ENPH

SEC source: 0001463101-20-000090 · wf-form4_159200640841647.xml · nonDerivative · entry 1

RODGERS THURMAN J · CIK 0001183967 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 3,306,574

F1 · balance_after: After the Reporting Person's gift to the Trust, the Reporting Person beneficially owns 3,306,574 shares of common stock. In addition, the Reporting Person also beneficially owns 4% convertible senior notes due 2023 that are currently convertible into 900,090 shares of common stock and company stock options, as previously reported as derivative securities acquired and beneficially owned by the Reporting Person.

SEC source: 0001463101-20-000087 · wf-form4_159140228191330.xml · nonDerivative · entry 1

RANHOFF DAVID A · CIK 0001216875 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 445,400

F1 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $52.805 to $53.63. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

SEC source: 0001463101-21-000017 · wf-form5_161351973272213.xml · nonDerivative · entry 8

RODGERS THURMAN J · CIK 0001183967 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,187,284

SEC source: 0001463101-20-000089 · wf-form4_159140293536051.xml · nonDerivative · entry 3

Branderiz Eric · CIK 0001352816 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329,500

F3 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $55.88 to $56.09. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F4 · balance_after: Balance includes a non-reportable acquisition of 1,687 shares purchased through the Company's 2011 Employee Stock Purchase Plan on May 15, 2020.

SEC source: 0001463101-20-000089 · wf-form4_159140293536051.xml · nonDerivative · entry 2

Branderiz Eric · CIK 0001352816 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,104

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $54.82 to $55.81. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

SEC source: 0001463101-20-000089 · wf-form4_159140293536051.xml · nonDerivative · entry 1

Branderiz Eric · CIK 0001352816 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364,170

F1 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $53.35 to $53.91. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

SEC source: 0001463101-20-000088 · wf-form4_159140232464510.xml · nonDerivative · entry 1

Yang Mandy · CIK 0001645551 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,682

F1 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $55.00 to $55.275. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · balance_after: Balance includes a non-reportable acquisition of 1,687 shares purchased through the Company's 2011 Employee Stock Purchase Plan on May 15, 2020.

SEC source: 0001463101-20-000080 · wf-form4_159122453694131.xml · nonDerivative · entry 2

McNeil Jeff · CIK 0001776803 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,602

F1 · kind: The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 20, 2020.

F3 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $58.68 to $58.925. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F4 · balance_after: Balance includes a non-reportable acquisition of 2,000 shares purchased through the Company's 2011 Employee Stock Purchase Plan on May 15, 2020.

SEC source: 0001463101-20-000080 · wf-form4_159122453694131.xml · nonDerivative · entry 1

McNeil Jeff · CIK 0001776803 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,112

F1 · kind: The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 20, 2020.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $57.675 to $58.67. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

SEC source: 0001463101-20-000073 · wf-form4_159017911026613.xml · derivative · entry 1

Kortlang Benjamin John · CIK 0001543816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,475

Underlying: Common Stock · 2,475 shares

Expires 2027-05-19

F1 · security: Grant of stock options issued pursuant to the 2011 Equity Incentive Plan.

F2 · derivative.exercise_date: Such option will vest in 12 equal monthly installments from the grant date, such that the option is fully vested on the one-year anniversary of the date of grant, subject to the Director's Continuous Service (as defined in the 2011 Equity Incentive Plan).

SEC source: 0001463101-20-000072 · wf-form4_159017905676603.xml · derivative · entry 1

MORA RICHARD · CIK 0001599770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,475

Underlying: Common Stock · 2,475 shares

Expires 2027-05-19

F1 · security: Grant of stock options issued pursuant to the 2011 Equity Incentive Plan.

F2 · derivative.exercise_date: Such option will vest in 12 equal monthly installments from the grant date, such that the option is fully vested on the one-year anniversary of the date of grant, subject to the Director's Continuous Service (as defined in the 2011 Equity Incentive Plan).

SEC source: 0001463101-20-000071 · wf-form4_159017899565879.xml · derivative · entry 1

GOMO STEVEN J · CIK 0001224095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,135

Underlying: Common Stock · 3,135 shares

Expires 2027-05-19

F1 · security: Grant of stock options issued pursuant to the 2011 Equity Incentive Plan.

F2 · derivative.exercise_date: Such option will vest in 12 equal monthly installments from the grant date, such that the option is fully vested on the one-year anniversary of the date of grant, subject to the Director's Continuous Service (as defined in the 2011 Equity Incentive Plan).

SEC source: 0001463101-20-000070 · wf-form4_159017893294753.xml · derivative · entry 1

RODGERS THURMAN J · CIK 0001183967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,475

Underlying: Common Stock · 2,475 shares

Expires 2027-05-19

F1 · security: Grant of stock options issued pursuant to the 2011 Equity Incentive Plan.

F2 · derivative.exercise_date: Such option will vest in 12 equal monthly installments from the grant date, such that the option is fully vested on the one-year anniversary of the date of grant, subject to the Director's Continuous Service (as defined in the 2011 Equity Incentive Plan).

SEC source: 0001104659-20-065019 · a4.xml · nonDerivative · entry 1

Quiroga Moreno Isidoro · CIK 0001794307 · 10% owner

South Lake One LLC · CIK 0001794292 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares indirectly held through South Lake One LLC

Disclosed balance after: 0

F1 · ownership.nature: All shares of the Common Stock of Enphase Energy, Inc., a Delaware corporation, were directly held by South Lake One LLC, a Delaware limited liability company ("South Lake"). South Lake is wholly owned by South Cone Investments Limited Partnership, a Canadian limited partnership, which is controlled by its general partner Inversiones El Aromo Limitada, a company organized under the laws of Chile ("El Aromo"), which is controlled by Isidoro Quiroga Moreno (who directly owns approximately 71% of the issued and outstanding capital stock of El Aromo).

SEC source: 0001463101-20-000069 · wf-form4_158992250710246.xml · nonDerivative · entry 1

RANHOFF DAVID A · CIK 0001216875 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 555,178

F1 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of a portion of the restricted stock units (RSUs) granted on December 1, 2017.

SEC source: 0001463101-20-000061 · wf-form4_158862520869182.xml · nonDerivative · entry 3

McNeil Jeff · CIK 0001776803 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,102

F1 · shares: The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 20, 2020.

F4 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $46.03 to $46.28. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

SEC source: 0001463101-20-000061 · wf-form4_158862520869182.xml · nonDerivative · entry 2

McNeil Jeff · CIK 0001776803 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,802

F1 · shares: The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 20, 2020.

F3 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $45.00 to $45.98. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

SEC source: 0001463101-20-000061 · wf-form4_158862520869182.xml · nonDerivative · entry 1

McNeil Jeff · CIK 0001776803 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,102

F1 · shares: The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 20, 2020.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $44.00 to $44.94. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

SEC source: 0001463101-20-000060 · wf-form4_158707885628122.xml · nonDerivative · entry 2

Yang Mandy · CIK 0001645551 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,565

F3 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of a portion of the restricted stock units granted on October 25, 2018.

SEC source: 0001463101-20-000060 · wf-form4_158707885628122.xml · derivative · entry 3

Yang Mandy · CIK 0001645551 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires not disclosed

F4 · security: Grant is of performance-based restricted stock units issued pursuant to the 2011 Equity Incentive Plan.

F5 · derivative.exercise_date: Performance shares are eligible to vest on March 1, 2021 based upon the 15-day trailing volume weighted average price per share of Enphase stock as of December 31, 2020 ("VWAP"), as follows: no vesting if VWAP is less than $25.51; a percentage of the total performance shares equal to 2.45* (VWAP-$25.51); or 200% if VWAP is greater than $50.00.

F5 · derivative.expiration_date: Performance shares are eligible to vest on March 1, 2021 based upon the 15-day trailing volume weighted average price per share of Enphase stock as of December 31, 2020 ("VWAP"), as follows: no vesting if VWAP is less than $25.51; a percentage of the total performance shares equal to 2.45* (VWAP-$25.51); or 200% if VWAP is greater than $50.00.

SEC source: 0001463101-20-000060 · wf-form4_158707885628122.xml · nonDerivative · entry 1

Yang Mandy · CIK 0001645551 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,862

F1 · kind: Grant is of restricted stock units issued pursuant to the 2011 Equity Incentive Plan.

F2 · shares: The restricted stock units will vest as follows: 50% on March 1, 2021 and 50% on March 1, 2022, subject to the reporting person remaining an employee in good standing in the same or a similar role on such vesting dates.

SEC source: 0001463101-20-000059 · wf-form4_158707881046278.xml · derivative · entry 2

RANHOFF DAVID A · CIK 0001216875 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires not disclosed

F3 · security: Grant is of performance-based restricted stock units issued pursuant to the 2011 Equity Incentive Plan.

F4 · derivative.exercise_date: Performance shares are eligible to vest on March 1, 2021 based upon the 15-day trailing volume weighted average price per share of Enphase stock as of December 31, 2020 ("VWAP"), as follows: no vesting if VWAP is less than $25.51; a percentage of the total performance shares equal to 2.45* (VWAP-$25.51); or 200% if VWAP is greater than $50.00.

F4 · derivative.expiration_date: Performance shares are eligible to vest on March 1, 2021 based upon the 15-day trailing volume weighted average price per share of Enphase stock as of December 31, 2020 ("VWAP"), as follows: no vesting if VWAP is less than $25.51; a percentage of the total performance shares equal to 2.45* (VWAP-$25.51); or 200% if VWAP is greater than $50.00.

SEC source: 0001463101-20-000059 · wf-form4_158707881046278.xml · nonDerivative · entry 1

RANHOFF DAVID A · CIK 0001216875 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 617,778

F1 · kind: Grant is of restricted stock units issued pursuant to the 2011 Equity Incentive Plan.

F2 · shares: The restricted stock units will vest as follows: 50% on March 1, 2021 and 50% on March 1, 2022, subject to the reporting person remaining an employee in good standing in the same or a similar role on such vesting dates.

SEC source: 0001463101-20-000058 · wf-form4_158707876066020.xml · derivative · entry 2

Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires not disclosed

F3 · security: Grant is of performance-based restricted stock units issued pursuant to the 2011 Equity Incentive Plan.

F4 · derivative.exercise_date: Performance shares are eligible to vest on March 1, 2021 based upon the 15-day trailing volume weighted average price per share of Enphase stock as of December 31, 2020 ("VWAP"), as follows: no vesting if VWAP is less than $25.51; a percentage of the total performance shares equal to 2.45* (VWAP-$25.51); or 200% if VWAP is greater than $50.00.

F4 · derivative.expiration_date: Performance shares are eligible to vest on March 1, 2021 based upon the 15-day trailing volume weighted average price per share of Enphase stock as of December 31, 2020 ("VWAP"), as follows: no vesting if VWAP is less than $25.51; a percentage of the total performance shares equal to 2.45* (VWAP-$25.51); or 200% if VWAP is greater than $50.00.

SEC source: 0001463101-20-000058 · wf-form4_158707876066020.xml · nonDerivative · entry 1

Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 922,489

F1 · kind: Grant is of restricted stock units issued pursuant to the 2011 Equity Incentive Plan.

F2 · shares: The restricted stock units will vest as follows: 50% on March 1, 2021 and 50% on March 1, 2022, subject to the reporting person remaining an employee in good standing in the same or a similar role on such vesting dates.

SEC source: 0001463101-20-000057 · wf-form4_158707871174355.xml · derivative · entry 2

Branderiz Eric · CIK 0001352816 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,500

Underlying: Common Stock · 16,500 shares

Expires not disclosed

F3 · security: Grant is of performance-based restricted stock units issued to the 2011 Equity Incentive Plan.

F4 · derivative.exercise_date: Performance shares are eligible to vest on March 1, 2021 based upon the 15-day trailing volume weighted average price per share of Enphase stock as of December 31, 2020 ("VWAP"), as follows: no vesting if VWAP is less than $25.51; a percentage of the total performance shares equal to 2.45* (VWAP-$25.51); or 200% if VWAP is greater than $50.00.

F4 · derivative.expiration_date: Performance shares are eligible to vest on March 1, 2021 based upon the 15-day trailing volume weighted average price per share of Enphase stock as of December 31, 2020 ("VWAP"), as follows: no vesting if VWAP is less than $25.51; a percentage of the total performance shares equal to 2.45* (VWAP-$25.51); or 200% if VWAP is greater than $50.00.

SEC source: 0001463101-20-000057 · wf-form4_158707871174355.xml · nonDerivative · entry 1

Branderiz Eric · CIK 0001352816 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 428,062

F1 · kind: Grant is of restricted stock units issued pursuant to the 2011 Equity Incentive Plan.

F2 · shares: The restricted stock units will vest as follows: 50% on March 1, 2021 and 50% on March 1, 2022, subject to the reporting person remaining an employee in good standing in the same or a similar role on such vesting dates.

SEC source: 0001463101-20-000056 · wf-form4_158707865277426.xml · derivative · entry 2

McNeil Jeff · CIK 0001776803 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

F3 · security: Grant is of performance-based restricted stock units issued pursuant to the 2011 Equity Incentive Plan.

F4 · derivative.exercise_date: Performance shares are eligible to vest on March 1, 2021 based upon the 15-day trailing volume weighted average price per share of Enphase stock as of December 31, 2020 ("VWAP"), as follows: no vesting if VWAP is less than $25.51; a percentage of the total performance shares equal to 2.45* (VWAP-$25.51); or 200% if VWAP is greater than $50.00.

F4 · derivative.expiration_date: Performance shares are eligible to vest on March 1, 2021 based upon the 15-day trailing volume weighted average price per share of Enphase stock as of December 31, 2020 ("VWAP"), as follows: no vesting if VWAP is less than $25.51; a percentage of the total performance shares equal to 2.45* (VWAP-$25.51); or 200% if VWAP is greater than $50.00.

SEC source: 0001463101-20-000056 · wf-form4_158707865277426.xml · nonDerivative · entry 1

McNeil Jeff · CIK 0001776803 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,602

F1 · kind: Grant is of restricted stock units issued pursuant to the 2011 Equity Incentive Plan.

F2 · shares: The restricted stock units will vest as follows: 50% on March 1, 2021 and 50% on March 1, 2022, subject to the reporting person remaining an employee in good standing in the same or a similar role on such vesting dates.

SEC source: 0001463101-20-000047 · wf-form4_158594918892359.xml · nonDerivative · entry 1

McNeil Jeff · CIK 0001776803 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,602

F1 · shares: The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 20, 2020.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $29.95 to $30.62. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

SEC source: 0001463101-20-000045 · wf-form4_158560366932011.xml · nonDerivative · entry 2

Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 882,489

F2 · security: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of RSUs previously reported on April 3, 2018.

F2 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of RSUs previously reported on April 3, 2018.

SEC source: 0001463101-20-000046 · wf-form4_158560371666770.xml · derivative · entry 5

Kortlang Benjamin John · CIK 0001543816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,428 shares

Expires 2020-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001463101-20-000046 · wf-form4_158560371666770.xml · nonDerivative · entry 1

Kortlang Benjamin John · CIK 0001543816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,042

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001463101-20-000045 · wf-form4_158560366932011.xml · nonDerivative · entry 1

Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 927,111

F1 · security: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of RSUs previously reported on March 28, 2019 and PSUs previously reported on February 4, 2020.

F1 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of RSUs previously reported on March 28, 2019 and PSUs previously reported on February 4, 2020.

SEC source: 0001463101-20-000044 · wf-form4_158560361291991.xml · nonDerivative · entry 1

Yang Mandy · CIK 0001645551 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,862

F1 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of RSUs previously reported on March 28, 2019 and PSUs previously reported on February 4, 2020.

SEC source: 0001463101-20-000043 · wf-form4_158560354817932.xml · nonDerivative · entry 1

Branderiz Eric · CIK 0001352816 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 406,062

F1 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of RSUs previously reported on March 28, 2019 and PSUs previously reported on February 4, 2020.

SEC source: 0001463101-20-000042 · wf-form4_158560347750335.xml · nonDerivative · entry 1

McNeil Jeff · CIK 0001776803 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,102

F1 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of RSUs previously reported on March 28, 2019 and PSUs previously reported on February 4, 2020.

SEC source: 0001463101-20-000035 · wf-form4_158516992549283.xml · nonDerivative · entry 4

McNeil Jeff · CIK 0001776803 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,460

F1 · shares: The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 20, 2020.

F4 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $26.16 to $26.36. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

SEC source: 0001463101-20-000035 · wf-form4_158516992549283.xml · nonDerivative · entry 3

McNeil Jeff · CIK 0001776803 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 346,173

F1 · shares: The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 20, 2020.

F3 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $25.13 to $25.99. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

SEC source: 0001463101-20-000035 · wf-form4_158516992549283.xml · nonDerivative · entry 2

McNeil Jeff · CIK 0001776803 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 349,162

F1 · shares: The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 20, 2020.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $24.01 to $25.00. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

SEC source: 0001463101-21-000017 · wf-form5_161351973272213.xml · nonDerivative · entry 7

RODGERS THURMAN J · CIK 0001183967 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,187,484

SEC source: 0001463101-21-000017 · wf-form5_161351973272213.xml · nonDerivative · entry 6

RODGERS THURMAN J · CIK 0001183967 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,195,484

SEC source: 0001463101-20-000025 · wf-form4_158276802761849.xml · derivative · entry 5

GOMO STEVEN J · CIK 0001224095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 34,742 shares

Expires 2023-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001463101-20-000025 · wf-form4_158276802761849.xml · derivative · entry 4

GOMO STEVEN J · CIK 0001224095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,039 shares

Expires 2021-05-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001463101-20-000025 · wf-form4_158276802761849.xml · nonDerivative · entry 3

GOMO STEVEN J · CIK 0001224095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

SEC source: 0001463101-20-000025 · wf-form4_158276802761849.xml · nonDerivative · entry 2

GOMO STEVEN J · CIK 0001224095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,781

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001463101-20-000025 · wf-form4_158276802761849.xml · nonDerivative · entry 1

GOMO STEVEN J · CIK 0001224095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,039

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001463101-20-000026 · wf-form4_158276809778591.xml · nonDerivative · entry 14

RODGERS THURMAN J · CIK 0001183967 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Charitable Trust

Disclosed balance after: 0

F11 · price: Following the gift to the Trust, on February 26, 2020, the Trust sold shares of common stock in reportable open market sales in order to meet certain funding obligations of the Trust.

F16 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $53.475 to $53.80. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

SEC source: 0001463101-20-000026 · wf-form4_158276809778591.xml · nonDerivative · entry 13

RODGERS THURMAN J · CIK 0001183967 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Charitable Trust

Disclosed balance after: 2,126

F11 · price: Following the gift to the Trust, on February 26, 2020, the Trust sold shares of common stock in reportable open market sales in order to meet certain funding obligations of the Trust.

F15 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $52.40 to $53.31. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

SEC source: 0001463101-20-000026 · wf-form4_158276809778591.xml · nonDerivative · entry 11

RODGERS THURMAN J · CIK 0001183967 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Charitable Trust

Disclosed balance after: 263,359

F11 · price: Following the gift to the Trust, on February 26, 2020, the Trust sold shares of common stock in reportable open market sales in order to meet certain funding obligations of the Trust.

F13 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $50.33 to $51.325. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.