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EASTMAN CHEMICAL CO

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1780
SEC CIK
0000915389
Parsed reports
685

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202601
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 05, 2021 Filed Apr 7, 2021 17:39 UTC GrantPhantom Stock Units · Derivative 270 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-21-015204 · doc4.xml · derivative · entry 1

RAISBECK DAVID W · CIK 0001236453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,402

Underlying: Common Stock · 270 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 242 units credited since October 2, 2020 as hypothetical reinvestment of dividend equivalents.

Read SEC document
April 05, 2021 Filed Apr 7, 2021 17:38 UTC GrantPhantom Stock Units · Derivative 270 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-21-015202 · doc4.xml · derivative · entry 1

HORNBAKER RENEE J · CIK 0001208752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,692

Underlying: Common Stock · 270 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 389 units credited since October 2, 2020 as hypothetical reinvestment of dividend equivalents.

Read SEC document
April 05, 2021 Filed Apr 7, 2021 17:34 UTC GrantPhantom Stock Units · Derivative 270 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-21-015200 · doc4.xml · derivative · entry 1

Holder Julie Fasone · CIK 0001536512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,083

Underlying: Common Stock · 270 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 50 units credited since October 2, 2020 as hypothetical reinvestment of dividend equivalents.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 17:11 UTC
LICH BRAD AEVP & CCO
GrantRestricted Stock Units · Derivative 17,883 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-008876 · doc4.xml · derivative · entry 2

LICH BRAD A · CIK 0001595845 · EVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,883

Underlying: Common Stock · 17,883 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to recieve one share of issuer common stock.

F3 · derivative.exercise_date: The restricted stock units will vest and payout in unrestricted shares of Company common stock as to 1/3 of the underlying shares on March 1, 2022 and as to 2/3 of the underlying shares on March 1, 2024, subject to Mr. Lich's continued employment and his satisfactory performance, as determined in the sole discretion of the Compensation and Management Development Committee of the Board of Directors, in leadership of specified areas of corporate and business performance and senior management leadership development and succession planning.

F3 · derivative.expiration_date: The restricted stock units will vest and payout in unrestricted shares of Company common stock as to 1/3 of the underlying shares on March 1, 2022 and as to 2/3 of the underlying shares on March 1, 2024, subject to Mr. Lich's continued employment and his satisfactory performance, as determined in the sole discretion of the Compensation and Management Development Committee of the Board of Directors, in leadership of specified areas of corporate and business performance and senior management leadership development and succession planning.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 17:23 UTC
CRAWFORD STEPHEN GLENNSVP & Chf Tech & Sustain Ofc.
GrantEmployee Stock Option (right to buy) · Derivative 24,667 $0.00 Strike: $109.26 $0.00
Disclosure

SEC source: 0000899243-21-008881 · doc4.xml · derivative · entry 1

CRAWFORD STEPHEN GLENN · CIK 0001596466 · SVP & Chf Tech & Sustain Ofc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,667

Underlying: Common Stock · 24,667 shares

Expires 2031-02-25

F1 · derivative.exercise_date: One-third of the option becomes exercisable on February 26, 2022, February 26, 2023, and February 26, 2024, respectively.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 17:11 UTC
LICH BRAD AEVP & CCO
GrantEmployee Stock Option (right to buy) · Derivative 33,373 $0.00 Strike: $109.26 $0.00
Disclosure

SEC source: 0000899243-21-008876 · doc4.xml · derivative · entry 1

LICH BRAD A · CIK 0001595845 · EVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,373

Underlying: Common Stock · 33,373 shares

Expires 2031-02-25

F1 · derivative.exercise_date: One-third of the option becomes exercisable on February 26, 2022, Februrary 26, 2023 and February 26, 2024, respectfully.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 17:13 UTC
BOLDEA LUCIANExecutive VP
GrantEmployee Stock Option (right to buy) · Derivative 29,020 $0.00 Strike: $109.26 $0.00
Disclosure

SEC source: 0000899243-21-008878 · doc4.xml · derivative · entry 4

BOLDEA LUCIAN · CIK 0001679130 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,020

Underlying: Common Stock · 29,020 shares

Expires 2031-02-25

F3 · derivative.exercise_date: One-third of the option becomes exercisable on February 26, 2022, February 26, 2023, and February 26, 2024, respectively.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 17:13 UTC
BOLDEA LUCIANExecutive VP
Exercise / conversionRestricted Stock Units · Derivative 14,394 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-008878 · doc4.xml · derivative · entry 3

BOLDEA LUCIAN · CIK 0001679130 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,394 shares

Expires 2021-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Payout of shares underlying restricted stock units upon satisfaction of time condition to vesting.

F1 · price: Payout of shares underlying restricted stock units upon satisfaction of time condition to vesting.

F1 · derivative.exercise_date: Payout of shares underlying restricted stock units upon satisfaction of time condition to vesting.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 17:13 UTC
BOLDEA LUCIANExecutive VP
Tax withholdingCommon Stock 5,665 $109.26 $618,957.90
Disclosure

SEC source: 0000899243-21-008878 · doc4.xml · nonDerivative · entry 2

BOLDEA LUCIAN · CIK 0001679130 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,440

F2 · shares: Shares of common stock withheld in satisfaction of tax liability upon vesting of the 14,394 restricted stock units.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 17:13 UTC
BOLDEA LUCIANExecutive VP
Exercise / conversionCommon Stock 14,394 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-008878 · doc4.xml · nonDerivative · entry 1

BOLDEA LUCIAN · CIK 0001679130 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,105

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Payout of shares underlying restricted stock units upon satisfaction of time condition to vesting.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 17:01 UTC
Stuckey PerrySVP, Chf HR Ofcr
GrantEmployee Stock Option (right to buy) · Derivative 23,216 $0.00 Strike: $109.26 $0.00
Disclosure

SEC source: 0000899243-21-008874 · doc4.xml · derivative · entry 1

Stuckey Perry · CIK 0001566727 · SVP, Chf HR Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,216

Underlying: Common Stock · 23,216 shares

Expires 2031-02-25

F1 · derivative.exercise_date: One-third of the option becomes exercisable on February 26, 2022, February 26, 2023, and February 26, 2024, respectively.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 16:52 UTC
COX MARK KSenior Vice President
GrantEmployee Stock Option (right to buy) · Derivative 14,510 $0.00 Strike: $109.26 $0.00
Disclosure

SEC source: 0000899243-21-008870 · doc4.xml · derivative · entry 1

COX MARK K · CIK 0001595866 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,510

Underlying: Common Stock · 14,510 shares

Expires 2031-02-25

F1 · derivative.exercise_date: One-third of the option becomes exercisable on February 26, 2022, February 26, 2023, and February 26, 2024, respectively.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 16:44 UTC
King Scott V.CAO & Controller
GrantEmployee Stock Option (right to buy) · Derivative 6,893 $0.00 Strike: $109.26 $0.00
Disclosure

SEC source: 0000899243-21-008867 · doc4.xml · derivative · entry 1

King Scott V. · CIK 0001444370 · CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,893

Underlying: Common Stock · 6,893 shares

Expires 2031-02-25

F1 · derivative.exercise_date: One-third of the option becomes exercisable on February 26, 2022, February 26, 2023, and February 26, 2024, respectively.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 16:33 UTC GrantEmployee Stock Option (right to buy) · Derivative 17,412 $0.00 Strike: $109.26 $0.00
Disclosure

SEC source: 0000899243-21-008863 · doc4.xml · derivative · entry 1

WALKER KELLYE L. · CIK 0001253637 · EVP, CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,412

Underlying: Common Stock · 17,412 shares

Expires 2031-02-25

F1 · derivative.exercise_date: One-third of the option becomes exercisable on February 26, 2022, February 26, 2023, and February 26, 2024, respectively.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 16:30 UTC GrantEmployee Stock Option (right to buy) · Derivative 27,569 $0.00 Strike: $109.26 $0.00
Disclosure

SEC source: 0000899243-21-008861 · doc4.xml · derivative · entry 1

McLain William Thomas Jr. · CIK 0001805013 · Sr. VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,569

Underlying: Common Stock · 27,569 shares

Expires 2031-02-25

F1 · derivative.exercise_date: One-third of the option becomes exercisable on February 26, 2022, February 26, 2023, and February 26, 2024, respectively.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 16:24 UTC
Costa Mark JDirector · CEO & Board Chair
GrantEmployee Stock Option (right to buy) · Derivative 131,312 $0.00 Strike: $109.26 $0.00
Disclosure

SEC source: 0000899243-21-008859 · doc4.xml · derivative · entry 1

Costa Mark J · CIK 0001364708 · Director · CEO & Board Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,312

Underlying: Common Stock · 131,312 shares

Expires 2031-02-25

F1 · derivative.exercise_date: One-third of the option becomes exercisable on February 26, 2022, February 26, 2023, and February 26, 2024, respectively.

Read SEC document
February 25, 2021 Filed Feb 26, 2021 16:47 UTC
Costa Mark JDirector · CEO & Board Chair
SaleCommon Stock 500 $111.78 $55,890.00
Disclosure

SEC source: 0000899243-21-008371 · doc4.xml · nonDerivative · entry 4

Costa Mark J · CIK 0001364708 · Director · CEO & Board Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,381

Read SEC document
February 24, 2021 Filed Feb 26, 2021 16:47 UTC
Costa Mark JDirector · CEO & Board Chair
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 33,607 $0.00 Strike: $69.73 $0.00
Disclosure

SEC source: 0000899243-21-008371 · doc4.xml · derivative · entry 6

Costa Mark J · CIK 0001364708 · Director · CEO & Board Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,607 shares

Expires 2023-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 16:47 UTC
Costa Mark JDirector · CEO & Board Chair
SaleCommon Stock 33,607 $114.09 $3,834,222.63
Disclosure

SEC source: 0000899243-21-008371 · doc4.xml · nonDerivative · entry 3

Costa Mark J · CIK 0001364708 · Director · CEO & Board Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,881

F2 · price: Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple broker's transactions at various prices per share ranging from $113.77 to $114.35. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2).

Read SEC document
February 24, 2021 Filed Feb 26, 2021 16:47 UTC
Costa Mark JDirector · CEO & Board Chair
Exercise / conversionCommon Stock 33,607 $69.73 $2,343,416.11
Disclosure

SEC source: 0000899243-21-008371 · doc4.xml · nonDerivative · entry 2

Costa Mark J · CIK 0001364708 · Director · CEO & Board Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344,488

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 16:47 UTC
Costa Mark JDirector · CEO & Board Chair
SaleCommon Stock 40,694 $113.47 $4,617,548.18
Disclosure

SEC source: 0000899243-21-008371 · doc4.xml · nonDerivative · entry 1

Costa Mark J · CIK 0001364708 · Director · CEO & Board Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,881

F1 · price: Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple broker's transactions at various prices per share ranging from $113.00 to $114.25. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1).

Read SEC document
February 23, 2021 Filed Feb 25, 2021 20:06 UTC
COX MARK KSenior Vice President
OtherPhantom Stock Units · Derivative 9,933 $112.36 Strike: $0.00 $1,116,071.88
Disclosure

SEC source: 0000899243-21-008189 · doc4.xml · derivative · entry 3

COX MARK K · CIK 0001595866 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,933

Underlying: Common Stock · 9,933 shares

Expires not disclosed

F2 · derivative.exercise_price: Phantom Stock units credited under the Executive Deferred Compensation Plan, each having a value equal to one share of issuer common stock and payable only in cash after termination of employment, subject to certain acceleration and early withdrawal provisions.

F2 · derivative.exercise_date: Phantom Stock units credited under the Executive Deferred Compensation Plan, each having a value equal to one share of issuer common stock and payable only in cash after termination of employment, subject to certain acceleration and early withdrawal provisions.

F2 · derivative.expiration_date: Phantom Stock units credited under the Executive Deferred Compensation Plan, each having a value equal to one share of issuer common stock and payable only in cash after termination of employment, subject to certain acceleration and early withdrawal provisions.

F2 · balance_after: Phantom Stock units credited under the Executive Deferred Compensation Plan, each having a value equal to one share of issuer common stock and payable only in cash after termination of employment, subject to certain acceleration and early withdrawal provisions.

Read SEC document
February 23, 2021 Filed Feb 25, 2021 20:06 UTC
COX MARK KSenior Vice President
GiftCommon Stock 1,146 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-008189 · doc4.xml · nonDerivative · entry 2

COX MARK K · CIK 0001595866 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,024

Read SEC document
February 23, 2021 Filed Feb 25, 2021 20:06 UTC
COX MARK KSenior Vice President
SaleCommon Stock 20,280 $111.58 $2,262,842.40
Disclosure

SEC source: 0000899243-21-008189 · doc4.xml · nonDerivative · entry 1

COX MARK K · CIK 0001595866 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,170

F1 · price: Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple broker's transactions at various prices per share ranging from $110.66 to $113.32. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1).

Read SEC document
February 19, 2021 Filed Feb 24, 2021 00:14 UTC
Stuckey PerrySVP, Chf HR Ofcr
Tax withholdingCommon Stock 2,943 $111.92 $329,380.56
Disclosure

SEC source: 0000899243-21-007835 · doc4.xml · nonDerivative · entry 2

Stuckey Perry · CIK 0001566727 · SVP, Chf HR Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,605

F2 · shares: Shares of common stock withheld in payment of tax liability incident to payout under performance shares.

Read SEC document
February 19, 2021 Filed Feb 24, 2021 00:14 UTC
Stuckey PerrySVP, Chf HR Ofcr
GrantCommon Stock 9,279 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-007835 · doc4.xml · nonDerivative · entry 1

Stuckey Perry · CIK 0001566727 · SVP, Chf HR Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,548

F1 · shares: Payout under performance shares awarded at beginning of three-year (2018-2020) performance period.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:55 UTC
BOLDEA LUCIANExecutive VP
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,427 $0.00 Strike: $65.16 $0.00
Disclosure

SEC source: 0000899243-21-007830 · doc4.xml · derivative · entry 18

BOLDEA LUCIAN · CIK 0001679130 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,427 shares

Expires 2026-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:55 UTC
BOLDEA LUCIANExecutive VP
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,499 $0.00 Strike: $74.46 $0.00
Disclosure

SEC source: 0000899243-21-007830 · doc4.xml · derivative · entry 17

BOLDEA LUCIAN · CIK 0001679130 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,499 shares

Expires 2025-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:55 UTC
BOLDEA LUCIANExecutive VP
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,267 $0.00 Strike: $87.43 $0.00
Disclosure

SEC source: 0000899243-21-007830 · doc4.xml · derivative · entry 16

BOLDEA LUCIAN · CIK 0001679130 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,267 shares

Expires 2024-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:55 UTC
BOLDEA LUCIANExecutive VP
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 412 $0.00 Strike: $69.73 $0.00
Disclosure

SEC source: 0000899243-21-007830 · doc4.xml · derivative · entry 15

BOLDEA LUCIAN · CIK 0001679130 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 412 shares

Expires 2023-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:55 UTC
BOLDEA LUCIANExecutive VP
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,706 $0.00 Strike: $69.73 $0.00
Disclosure

SEC source: 0000899243-21-007830 · doc4.xml · derivative · entry 14

BOLDEA LUCIAN · CIK 0001679130 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,706 shares

Expires 2023-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:55 UTC
BOLDEA LUCIANExecutive VP
Tax withholdingCommon Stock 4,754 $111.92 $532,067.68
Disclosure

SEC source: 0000899243-21-007830 · doc4.xml · nonDerivative · entry 13

BOLDEA LUCIAN · CIK 0001679130 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,711

F7 · price: Shares of common stock withheld in payment of tax liability incident to payout under performance shares.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:55 UTC
BOLDEA LUCIANExecutive VP
GrantCommon Stock 15,465 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-007830 · doc4.xml · nonDerivative · entry 12

BOLDEA LUCIAN · CIK 0001679130 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,465

F6 · price: Payout under performance shares awarded at beginning of three-year (2018-2020) performance period.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:55 UTC
BOLDEA LUCIANExecutive VP
SaleCommon Stock 10,427 $111.54 $1,163,027.58
Disclosure

SEC source: 0000899243-21-007830 · doc4.xml · nonDerivative · entry 11

BOLDEA LUCIAN · CIK 0001679130 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F5 · price: Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple broker's transactions at various prices per share ranging from $111.49 to $111.62. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (5).

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:55 UTC
BOLDEA LUCIANExecutive VP
Exercise / conversionCommon Stock 10,427 $65.16 $679,423.32
Disclosure

SEC source: 0000899243-21-007830 · doc4.xml · nonDerivative · entry 10

BOLDEA LUCIAN · CIK 0001679130 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,427

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 19, 2021 Filed Feb 23, 2021 22:55 UTC
BOLDEA LUCIANExecutive VP
SaleCommon Stock 5,499 $111.62 $613,798.38
Disclosure

SEC source: 0000899243-21-007830 · doc4.xml · nonDerivative · entry 9

BOLDEA LUCIAN · CIK 0001679130 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F4 · price: Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple broker's transactions at various prices per share ranging from $111.54 to $111.69. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (4).

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February 19, 2021 Filed Feb 23, 2021 22:55 UTC
BOLDEA LUCIANExecutive VP
Exercise / conversionCommon Stock 5,499 $74.46 $409,455.54
Disclosure

SEC source: 0000899243-21-007830 · doc4.xml · nonDerivative · entry 8

BOLDEA LUCIAN · CIK 0001679130 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,499

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:55 UTC
BOLDEA LUCIANExecutive VP
SaleCommon Stock 3,267 $111.69 $364,891.23
Disclosure

SEC source: 0000899243-21-007830 · doc4.xml · nonDerivative · entry 7

BOLDEA LUCIAN · CIK 0001679130 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · price: Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple broker's transactions at various prices per share ranging from $111.68 to $111.70. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3).

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February 19, 2021 Filed Feb 23, 2021 22:55 UTC
BOLDEA LUCIANExecutive VP
Exercise / conversionCommon Stock 3,267 $87.43 $285,633.81
Disclosure

SEC source: 0000899243-21-007830 · doc4.xml · nonDerivative · entry 6

BOLDEA LUCIAN · CIK 0001679130 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,267

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:55 UTC
BOLDEA LUCIANExecutive VP
SaleCommon Stock 412 $111.73 $46,032.76
Disclosure

SEC source: 0000899243-21-007830 · doc4.xml · nonDerivative · entry 5

BOLDEA LUCIAN · CIK 0001679130 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

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February 19, 2021 Filed Feb 23, 2021 22:55 UTC
BOLDEA LUCIANExecutive VP
Exercise / conversionCommon Stock 412 $69.73 $28,728.76
Disclosure

SEC source: 0000899243-21-007830 · doc4.xml · nonDerivative · entry 4

BOLDEA LUCIAN · CIK 0001679130 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 412

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:55 UTC
BOLDEA LUCIANExecutive VP
SaleCommon Stock 3,706 $111.79 $414,293.74
Disclosure

SEC source: 0000899243-21-007830 · doc4.xml · nonDerivative · entry 3

BOLDEA LUCIAN · CIK 0001679130 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple broker's transactions at various prices per share ranging from $111.74 to $111.85. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2).

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February 19, 2021 Filed Feb 23, 2021 22:55 UTC
BOLDEA LUCIANExecutive VP
Exercise / conversionCommon Stock 3,706 $69.73 $258,419.38
Disclosure

SEC source: 0000899243-21-007830 · doc4.xml · nonDerivative · entry 2

BOLDEA LUCIAN · CIK 0001679130 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,706

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:55 UTC
BOLDEA LUCIANExecutive VP
SaleCommon Stock 12,184 $111.76 $1,361,683.84
Disclosure

SEC source: 0000899243-21-007830 · doc4.xml · nonDerivative · entry 1

BOLDEA LUCIAN · CIK 0001679130 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple broker's transactions at various prices per share ranging from $111.73 to $111.92. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1).

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February 19, 2021 Filed Feb 23, 2021 22:33 UTC
CRAWFORD STEPHEN GLENNSVP & Chf Tech & Sustain Ofc.
Tax withholdingCommon Stock 2,731 $111.92 $305,653.52
Disclosure

SEC source: 0000899243-21-007824 · doc4.xml · nonDerivative · entry 2

CRAWFORD STEPHEN GLENN · CIK 0001596466 · SVP & Chf Tech & Sustain Ofc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,180

F2 · shares: Shares of common stock withheld in payment of tax liability incident to payout under performance shares.

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February 19, 2021 Filed Feb 23, 2021 22:33 UTC
CRAWFORD STEPHEN GLENNSVP & Chf Tech & Sustain Ofc.
GrantCommon Stock 10,310 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-007824 · doc4.xml · nonDerivative · entry 1

CRAWFORD STEPHEN GLENN · CIK 0001596466 · SVP & Chf Tech & Sustain Ofc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,911

F1 · shares: Payout under performance shares awarded at beginning of three-year (2018-2020) performance period.

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February 19, 2021 Filed Feb 23, 2021 21:00 UTC
King Scott V.CAO & Controller
Tax withholdingCommon Stock 972 $111.92 $108,786.24
Disclosure

SEC source: 0000899243-21-007799 · doc4.xml · nonDerivative · entry 2

King Scott V. · CIK 0001444370 · CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,454

F2 · shares: Shares of common stock withheld in payment of tax liability incident to payout under performance shares.

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February 19, 2021 Filed Feb 23, 2021 21:00 UTC
King Scott V.CAO & Controller
GrantCommon Stock 3,866 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-007799 · doc4.xml · nonDerivative · entry 1

King Scott V. · CIK 0001444370 · CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,426

F1 · shares: Payout under performance shares awarded at beginning of three-year (2018-2020) performance period.

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February 19, 2021 Filed Feb 23, 2021 19:51 UTC
COX MARK KSenior Vice President
Tax withholdingCommon Stock 2,087 $111.92 $233,577.04
Disclosure

SEC source: 0000899243-21-007790 · doc4.xml · nonDerivative · entry 2

COX MARK K · CIK 0001595866 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,450

F2 · shares: Shares of common stock withheld in payment of tax liability incident to payout under performance shares.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 19:51 UTC
COX MARK KSenior Vice President
GrantCommon Stock 8,506 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-007790 · doc4.xml · nonDerivative · entry 1

COX MARK K · CIK 0001595866 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,537

F1 · shares: Payout under performance shares awarded at beginning of three-year (2018-2020) performance period.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.