EMPD

SEC source: 0001610520-24-000134 · primary_doc.xml · nonDerivative · entry 3

UBS Group AG · CIK 0001610520 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Subsidiary

Disclosed balance after: 26,133

F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group.

SEC source: 0001610520-24-000134 · primary_doc.xml · nonDerivative · entry 2

UBS Group AG · CIK 0001610520 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Subsidiary

Disclosed balance after: 26,132

F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group.

SEC source: 0001610520-24-000134 · primary_doc.xml · nonDerivative · entry 1

UBS Group AG · CIK 0001610520 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Subsidiary

Disclosed balance after: 26,131

F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group.

SEC source: 0001683168-23-004921 · ownership.xml · derivative · entry 1

Kim Kyoung John · CIK 0001885540 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 363,750

Underlying: Common Stock · 200,000 shares

Expires 2033-07-12

SEC source: 0001683168-23-004916 · ownership.xml · derivative · entry 1

Davis Jordan Don · CIK 0001884641 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 787,500

Underlying: Common stock · 337,500 shares

Expires 2033-07-12

SEC source: 0001683168-23-004920 · ownership.xml · derivative · entry 1

Foster Jonathan P. · CIK 0001545414 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 376,250

Underlying: Common Stock · 200,000 shares

Expires 2033-07-12

SEC source: 0001683168-23-004923 · ownership.xml · derivative · entry 1

Tjon Karin-Joyce · CIK 0001882368 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 370,000

Underlying: Common Stock · 200,000 shares

Expires 2033-07-12

SEC source: 0001683168-23-004919 · ownership.xml · derivative · entry 1

Endo Greg · CIK 0001882355 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 550,000

Underlying: Common stock · 262,500 shares

Expires 2033-07-12

SEC source: 0001683168-23-004918 · ownership.xml · derivative · entry 1

Davis Stephanie Michelle · CIK 0001931094 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 412,500

Underlying: Common stock · 112,500 shares

Expires 2033-07-12

SEC source: 0001683168-23-004917 · ownership.xml · derivative · entry 1

Coffey Melissa · CIK 0001936257 · VP Global Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,250

Underlying: Common stock · 56,250 shares

Expires 2033-07-12

SEC source: 0001683168-23-001842 · ownership.xml · derivative · entry 1

Davis Stephanie Michelle · CIK 0001931094 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common stock · 150,000 shares

Expires 2033-03-24

F1 · derivative.exercise_date: One third of the stock options vest on each anniversary date following March 24, 2023 provided that Ms. Davis is still employed with the company.

SEC source: 0001683168-23-000928 · ownership.xml · derivative · entry 2

Endo Greg · CIK 0001882355 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,500

Underlying: Common Stock · 25,000 shares

Expires 2031-06-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Stock options to purchase a total of 312,500 shares of Common Stock were granted to the Reporting Person and vest in three equal installments on each of the succeeding three anniversary dates of the issuance date, which was June 7, 2021, subject to the grantee's continued service as the Company's Chief Financial Officer on each vesting date.

SEC source: 0001683168-23-000928 · ownership.xml · nonDerivative · entry 1

Endo Greg · CIK 0001882355 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,563

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Common Stock was received by the Reporting Person through the exercise of vested stock options pursuant to the Volcon, Inc. 2021 Stock Plan.

SEC source: 0001683168-23-000658 · ownership.xml · nonDerivative · entry 1

Davis Jordan Don · CIK 0001884641 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,956

F1 · price: The Common Stock was received by the Reporting Person as a performance stock award pursuant to the Volcon, Inc. 2021 Stock Plan.

SEC source: 0001683168-23-000664 · ownership.xml · nonDerivative · entry 2

Coffey Melissa · CIK 0001936257 · ** See Remarks **

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,692

SEC source: 0001683168-23-000664 · ownership.xml · nonDerivative · entry 1

Coffey Melissa · CIK 0001936257 · ** See Remarks **

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,171

F1 · price: The Common Stock was received by the Reporting Person as a performance stock award pursuant to the Volcon, Inc. 2021 Stock Plan.

SEC source: 0001683168-23-000662 · ownership.xml · nonDerivative · entry 1

Davis Stephanie Michelle · CIK 0001931094 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,511

F1 · price: The Common Stock was received by the Reporting Person as a performance stock award pursuant to the Volcon, Inc. 2021 Stock Plan

SEC source: 0001683168-23-000660 · ownership.xml · nonDerivative · entry 1

Endo Greg · CIK 0001882355 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,563

F1 · price: The Common Stock was received by the Reporting Person as a performance stock award pursuant to the Volcon, Inc. 2021 Stock Plan.

SEC source: 0001683168-23-001085 · ownership.xml · nonDerivative · entry 2

Coffey Melissa · CIK 0001936257 · VP Global Rev and Bus Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,341

SEC source: 0001683168-23-001085 · ownership.xml · nonDerivative · entry 1

Coffey Melissa · CIK 0001936257 · VP Global Rev and Bus Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,070

F1 · price: The Common Stock was received by the Reporting Person as a performance stock award pursuant to the Volcon, Inc. 2021 Stock Plan.

SEC source: 0001683168-22-008621 · ownership.xml · derivative · entry 2

Coffey Melissa · CIK 0001936257 · VP - Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: On December 21, 2020, the reporting person was granted 75,000 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F1 · price: Issued upon conversion of restricted stock units that convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On December 21, 2020, the reporting person was granted 75,000 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: On December 21, 2020, the reporting person was granted 75,000 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0001683168-22-008621 · ownership.xml · nonDerivative · entry 1

Coffey Melissa · CIK 0001936257 · VP - Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,240

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Issued upon conversion of restricted stock units that convert into common stock on a one-for-one basis.

SEC source: 0001683168-22-005603 · ownership.xml · derivative · entry 1

Kim Kyoung John · CIK 0001885540 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,250

Underlying: Common Stock · 101,250 shares

Expires 2032-07-26

SEC source: 0001683168-22-005609 · ownership.xml · derivative · entry 1

Foster Jonathan P. · CIK 0001545414 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,250

Underlying: Common stock · 101,250 shares

Expires 2032-07-26

SEC source: 0001683168-22-005632 · ownership.xml · derivative · entry 1

Tjon Karin-Joyce · CIK 0001882368 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,250

Underlying: Common stock · 101,250 shares

Expires 2032-07-26

SEC source: 0001683168-23-001540 · ownership.xml · derivative · entry 1

Kim Kyoung John · CIK 0001885540 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,750

Underlying: Common Stock · 101,250 shares

Expires 2032-07-26

SEC source: 0001683168-23-001538 · ownership.xml · derivative · entry 1

Foster Jonathan P. · CIK 0001545414 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,250

Underlying: Common stock · 101,250 shares

Expires 2032-07-26

SEC source: 0001683168-23-001542 · ownership.xml · derivative · entry 1

Tjon Karin-Joyce · CIK 0001882368 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,000

Underlying: Common stock · 101,250 shares

Expires 2032-07-26

SEC source: 0001683168-22-004109 · ownership.xml · nonDerivative · entry 1

Davis Stephanie Michelle · CIK 0001931094 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,650

SEC source: 0001683168-22-003856 · ownership.xml · nonDerivative · entry 1

Okonsky Christian · CIK 0001884392 · Director · Chief Technology Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,031

F1 · price: This transaction was executed in multiple trades at prices ranging from $ 1.13 to $1.18 The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001683168-22-004050 · ownership.xml · nonDerivative · entry 1

Davis Stephanie Michelle · CIK 0001931094 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452

SEC source: 0001683168-22-001481 · ownership.xml · nonDerivative · entry 1

Davis Jordan Don · CIK 0001884641 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,494

F1 · price: The Common Stock was received by the Reporting Person as a performance stock award pursuant to the Volcon, Inc. 2021 Stock Plan.

SEC source: 0001683168-22-001482 · ownership.xml · nonDerivative · entry 1

Endo Greg · CIK 0001882355 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,101

F1 · price: The Common Stock was received by the Reporting Person as a performance stock award pursuant to the Volcon, Inc. 2021 Stock Plan.

SEC source: 0001683168-21-006503 · ownership.xml · derivative · entry 3

James Adrian · CIK 0001614114 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnote

Disclosed balance after: 0

Underlying: Common Stock · 6,250,000 shares

Expires 2030-03-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The warrant was held by Highbridge Consultants, LLC and was originally issued for consulting services in August 2020. Mr. Adrian James is the sole manager of Highbridge Consultants, LLC and has voting and dispositive power over the securities. On December 20, 2021, Highbridge Consultants, LLC exercised the 6,250,000 warrants on a cashless basis pursuant to the terms of the warrant agreement. The issuance of the warrant was exempted pursuant to Rule 16b-3 of the Securities Exchange Act of 1934, as amended.

F3 · ownership.nature: The warrant was held by Highbridge Consultants, LLC and was originally issued for consulting services in August 2020. Mr. Adrian James is the sole manager of Highbridge Consultants, LLC and has voting and dispositive power over the securities. On December 20, 2021, Highbridge Consultants, LLC exercised the 6,250,000 warrants on a cashless basis pursuant to the terms of the warrant agreement. The issuance of the warrant was exempted pursuant to Rule 16b-3 of the Securities Exchange Act of 1934, as amended.

SEC source: 0001683168-21-006503 · ownership.xml · nonDerivative · entry 2

James Adrian · CIK 0001614114 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnote

Disclosed balance after: 6,744,575

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The warrant was held by Highbridge Consultants, LLC and was originally issued for consulting services in August 2020. Mr. Adrian James is the sole manager of Highbridge Consultants, LLC and has voting and dispositive power over the securities. On December 20, 2021, Highbridge Consultants, LLC exercised the 6,250,000 warrants on a cashless basis pursuant to the terms of the warrant agreement. The issuance of the warrant was exempted pursuant to Rule 16b-3 of the Securities Exchange Act of 1934, as amended.

F4 · price: The number of shares issuable upon a cashless exercise is determined, in accordance with Section 2(c) of the warrant agreement by dividing (x) the product of the number of shares of common stock underlying the warrant multiplied by the difference between $0.98 and (y) the VWAP on the trading day immediately preceding the date of exercise since the notice of exercise was both executed and delivered prior to the opening of "regular trading hours" (as defined in Rule 600(b)(64) of Regulation NMS promulgated under the federal securities laws) on the date of the exercise.

F3 · ownership.nature: The warrant was held by Highbridge Consultants, LLC and was originally issued for consulting services in August 2020. Mr. Adrian James is the sole manager of Highbridge Consultants, LLC and has voting and dispositive power over the securities. On December 20, 2021, Highbridge Consultants, LLC exercised the 6,250,000 warrants on a cashless basis pursuant to the terms of the warrant agreement. The issuance of the warrant was exempted pursuant to Rule 16b-3 of the Securities Exchange Act of 1934, as amended.

SEC source: 0001683168-21-006503 · ownership.xml · nonDerivative · entry 1

James Adrian · CIK 0001614114 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnote

Disclosed balance after: 1,237,000

F1 · price: This transaction was executed in multiple trades at prices ranging from $7.21 to $7.33. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: The shares are held by limited liability companies of which the reporting person is the sole manager.

SEC source: 0001683168-21-006313 · ownership.xml · nonDerivative · entry 2

James Adrian · CIK 0001614114 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · see footnotes

Disclosed balance after: 1,231,400

F2 · price: This transaction was executed in multiple trades at prices ranging from $10.91 to $10.92. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: The shares are held by limited liability companies of which the reporting person is the sole manager.

SEC source: 0001683168-21-006313 · ownership.xml · nonDerivative · entry 1

James Adrian · CIK 0001614114 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · see footnotes

Disclosed balance after: 1,229,300

F1 · price: This transaction was executed in multiple trades at prices ranging from $12.08 to $12.32. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: The shares are held by limited liability companies of which the reporting person is the sole manager.

SEC source: 0001683168-21-005832 · ownership.xml · nonDerivative · entry 2

James Adrian · CIK 0001614114 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,229,100

F2 · price: This transaction was executed in multiple trades at prices ranging from $16.20 to $17.19. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: The shares are held by limited liability companies of which the reporting person is the sole manager.

SEC source: 0001683168-21-005832 · ownership.xml · nonDerivative · entry 1

James Adrian · CIK 0001614114 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,222,467

F1 · price: This transaction was executed in multiple trades at prices ranging from $15.18 to $16.18. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: The shares are held by limited liability companies of which the reporting person is the sole manager.

SEC source: 0001683168-21-005797 · ownership.xml · nonDerivative · entry 3

James Adrian · CIK 0001614114 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,214,700

F3 · price: This transaction was executed in multiple trades at prices ranging from $16.28 to $16.37. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4 · ownership.nature: The shares are held by limited liability companies of which the reporting person is the sole manager.

SEC source: 0001683168-21-005797 · ownership.xml · nonDerivative · entry 2

James Adrian · CIK 0001614114 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,210,141

F2 · price: This transaction was executed in multiple trades at prices ranging from $15.27 to $16.27. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4 · ownership.nature: The shares are held by limited liability companies of which the reporting person is the sole manager.

SEC source: 0001683168-21-005797 · ownership.xml · nonDerivative · entry 1

James Adrian · CIK 0001614114 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,200,966

F1 · price: This transaction was executed in multiple trades at prices ranging from $14.25 to $15.00. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4 · ownership.nature: The shares are held by limited liability companies of which the reporting person is the sole manager.

SEC source: 0001683168-21-005777 · ownership.xml · nonDerivative · entry 1

James Adrian · CIK 0001614114 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,193,050

F1 · price: This transaction was executed in multiple trades at prices ranging from $14.26 to $15.10. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: The shares are held by limited liability companies of which the reporting person is the sole manager.

SEC source: 0001683168-21-005026 · ownership.xml · nonDerivative · entry 1

James Adrian · CIK 0001614114 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · see footnote

Disclosed balance after: 1,153,900

F1 · price: This transaction was executed in multiple trades at prices ranging from $11.06 to $11.25. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: Of the foregoing, 750,000 shares are held directly by the reporting person and the remaining shares are held by a limited liability company of which the reporting person is the sole manager.

SEC source: 0001683168-21-004993 · ownership.xml · nonDerivative · entry 1

James Adrian · CIK 0001614114 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,147,600

F1 · price: This transaction was executed in multiple trades at prices ranging from $8.55 to $9.27. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: Of the foregoing, 750,000 shares are held directly by the reporting person and the remaining shares are held by a limited liability company of which the reporting person is the sole manager.

SEC source: 0001683168-21-004933 · ownership.xml · nonDerivative · entry 2

James Adrian · CIK 0001614114 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,100,000

F2 · price: This transaction was executed in multiple trades at prices ranging from $8.55 to $8.68. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Of the foregoing, 750,000 shares are held directly by the reporting person and 350,000 shares are held by a limited liability company of which the reporting person is the sole manager.

SEC source: 0001683168-21-004933 · ownership.xml · nonDerivative · entry 1

James Adrian · CIK 0001614114 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,097,000

F1 · price: This transaction was executed in multiple trades at prices ranging from $8.69 to $9.69. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Of the foregoing, 750,000 shares are held directly by the reporting person and 350,000 shares are held by a limited liability company of which the reporting person is the sole manager.

SEC source: 0001683168-21-004968 · ownership.xml · nonDerivative · entry 2

Okonsky Christian · CIK 0001884392 · Director · Chief Technology Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330,031

F2 · price: This transaction was executed in multiple trades at prices ranging from $9.08 to $9.48. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001683168-21-004974 · ownership.xml · nonDerivative · entry 1

James Adrian · CIK 0001614114 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,120,298

F1 · price: This transaction was executed in multiple trades at prices ranging from $8.30 to $8.83. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: Of the foregoing, 750,000 shares are held directly by the reporting person and the remaining shares are held by a limited liability company of which the reporting person is the sole manager.