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Nasdaq · USD

EMPD

Empery Digital Inc.

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Tapewire entity
21
SEC CIK
0001829794
Parsed reports
102

Last 12 months

Inside the activity.

13 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202660
Feb 202640
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202620
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 17, 2025 Filed Jul 30, 2025 01:29 UTC
Silver Timothy J.Chief Operating Officer
GrantStock options (right to buy) · Derivative 597,604 Not disclosed Strike: $10.00 Not disclosed
Disclosure

SEC source: 0001683168-25-005498 · ownership.xml · derivative · entry 2

Silver Timothy J. · CIK 0002079068 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 597,604

Underlying: Common Stock · 597,604 shares

Expires 2035-07-17

F3 · price: The non-qualified stock options were issued by the Issuer pursuant to an inducement award agreement as a material inducement to the Reporting Person's acceptance of employment with the Issuer in accordance with NASDAQ Listing Rule 5635(c) on July 17, 2025.

F2 · derivative.exercise_date: The stock options vest based upon the daily volume weighted average price ("VWAP") of the Issuer's common stock, vesting as to 20% of the underlying shares of common stock upon the VWAP reaching $10 and then in incremental 20% installments until becoming fully vested upon a VWAP of $30.

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July 17, 2025 Filed Jul 31, 2025 01:51 UTC
Director Brett SVP of Legal
GrantStock options (right to buy) · Derivative 298,802 Not disclosed Strike: $10.00 Not disclosed
Disclosure

SEC source: 0001683168-25-005532 · ownership.xml · derivative · entry 2

Director Brett S · CIK 0002079024 · VP of Legal

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 298,802

Underlying: Common Stock · 298,802 shares

Expires 2035-07-17

F3 · price: The non-qualified stock options were issued by the Issuer pursuant to an inducement award agreement as a material inducement to the Reporting Person's acceptance of employment with the Issuer in accordance with NASDAQ Listing Rule 5635(c) on July 17, 2025.

F2 · derivative.exercise_date: The stock options vest based upon the daily volume weighted average price ("VWAP") of the Issuer's common stock, vesting as to 20% of the underlying shares of common stock upon the VWAP reaching $10 and then in incremental 20% installments until becoming fully vested upon a VWAP of $30.

Read SEC document
July 17, 2025 Filed Aug 21, 2025 20:04 UTC GrantStock options (right to buy) · Derivative 298,802 Not disclosed Strike: $10.00 Not disclosed
Disclosure

SEC source: 0001683168-25-006372 · ownership.xml · derivative · entry 1

Homer Matthew · CIK 0002081203 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 298,802

Underlying: Common Stock · 298,802 shares

Expires 2035-07-17

F1 · price: The stock options vest based upon the daily volume weighted average price ("VWAP") of the Issuer's common stock, vesting as to 20% of the of the underlying shares of common stock upon the VWAP reaching $10 and then in incremental 20% installments until becoming fully vested upon a VWAP of $30. All vesting is subject to the approval by the Issuer's stockholder of a new stock option plan.

F1 · derivative.exercise_date: The stock options vest based upon the daily volume weighted average price ("VWAP") of the Issuer's common stock, vesting as to 20% of the of the underlying shares of common stock upon the VWAP reaching $10 and then in incremental 20% installments until becoming fully vested upon a VWAP of $30. All vesting is subject to the approval by the Issuer's stockholder of a new stock option plan.

Read SEC document
July 17, 2025 Filed Aug 25, 2025 20:03 UTC GrantStock options (right to buy) · Derivative 298,802 Not disclosed Strike: $10.00 Not disclosed
Disclosure

SEC source: 0001683168-25-006458 · ownership.xml · derivative · entry 1

Chauhan Rohan Kumar · CIK 0002081161 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 298,802

Underlying: Common Stock · 298,802 shares

Expires 2035-07-17

F1 · price: The stock options vest based upon the daily volume weighted average price ("VWAP") of the Issuer's common stock, vesting as to 20% of the of the underlying shares of common stock upon the VWAP reaching $10 and then in incremental 20% installments until becoming fully vested upon a VWAP of $30. All vesting is subject to the approval by the Issuer's stockholder of a new stock option plan.

F1 · derivative.exercise_date: The stock options vest based upon the daily volume weighted average price ("VWAP") of the Issuer's common stock, vesting as to 20% of the of the underlying shares of common stock upon the VWAP reaching $10 and then in incremental 20% installments until becoming fully vested upon a VWAP of $30. All vesting is subject to the approval by the Issuer's stockholder of a new stock option plan.

Read SEC document
May 30, 2025 Filed Jun 2, 2025 16:03 UTC
Kim Kyoung JohnDirector · Chief Executive Officer · 10% owner
GrantStock option (right to buy) · Derivative 1,443,000 Not disclosed Strike: $0.57 Not disclosed
Disclosure

SEC source: 0001683168-25-004148 · ownership.xml · derivative · entry 1

Kim Kyoung John · CIK 0001885540 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,443,004

Underlying: Common Stock · 1,443,000 shares

Expires 2035-05-30

F1 · price: The options were issued in connection with the reporting person's employment service to the Company.

Read SEC document
May 30, 2025 Filed Jun 2, 2025 20:03 UTC
Endo GregChief Financial Officer · 10% owner
GrantStock option (right to buy) · Derivative 577,200 Not disclosed Strike: $0.57 Not disclosed
Disclosure

SEC source: 0001683168-25-004149 · ownership.xml · derivative · entry 1

Endo Greg · CIK 0001882355 · Chief Financial Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 577,206

Underlying: Common Stock · 577,200 shares

Expires 2035-05-30

F1 · price: The options were issued in connection with the reporting person's employment service to the Company.

Read SEC document
October 15, 2024 Filed Oct 17, 2024 16:18 UTC OtherPrefunded Warrant (Right to Buy) · Derivative 774,569 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001535610-24-000047 · primary_doc.xml · derivative · entry 2

SABBY MANAGEMENT, LLC · CIK 0001535610 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 774,569

Underlying: Common Stock · 774,569 shares

Expires not disclosed

F4 · security: The Pre-Funded Warrants have no expiration date and are exercisable immediately. Notwithstanding the foregoing, the Reporting Persons shall not be entitled to exercise the Pre-Funded Warrants if it would cause the aggregate number of shares of Common Stock beneficially owned by the Reporting Persons, their affiliates and any persons who are members of a Section 13(d) group with the Reporting Persons or their affiliates to exceed 9.99% of the total number of issued and outstanding shares of Common Stock of the Issuer following such exercise.

F1 · kind: Sabby Volatility Warrant Master Fund, Ltd. (SVWMF) entered into a Securities Exchange Agreement with the Issuer pursuant to which SVWMF exchanged, on a 1:1 basis, 774,569 shares of the Issuer's Common Stock for an equal number of prefunded warrants, each to purchase one share of the Issuer's Common Stock at an exercise price of $0.00001 per share (each a "Pre-Funded Warrant").

F4 · shares: The Pre-Funded Warrants have no expiration date and are exercisable immediately. Notwithstanding the foregoing, the Reporting Persons shall not be entitled to exercise the Pre-Funded Warrants if it would cause the aggregate number of shares of Common Stock beneficially owned by the Reporting Persons, their affiliates and any persons who are members of a Section 13(d) group with the Reporting Persons or their affiliates to exceed 9.99% of the total number of issued and outstanding shares of Common Stock of the Issuer following such exercise.

F1 · price: Sabby Volatility Warrant Master Fund, Ltd. (SVWMF) entered into a Securities Exchange Agreement with the Issuer pursuant to which SVWMF exchanged, on a 1:1 basis, 774,569 shares of the Issuer's Common Stock for an equal number of prefunded warrants, each to purchase one share of the Issuer's Common Stock at an exercise price of $0.00001 per share (each a "Pre-Funded Warrant").

F4 · derivative.exercise_date: The Pre-Funded Warrants have no expiration date and are exercisable immediately. Notwithstanding the foregoing, the Reporting Persons shall not be entitled to exercise the Pre-Funded Warrants if it would cause the aggregate number of shares of Common Stock beneficially owned by the Reporting Persons, their affiliates and any persons who are members of a Section 13(d) group with the Reporting Persons or their affiliates to exceed 9.99% of the total number of issued and outstanding shares of Common Stock of the Issuer following such exercise.

F4 · derivative.expiration_date: The Pre-Funded Warrants have no expiration date and are exercisable immediately. Notwithstanding the foregoing, the Reporting Persons shall not be entitled to exercise the Pre-Funded Warrants if it would cause the aggregate number of shares of Common Stock beneficially owned by the Reporting Persons, their affiliates and any persons who are members of a Section 13(d) group with the Reporting Persons or their affiliates to exceed 9.99% of the total number of issued and outstanding shares of Common Stock of the Issuer following such exercise.

F4 · derivative.underlying_shares: The Pre-Funded Warrants have no expiration date and are exercisable immediately. Notwithstanding the foregoing, the Reporting Persons shall not be entitled to exercise the Pre-Funded Warrants if it would cause the aggregate number of shares of Common Stock beneficially owned by the Reporting Persons, their affiliates and any persons who are members of a Section 13(d) group with the Reporting Persons or their affiliates to exceed 9.99% of the total number of issued and outstanding shares of Common Stock of the Issuer following such exercise.

F4 · balance_after: The Pre-Funded Warrants have no expiration date and are exercisable immediately. Notwithstanding the foregoing, the Reporting Persons shall not be entitled to exercise the Pre-Funded Warrants if it would cause the aggregate number of shares of Common Stock beneficially owned by the Reporting Persons, their affiliates and any persons who are members of a Section 13(d) group with the Reporting Persons or their affiliates to exceed 9.99% of the total number of issued and outstanding shares of Common Stock of the Issuer following such exercise.

F2 · ownership.direct: This Form 4 is being filed by SVWMF, Sabby Management, LLC (Advisor) and Hal Mintz. Advisor is investment manager to SVWMF. Mr. Mintz is manager of Advisor.

F3 · ownership.direct: The amounts reported herein represent the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise.

F2 · ownership.nature: This Form 4 is being filed by SVWMF, Sabby Management, LLC (Advisor) and Hal Mintz. Advisor is investment manager to SVWMF. Mr. Mintz is manager of Advisor.

F3 · ownership.nature: The amounts reported herein represent the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise.

Read SEC document
October 15, 2024 Filed Oct 17, 2024 16:18 UTC OtherCommon Stock 774,569 Not disclosed Not disclosed
Disclosure

SEC source: 0001535610-24-000047 · primary_doc.xml · nonDerivative · entry 1

SABBY MANAGEMENT, LLC · CIK 0001535610 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 448,273

F1 · kind: Sabby Volatility Warrant Master Fund, Ltd. (SVWMF) entered into a Securities Exchange Agreement with the Issuer pursuant to which SVWMF exchanged, on a 1:1 basis, 774,569 shares of the Issuer's Common Stock for an equal number of prefunded warrants, each to purchase one share of the Issuer's Common Stock at an exercise price of $0.00001 per share (each a "Pre-Funded Warrant").

F1 · price: Sabby Volatility Warrant Master Fund, Ltd. (SVWMF) entered into a Securities Exchange Agreement with the Issuer pursuant to which SVWMF exchanged, on a 1:1 basis, 774,569 shares of the Issuer's Common Stock for an equal number of prefunded warrants, each to purchase one share of the Issuer's Common Stock at an exercise price of $0.00001 per share (each a "Pre-Funded Warrant").

F3 · balance_after: The amounts reported herein represent the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise.

F2 · ownership.direct: This Form 4 is being filed by SVWMF, Sabby Management, LLC (Advisor) and Hal Mintz. Advisor is investment manager to SVWMF. Mr. Mintz is manager of Advisor.

F3 · ownership.direct: The amounts reported herein represent the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise.

F2 · ownership.nature: This Form 4 is being filed by SVWMF, Sabby Management, LLC (Advisor) and Hal Mintz. Advisor is investment manager to SVWMF. Mr. Mintz is manager of Advisor.

F3 · ownership.nature: The amounts reported herein represent the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise.

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August 30, 2024 Filed Sep 3, 2024 17:40 UTC PurchaseCommon Stock 10,000 $1.42 $14,156.00
Disclosure

SEC source: 0001535610-24-000046 · primary_doc.xml · nonDerivative · entry 1

SABBY MANAGEMENT, LLC · CIK 0001535610 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 774,569

F2 · balance_after: The amounts reported herein represent the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise.

F1 · ownership.direct: This Form 4 is being filed by Sabby Volatility Warrant Master Fund, Ltd. (SVWMF), Sabby Management, LLC (Advisor) and Hal Mintz. Advisor is investment manager to SVWMF. Mr. Mintz is manager of Advisor.

F2 · ownership.direct: The amounts reported herein represent the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise.

F1 · ownership.nature: This Form 4 is being filed by Sabby Volatility Warrant Master Fund, Ltd. (SVWMF), Sabby Management, LLC (Advisor) and Hal Mintz. Advisor is investment manager to SVWMF. Mr. Mintz is manager of Advisor.

F2 · ownership.nature: The amounts reported herein represent the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise.

Read SEC document
August 29, 2024 Filed Aug 30, 2024 21:07 UTC PurchaseCommon Stock 3,064 $1.45 $4,442.80
Disclosure

SEC source: 0001535610-24-000045 · primary_doc.xml · nonDerivative · entry 2

SABBY MANAGEMENT, LLC · CIK 0001535610 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 764,569

F2 · balance_after: The amounts reported herein represent the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise.

F1 · ownership.direct: This Form 4 is being filed by Sabby Volatility Warrant Master Fund, Ltd. (SVWMF), Sabby Management, LLC (Advisor)and Hal Mintz. Advisor is investment manager to SVWMF. Mr. Mintz is manager of Advisor.

F2 · ownership.direct: The amounts reported herein represent the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise.

F1 · ownership.nature: This Form 4 is being filed by Sabby Volatility Warrant Master Fund, Ltd. (SVWMF), Sabby Management, LLC (Advisor)and Hal Mintz. Advisor is investment manager to SVWMF. Mr. Mintz is manager of Advisor.

F2 · ownership.nature: The amounts reported herein represent the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise.

Read SEC document
August 28, 2024 Filed Aug 30, 2024 21:07 UTC PurchaseCommon Stock 21,998 $1.50 $32,906.81
Disclosure

SEC source: 0001535610-24-000045 · primary_doc.xml · nonDerivative · entry 1

SABBY MANAGEMENT, LLC · CIK 0001535610 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 761,505

F2 · balance_after: The amounts reported herein represent the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise.

F1 · ownership.direct: This Form 4 is being filed by Sabby Volatility Warrant Master Fund, Ltd. (SVWMF), Sabby Management, LLC (Advisor)and Hal Mintz. Advisor is investment manager to SVWMF. Mr. Mintz is manager of Advisor.

F2 · ownership.direct: The amounts reported herein represent the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise.

F1 · ownership.nature: This Form 4 is being filed by Sabby Volatility Warrant Master Fund, Ltd. (SVWMF), Sabby Management, LLC (Advisor)and Hal Mintz. Advisor is investment manager to SVWMF. Mr. Mintz is manager of Advisor.

F2 · ownership.nature: The amounts reported herein represent the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise.

Read SEC document
August 26, 2024 Filed Aug 28, 2024 14:15 UTC PurchaseCommon Stock 3,194 $1.55 $4,936.01
Disclosure

SEC source: 0001535610-24-000044 · primary_doc.xml · nonDerivative · entry 1

SABBY MANAGEMENT, LLC · CIK 0001535610 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 739,507

F2 · balance_after: The amounts reported herein represent the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise.

F1 · ownership.direct: This Form 4 is being filed by Sabby Volatility Warrant Master Fund, Ltd. (SVWMF), Sabby Management, LLC (Advisor) and Hal Mintz. Advisor is investment manager to SVWMF. Mr. Mintz is manager of Advisor.

F2 · ownership.direct: The amounts reported herein represent the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise.

F1 · ownership.nature: This Form 4 is being filed by Sabby Volatility Warrant Master Fund, Ltd. (SVWMF), Sabby Management, LLC (Advisor) and Hal Mintz. Advisor is investment manager to SVWMF. Mr. Mintz is manager of Advisor.

F2 · ownership.nature: The amounts reported herein represent the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise.

Read SEC document
August 23, 2024 Filed Aug 26, 2024 16:25 UTC PurchaseCommon Stock 3,500 $1.55 $5,419.40
Disclosure

SEC source: 0001535610-24-000043 · primary_doc.xml · nonDerivative · entry 3

SABBY MANAGEMENT, LLC · CIK 0001535610 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 736,313

F2 · balance_after: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise.

F1 · ownership.direct: This Form 4 is being filed by Sabby Volatility Warrant Master Fund, Ltd. (SVWMF), Sabby Management, LLC (Advisor) and Hal Mintz. Advisor is investment manager to SVWMF. Mr. Mintz is manager of Advisor.

F2 · ownership.direct: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise.

F1 · ownership.nature: This Form 4 is being filed by Sabby Volatility Warrant Master Fund, Ltd. (SVWMF), Sabby Management, LLC (Advisor) and Hal Mintz. Advisor is investment manager to SVWMF. Mr. Mintz is manager of Advisor.

F2 · ownership.nature: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise.

Read SEC document
August 22, 2024 Filed Aug 26, 2024 16:25 UTC SaleCommon Stock 32,794 $2.05 $67,227.70
Disclosure

SEC source: 0001535610-24-000043 · primary_doc.xml · nonDerivative · entry 2

SABBY MANAGEMENT, LLC · CIK 0001535610 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 732,813

F2 · balance_after: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise.

F1 · ownership.direct: This Form 4 is being filed by Sabby Volatility Warrant Master Fund, Ltd. (SVWMF), Sabby Management, LLC (Advisor) and Hal Mintz. Advisor is investment manager to SVWMF. Mr. Mintz is manager of Advisor.

F2 · ownership.direct: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise.

F1 · ownership.nature: This Form 4 is being filed by Sabby Volatility Warrant Master Fund, Ltd. (SVWMF), Sabby Management, LLC (Advisor) and Hal Mintz. Advisor is investment manager to SVWMF. Mr. Mintz is manager of Advisor.

F2 · ownership.nature: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise.

Read SEC document
August 22, 2024 Filed Aug 26, 2024 16:25 UTC PurchaseCommon Stock 3,598 $1.49 $5,350.95
Disclosure

SEC source: 0001535610-24-000043 · primary_doc.xml · nonDerivative · entry 1

SABBY MANAGEMENT, LLC · CIK 0001535610 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 765,607

F2 · balance_after: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise.

F1 · ownership.direct: This Form 4 is being filed by Sabby Volatility Warrant Master Fund, Ltd. (SVWMF), Sabby Management, LLC (Advisor) and Hal Mintz. Advisor is investment manager to SVWMF. Mr. Mintz is manager of Advisor.

F2 · ownership.direct: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise.

F1 · ownership.nature: This Form 4 is being filed by Sabby Volatility Warrant Master Fund, Ltd. (SVWMF), Sabby Management, LLC (Advisor) and Hal Mintz. Advisor is investment manager to SVWMF. Mr. Mintz is manager of Advisor.

F2 · ownership.nature: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise.

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August 21, 2024 Filed Aug 22, 2024 15:30 UTC PurchaseCommon Stock 17,757 $1.50 $26,676.34
Disclosure

SEC source: 0001535610-24-000042 · primary_doc.xml · nonDerivative · entry 2

SABBY MANAGEMENT, LLC · CIK 0001535610 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 762,009

F2 · balance_after: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise.

F1 · ownership.direct: This Form 4 is being filed by Sabby Volatility Warrant Master Fund, Ltd. (SVWMF), Sabby Management, LLC (Advisor) and Hal Mintz. Advisor is investment manager to SVWMF. Mr. Mintz is manager of Advisor.

F2 · ownership.direct: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise.

F1 · ownership.nature: This Form 4 is being filed by Sabby Volatility Warrant Master Fund, Ltd. (SVWMF), Sabby Management, LLC (Advisor) and Hal Mintz. Advisor is investment manager to SVWMF. Mr. Mintz is manager of Advisor.

F2 · ownership.nature: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise.

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August 20, 2024 Filed Aug 22, 2024 15:30 UTC PurchaseCommon Stock 10,953 $1.57 $17,163.35
Disclosure

SEC source: 0001535610-24-000042 · primary_doc.xml · nonDerivative · entry 1

SABBY MANAGEMENT, LLC · CIK 0001535610 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 744,252

F2 · balance_after: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise.

F1 · ownership.direct: This Form 4 is being filed by Sabby Volatility Warrant Master Fund, Ltd. (SVWMF), Sabby Management, LLC (Advisor) and Hal Mintz. Advisor is investment manager to SVWMF. Mr. Mintz is manager of Advisor.

F2 · ownership.direct: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise.

F1 · ownership.nature: This Form 4 is being filed by Sabby Volatility Warrant Master Fund, Ltd. (SVWMF), Sabby Management, LLC (Advisor) and Hal Mintz. Advisor is investment manager to SVWMF. Mr. Mintz is manager of Advisor.

F2 · ownership.nature: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise.

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August 19, 2024 Filed Aug 20, 2024 14:05 UTC PurchaseCommon Stock 5,065 $1.59 $8,076.65
Disclosure

SEC source: 0001535610-24-000041 · primary_doc.xml · nonDerivative · entry 2

SABBY MANAGEMENT, LLC · CIK 0001535610 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 733,299

F2 · balance_after: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise.

F1 · ownership.direct: This Form 4 is being filed by Sabby Volatility Warrant Master Fund, Ltd. (SVWMF), Sabby Management, LLC (Advisor) and Hal Mintz. Advisor is investment manager to SVWMF. Mr. Mintz is manager of Advisor.

F2 · ownership.direct: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise.

F1 · ownership.nature: This Form 4 is being filed by Sabby Volatility Warrant Master Fund, Ltd. (SVWMF), Sabby Management, LLC (Advisor) and Hal Mintz. Advisor is investment manager to SVWMF. Mr. Mintz is manager of Advisor.

F2 · ownership.nature: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise.

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August 16, 2024 Filed Aug 20, 2024 14:05 UTC PurchaseCommon Stock 16,974 $1.43 $24,347.51
Disclosure

SEC source: 0001535610-24-000041 · primary_doc.xml · nonDerivative · entry 1

SABBY MANAGEMENT, LLC · CIK 0001535610 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 728,234

F2 · balance_after: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise.

F1 · ownership.direct: This Form 4 is being filed by Sabby Volatility Warrant Master Fund, Ltd. (SVWMF), Sabby Management, LLC (Advisor) and Hal Mintz. Advisor is investment manager to SVWMF. Mr. Mintz is manager of Advisor.

F2 · ownership.direct: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise.

F1 · ownership.nature: This Form 4 is being filed by Sabby Volatility Warrant Master Fund, Ltd. (SVWMF), Sabby Management, LLC (Advisor) and Hal Mintz. Advisor is investment manager to SVWMF. Mr. Mintz is manager of Advisor.

F2 · ownership.nature: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise.

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August 15, 2024 Filed Aug 16, 2024 12:29 UTC PurchaseCommon Stock 27,514 $1.51 $41,529.63
Disclosure

SEC source: 0001535610-24-000040 · primary_doc.xml · nonDerivative · entry 2

SABBY MANAGEMENT, LLC · CIK 0001535610 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 711,260

F2 · balance_after: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise.

F1 · ownership.direct: This Form 4 is being filed by Sabby Volatility Warrant Master Fund, Ltd (SVWMF), Sabby Management, LLC (Advisor) and Hal Mintz. Advisor is investment manager to SVWMF. Mr. Mintz is manager of Advisor.

F2 · ownership.direct: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise.

F1 · ownership.nature: This Form 4 is being filed by Sabby Volatility Warrant Master Fund, Ltd (SVWMF), Sabby Management, LLC (Advisor) and Hal Mintz. Advisor is investment manager to SVWMF. Mr. Mintz is manager of Advisor.

F2 · ownership.nature: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise.

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August 14, 2024 Filed Aug 16, 2024 12:29 UTC PurchaseCommon Stock 20,158 $1.62 $32,641.85
Disclosure

SEC source: 0001535610-24-000040 · primary_doc.xml · nonDerivative · entry 1

SABBY MANAGEMENT, LLC · CIK 0001535610 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 683,746

F2 · balance_after: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise.

F1 · ownership.direct: This Form 4 is being filed by Sabby Volatility Warrant Master Fund, Ltd (SVWMF), Sabby Management, LLC (Advisor) and Hal Mintz. Advisor is investment manager to SVWMF. Mr. Mintz is manager of Advisor.

F2 · ownership.direct: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise.

F1 · ownership.nature: This Form 4 is being filed by Sabby Volatility Warrant Master Fund, Ltd (SVWMF), Sabby Management, LLC (Advisor) and Hal Mintz. Advisor is investment manager to SVWMF. Mr. Mintz is manager of Advisor.

F2 · ownership.nature: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise.

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August 13, 2024 Filed Aug 14, 2024 14:23 UTC PurchaseCommon Stock 3,372 $1.68 $5,663.27
Disclosure

SEC source: 0001535610-24-000039 · primary_doc.xml · nonDerivative · entry 2

SABBY MANAGEMENT, LLC · CIK 0001535610 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 663,588

F2 · balance_after: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise.

F1 · ownership.direct: This Form 4 is being filed by Sabby Volatility Warrant Master Fund, Ltd. (SVWMF), Sabby Management LLC (Advisor) and Hal Mintz. Advisor is investment manager to SVWMF. Mr. Mintz is manager of Advisor.

F2 · ownership.direct: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise.

F1 · ownership.nature: This Form 4 is being filed by Sabby Volatility Warrant Master Fund, Ltd. (SVWMF), Sabby Management LLC (Advisor) and Hal Mintz. Advisor is investment manager to SVWMF. Mr. Mintz is manager of Advisor.

F2 · ownership.nature: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise.

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August 12, 2024 Filed Aug 14, 2024 14:23 UTC PurchaseCommon Stock 6,087 $1.64 $9,995.46
Disclosure

SEC source: 0001535610-24-000039 · primary_doc.xml · nonDerivative · entry 1

SABBY MANAGEMENT, LLC · CIK 0001535610 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 660,216

F2 · balance_after: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise.

F1 · ownership.direct: This Form 4 is being filed by Sabby Volatility Warrant Master Fund, Ltd. (SVWMF), Sabby Management LLC (Advisor) and Hal Mintz. Advisor is investment manager to SVWMF. Mr. Mintz is manager of Advisor.

F2 · ownership.direct: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise.

F1 · ownership.nature: This Form 4 is being filed by Sabby Volatility Warrant Master Fund, Ltd. (SVWMF), Sabby Management LLC (Advisor) and Hal Mintz. Advisor is investment manager to SVWMF. Mr. Mintz is manager of Advisor.

F2 · ownership.nature: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 (Section 16), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise.

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August 09, 2024 Filed Aug 12, 2024 15:14 UTC PurchaseCommon Stock 7,116 $1.64 $11,702.26
Disclosure

SEC source: 0001535610-24-000038 · primary_doc.xml · nonDerivative · entry 2

SABBY MANAGEMENT, LLC · CIK 0001535610 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 654,129

F2 · balance_after: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 ("Section 16"), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise.

F1 · ownership.direct: This Form 4 is being filed by Sabby Volatility Warrant Master Fund, LTD. ("SVWMF"), Sabby Management, LLC ("Advisor") and Hal Mintz. Advisor is the investment manager of SVWMF. Mr. Mintz is the manager of Advisor.

F2 · ownership.direct: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 ("Section 16"), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise.

F1 · ownership.nature: This Form 4 is being filed by Sabby Volatility Warrant Master Fund, LTD. ("SVWMF"), Sabby Management, LLC ("Advisor") and Hal Mintz. Advisor is the investment manager of SVWMF. Mr. Mintz is the manager of Advisor.

F2 · ownership.nature: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 ("Section 16"), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise.

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August 08, 2024 Filed Aug 12, 2024 15:14 UTC PurchaseCommon Stock 8,019 $1.65 $13,226.54
Disclosure

SEC source: 0001535610-24-000038 · primary_doc.xml · nonDerivative · entry 1

SABBY MANAGEMENT, LLC · CIK 0001535610 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 647,013

F2 · balance_after: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 ("Section 16"), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise.

F1 · ownership.direct: This Form 4 is being filed by Sabby Volatility Warrant Master Fund, LTD. ("SVWMF"), Sabby Management, LLC ("Advisor") and Hal Mintz. Advisor is the investment manager of SVWMF. Mr. Mintz is the manager of Advisor.

F2 · ownership.direct: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 ("Section 16"), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise.

F1 · ownership.nature: This Form 4 is being filed by Sabby Volatility Warrant Master Fund, LTD. ("SVWMF"), Sabby Management, LLC ("Advisor") and Hal Mintz. Advisor is the investment manager of SVWMF. Mr. Mintz is the manager of Advisor.

F2 · ownership.nature: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 ("Section 16"), beneficial ownership of such securities, except to the extent of its / his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise.

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August 07, 2024 Filed Aug 8, 2024 13:22 UTC PurchaseCommon Stock 43,756 $1.76 $76,826.78
Disclosure

SEC source: 0001535610-24-000037 · primary_doc.xml · nonDerivative · entry 3

SABBY MANAGEMENT, LLC · CIK 0001535610 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 638,994

F2 · balance_after: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 ("Section 16"), beneficial ownership of such securities, except to the extent of its/his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise.

F1 · ownership.direct: This Form 4 is being filed by Sabby Volatility Warrant Master Fund, Ltd. ("SVWMF"), Sabby Management, LLC ("Advisor") and Hal Mintz. Advisor is the investment manager of SVWMF. Mr. Mintz if the manager of Advisor.

F2 · ownership.direct: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 ("Section 16"), beneficial ownership of such securities, except to the extent of its/his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise.

F1 · ownership.nature: This Form 4 is being filed by Sabby Volatility Warrant Master Fund, Ltd. ("SVWMF"), Sabby Management, LLC ("Advisor") and Hal Mintz. Advisor is the investment manager of SVWMF. Mr. Mintz if the manager of Advisor.

F2 · ownership.nature: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 ("Section 16"), beneficial ownership of such securities, except to the extent of its/his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise.

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August 06, 2024 Filed Aug 8, 2024 13:22 UTC SaleCommon Stock 512 $2.05 $1,049.96
Disclosure

SEC source: 0001535610-24-000037 · primary_doc.xml · nonDerivative · entry 2

SABBY MANAGEMENT, LLC · CIK 0001535610 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 595,238

F2 · balance_after: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 ("Section 16"), beneficial ownership of such securities, except to the extent of its/his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise.

F1 · ownership.direct: This Form 4 is being filed by Sabby Volatility Warrant Master Fund, Ltd. ("SVWMF"), Sabby Management, LLC ("Advisor") and Hal Mintz. Advisor is the investment manager of SVWMF. Mr. Mintz if the manager of Advisor.

F2 · ownership.direct: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 ("Section 16"), beneficial ownership of such securities, except to the extent of its/his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise.

F1 · ownership.nature: This Form 4 is being filed by Sabby Volatility Warrant Master Fund, Ltd. ("SVWMF"), Sabby Management, LLC ("Advisor") and Hal Mintz. Advisor is the investment manager of SVWMF. Mr. Mintz if the manager of Advisor.

F2 · ownership.nature: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 ("Section 16"), beneficial ownership of such securities, except to the extent of its/his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise.

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August 06, 2024 Filed Aug 8, 2024 13:22 UTC PurchaseCommon Stock 3,284 $1.82 $5,978.85
Disclosure

SEC source: 0001535610-24-000037 · primary_doc.xml · nonDerivative · entry 1

SABBY MANAGEMENT, LLC · CIK 0001535610 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 595,750

F2 · balance_after: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 ("Section 16"), beneficial ownership of such securities, except to the extent of its/his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise.

F1 · ownership.direct: This Form 4 is being filed by Sabby Volatility Warrant Master Fund, Ltd. ("SVWMF"), Sabby Management, LLC ("Advisor") and Hal Mintz. Advisor is the investment manager of SVWMF. Mr. Mintz if the manager of Advisor.

F2 · ownership.direct: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 ("Section 16"), beneficial ownership of such securities, except to the extent of its/his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise.

F1 · ownership.nature: This Form 4 is being filed by Sabby Volatility Warrant Master Fund, Ltd. ("SVWMF"), Sabby Management, LLC ("Advisor") and Hal Mintz. Advisor is the investment manager of SVWMF. Mr. Mintz if the manager of Advisor.

F2 · ownership.nature: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 ("Section 16"), beneficial ownership of such securities, except to the extent of its/his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise.

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August 05, 2024 Filed Aug 6, 2024 17:09 UTC PurchaseCommon Stock 74,574 $1.81 $134,956.57
Disclosure

SEC source: 0001535610-24-000036 · primary_doc.xml · nonDerivative · entry 2

SABBY MANAGEMENT, LLC · CIK 0001535610 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 592,466

F2 · balance_after: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 ("Section 16"), beneficial ownership of such securities, except to the extent of its/his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 1 or otherwise.

F1 · ownership.direct: This Form 4 is being filed by Sabby Volatility Warrant Master Fund, Ltd. ("SVWMF"), Sabby Management, LLC ("Advisor") and Hal Mintz. Advisor is the investment manager of SVWMF. Mr. Mintz is the manager of Advisor.

F2 · ownership.direct: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 ("Section 16"), beneficial ownership of such securities, except to the extent of its/his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 1 or otherwise.

F1 · ownership.nature: This Form 4 is being filed by Sabby Volatility Warrant Master Fund, Ltd. ("SVWMF"), Sabby Management, LLC ("Advisor") and Hal Mintz. Advisor is the investment manager of SVWMF. Mr. Mintz is the manager of Advisor.

F2 · ownership.nature: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 ("Section 16"), beneficial ownership of such securities, except to the extent of its/his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 1 or otherwise.

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August 02, 2024 Filed Aug 6, 2024 17:09 UTC PurchaseCommon Stock 40,349 $1.94 $78,450.56
Disclosure

SEC source: 0001535610-24-000036 · primary_doc.xml · nonDerivative · entry 1

SABBY MANAGEMENT, LLC · CIK 0001535610 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 517,892

F2 · balance_after: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 ("Section 16"), beneficial ownership of such securities, except to the extent of its/his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 1 or otherwise.

F1 · ownership.direct: This Form 4 is being filed by Sabby Volatility Warrant Master Fund, Ltd. ("SVWMF"), Sabby Management, LLC ("Advisor") and Hal Mintz. Advisor is the investment manager of SVWMF. Mr. Mintz is the manager of Advisor.

F2 · ownership.direct: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 ("Section 16"), beneficial ownership of such securities, except to the extent of its/his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 1 or otherwise.

F1 · ownership.nature: This Form 4 is being filed by Sabby Volatility Warrant Master Fund, Ltd. ("SVWMF"), Sabby Management, LLC ("Advisor") and Hal Mintz. Advisor is the investment manager of SVWMF. Mr. Mintz is the manager of Advisor.

F2 · ownership.nature: The amounts reported herein reflect the entire amount of Issuer's common stock held by SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims for purposes of Section 16 of the Securities and Exchange Act of 1934 ("Section 16"), beneficial ownership of such securities, except to the extent of its/his pecuniary interest therein, and this report shall not be deemed as an admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 1 or otherwise.

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July 08, 2024 Filed Jul 10, 2024 18:24 UTC
UBS Group AG10% owner
SaleCommon Stock 105 $4.10 $430.50
Disclosure

SEC source: 0001610520-24-000134 · primary_doc.xml · nonDerivative · entry 23

UBS Group AG · CIK 0001610520 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Subsidiary

Disclosed balance after: 24,973

F2 · balance_after: Per Section 16 short-swing profit rules, Total Loss resulting from all trades while UBS Group AG was a 10% insider: $ -120.289. As a loss was realized, there are no profits to disgorge to the issuer.

F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group.

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July 08, 2024 Filed Jul 10, 2024 18:24 UTC
UBS Group AG10% owner
SaleCommon Stock 50 $4.10 $205.00
Disclosure

SEC source: 0001610520-24-000134 · primary_doc.xml · nonDerivative · entry 22

UBS Group AG · CIK 0001610520 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Subsidiary

Disclosed balance after: 25,078

F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group.

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July 08, 2024 Filed Jul 10, 2024 18:24 UTC
UBS Group AG10% owner
SaleCommon Stock 16 $4.10 $65.60
Disclosure

SEC source: 0001610520-24-000134 · primary_doc.xml · nonDerivative · entry 21

UBS Group AG · CIK 0001610520 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Subsidiary

Disclosed balance after: 25,128

F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group.

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July 08, 2024 Filed Jul 10, 2024 18:24 UTC
UBS Group AG10% owner
SaleCommon Stock 200 $4.10 $820.00
Disclosure

SEC source: 0001610520-24-000134 · primary_doc.xml · nonDerivative · entry 20

UBS Group AG · CIK 0001610520 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Subsidiary

Disclosed balance after: 25,144

F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group.

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July 08, 2024 Filed Jul 10, 2024 18:24 UTC
UBS Group AG10% owner
SaleCommon Stock 3 $4.15 $12.45
Disclosure

SEC source: 0001610520-24-000134 · primary_doc.xml · nonDerivative · entry 19

UBS Group AG · CIK 0001610520 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Subsidiary

Disclosed balance after: 25,344

F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group.

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July 08, 2024 Filed Jul 10, 2024 18:24 UTC
UBS Group AG10% owner
SaleCommon Stock 3 $4.21 $12.63
Disclosure

SEC source: 0001610520-24-000134 · primary_doc.xml · nonDerivative · entry 18

UBS Group AG · CIK 0001610520 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Subsidiary

Disclosed balance after: 25,347

F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group.

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July 08, 2024 Filed Jul 10, 2024 18:24 UTC
UBS Group AG10% owner
SaleCommon Stock 3 $4.24 $12.72
Disclosure

SEC source: 0001610520-24-000134 · primary_doc.xml · nonDerivative · entry 17

UBS Group AG · CIK 0001610520 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Subsidiary

Disclosed balance after: 25,350

F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group.

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July 08, 2024 Filed Jul 10, 2024 18:24 UTC
UBS Group AG10% owner
SaleCommon Stock 1 $4.29 $4.29
Disclosure

SEC source: 0001610520-24-000134 · primary_doc.xml · nonDerivative · entry 16

UBS Group AG · CIK 0001610520 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Subsidiary

Disclosed balance after: 25,353

F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group.

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July 08, 2024 Filed Jul 10, 2024 18:24 UTC
UBS Group AG10% owner
SaleCommon Stock 25 $4.39 $109.75
Disclosure

SEC source: 0001610520-24-000134 · primary_doc.xml · nonDerivative · entry 15

UBS Group AG · CIK 0001610520 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Subsidiary

Disclosed balance after: 25,354

F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group.

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July 08, 2024 Filed Jul 10, 2024 18:24 UTC
UBS Group AG10% owner
PurchaseCommon Stock 5 $4.52 $22.61
Disclosure

SEC source: 0001610520-24-000134 · primary_doc.xml · nonDerivative · entry 14

UBS Group AG · CIK 0001610520 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Subsidiary

Disclosed balance after: 25,379

F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group.

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July 08, 2024 Filed Jul 10, 2024 18:24 UTC
UBS Group AG10% owner
PurchaseCommon Stock 100 $4.53 $453.00
Disclosure

SEC source: 0001610520-24-000134 · primary_doc.xml · nonDerivative · entry 13

UBS Group AG · CIK 0001610520 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Subsidiary

Disclosed balance after: 25,374

F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group.

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July 05, 2024 Filed Jul 10, 2024 18:24 UTC
UBS Group AG10% owner
SaleCommon Stock 83 $4.42 $366.86
Disclosure

SEC source: 0001610520-24-000134 · primary_doc.xml · nonDerivative · entry 12

UBS Group AG · CIK 0001610520 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Subsidiary

Disclosed balance after: 25,274

F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group.

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July 05, 2024 Filed Jul 10, 2024 18:24 UTC
UBS Group AG10% owner
SaleCommon Stock 200 $4.42 $884.00
Disclosure

SEC source: 0001610520-24-000134 · primary_doc.xml · nonDerivative · entry 11

UBS Group AG · CIK 0001610520 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Subsidiary

Disclosed balance after: 25,357

F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group.

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July 05, 2024 Filed Jul 10, 2024 18:24 UTC
UBS Group AG10% owner
SaleCommon Stock 100 $4.42 $442.00
Disclosure

SEC source: 0001610520-24-000134 · primary_doc.xml · nonDerivative · entry 10

UBS Group AG · CIK 0001610520 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Subsidiary

Disclosed balance after: 25,557

F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group.

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July 05, 2024 Filed Jul 10, 2024 18:24 UTC
UBS Group AG10% owner
SaleCommon Stock 100 $4.39 $439.00
Disclosure

SEC source: 0001610520-24-000134 · primary_doc.xml · nonDerivative · entry 9

UBS Group AG · CIK 0001610520 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Subsidiary

Disclosed balance after: 25,657

F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group.

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July 05, 2024 Filed Jul 10, 2024 18:24 UTC
UBS Group AG10% owner
SaleCommon Stock 13 $4.39 $57.07
Disclosure

SEC source: 0001610520-24-000134 · primary_doc.xml · nonDerivative · entry 8

UBS Group AG · CIK 0001610520 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Subsidiary

Disclosed balance after: 25,757

F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group.

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July 05, 2024 Filed Jul 10, 2024 18:24 UTC
UBS Group AG10% owner
SaleCommon Stock 49 $4.43 $217.07
Disclosure

SEC source: 0001610520-24-000134 · primary_doc.xml · nonDerivative · entry 7

UBS Group AG · CIK 0001610520 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Subsidiary

Disclosed balance after: 25,770

F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group.

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July 05, 2024 Filed Jul 10, 2024 18:24 UTC
UBS Group AG10% owner
SaleCommon Stock 14 $4.43 $62.02
Disclosure

SEC source: 0001610520-24-000134 · primary_doc.xml · nonDerivative · entry 6

UBS Group AG · CIK 0001610520 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Subsidiary

Disclosed balance after: 25,819

F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group.

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July 05, 2024 Filed Jul 10, 2024 18:24 UTC
UBS Group AG10% owner
SaleCommon Stock 200 $4.43 $886.00
Disclosure

SEC source: 0001610520-24-000134 · primary_doc.xml · nonDerivative · entry 5

UBS Group AG · CIK 0001610520 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Subsidiary

Disclosed balance after: 25,833

F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group.

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July 05, 2024 Filed Jul 10, 2024 18:24 UTC
UBS Group AG10% owner
SaleCommon Stock 100 $4.44 $444.00
Disclosure

SEC source: 0001610520-24-000134 · primary_doc.xml · nonDerivative · entry 4

UBS Group AG · CIK 0001610520 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Subsidiary

Disclosed balance after: 26,033

F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.