Last 12 months
Inside the activity.
18 purchase rows · 4 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 0 | 4 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 1 | 0 |
| Mar 2026 | 7 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 5 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 4 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 13, 2017 Filed Feb 15, 2017 16:20 UTC |
Mayhorn DarrylSVP, Colfax, Pres. & CEO CFH
|
GrantEmployee Stock Option (right to buy) · Derivative | 33,698 | $0.00 Strike: $40.47 | $0.00 |
DisclosureSEC source: 0001209191-17-011057 · doc4.xml · derivative · entry 1 Mayhorn Darryl · CIK 0001613046 · SVP, Colfax, Pres. & CEO CFH 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,698 Underlying: Common Stock, par value $.001 · 33,698 shares Expires 2024-02-12 F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 16:25 UTC |
Clark Lynn HSVP - Global Human Resources
|
GrantEmployee Stock Option (right to buy) · Derivative | 29,486 | $0.00 Strike: $40.47 | $0.00 |
DisclosureSEC source: 0001209191-17-011068 · doc4.xml · derivative · entry 1 Clark Lynn H · CIK 0001455783 · SVP - Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,486 Underlying: Common Stock, par value $.001 · 29,486 shares Expires 2024-02-12 F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 21:23 UTC |
Wittig StephenSVP - CBS & Supply Chain
|
GrantEmployee Stock Option (right to buy) · Derivative | 16,849 | $0.00 Strike: $40.47 | $0.00 |
DisclosureSEC source: 0001209191-17-011064 · doc4.xml · derivative · entry 1 Wittig Stephen · CIK 0001528588 · SVP - CBS & Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,849 Underlying: Common Stock, par value $.001 · 16,849 shares Expires 2024-02-12 F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 21:22 UTC |
Puckett A. LynneSVP, GC & Secretary
|
GrantEmployee Stock Option (right to buy) · Derivative | 33,698 | $0.00 Strike: $40.47 | $0.00 |
DisclosureSEC source: 0001209191-17-011059 · doc4.xml · derivative · entry 1 Puckett A. Lynne · CIK 0001502389 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,698 Underlying: Common Stock, par value $.001 · 33,698 shares Expires 2024-02-12 F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 21:18 UTC |
Brander IanHowden CEO
|
GrantEmployee Stock Option (right to buy) · Derivative | 42,123 | $0.00 Strike: $40.47 | $0.00 |
DisclosureSEC source: 0001209191-17-011053 · doc4.xml · derivative · entry 1 Brander Ian · CIK 0001542337 · Howden CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,123 Underlying: Common Stock, par value $.001 · 42,123 shares Expires 2024-02-12 F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 21:17 UTC |
PRYOR DANIEL AEVP, Strategy & Business Dev.
|
GrantEmployee Stock Option (right to buy) · Derivative | 73,715 | $0.00 Strike: $40.47 | $0.00 |
DisclosureSEC source: 0001209191-17-011050 · doc4.xml · derivative · entry 1 PRYOR DANIEL A · CIK 0001205249 · EVP, Strategy & Business Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,715 Underlying: Common Stock, par value $.001 · 73,715 shares Expires 2024-02-12 F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 21:16 UTC |
Hix Christopher MSVP, Chief Financial Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 71,609 | $0.00 Strike: $40.47 | $0.00 |
DisclosureSEC source: 0001209191-17-011048 · doc4.xml · derivative · entry 1 Hix Christopher M · CIK 0001357529 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,609 Underlying: Common Stock, par value $.001 · 71,609 shares Expires 2024-02-12 F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 21:35 UTC |
Trerotola Matthew L.Director · President & CEO
|
SaleCommon Stock, par value $.001 | 16,929 | $36.75 | $622,140.75 |
DisclosureSEC source: 0001209191-17-000950 · doc4.xml · nonDerivative · entry 1 Trerotola Matthew L. · CIK 0001625057 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,856 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2016. These shares were sold to meet tax obligations relating to the vesting and delivery of the second tranche of restricted stock units granted to Mr. Trerotola upon his hire. F2 · price: The price reported in this row of Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.52 to $37.08, inclusive. The reporting person undertakes to provide to Colfax Corporation, any security holder of Colfax Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 21:46 UTC |
GAYNER THOMAS SINNICKSONDirector
|
GrantCommon Stock, par value $.001 | 418 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-001042 · doc4.xml · nonDerivative · entry 1 GAYNER THOMAS SINNICKSON · CIK 0001159015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,205 Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 21:47 UTC |
Jordan Rhonda LDirector
|
GrantCommon Stock, par value $.001 | 488 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-001053 · doc4.xml · nonDerivative · entry 1 Jordan Rhonda L · CIK 0001359770 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,957 Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 21:32 UTC |
PERFALL A CLAYTONDirector
|
GrantCommon Stock, par value $.001 | 522 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-000934 · doc4.xml · nonDerivative · entry 1 PERFALL A CLAYTON · CIK 0001262173 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,681 Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 21:31 UTC |
Wienbar Sharon LDirector
|
GrantCommon Stock, par value $.001 | 418 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-000927 · doc4.xml · nonDerivative · entry 1 Wienbar Sharon L · CIK 0001393556 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,401 Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 21:25 UTC |
ALLENDER PATRICK WDirector
|
GrantCommon Stock, par value $.001 | 488 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-000908 · doc4.xml · nonDerivative · entry 1 ALLENDER PATRICK W · CIK 0001205268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,745 Read SEC document |
| December 02, 2016 Filed Dec 6, 2016 21:32 UTC |
Wittig StephenSVP - CBS & Supply Chain
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 22,428 | $0.00 Strike: $25.08 | $0.00 |
DisclosureSEC source: 0001209191-16-153678 · doc4.xml · derivative · entry 8 Wittig Stephen · CIK 0001528588 · SVP - CBS & Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock, par value $.001 · 22,428 shares Expires 2018-08-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested in three equal annual installments beginning on August 31, 2012. Read SEC document |
| December 02, 2016 Filed Dec 6, 2016 21:32 UTC |
Wittig StephenSVP - CBS & Supply Chain
|
SaleCommon Stock, par value $.001 | 22,428 | $37.71 | $845,759.88 |
DisclosureSEC source: 0001209191-16-153678 · doc4.xml · nonDerivative · entry 2 Wittig Stephen · CIK 0001528588 · SVP - CBS & Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,044.3131 F1 · price: The price reported in this row of Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.64 to $37.76, inclusive. The reporting person undertakes to provide to Colfax Corporation, any security holder of Colfax Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| December 02, 2016 Filed Dec 6, 2016 21:32 UTC |
Wittig StephenSVP - CBS & Supply Chain
|
Exercise / conversionCommon Stock, par value $.001 | 22,428 | $25.08 | $562,494.24 |
DisclosureSEC source: 0001209191-16-153678 · doc4.xml · nonDerivative · entry 1 Wittig Stephen · CIK 0001528588 · SVP - CBS & Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,472.3131 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 03, 2016 Filed Oct 3, 2016 20:43 UTC |
Puckett A. LynneSVP, GC & Secretary
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 8,098 | $0.00 Strike: $14.48 | $0.00 |
DisclosureSEC source: 0001209191-16-143643 · doc4.xml · derivative · entry 9 Puckett A. Lynne · CIK 0001502389 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.001 · 8,098 shares Expires 2017-09-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan (the "10b5-1 Plan") adopted by the reporting person on September 8, 2016. The 10b5-1 Plan provided for the exercise of this option tranche, which expires in September 2017, with corresponding sales to cover the exercise price and related taxes. The remaining underlying shares following this net exercise and tax sale continue to be held by the reporting person. F2 · derivative.exercise_date: The option vested in three equal annual installments beginning on September 27, 2011. Read SEC document |
| October 03, 2016 Filed Oct 3, 2016 20:43 UTC |
Puckett A. LynneSVP, GC & Secretary
|
Exercise / conversionCommon Stock, par value $.001 | 8,098 | $14.48 | $117,259.04 |
DisclosureSEC source: 0001209191-16-143643 · doc4.xml · nonDerivative · entry 5 Puckett A. Lynne · CIK 0001502389 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,467 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan (the "10b5-1 Plan") adopted by the reporting person on September 8, 2016. The 10b5-1 Plan provided for the exercise of this option tranche, which expires in September 2017, with corresponding sales to cover the exercise price and related taxes. The remaining underlying shares following this net exercise and tax sale continue to be held by the reporting person. F1 · price: The exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan (the "10b5-1 Plan") adopted by the reporting person on September 8, 2016. The 10b5-1 Plan provided for the exercise of this option tranche, which expires in September 2017, with corresponding sales to cover the exercise price and related taxes. The remaining underlying shares following this net exercise and tax sale continue to be held by the reporting person. Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 20:38 UTC |
GAYNER THOMAS SINNICKSONDirector
|
GrantCommon Stock, par value $.001 | 478 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-143636 · doc4.xml · nonDerivative · entry 1 GAYNER THOMAS SINNICKSON · CIK 0001159015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,787 Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 20:39 UTC |
PERFALL A CLAYTONDirector
|
GrantCommon Stock, par value $.001 | 597 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-143637 · doc4.xml · nonDerivative · entry 1 PERFALL A CLAYTON · CIK 0001262173 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,159 Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 20:43 UTC |
Puckett A. LynneSVP, GC & Secretary
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 21,036 | $0.00 Strike: $14.48 | $0.00 |
DisclosureSEC source: 0001209191-16-143643 · doc4.xml · derivative · entry 8 Puckett A. Lynne · CIK 0001502389 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,098 Underlying: Common Stock, par value $.001 · 21,036 shares Expires 2017-09-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan (the "10b5-1 Plan") adopted by the reporting person on September 8, 2016. The 10b5-1 Plan provided for the exercise of this option tranche, which expires in September 2017, with corresponding sales to cover the exercise price and related taxes. The remaining underlying shares following this net exercise and tax sale continue to be held by the reporting person. F2 · derivative.exercise_date: The option vested in three equal annual installments beginning on September 27, 2011. Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 20:43 UTC |
Puckett A. LynneSVP, GC & Secretary
|
SaleCommon Stock, par value $.001 | 21,036 | $31.00 | $652,116.00 |
DisclosureSEC source: 0001209191-16-143643 · doc4.xml · nonDerivative · entry 4 Puckett A. Lynne · CIK 0001502389 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,369 F1 · kind: The exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan (the "10b5-1 Plan") adopted by the reporting person on September 8, 2016. The 10b5-1 Plan provided for the exercise of this option tranche, which expires in September 2017, with corresponding sales to cover the exercise price and related taxes. The remaining underlying shares following this net exercise and tax sale continue to be held by the reporting person. F1 · price: The exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan (the "10b5-1 Plan") adopted by the reporting person on September 8, 2016. The 10b5-1 Plan provided for the exercise of this option tranche, which expires in September 2017, with corresponding sales to cover the exercise price and related taxes. The remaining underlying shares following this net exercise and tax sale continue to be held by the reporting person. Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 20:43 UTC |
Puckett A. LynneSVP, GC & Secretary
|
Exercise / conversionCommon Stock, par value $.001 | 21,036 | $14.48 | $304,601.28 |
DisclosureSEC source: 0001209191-16-143643 · doc4.xml · nonDerivative · entry 3 Puckett A. Lynne · CIK 0001502389 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,405 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan (the "10b5-1 Plan") adopted by the reporting person on September 8, 2016. The 10b5-1 Plan provided for the exercise of this option tranche, which expires in September 2017, with corresponding sales to cover the exercise price and related taxes. The remaining underlying shares following this net exercise and tax sale continue to be held by the reporting person. F1 · price: The exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan (the "10b5-1 Plan") adopted by the reporting person on September 8, 2016. The 10b5-1 Plan provided for the exercise of this option tranche, which expires in September 2017, with corresponding sales to cover the exercise price and related taxes. The remaining underlying shares following this net exercise and tax sale continue to be held by the reporting person. Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 20:37 UTC |
Jordan Rhonda LDirector
|
GrantCommon Stock, par value $.001 | 557 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-143635 · doc4.xml · nonDerivative · entry 1 Jordan Rhonda L · CIK 0001359770 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,469 Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 20:36 UTC |
ALLENDER PATRICK WDirector
|
GrantCommon Stock, par value $.001 | 557 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-143633 · doc4.xml · nonDerivative · entry 1 ALLENDER PATRICK W · CIK 0001205268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,257 Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 20:36 UTC |
Wienbar Sharon LDirector
|
GrantCommon Stock, par value $.001 | 427 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-143631 · doc4.xml · nonDerivative · entry 1 Wienbar Sharon L · CIK 0001393556 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,983 Read SEC document |
| September 29, 2016 Filed Oct 3, 2016 20:43 UTC |
Puckett A. LynneSVP, GC & Secretary
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1 | $0.00 Strike: $14.48 | $0.00 |
DisclosureSEC source: 0001209191-16-143643 · doc4.xml · derivative · entry 7 Puckett A. Lynne · CIK 0001502389 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,134 Underlying: Common Stock, par value $.001 · 1 shares Expires 2017-09-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan (the "10b5-1 Plan") adopted by the reporting person on September 8, 2016. The 10b5-1 Plan provided for the exercise of this option tranche, which expires in September 2017, with corresponding sales to cover the exercise price and related taxes. The remaining underlying shares following this net exercise and tax sale continue to be held by the reporting person. F2 · derivative.exercise_date: The option vested in three equal annual installments beginning on September 27, 2011. Read SEC document |
| September 29, 2016 Filed Oct 3, 2016 20:43 UTC |
Puckett A. LynneSVP, GC & Secretary
|
SaleCommon Stock, par value $.001 | 1 | $31.00 | $31.00 |
DisclosureSEC source: 0001209191-16-143643 · doc4.xml · nonDerivative · entry 2 Puckett A. Lynne · CIK 0001502389 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,369 F1 · kind: The exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan (the "10b5-1 Plan") adopted by the reporting person on September 8, 2016. The 10b5-1 Plan provided for the exercise of this option tranche, which expires in September 2017, with corresponding sales to cover the exercise price and related taxes. The remaining underlying shares following this net exercise and tax sale continue to be held by the reporting person. F1 · price: The exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan (the "10b5-1 Plan") adopted by the reporting person on September 8, 2016. The 10b5-1 Plan provided for the exercise of this option tranche, which expires in September 2017, with corresponding sales to cover the exercise price and related taxes. The remaining underlying shares following this net exercise and tax sale continue to be held by the reporting person. Read SEC document |
| September 29, 2016 Filed Oct 3, 2016 20:43 UTC |
Puckett A. LynneSVP, GC & Secretary
|
Exercise / conversionCommon Stock, par value $.001 | 1 | $14.48 | $14.48 |
DisclosureSEC source: 0001209191-16-143643 · doc4.xml · nonDerivative · entry 1 Puckett A. Lynne · CIK 0001502389 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,370 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan (the "10b5-1 Plan") adopted by the reporting person on September 8, 2016. The 10b5-1 Plan provided for the exercise of this option tranche, which expires in September 2017, with corresponding sales to cover the exercise price and related taxes. The remaining underlying shares following this net exercise and tax sale continue to be held by the reporting person. F1 · price: The exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan (the "10b5-1 Plan") adopted by the reporting person on September 8, 2016. The 10b5-1 Plan provided for the exercise of this option tranche, which expires in September 2017, with corresponding sales to cover the exercise price and related taxes. The remaining underlying shares following this net exercise and tax sale continue to be held by the reporting person. Read SEC document |
| April 07, 2016 Filed Feb 9, 2017 21:01 UTC |
RALES MITCHELL PDirector
|
GiftCommon Stock, par value $.001 | 35,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-009042 · doc5.xml · nonDerivative · entry 1 RALES MITCHELL P · CIK 0001015014 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Through the Mitchell P. Rales Family Trust Disclosed balance after: 854,750 F1 · kind: Shares were gifted to a protective trust for which the reporting person has no beneficial ownership. F2 · ownership.nature: The reporting person is a trustee of the Mitchell P. Rales Family Trust. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.