer
SaleCommon Stock 63,516 $14.62 $928,915.15
Disclosure

SEC source: 0001463101-19-000102 · wf-form4_155812846274430.xml · nonDerivative · entry 1

RANHOFF DAVID A · CIK 0001216875 · VP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 790,517

F1 · shares: Represents shares sold to cover taxes.

Read SEC document
May 15, 2019 Filed May 17, 2019 21:17 UTC GrantNon-qualified stock option (right to buy) · Derivative 10,016 $0.00 Strike: $14.58 $0.00
Disclosure

SEC source: 0001463101-19-000100 · wf-form4_155812783140462.xml · derivative · entry 1

RODGERS THURMAN J · CIK 0001183967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,016

Underlying: Common Stock · 10,016 shares

Expires 2026-05-14

F1 · derivative.exercise_date: Such option will vest in 12 equal monthly installments from the grant date, such that the option is fully vested on the one-year anniversary of the date of grant, subject to the Director's Continuous Service (as defined in the 2011 Equity Incentive Plan).

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May 15, 2019 Filed May 17, 2019 21:15 UTC
MORA RICHARDDirector
GrantNon-qualified stock option (right to buy) · Derivative 10,016 $0.00 Strike: $14.58 $0.00
Disclosure

SEC source: 0001463101-19-000099 · wf-form4_155812771841229.xml · derivative · entry 1

MORA RICHARD · CIK 0001599770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,016

Underlying: Common Stock · 10,016 shares

Expires 2026-05-14

F1 · derivative.exercise_date: Such option will vest in twelve (12) equal monthly installments from the grant date, such that the option is fully vested on the one-year anniversary of the date of grant, subject to the Director's Continuous Service (as defined in the 2011 Equity Incentive Plan).

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May 15, 2019 Filed May 17, 2019 21:13 UTC GrantNon-qualified stock option (right to buy) · Derivative 12,687 $0.00 Strike: $14.58 $0.00
Disclosure

SEC source: 0001463101-19-000098 · wf-form4_155812761252834.xml · derivative · entry 1

GOMO STEVEN J · CIK 0001224095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,687

Underlying: Common Stock · 12,687 shares

Expires 2026-05-14

F1 · derivative.exercise_date: Such option will vest in 12 equal monthly installments from the grant date, such that the option is fully vested on the one-year anniversary of the date of grant, subject to the Director's Continuous Service (as defined in the 2011 Equity Incentive Plan).

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May 15, 2019 Filed May 20, 2019 23:53 UTC GrantNon-qualified stock option (right to buy) · Derivative 10,016 $0.00 Strike: $14.58 $0.00
Disclosure

SEC source: 0001463101-19-000104 · wf-form4_155839637516751.xml · derivative · entry 1

Kortlang Benjamin John · CIK 0001543816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,016

Underlying: Common Stock · 10,016 shares

Expires 2026-05-14

F1 · derivative.exercise_date: Such option will vest in 12 equal monthly installments from the grant date, such that the option is fully vested on the one-year anniversary of the date of grant, subject to the Director's Continuous Service (as defined in the 2011 Equity Incentive Plan).

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April 01, 2019 Filed Apr 3, 2019 00:42 UTC
RANHOFF DAVID AVP & Chief Commercial Officer
SaleCommon Stock 2,110 $9.15 $19,306.71
Disclosure

SEC source: 0001463101-19-000066 · wf-form4_155425211795505.xml · nonDerivative · entry 2

RANHOFF DAVID A · CIK 0001216875 · VP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 854,033

F3 · shares: Represents shares sold to cover taxes.

F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.15 to $9.1886.

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March 29, 2019 Filed Apr 3, 2019 00:42 UTC
RANHOFF DAVID AVP & Chief Commercial Officer
GrantCommon Stock 3,440 $0.00 $0.00
Disclosure

SEC source: 0001463101-19-000066 · wf-form4_155425211795505.xml · nonDerivative · entry 1

RANHOFF DAVID A · CIK 0001216875 · VP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 856,143

F1 · security: RSUs issued pursuant to the 2011 Equity Incentive Plan.

F2 · shares: RSUs are fully vested upon grant, with no expiration date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.