Last 12 months
Inside the activity.
13 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 6 | 0 |
| Feb 2026 | 4 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 2 | 0 |
| Sep 2026 | 1 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 17, 2025 Filed Jul 30, 2025 01:29 UTC |
Silver Timothy J.Chief Operating Officer
|
GrantStock options (right to buy) · Derivative | 597,604 | Not disclosed Strike: $10.00 | Not disclosed |
DisclosureSEC source: 0001683168-25-005498 · ownership.xml · derivative · entry 2 Silver Timothy J. · CIK 0002079068 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 597,604 Underlying: Common Stock · 597,604 shares Expires 2035-07-17 F3 · price: The non-qualified stock options were issued by the Issuer pursuant to an inducement award agreement as a material inducement to the Reporting Person's acceptance of employment with the Issuer in accordance with NASDAQ Listing Rule 5635(c) on July 17, 2025. F2 · derivative.exercise_date: The stock options vest based upon the daily volume weighted average price ("VWAP") of the Issuer's common stock, vesting as to 20% of the underlying shares of common stock upon the VWAP reaching $10 and then in incremental 20% installments until becoming fully vested upon a VWAP of $30. Read SEC document |
| July 17, 2025 Filed Jul 31, 2025 01:51 UTC |
Director Brett SVP of Legal
|
GrantStock options (right to buy) · Derivative | 298,802 | Not disclosed Strike: $10.00 | Not disclosed |
DisclosureSEC source: 0001683168-25-005532 · ownership.xml · derivative · entry 2 Director Brett S · CIK 0002079024 · VP of Legal 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 298,802 Underlying: Common Stock · 298,802 shares Expires 2035-07-17 F3 · price: The non-qualified stock options were issued by the Issuer pursuant to an inducement award agreement as a material inducement to the Reporting Person's acceptance of employment with the Issuer in accordance with NASDAQ Listing Rule 5635(c) on July 17, 2025. F2 · derivative.exercise_date: The stock options vest based upon the daily volume weighted average price ("VWAP") of the Issuer's common stock, vesting as to 20% of the underlying shares of common stock upon the VWAP reaching $10 and then in incremental 20% installments until becoming fully vested upon a VWAP of $30. Read SEC document |
| July 17, 2025 Filed Aug 21, 2025 20:04 UTC |
Homer MatthewDirector
|
GrantStock options (right to buy) · Derivative | 298,802 | Not disclosed Strike: $10.00 | Not disclosed |
DisclosureSEC source: 0001683168-25-006372 · ownership.xml · derivative · entry 1 Homer Matthew · CIK 0002081203 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 298,802 Underlying: Common Stock · 298,802 shares Expires 2035-07-17 F1 · price: The stock options vest based upon the daily volume weighted average price ("VWAP") of the Issuer's common stock, vesting as to 20% of the of the underlying shares of common stock upon the VWAP reaching $10 and then in incremental 20% installments until becoming fully vested upon a VWAP of $30. All vesting is subject to the approval by the Issuer's stockholder of a new stock option plan. F1 · derivative.exercise_date: The stock options vest based upon the daily volume weighted average price ("VWAP") of the Issuer's common stock, vesting as to 20% of the of the underlying shares of common stock upon the VWAP reaching $10 and then in incremental 20% installments until becoming fully vested upon a VWAP of $30. All vesting is subject to the approval by the Issuer's stockholder of a new stock option plan. Read SEC document |
| July 17, 2025 Filed Aug 25, 2025 20:03 UTC |
Chauhan Rohan KumarDirector
|
GrantStock options (right to buy) · Derivative | 298,802 | Not disclosed Strike: $10.00 | Not disclosed |
DisclosureSEC source: 0001683168-25-006458 · ownership.xml · derivative · entry 1 Chauhan Rohan Kumar · CIK 0002081161 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 298,802 Underlying: Common Stock · 298,802 shares Expires 2035-07-17 F1 · price: The stock options vest based upon the daily volume weighted average price ("VWAP") of the Issuer's common stock, vesting as to 20% of the of the underlying shares of common stock upon the VWAP reaching $10 and then in incremental 20% installments until becoming fully vested upon a VWAP of $30. All vesting is subject to the approval by the Issuer's stockholder of a new stock option plan. F1 · derivative.exercise_date: The stock options vest based upon the daily volume weighted average price ("VWAP") of the Issuer's common stock, vesting as to 20% of the of the underlying shares of common stock upon the VWAP reaching $10 and then in incremental 20% installments until becoming fully vested upon a VWAP of $30. All vesting is subject to the approval by the Issuer's stockholder of a new stock option plan. Read SEC document |
| May 30, 2025 Filed Jun 2, 2025 16:03 UTC |
Kim Kyoung JohnDirector · Chief Executive Officer · 10% owner
|
GrantStock option (right to buy) · Derivative | 1,443,000 | Not disclosed Strike: $0.57 | Not disclosed |
DisclosureSEC source: 0001683168-25-004148 · ownership.xml · derivative · entry 1 Kim Kyoung John · CIK 0001885540 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,443,004 Underlying: Common Stock · 1,443,000 shares Expires 2035-05-30 F1 · price: The options were issued in connection with the reporting person's employment service to the Company. Read SEC document |
| May 30, 2025 Filed Jun 2, 2025 20:03 UTC |
Endo GregChief Financial Officer · 10% owner
|
GrantStock option (right to buy) · Derivative | 577,200 | Not disclosed Strike: $0.57 | Not disclosed |
DisclosureSEC source: 0001683168-25-004149 · ownership.xml · derivative · entry 1 Endo Greg · CIK 0001882355 · Chief Financial Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 577,206 Underlying: Common Stock · 577,200 shares Expires 2035-05-30 F1 · price: The options were issued in connection with the reporting person's employment service to the Company. Read SEC document |
| October 15, 2024 Filed Oct 17, 2024 16:18 UTC |
SABBY MANAGEMENT, LLC10% owner
|
OtherPrefunded Warrant (Right to Buy) · Derivative | 774,569 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001535610-24-000047 · primary_doc.xml · derivative · entry 2 SABBY MANAGEMENT, LLC · CIK 0001535610 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 774,569 Underlying: Common Stock · 774,569 shares Expires not disclosed F4 · security: The Pre-Funded Warrants have no expiration date and are exercisable immediately. Notwithstanding the foregoing, the Reporting Persons shall not be entitled to exercise the Pre-Funded Warrants if it would cause the aggregate number of shares of Common Stock beneficially owned by the Reporting Persons, their affiliates and any persons who are members of a Section 13(d) group with the Reporting Persons or their affiliates to exceed 9.99% of the total number of issued and outstanding shares of Common Stock of the Issuer following such exercise. F1 · kind: Sabby Volatility Warrant Master Fund, Ltd. (SVWMF) entered into a Securities Exchange Agreement with the Issuer pursuant to which SVWMF exchanged, on a 1:1 basis, 774,569 shares of the Issuer's Common Stock for an equal number of prefunded warrants, each to purchase one share of the Issuer's Common Stock at an exercise price of $0.00001 per share (each a "Pre-Funded Warrant"). F4 · shares: The Pre-Funded Warrants have no expiration date and are exercisable immediately. Notwithstanding the foregoing, the Reporting Persons shall not be entitled to exercise the Pre-Funded Warrants if it would cause the aggregate number of shares of Common Stock beneficially owned by the Reporting Persons, their affiliates and any persons who are members of a Section 13(d) group with the Reporting Persons or their affiliates to exceed 9.99% of the total number of issued and outstanding shares of Common Stock of the Issuer following such exercise. F1 · price: Sabby Volatility Warrant Master Fund, Ltd. (SVWMF) entered into a Securities Exchange Agreement with the Issuer pursuant to which SVWMF exchanged, on a 1:1 basis, 774,569 shares of the Issuer's Common Stock for an equal number of prefunded warrants, each to purchase one share of the Issuer's Common Stock at an exercise price of $0.00001 per share (each a "Pre-Funded Warrant"). F4 · derivative.exercise_date: The Pre-Funded Warrants have no expiration date and are exercisable immediately. Notwithstanding the foregoing, the Reporting Persons shall not be entitled to exercise the Pre-Funded Warrants if it would cause the aggregate number of shares of Common Stock beneficially owned by the Reporting Persons, their affiliates and any persons who are members of a Section 13(d) group with the Reporting Persons or their affiliates to exceed 9.99% of the total number of issued and outstanding shares of Common Stock of the Issuer following such exercise. F4 · derivative.expiration_date: The Pre-Funded Warrants have no expiration date and are exercisable immediately. Notwithstanding the foregoing, the Reporting Persons shall not be entitled to exercise the Pre-Funded Warrants if it would cause the aggregate number of shares of Common Stock beneficially owned by the Reporting Persons, their affiliates and any persons who are members of a Section 13(d) group with the Reporting Persons or their affiliates to exceed 9.99% of the total number of issued and outstanding shares of Common Stock of the Issuer following such exercise. F4 · derivative.underlying_shares: The Pre-Funded Warrants have no expiration date and are exercisable immediately. Notwithstanding the foregoing, the Reporting Persons shall not be entitled to exercise the Pre-Funded Warrants if it would cause the aggregate number of shares of Common Stock beneficially owned by the Reporting Persons, their affiliates and any persons who are members of a Section 13(d) group with the Reporting Persons or their affiliates to exceed 9.99% of the total number of issued and outstanding shares of Common Stock of the Issuer following such exercise. F4 · balance_after: The Pre-Funded Warrants have no expiration date and are exercisable immediately. Notwithstanding the foregoing, the Reporting Persons shall not be entitled to exercise the Pre-Funded Warrants if it would cause the aggregate number of shares of Common Stock beneficially owned by the Reporting Persons, their affiliates and any persons who are members of a Section 13(d) group with the Reporting Persons or their affiliates to exceed 9.99% of the total number of issued and outstanding shares of Common Stock of the Issuer following such exercise. F2 · ownership.direct: This Form 4 is being filed by SVWMF, Sabby Management, LLC (Advisor) and Hal Mintz. Advisor is investment manager to SVWMF. Mr. Mintz is manager of Advisor. F3 · ownership.direct: The amounts reported herein represent the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise. F2 · ownership.nature: This Form 4 is being filed by SVWMF, Sabby Management, LLC (Advisor) and Hal Mintz. Advisor is investment manager to SVWMF. Mr. Mintz is manager of Advisor. F3 · ownership.nature: The amounts reported herein represent the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| October 15, 2024 Filed Oct 17, 2024 16:18 UTC |
SABBY MANAGEMENT, LLC10% owner
|
OtherCommon Stock | 774,569 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001535610-24-000047 · primary_doc.xml · nonDerivative · entry 1 SABBY MANAGEMENT, LLC · CIK 0001535610 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 448,273 F1 · kind: Sabby Volatility Warrant Master Fund, Ltd. (SVWMF) entered into a Securities Exchange Agreement with the Issuer pursuant to which SVWMF exchanged, on a 1:1 basis, 774,569 shares of the Issuer's Common Stock for an equal number of prefunded warrants, each to purchase one share of the Issuer's Common Stock at an exercise price of $0.00001 per share (each a "Pre-Funded Warrant"). F1 · price: Sabby Volatility Warrant Master Fund, Ltd. (SVWMF) entered into a Securities Exchange Agreement with the Issuer pursuant to which SVWMF exchanged, on a 1:1 basis, 774,569 shares of the Issuer's Common Stock for an equal number of prefunded warrants, each to purchase one share of the Issuer's Common Stock at an exercise price of $0.00001 per share (each a "Pre-Funded Warrant"). F3 · balance_after: The amounts reported herein represent the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise. F2 · ownership.direct: This Form 4 is being filed by SVWMF, Sabby Management, LLC (Advisor) and Hal Mintz. Advisor is investment manager to SVWMF. Mr. Mintz is manager of Advisor. F3 · ownership.direct: The amounts reported herein represent the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise. F2 · ownership.nature: This Form 4 is being filed by SVWMF, Sabby Management, LLC (Advisor) and Hal Mintz. Advisor is investment manager to SVWMF. Mr. Mintz is manager of Advisor. F3 · ownership.nature: The amounts reported herein represent the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| August 30, 2024 Filed Sep 3, 2024 17:40 UTC |
SABBY MANAGEMENT, LLC10% owner
|
PurchaseCommon Stock | 10,000 | $1.42 | $14,156.00 |
DisclosureSEC source: 0001535610-24-000046 · primary_doc.xml · nonDerivative · entry 1 SABBY MANAGEMENT, LLC · CIK 0001535610 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 774,569 F2 · balance_after: The amounts reported herein represent the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise. F1 · ownership.direct: This Form 4 is being filed by Sabby Volatility Warrant Master Fund, Ltd. (SVWMF), Sabby Management, LLC (Advisor) and Hal Mintz. Advisor is investment manager to SVWMF. Mr. Mintz is manager of Advisor. F2 · ownership.direct: The amounts reported herein represent the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise. F1 · ownership.nature: This Form 4 is being filed by Sabby Volatility Warrant Master Fund, Ltd. (SVWMF), Sabby Management, LLC (Advisor) and Hal Mintz. Advisor is investment manager to SVWMF. Mr. Mintz is manager of Advisor. F2 · ownership.nature: The amounts reported herein represent the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| August 29, 2024 Filed Aug 30, 2024 21:07 UTC |
SABBY MANAGEMENT, LLC10% owner
|
PurchaseCommon Stock | 3,064 | $1.45 | $4,442.80 |
DisclosureSEC source: 0001535610-24-000045 · primary_doc.xml · nonDerivative · entry 2 SABBY MANAGEMENT, LLC · CIK 0001535610 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 764,569 F2 · balance_after: The amounts reported herein represent the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise. F1 · ownership.direct: This Form 4 is being filed by Sabby Volatility Warrant Master Fund, Ltd. (SVWMF), Sabby Management, LLC (Advisor)and Hal Mintz. Advisor is investment manager to SVWMF. Mr. Mintz is manager of Advisor. F2 · ownership.direct: The amounts reported herein represent the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise. F1 · ownership.nature: This Form 4 is being filed by Sabby Volatility Warrant Master Fund, Ltd. (SVWMF), Sabby Management, LLC (Advisor)and Hal Mintz. Advisor is investment manager to SVWMF. Mr. Mintz is manager of Advisor. F2 · ownership.nature: The amounts reported herein represent the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| August 28, 2024 Filed Aug 30, 2024 21:07 UTC |
SABBY MANAGEMENT, LLC10% owner
|
PurchaseCommon Stock | 21,998 | $1.50 | $32,906.81 |
DisclosureSEC source: 0001535610-24-000045 · primary_doc.xml · nonDerivative · entry 1 SABBY MANAGEMENT, LLC · CIK 0001535610 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 761,505 F2 · balance_after: The amounts reported herein represent the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise. F1 · ownership.direct: This Form 4 is being filed by Sabby Volatility Warrant Master Fund, Ltd. (SVWMF), Sabby Management, LLC (Advisor)and Hal Mintz. Advisor is investment manager to SVWMF. Mr. Mintz is manager of Advisor. F2 · ownership.direct: The amounts reported herein represent the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise. F1 · ownership.nature: This Form 4 is being filed by Sabby Volatility Warrant Master Fund, Ltd. (SVWMF), Sabby Management, LLC (Advisor)and Hal Mintz. Advisor is investment manager to SVWMF. Mr. Mintz is manager of Advisor. F2 · ownership.nature: The amounts reported herein represent the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| August 26, 2024 Filed Aug 28, 2024 14:15 UTC |
SABBY MANAGEMENT, LLC10% owner
|
PurchaseCommon Stock | 3,194 | $1.55 | $4,936.01 |
DisclosureSEC source: 0001535610-24-000044 · primary_doc.xml · nonDerivative · entry 1 SABBY MANAGEMENT, LLC · CIK 0001535610 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 739,507 F2 · balance_after: The amounts reported herein represent the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise. F1 · ownership.direct: This Form 4 is being filed by Sabby Volatility Warrant Master Fund, Ltd. (SVWMF), Sabby Management, LLC (Advisor) and Hal Mintz. Advisor is investment manager to SVWMF. Mr. Mintz is manager of Advisor. F2 · ownership.direct: The amounts reported herein represent the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise. F1 · ownership.nature: This Form 4 is being filed by Sabby Volatility Warrant Master Fund, Ltd. (SVWMF), Sabby Management, LLC (Advisor) and Hal Mintz. Advisor is investment manager to SVWMF. Mr. Mintz is manager of Advisor. F2 · ownership.nature: The amounts reported herein represent the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| August 23, 2024 Filed Aug 26, 2024 16:25 UTC |
SABBY MANAGEMENT, LLC10% owner
|
PurchaseCommon Stock | 3,500 | $1.55 | $5,419.40 |
DisclosureSEC source: 0001535610-24-000043 · primary_doc.xml · nonDerivative · entry 3 SABBY MANAGEMENT, LLC · CIK 0001535610 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 736,313 F2 · balance_after: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise. F1 · ownership.direct: This Form 4 is being filed by Sabby Volatility Warrant Master Fund, Ltd. (SVWMF), Sabby Management, LLC (Advisor) and Hal Mintz. Advisor is investment manager to SVWMF. Mr. Mintz is manager of Advisor. F2 · ownership.direct: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise. F1 · ownership.nature: This Form 4 is being filed by Sabby Volatility Warrant Master Fund, Ltd. (SVWMF), Sabby Management, LLC (Advisor) and Hal Mintz. Advisor is investment manager to SVWMF. Mr. Mintz is manager of Advisor. F2 · ownership.nature: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| August 22, 2024 Filed Aug 26, 2024 16:25 UTC |
SABBY MANAGEMENT, LLC10% owner
|
SaleCommon Stock | 32,794 | $2.05 | $67,227.70 |
DisclosureSEC source: 0001535610-24-000043 · primary_doc.xml · nonDerivative · entry 2 SABBY MANAGEMENT, LLC · CIK 0001535610 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 732,813 F2 · balance_after: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise. F1 · ownership.direct: This Form 4 is being filed by Sabby Volatility Warrant Master Fund, Ltd. (SVWMF), Sabby Management, LLC (Advisor) and Hal Mintz. Advisor is investment manager to SVWMF. Mr. Mintz is manager of Advisor. F2 · ownership.direct: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise. F1 · ownership.nature: This Form 4 is being filed by Sabby Volatility Warrant Master Fund, Ltd. (SVWMF), Sabby Management, LLC (Advisor) and Hal Mintz. Advisor is investment manager to SVWMF. Mr. Mintz is manager of Advisor. F2 · ownership.nature: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| August 22, 2024 Filed Aug 26, 2024 16:25 UTC |
SABBY MANAGEMENT, LLC10% owner
|
PurchaseCommon Stock | 3,598 | $1.49 | $5,350.95 |
DisclosureSEC source: 0001535610-24-000043 · primary_doc.xml · nonDerivative · entry 1 SABBY MANAGEMENT, LLC · CIK 0001535610 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 765,607 F2 · balance_after: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise. F1 · ownership.direct: This Form 4 is being filed by Sabby Volatility Warrant Master Fund, Ltd. (SVWMF), Sabby Management, LLC (Advisor) and Hal Mintz. Advisor is investment manager to SVWMF. Mr. Mintz is manager of Advisor. F2 · ownership.direct: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise. F1 · ownership.nature: This Form 4 is being filed by Sabby Volatility Warrant Master Fund, Ltd. (SVWMF), Sabby Management, LLC (Advisor) and Hal Mintz. Advisor is investment manager to SVWMF. Mr. Mintz is manager of Advisor. F2 · ownership.nature: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| August 21, 2024 Filed Aug 22, 2024 15:30 UTC |
SABBY MANAGEMENT, LLC10% owner
|
PurchaseCommon Stock | 17,757 | $1.50 | $26,676.34 |
DisclosureSEC source: 0001535610-24-000042 · primary_doc.xml · nonDerivative · entry 2 SABBY MANAGEMENT, LLC · CIK 0001535610 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 762,009 F2 · balance_after: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise. F1 · ownership.direct: This Form 4 is being filed by Sabby Volatility Warrant Master Fund, Ltd. (SVWMF), Sabby Management, LLC (Advisor) and Hal Mintz. Advisor is investment manager to SVWMF. Mr. Mintz is manager of Advisor. F2 · ownership.direct: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise. F1 · ownership.nature: This Form 4 is being filed by Sabby Volatility Warrant Master Fund, Ltd. (SVWMF), Sabby Management, LLC (Advisor) and Hal Mintz. Advisor is investment manager to SVWMF. Mr. Mintz is manager of Advisor. F2 · ownership.nature: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| August 20, 2024 Filed Aug 22, 2024 15:30 UTC |
SABBY MANAGEMENT, LLC10% owner
|
PurchaseCommon Stock | 10,953 | $1.57 | $17,163.35 |
DisclosureSEC source: 0001535610-24-000042 · primary_doc.xml · nonDerivative · entry 1 SABBY MANAGEMENT, LLC · CIK 0001535610 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 744,252 F2 · balance_after: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise. F1 · ownership.direct: This Form 4 is being filed by Sabby Volatility Warrant Master Fund, Ltd. (SVWMF), Sabby Management, LLC (Advisor) and Hal Mintz. Advisor is investment manager to SVWMF. Mr. Mintz is manager of Advisor. F2 · ownership.direct: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise. F1 · ownership.nature: This Form 4 is being filed by Sabby Volatility Warrant Master Fund, Ltd. (SVWMF), Sabby Management, LLC (Advisor) and Hal Mintz. Advisor is investment manager to SVWMF. Mr. Mintz is manager of Advisor. F2 · ownership.nature: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| August 19, 2024 Filed Aug 20, 2024 14:05 UTC |
SABBY MANAGEMENT, LLC10% owner
|
PurchaseCommon Stock | 5,065 | $1.59 | $8,076.65 |
DisclosureSEC source: 0001535610-24-000041 · primary_doc.xml · nonDerivative · entry 2 SABBY MANAGEMENT, LLC · CIK 0001535610 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 733,299 F2 · balance_after: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise. F1 · ownership.direct: This Form 4 is being filed by Sabby Volatility Warrant Master Fund, Ltd. (SVWMF), Sabby Management, LLC (Advisor) and Hal Mintz. Advisor is investment manager to SVWMF. Mr. Mintz is manager of Advisor. F2 · ownership.direct: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise. F1 · ownership.nature: This Form 4 is being filed by Sabby Volatility Warrant Master Fund, Ltd. (SVWMF), Sabby Management, LLC (Advisor) and Hal Mintz. Advisor is investment manager to SVWMF. Mr. Mintz is manager of Advisor. F2 · ownership.nature: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| August 16, 2024 Filed Aug 20, 2024 14:05 UTC |
SABBY MANAGEMENT, LLC10% owner
|
PurchaseCommon Stock | 16,974 | $1.43 | $24,347.51 |
DisclosureSEC source: 0001535610-24-000041 · primary_doc.xml · nonDerivative · entry 1 SABBY MANAGEMENT, LLC · CIK 0001535610 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 728,234 F2 · balance_after: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise. F1 · ownership.direct: This Form 4 is being filed by Sabby Volatility Warrant Master Fund, Ltd. (SVWMF), Sabby Management, LLC (Advisor) and Hal Mintz. Advisor is investment manager to SVWMF. Mr. Mintz is manager of Advisor. F2 · ownership.direct: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise. F1 · ownership.nature: This Form 4 is being filed by Sabby Volatility Warrant Master Fund, Ltd. (SVWMF), Sabby Management, LLC (Advisor) and Hal Mintz. Advisor is investment manager to SVWMF. Mr. Mintz is manager of Advisor. F2 · ownership.nature: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| August 15, 2024 Filed Aug 16, 2024 12:29 UTC |
SABBY MANAGEMENT, LLC10% owner
|
PurchaseCommon Stock | 27,514 | $1.51 | $41,529.63 |
DisclosureSEC source: 0001535610-24-000040 · primary_doc.xml · nonDerivative · entry 2 SABBY MANAGEMENT, LLC · CIK 0001535610 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 711,260 F2 · balance_after: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise. F1 · ownership.direct: This Form 4 is being filed by Sabby Volatility Warrant Master Fund, Ltd (SVWMF), Sabby Management, LLC (Advisor) and Hal Mintz. Advisor is investment manager to SVWMF. Mr. Mintz is manager of Advisor. F2 · ownership.direct: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise. F1 · ownership.nature: This Form 4 is being filed by Sabby Volatility Warrant Master Fund, Ltd (SVWMF), Sabby Management, LLC (Advisor) and Hal Mintz. Advisor is investment manager to SVWMF. Mr. Mintz is manager of Advisor. F2 · ownership.nature: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| August 14, 2024 Filed Aug 16, 2024 12:29 UTC |
SABBY MANAGEMENT, LLC10% owner
|
PurchaseCommon Stock | 20,158 | $1.62 | $32,641.85 |
DisclosureSEC source: 0001535610-24-000040 · primary_doc.xml · nonDerivative · entry 1 SABBY MANAGEMENT, LLC · CIK 0001535610 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 683,746 F2 · balance_after: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise. F1 · ownership.direct: This Form 4 is being filed by Sabby Volatility Warrant Master Fund, Ltd (SVWMF), Sabby Management, LLC (Advisor) and Hal Mintz. Advisor is investment manager to SVWMF. Mr. Mintz is manager of Advisor. F2 · ownership.direct: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise. F1 · ownership.nature: This Form 4 is being filed by Sabby Volatility Warrant Master Fund, Ltd (SVWMF), Sabby Management, LLC (Advisor) and Hal Mintz. Advisor is investment manager to SVWMF. Mr. Mintz is manager of Advisor. F2 · ownership.nature: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| August 13, 2024 Filed Aug 14, 2024 14:23 UTC |
SABBY MANAGEMENT, LLC10% owner
|
PurchaseCommon Stock | 3,372 | $1.68 | $5,663.27 |
DisclosureSEC source: 0001535610-24-000039 · primary_doc.xml · nonDerivative · entry 2 SABBY MANAGEMENT, LLC · CIK 0001535610 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 663,588 F2 · balance_after: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise. F1 · ownership.direct: This Form 4 is being filed by Sabby Volatility Warrant Master Fund, Ltd. (SVWMF), Sabby Management LLC (Advisor) and Hal Mintz. Advisor is investment manager to SVWMF. Mr. Mintz is manager of Advisor. F2 · ownership.direct: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise. F1 · ownership.nature: This Form 4 is being filed by Sabby Volatility Warrant Master Fund, Ltd. (SVWMF), Sabby Management LLC (Advisor) and Hal Mintz. Advisor is investment manager to SVWMF. Mr. Mintz is manager of Advisor. F2 · ownership.nature: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| August 12, 2024 Filed Aug 14, 2024 14:23 UTC |
SABBY MANAGEMENT, LLC10% owner
|
PurchaseCommon Stock | 6,087 | $1.64 | $9,995.46 |
DisclosureSEC source: 0001535610-24-000039 · primary_doc.xml · nonDerivative · entry 1 SABBY MANAGEMENT, LLC · CIK 0001535610 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 660,216 F2 · balance_after: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise. F1 · ownership.direct: This Form 4 is being filed by Sabby Volatility Warrant Master Fund, Ltd. (SVWMF), Sabby Management LLC (Advisor) and Hal Mintz. Advisor is investment manager to SVWMF. Mr. Mintz is manager of Advisor. F2 · ownership.direct: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise. F1 · ownership.nature: This Form 4 is being filed by Sabby Volatility Warrant Master Fund, Ltd. (SVWMF), Sabby Management LLC (Advisor) and Hal Mintz. Advisor is investment manager to SVWMF. Mr. Mintz is manager of Advisor. F2 · ownership.nature: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| August 09, 2024 Filed Aug 12, 2024 15:14 UTC |
SABBY MANAGEMENT, LLC10% owner
|
PurchaseCommon Stock | 7,116 | $1.64 | $11,702.26 |
DisclosureSEC source: 0001535610-24-000038 · primary_doc.xml · nonDerivative · entry 2 SABBY MANAGEMENT, LLC · CIK 0001535610 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 654,129 F2 · balance_after: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 ("Section 16"), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise. F1 · ownership.direct: This Form 4 is being filed by Sabby Volatility Warrant Master Fund, LTD. ("SVWMF"), Sabby Management, LLC ("Advisor") and Hal Mintz. Advisor is the investment manager of SVWMF. Mr. Mintz is the manager of Advisor. F2 · ownership.direct: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 ("Section 16"), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise. F1 · ownership.nature: This Form 4 is being filed by Sabby Volatility Warrant Master Fund, LTD. ("SVWMF"), Sabby Management, LLC ("Advisor") and Hal Mintz. Advisor is the investment manager of SVWMF. Mr. Mintz is the manager of Advisor. F2 · ownership.nature: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 ("Section 16"), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| August 08, 2024 Filed Aug 12, 2024 15:14 UTC |
SABBY MANAGEMENT, LLC10% owner
|
PurchaseCommon Stock | 8,019 | $1.65 | $13,226.54 |
DisclosureSEC source: 0001535610-24-000038 · primary_doc.xml · nonDerivative · entry 1 SABBY MANAGEMENT, LLC · CIK 0001535610 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 647,013 F2 · balance_after: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 ("Section 16"), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise. F1 · ownership.direct: This Form 4 is being filed by Sabby Volatility Warrant Master Fund, LTD. ("SVWMF"), Sabby Management, LLC ("Advisor") and Hal Mintz. Advisor is the investment manager of SVWMF. Mr. Mintz is the manager of Advisor. F2 · ownership.direct: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 ("Section 16"), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise. F1 · ownership.nature: This Form 4 is being filed by Sabby Volatility Warrant Master Fund, LTD. ("SVWMF"), Sabby Management, LLC ("Advisor") and Hal Mintz. Advisor is the investment manager of SVWMF. Mr. Mintz is the manager of Advisor. F2 · ownership.nature: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 ("Section 16"), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| August 07, 2024 Filed Aug 8, 2024 13:22 UTC |
SABBY MANAGEMENT, LLC10% owner
|
PurchaseCommon Stock | 43,756 | $1.76 | $76,826.78 |
DisclosureSEC source: 0001535610-24-000037 · primary_doc.xml · nonDerivative · entry 3 SABBY MANAGEMENT, LLC · CIK 0001535610 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 638,994 F2 · balance_after: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 ("Section 16"), beneficial ownership of such securities, except to the extent of its/his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise. F1 · ownership.direct: This Form 4 is being filed by Sabby Volatility Warrant Master Fund, Ltd. ("SVWMF"), Sabby Management, LLC ("Advisor") and Hal Mintz. Advisor is the investment manager of SVWMF. Mr. Mintz if the manager of Advisor. F2 · ownership.direct: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 ("Section 16"), beneficial ownership of such securities, except to the extent of its/his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise. F1 · ownership.nature: This Form 4 is being filed by Sabby Volatility Warrant Master Fund, Ltd. ("SVWMF"), Sabby Management, LLC ("Advisor") and Hal Mintz. Advisor is the investment manager of SVWMF. Mr. Mintz if the manager of Advisor. F2 · ownership.nature: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 ("Section 16"), beneficial ownership of such securities, except to the extent of its/his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| August 06, 2024 Filed Aug 8, 2024 13:22 UTC |
SABBY MANAGEMENT, LLC10% owner
|
SaleCommon Stock | 512 | $2.05 | $1,049.96 |
DisclosureSEC source: 0001535610-24-000037 · primary_doc.xml · nonDerivative · entry 2 SABBY MANAGEMENT, LLC · CIK 0001535610 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 595,238 F2 · balance_after: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 ("Section 16"), beneficial ownership of such securities, except to the extent of its/his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise. F1 · ownership.direct: This Form 4 is being filed by Sabby Volatility Warrant Master Fund, Ltd. ("SVWMF"), Sabby Management, LLC ("Advisor") and Hal Mintz. Advisor is the investment manager of SVWMF. Mr. Mintz if the manager of Advisor. F2 · ownership.direct: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 ("Section 16"), beneficial ownership of such securities, except to the extent of its/his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise. F1 · ownership.nature: This Form 4 is being filed by Sabby Volatility Warrant Master Fund, Ltd. ("SVWMF"), Sabby Management, LLC ("Advisor") and Hal Mintz. Advisor is the investment manager of SVWMF. Mr. Mintz if the manager of Advisor. F2 · ownership.nature: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 ("Section 16"), beneficial ownership of such securities, except to the extent of its/his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| August 06, 2024 Filed Aug 8, 2024 13:22 UTC |
SABBY MANAGEMENT, LLC10% owner
|
PurchaseCommon Stock | 3,284 | $1.82 | $5,978.85 |
DisclosureSEC source: 0001535610-24-000037 · primary_doc.xml · nonDerivative · entry 1 SABBY MANAGEMENT, LLC · CIK 0001535610 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 595,750 F2 · balance_after: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 ("Section 16"), beneficial ownership of such securities, except to the extent of its/his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise. F1 · ownership.direct: This Form 4 is being filed by Sabby Volatility Warrant Master Fund, Ltd. ("SVWMF"), Sabby Management, LLC ("Advisor") and Hal Mintz. Advisor is the investment manager of SVWMF. Mr. Mintz if the manager of Advisor. F2 · ownership.direct: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 ("Section 16"), beneficial ownership of such securities, except to the extent of its/his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise. F1 · ownership.nature: This Form 4 is being filed by Sabby Volatility Warrant Master Fund, Ltd. ("SVWMF"), Sabby Management, LLC ("Advisor") and Hal Mintz. Advisor is the investment manager of SVWMF. Mr. Mintz if the manager of Advisor. F2 · ownership.nature: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 ("Section 16"), beneficial ownership of such securities, except to the extent of its/his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| August 05, 2024 Filed Aug 6, 2024 17:09 UTC |
SABBY MANAGEMENT, LLC10% owner
|
PurchaseCommon Stock | 74,574 | $1.81 | $134,956.57 |
DisclosureSEC source: 0001535610-24-000036 · primary_doc.xml · nonDerivative · entry 2 SABBY MANAGEMENT, LLC · CIK 0001535610 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 592,466 F2 · balance_after: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 ("Section 16"), beneficial ownership of such securities, except to the extent of its/his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 1 or otherwise. F1 · ownership.direct: This Form 4 is being filed by Sabby Volatility Warrant Master Fund, Ltd. ("SVWMF"), Sabby Management, LLC ("Advisor") and Hal Mintz. Advisor is the investment manager of SVWMF. Mr. Mintz is the manager of Advisor. F2 · ownership.direct: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 ("Section 16"), beneficial ownership of such securities, except to the extent of its/his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 1 or otherwise. F1 · ownership.nature: This Form 4 is being filed by Sabby Volatility Warrant Master Fund, Ltd. ("SVWMF"), Sabby Management, LLC ("Advisor") and Hal Mintz. Advisor is the investment manager of SVWMF. Mr. Mintz is the manager of Advisor. F2 · ownership.nature: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 ("Section 16"), beneficial ownership of such securities, except to the extent of its/his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 1 or otherwise. Read SEC document |
| August 02, 2024 Filed Aug 6, 2024 17:09 UTC |
SABBY MANAGEMENT, LLC10% owner
|
PurchaseCommon Stock | 40,349 | $1.94 | $78,450.56 |
DisclosureSEC source: 0001535610-24-000036 · primary_doc.xml · nonDerivative · entry 1 SABBY MANAGEMENT, LLC · CIK 0001535610 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 517,892 F2 · balance_after: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 ("Section 16"), beneficial ownership of such securities, except to the extent of its/his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 1 or otherwise. F1 · ownership.direct: This Form 4 is being filed by Sabby Volatility Warrant Master Fund, Ltd. ("SVWMF"), Sabby Management, LLC ("Advisor") and Hal Mintz. Advisor is the investment manager of SVWMF. Mr. Mintz is the manager of Advisor. F2 · ownership.direct: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 ("Section 16"), beneficial ownership of such securities, except to the extent of its/his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 1 or otherwise. F1 · ownership.nature: This Form 4 is being filed by Sabby Volatility Warrant Master Fund, Ltd. ("SVWMF"), Sabby Management, LLC ("Advisor") and Hal Mintz. Advisor is the investment manager of SVWMF. Mr. Mintz is the manager of Advisor. F2 · ownership.nature: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 ("Section 16"), beneficial ownership of such securities, except to the extent of its/his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 1 or otherwise. Read SEC document |
| July 08, 2024 Filed Jul 10, 2024 18:24 UTC |
UBS Group AG10% owner
|
SaleCommon Stock | 105 | $4.10 | $430.50 |
DisclosureSEC source: 0001610520-24-000134 · primary_doc.xml · nonDerivative · entry 23 UBS Group AG · CIK 0001610520 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Subsidiary Disclosed balance after: 24,973 F2 · balance_after: Per Section 16 short-swing profit rules, Total Loss resulting from all trades while UBS Group AG was a 10% insider: $ -120.289. As a loss was realized, there are no profits to disgorge to the issuer. F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group. Read SEC document |
| July 08, 2024 Filed Jul 10, 2024 18:24 UTC |
UBS Group AG10% owner
|
SaleCommon Stock | 50 | $4.10 | $205.00 |
DisclosureSEC source: 0001610520-24-000134 · primary_doc.xml · nonDerivative · entry 22 UBS Group AG · CIK 0001610520 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Subsidiary Disclosed balance after: 25,078 F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group. Read SEC document |
| July 08, 2024 Filed Jul 10, 2024 18:24 UTC |
UBS Group AG10% owner
|
SaleCommon Stock | 16 | $4.10 | $65.60 |
DisclosureSEC source: 0001610520-24-000134 · primary_doc.xml · nonDerivative · entry 21 UBS Group AG · CIK 0001610520 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Subsidiary Disclosed balance after: 25,128 F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group. Read SEC document |
| July 08, 2024 Filed Jul 10, 2024 18:24 UTC |
UBS Group AG10% owner
|
SaleCommon Stock | 200 | $4.10 | $820.00 |
DisclosureSEC source: 0001610520-24-000134 · primary_doc.xml · nonDerivative · entry 20 UBS Group AG · CIK 0001610520 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Subsidiary Disclosed balance after: 25,144 F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group. Read SEC document |
| July 08, 2024 Filed Jul 10, 2024 18:24 UTC |
UBS Group AG10% owner
|
SaleCommon Stock | 3 | $4.15 | $12.45 |
DisclosureSEC source: 0001610520-24-000134 · primary_doc.xml · nonDerivative · entry 19 UBS Group AG · CIK 0001610520 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Subsidiary Disclosed balance after: 25,344 F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group. Read SEC document |
| July 08, 2024 Filed Jul 10, 2024 18:24 UTC |
UBS Group AG10% owner
|
SaleCommon Stock | 3 | $4.21 | $12.63 |
DisclosureSEC source: 0001610520-24-000134 · primary_doc.xml · nonDerivative · entry 18 UBS Group AG · CIK 0001610520 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Subsidiary Disclosed balance after: 25,347 F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group. Read SEC document |
| July 08, 2024 Filed Jul 10, 2024 18:24 UTC |
UBS Group AG10% owner
|
SaleCommon Stock | 3 | $4.24 | $12.72 |
DisclosureSEC source: 0001610520-24-000134 · primary_doc.xml · nonDerivative · entry 17 UBS Group AG · CIK 0001610520 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Subsidiary Disclosed balance after: 25,350 F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group. Read SEC document |
| July 08, 2024 Filed Jul 10, 2024 18:24 UTC |
UBS Group AG10% owner
|
SaleCommon Stock | 1 | $4.29 | $4.29 |
DisclosureSEC source: 0001610520-24-000134 · primary_doc.xml · nonDerivative · entry 16 UBS Group AG · CIK 0001610520 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Subsidiary Disclosed balance after: 25,353 F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group. Read SEC document |
| July 08, 2024 Filed Jul 10, 2024 18:24 UTC |
UBS Group AG10% owner
|
SaleCommon Stock | 25 | $4.39 | $109.75 |
DisclosureSEC source: 0001610520-24-000134 · primary_doc.xml · nonDerivative · entry 15 UBS Group AG · CIK 0001610520 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Subsidiary Disclosed balance after: 25,354 F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group. Read SEC document |
| July 08, 2024 Filed Jul 10, 2024 18:24 UTC |
UBS Group AG10% owner
|
PurchaseCommon Stock | 5 | $4.52 | $22.61 |
DisclosureSEC source: 0001610520-24-000134 · primary_doc.xml · nonDerivative · entry 14 UBS Group AG · CIK 0001610520 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Subsidiary Disclosed balance after: 25,379 F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group. Read SEC document |
| July 08, 2024 Filed Jul 10, 2024 18:24 UTC |
UBS Group AG10% owner
|
PurchaseCommon Stock | 100 | $4.53 | $453.00 |
DisclosureSEC source: 0001610520-24-000134 · primary_doc.xml · nonDerivative · entry 13 UBS Group AG · CIK 0001610520 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Subsidiary Disclosed balance after: 25,374 F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group. Read SEC document |
| July 05, 2024 Filed Jul 10, 2024 18:24 UTC |
UBS Group AG10% owner
|
SaleCommon Stock | 83 | $4.42 | $366.86 |
DisclosureSEC source: 0001610520-24-000134 · primary_doc.xml · nonDerivative · entry 12 UBS Group AG · CIK 0001610520 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Subsidiary Disclosed balance after: 25,274 F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group. Read SEC document |
| July 05, 2024 Filed Jul 10, 2024 18:24 UTC |
UBS Group AG10% owner
|
SaleCommon Stock | 200 | $4.42 | $884.00 |
DisclosureSEC source: 0001610520-24-000134 · primary_doc.xml · nonDerivative · entry 11 UBS Group AG · CIK 0001610520 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Subsidiary Disclosed balance after: 25,357 F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group. Read SEC document |
| July 05, 2024 Filed Jul 10, 2024 18:24 UTC |
UBS Group AG10% owner
|
SaleCommon Stock | 100 | $4.42 | $442.00 |
DisclosureSEC source: 0001610520-24-000134 · primary_doc.xml · nonDerivative · entry 10 UBS Group AG · CIK 0001610520 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Subsidiary Disclosed balance after: 25,557 F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group. Read SEC document |
| July 05, 2024 Filed Jul 10, 2024 18:24 UTC |
UBS Group AG10% owner
|
SaleCommon Stock | 100 | $4.39 | $439.00 |
DisclosureSEC source: 0001610520-24-000134 · primary_doc.xml · nonDerivative · entry 9 UBS Group AG · CIK 0001610520 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Subsidiary Disclosed balance after: 25,657 F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group. Read SEC document |
| July 05, 2024 Filed Jul 10, 2024 18:24 UTC |
UBS Group AG10% owner
|
SaleCommon Stock | 13 | $4.39 | $57.07 |
DisclosureSEC source: 0001610520-24-000134 · primary_doc.xml · nonDerivative · entry 8 UBS Group AG · CIK 0001610520 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Subsidiary Disclosed balance after: 25,757 F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group. Read SEC document |
| July 05, 2024 Filed Jul 10, 2024 18:24 UTC |
UBS Group AG10% owner
|
SaleCommon Stock | 49 | $4.43 | $217.07 |
DisclosureSEC source: 0001610520-24-000134 · primary_doc.xml · nonDerivative · entry 7 UBS Group AG · CIK 0001610520 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Subsidiary Disclosed balance after: 25,770 F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group. Read SEC document |
| July 05, 2024 Filed Jul 10, 2024 18:24 UTC |
UBS Group AG10% owner
|
SaleCommon Stock | 14 | $4.43 | $62.02 |
DisclosureSEC source: 0001610520-24-000134 · primary_doc.xml · nonDerivative · entry 6 UBS Group AG · CIK 0001610520 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Subsidiary Disclosed balance after: 25,819 F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group. Read SEC document |
| July 05, 2024 Filed Jul 10, 2024 18:24 UTC |
UBS Group AG10% owner
|
SaleCommon Stock | 200 | $4.43 | $886.00 |
DisclosureSEC source: 0001610520-24-000134 · primary_doc.xml · nonDerivative · entry 5 UBS Group AG · CIK 0001610520 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Subsidiary Disclosed balance after: 25,833 F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group. Read SEC document |
| July 05, 2024 Filed Jul 10, 2024 18:24 UTC |
UBS Group AG10% owner
|
SaleCommon Stock | 100 | $4.44 | $444.00 |
DisclosureSEC source: 0001610520-24-000134 · primary_doc.xml · nonDerivative · entry 4 UBS Group AG · CIK 0001610520 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Subsidiary Disclosed balance after: 26,033 F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.