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OTC · USD

EMMA

Emmaus Life Sciences, Inc.

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Tapewire entity
205
SEC CIK
0000822370
Parsed reports
310

Last 12 months

Inside the activity.

4 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202640
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 05, 2019 Filed Sep 6, 2019 19:29 UTC
ZEN Wei PeuDirector
PurchaseCommon stock, $0.001 par value 20,000 $3.90 $78,000.00
Disclosure

SEC source: 0001209191-19-048706 · doc4.xml · nonDerivative · entry 2

ZEN Wei Peu · CIK 0001746204 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Smart Start Investments Limited

Disclosed balance after: 302,763

Read SEC document
September 04, 2019 Filed Sep 6, 2019 21:02 UTC
Niihara YutakaDirector · Chairman and CEO · 10% owner
PurchaseCommon stock, $0.001 par value 20,000 $3.99 $79,800.00
Disclosure

SEC source: 0001209191-19-048789 · doc4.xml · nonDerivative · entry 1

Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Soomi Niihara

Disclosed balance after: 50,501

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.96 to $4.04, inclusive. The reporting person undertakes to provide to Emmaus Life Sciences, Inc., any security holder of Emmaus Life Sciences, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnotes (1), (2) and (3) to this Form 4.

Read SEC document
September 04, 2019 Filed Sep 6, 2019 19:29 UTC
ZEN Wei PeuDirector
PurchaseCommon stock, $0.001 par value 12,892 $3.70 $47,700.40
Disclosure

SEC source: 0001209191-19-048706 · doc4.xml · nonDerivative · entry 1

ZEN Wei Peu · CIK 0001746204 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Smart Start Investments Limited

Disclosed balance after: 282,763

F1 · ownership.nature: Smart Start Investments Limited is a Hong Kong limited company and wholly owned subsidiary of Build King Holdings Limited, a Hong Kong stock exchange listed company of which the Reporting Person is a director and 9.93% shareholder. The Reporting Person also is a director of Smart Start Investments Limited. The Reporting Person disclaims beneficial ownership of the shares shown except to the extent of his pecuniary interest therein. The inclusion in this Report of such shares shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.

Read SEC document
August 30, 2019 Filed Sep 3, 2019 16:35 UTC
ZEN Wei PeuDirector
PurchaseCommon stock, $0.001 par value 3,400 $3.30 $11,220.00
Disclosure

SEC source: 0001209191-19-047903 · doc4.xml · nonDerivative · entry 1

ZEN Wei Peu · CIK 0001746204 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Smart Start Investments Limited

Disclosed balance after: 269,871

F1 · ownership.nature: Smart Start Investments Limited is a Hong Kong limited company of which the Reporting Person is a director and 9.96% shareholder. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. The inclusion in this Report of such shares shall not be deemed an admission that the Reporting Person is the beneficial owners of such shares for purposes of Section 16 or for any other purpose.

Read SEC document
August 29, 2019 Filed Aug 30, 2019 18:12 UTC
Niihara YutakaDirector · Chairman and CEO · 10% owner
PurchaseCommon stock, $0.001 par value 100 $3.30 $330.00
Disclosure

SEC source: 0001209191-19-047810 · doc4.xml · nonDerivative · entry 25

Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Soomi Niihara

Disclosed balance after: 30,501

Read SEC document
August 29, 2019 Filed Aug 30, 2019 18:12 UTC
Niihara YutakaDirector · Chairman and CEO · 10% owner
PurchaseCommon stock, $0.001 par value 100 $3.28 $328.00
Disclosure

SEC source: 0001209191-19-047810 · doc4.xml · nonDerivative · entry 24

Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Soomi Niihara

Disclosed balance after: 30,401

Read SEC document
August 29, 2019 Filed Aug 30, 2019 18:12 UTC
Niihara YutakaDirector · Chairman and CEO · 10% owner
PurchaseCommon stock, $0.001 par value 1,630 $3.27 $5,330.10
Disclosure

SEC source: 0001209191-19-047810 · doc4.xml · nonDerivative · entry 23

Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Soomi Niihara

Disclosed balance after: 30,301

Read SEC document
August 29, 2019 Filed Aug 30, 2019 18:12 UTC
Niihara YutakaDirector · Chairman and CEO · 10% owner
PurchaseCommon stock, $0.001 par value 600 $3.26 $1,956.00
Disclosure

SEC source: 0001209191-19-047810 · doc4.xml · nonDerivative · entry 22

Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Soomi Niihara

Disclosed balance after: 28,671

Read SEC document
August 29, 2019 Filed Aug 30, 2019 18:12 UTC
Niihara YutakaDirector · Chairman and CEO · 10% owner
PurchaseCommon stock, $0.001 par value 3,100 $3.25 $10,075.00
Disclosure

SEC source: 0001209191-19-047810 · doc4.xml · nonDerivative · entry 21

Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Soomi Niihara

Disclosed balance after: 28,071

Read SEC document
August 29, 2019 Filed Aug 30, 2019 18:12 UTC
Niihara YutakaDirector · Chairman and CEO · 10% owner
PurchaseCommon stock, $0.001 par value 1,100 $3.24 $3,564.00
Disclosure

SEC source: 0001209191-19-047810 · doc4.xml · nonDerivative · entry 20

Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Soomi Niihara

Disclosed balance after: 24,971

Read SEC document
August 29, 2019 Filed Aug 30, 2019 18:12 UTC
Niihara YutakaDirector · Chairman and CEO · 10% owner
PurchaseCommon stock, $0.001 par value 200 $3.23 $646.00
Disclosure

SEC source: 0001209191-19-047810 · doc4.xml · nonDerivative · entry 19

Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Soomi Niihara

Disclosed balance after: 23,871

Read SEC document
August 29, 2019 Filed Aug 30, 2019 18:12 UTC
Niihara YutakaDirector · Chairman and CEO · 10% owner
PurchaseCommon stock, $0.001 par value 470 $3.22 $1,513.40
Disclosure

SEC source: 0001209191-19-047810 · doc4.xml · nonDerivative · entry 18

Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Soomi Niihara

Disclosed balance after: 23,671

Read SEC document
August 29, 2019 Filed Aug 30, 2019 18:12 UTC
Niihara YutakaDirector · Chairman and CEO · 10% owner
PurchaseCommon stock, $0.001 par value 500 $3.21 $1,605.00
Disclosure

SEC source: 0001209191-19-047810 · doc4.xml · nonDerivative · entry 17

Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Soomi Niihara

Disclosed balance after: 23,201

Read SEC document
August 29, 2019 Filed Aug 30, 2019 18:12 UTC
Niihara YutakaDirector · Chairman and CEO · 10% owner
PurchaseCommon stock, $0.001 par value 400 $3.20 $1,280.00
Disclosure

SEC source: 0001209191-19-047810 · doc4.xml · nonDerivative · entry 16

Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Soomi Niihara

Disclosed balance after: 22,701

Read SEC document
August 29, 2019 Filed Aug 30, 2019 18:12 UTC
Niihara YutakaDirector · Chairman and CEO · 10% owner
PurchaseCommon stock, $0.001 par value 100 $3.19 $319.00
Disclosure

SEC source: 0001209191-19-047810 · doc4.xml · nonDerivative · entry 15

Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Soomi Niihara

Disclosed balance after: 22,301

Read SEC document
August 29, 2019 Filed Aug 30, 2019 18:12 UTC
Niihara YutakaDirector · Chairman and CEO · 10% owner
PurchaseCommon stock, $0.001 par value 900 $3.18 $2,862.00
Disclosure

SEC source: 0001209191-19-047810 · doc4.xml · nonDerivative · entry 14

Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Soomi Niihara

Disclosed balance after: 22,201

Read SEC document
August 29, 2019 Filed Aug 30, 2019 18:12 UTC
Niihara YutakaDirector · Chairman and CEO · 10% owner
PurchaseCommon stock, $0.001 par value 2,000 $3.18 $6,350.00
Disclosure

SEC source: 0001209191-19-047810 · doc4.xml · nonDerivative · entry 13

Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Soomi Niihara

Disclosed balance after: 21,301

Read SEC document
August 29, 2019 Filed Aug 30, 2019 18:12 UTC
Niihara YutakaDirector · Chairman and CEO · 10% owner
PurchaseCommon stock, $0.001 par value 2,500 $3.17 $7,925.00
Disclosure

SEC source: 0001209191-19-047810 · doc4.xml · nonDerivative · entry 12

Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Soomi Niihara

Disclosed balance after: 19,301

Read SEC document
August 29, 2019 Filed Aug 30, 2019 18:12 UTC
Niihara YutakaDirector · Chairman and CEO · 10% owner
PurchaseCommon stock, $0.001 par value 800 $3.17 $2,532.00
Disclosure

SEC source: 0001209191-19-047810 · doc4.xml · nonDerivative · entry 11

Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Soomi Niihara

Disclosed balance after: 16,801

Read SEC document
August 29, 2019 Filed Aug 30, 2019 18:12 UTC
Niihara YutakaDirector · Chairman and CEO · 10% owner
PurchaseCommon stock, $0.001 par value 300 $3.16 $948.00
Disclosure

SEC source: 0001209191-19-047810 · doc4.xml · nonDerivative · entry 10

Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Soomi Niihara

Disclosed balance after: 16,001

Read SEC document
August 29, 2019 Filed Aug 30, 2019 18:12 UTC
Niihara YutakaDirector · Chairman and CEO · 10% owner
PurchaseCommon stock, $0.001 par value 300 $3.16 $946.50
Disclosure

SEC source: 0001209191-19-047810 · doc4.xml · nonDerivative · entry 9

Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Soomi Niihara

Disclosed balance after: 15,701

Read SEC document
August 29, 2019 Filed Aug 30, 2019 18:12 UTC
Niihara YutakaDirector · Chairman and CEO · 10% owner
PurchaseCommon stock, $0.001 par value 1,300 $3.15 $4,095.00
Disclosure

SEC source: 0001209191-19-047810 · doc4.xml · nonDerivative · entry 8

Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Soomi Niihara

Disclosed balance after: 15,401

Read SEC document
August 29, 2019 Filed Aug 30, 2019 18:12 UTC
Niihara YutakaDirector · Chairman and CEO · 10% owner
PurchaseCommon stock, $0.001 par value 600 $3.15 $1,887.00
Disclosure

SEC source: 0001209191-19-047810 · doc4.xml · nonDerivative · entry 7

Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Soomi Niihara

Disclosed balance after: 14,101

Read SEC document
August 29, 2019 Filed Aug 30, 2019 18:12 UTC
Niihara YutakaDirector · Chairman and CEO · 10% owner
PurchaseCommon stock, $0.001 par value 1,400 $3.14 $4,389.00
Disclosure

SEC source: 0001209191-19-047810 · doc4.xml · nonDerivative · entry 6

Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Soomi Niihara

Disclosed balance after: 13,501

Read SEC document
August 29, 2019 Filed Aug 30, 2019 18:12 UTC
Niihara YutakaDirector · Chairman and CEO · 10% owner
PurchaseCommon stock, $0.001 par value 200 $3.13 $626.00
Disclosure

SEC source: 0001209191-19-047810 · doc4.xml · nonDerivative · entry 5

Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Soomi Niihara

Disclosed balance after: 12,101

Read SEC document
August 29, 2019 Filed Aug 30, 2019 18:12 UTC
Niihara YutakaDirector · Chairman and CEO · 10% owner
PurchaseCommon stock, $0.001 par value 200 $3.12 $624.00
Disclosure

SEC source: 0001209191-19-047810 · doc4.xml · nonDerivative · entry 4

Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Soomi Niihara

Disclosed balance after: 11,901

Read SEC document
August 29, 2019 Filed Aug 30, 2019 18:12 UTC
Niihara YutakaDirector · Chairman and CEO · 10% owner
PurchaseCommon stock, $0.001 par value 500 $3.11 $1,555.00
Disclosure

SEC source: 0001209191-19-047810 · doc4.xml · nonDerivative · entry 3

Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Soomi Niihara

Disclosed balance after: 11,701

Read SEC document
August 29, 2019 Filed Aug 30, 2019 18:12 UTC
Niihara YutakaDirector · Chairman and CEO · 10% owner
PurchaseCommon stock, $0.001 par value 100 $3.09 $309.00
Disclosure

SEC source: 0001209191-19-047810 · doc4.xml · nonDerivative · entry 2

Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Soomi Niihara

Disclosed balance after: 11,201

Read SEC document
August 29, 2019 Filed Aug 30, 2019 18:12 UTC
Niihara YutakaDirector · Chairman and CEO · 10% owner
PurchaseCommon stock, $0.001 par value 600 $3.06 $1,836.00
Disclosure

SEC source: 0001209191-19-047810 · doc4.xml · nonDerivative · entry 1

Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Soomi Niihara

Disclosed balance after: 11,101

Read SEC document
August 29, 2019 Filed Sep 9, 2019 18:59 UTC Amendment
Niihara YutakaDirector · Chairman and CEO · 10% owner
PurchaseCommon stock, $0.001 par value 20,000 $3.19 $63,800.00
Disclosure

SEC source: 0001209191-19-048868 · doc4a.xml · nonDerivative · entry 1

Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Soomi Niihara

Disclosed balance after: 30,501

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.06 to $3.30, inclusive. The reporting person undertakes to provide to Emmaus Life Sciences, Inc., any security holder of Emmaus Life Sciences, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1).

Read SEC document
August 28, 2019 Filed Aug 29, 2019 19:00 UTC
ZEN Wei PeuDirector
PurchaseCommon stock, $0.001 par value 2,345 $2.80 $6,566.00
Disclosure

SEC source: 0001209191-19-047688 · doc4.xml · nonDerivative · entry 1

ZEN Wei Peu · CIK 0001746204 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Smart Start Investments Limited

Disclosed balance after: 266,471

F1 · ownership.nature: Smart Start Investments Limited is a Hong Kong limited company of which the Reporting Person is a director and 9.96% shareholder. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. The inclusion in this Report of such shares shall not be deemed an admission that the Reporting Person is the beneficial owners of such shares for purposes of Section 16 or for any other purpose.

Read SEC document
August 27, 2019 Filed Aug 27, 2019 21:33 UTC
Niihara YutakaDirector · Chairman and CEO · 10% owner
PurchaseCommon stock, $0.001 par value 200 $2.72 $544.00
Disclosure

SEC source: 0001209191-19-047558 · doc4.xml · nonDerivative · entry 30

Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,049,866

Read SEC document
August 27, 2019 Filed Aug 27, 2019 21:33 UTC
Niihara YutakaDirector · Chairman and CEO · 10% owner
PurchaseCommon stock, $0.001 par value 1,000 $2.71 $2,710.00
Disclosure

SEC source: 0001209191-19-047558 · doc4.xml · nonDerivative · entry 29

Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,049,666

Read SEC document
August 27, 2019 Filed Aug 27, 2019 21:33 UTC
Niihara YutakaDirector · Chairman and CEO · 10% owner
PurchaseCommon stock, $0.001 par value 4,049 $2.70 $10,932.30
Disclosure

SEC source: 0001209191-19-047558 · doc4.xml · nonDerivative · entry 28

Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,048,666

Read SEC document
August 27, 2019 Filed Aug 27, 2019 21:33 UTC
Niihara YutakaDirector · Chairman and CEO · 10% owner
PurchaseCommon stock, $0.001 par value 100 $2.70 $269.50
Disclosure

SEC source: 0001209191-19-047558 · doc4.xml · nonDerivative · entry 27

Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,044,617

Read SEC document
August 27, 2019 Filed Aug 27, 2019 21:33 UTC
Niihara YutakaDirector · Chairman and CEO · 10% owner
PurchaseCommon stock, $0.001 par value 696 $2.69 $1,872.24
Disclosure

SEC source: 0001209191-19-047558 · doc4.xml · nonDerivative · entry 26

Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,044,517

Read SEC document
August 27, 2019 Filed Aug 27, 2019 21:33 UTC
Niihara YutakaDirector · Chairman and CEO · 10% owner
PurchaseCommon stock, $0.001 par value 5,263 $2.68 $14,104.84
Disclosure

SEC source: 0001209191-19-047558 · doc4.xml · nonDerivative · entry 25

Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,043,821

Read SEC document
August 27, 2019 Filed Aug 27, 2019 21:33 UTC
Niihara YutakaDirector · Chairman and CEO · 10% owner
PurchaseCommon stock, $0.001 par value 50 $2.67 $133.50
Disclosure

SEC source: 0001209191-19-047558 · doc4.xml · nonDerivative · entry 24

Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,038,558

Read SEC document
August 27, 2019 Filed Aug 27, 2019 21:33 UTC
Niihara YutakaDirector · Chairman and CEO · 10% owner
PurchaseCommon stock, $0.001 par value 3,900 $2.67 $10,393.50
Disclosure

SEC source: 0001209191-19-047558 · doc4.xml · nonDerivative · entry 23

Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,038,508

Read SEC document
August 27, 2019 Filed Aug 27, 2019 21:33 UTC
Niihara YutakaDirector · Chairman and CEO · 10% owner
PurchaseCommon stock, $0.001 par value 338 $2.66 $899.08
Disclosure

SEC source: 0001209191-19-047558 · doc4.xml · nonDerivative · entry 22

Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,034,608

Read SEC document
August 27, 2019 Filed Aug 27, 2019 21:33 UTC
Niihara YutakaDirector · Chairman and CEO · 10% owner
PurchaseCommon stock, $0.001 par value 1,000 $2.65 $2,650.00
Disclosure

SEC source: 0001209191-19-047558 · doc4.xml · nonDerivative · entry 18

Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,034,270

Read SEC document
August 27, 2019 Filed Aug 27, 2019 21:33 UTC
Niihara YutakaDirector · Chairman and CEO · 10% owner
PurchaseCommon stock, $0.001 par value 2,004 $2.64 $5,290.56
Disclosure

SEC source: 0001209191-19-047558 · doc4.xml · nonDerivative · entry 17

Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,033,270

Read SEC document
August 27, 2019 Filed Aug 27, 2019 21:33 UTC
Niihara YutakaDirector · Chairman and CEO · 10% owner
PurchaseCommon stock, $0.001 par value 1,200 $2.63 $3,156.00
Disclosure

SEC source: 0001209191-19-047558 · doc4.xml · nonDerivative · entry 16

Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,031,266

Read SEC document
August 27, 2019 Filed Aug 27, 2019 21:33 UTC
Niihara YutakaDirector · Chairman and CEO · 10% owner
PurchaseCommon stock, $0.001 par value 100 $2.60 $260.00
Disclosure

SEC source: 0001209191-19-047558 · doc4.xml · nonDerivative · entry 15

Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,030,066

Read SEC document
August 27, 2019 Filed Aug 27, 2019 21:33 UTC
Niihara YutakaDirector · Chairman and CEO · 10% owner
PurchaseCommon stock, $0.001 par value 5,800 $2.59 $15,022.00
Disclosure

SEC source: 0001209191-19-047558 · doc4.xml · nonDerivative · entry 14

Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,029,966

Read SEC document
August 27, 2019 Filed Aug 27, 2019 21:34 UTC
Niihara YutakaDirector · Chairman and CEO · 10% owner
PurchaseCommon stock, $0.001 par value 200 $2.70 $540.00
Disclosure

SEC source: 0001209191-19-047559 · doc4.xml · nonDerivative · entry 13

Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,058,166

Read SEC document
August 27, 2019 Filed Aug 27, 2019 21:34 UTC
Niihara YutakaDirector · Chairman and CEO · 10% owner
PurchaseCommon stock, $0.001 par value 35 $2.69 $94.15
Disclosure

SEC source: 0001209191-19-047559 · doc4.xml · nonDerivative · entry 12

Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,057,966

Read SEC document
August 27, 2019 Filed Aug 27, 2019 21:34 UTC
Niihara YutakaDirector · Chairman and CEO · 10% owner
PurchaseCommon stock, $0.001 par value 800 $2.68 $2,144.00
Disclosure

SEC source: 0001209191-19-047559 · doc4.xml · nonDerivative · entry 11

Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,057,931

Read SEC document
August 27, 2019 Filed Aug 27, 2019 21:34 UTC
Niihara YutakaDirector · Chairman and CEO · 10% owner
PurchaseCommon stock, $0.001 par value 100 $2.66 $266.00
Disclosure

SEC source: 0001209191-19-047559 · doc4.xml · nonDerivative · entry 10

Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,057,131

Read SEC document
August 27, 2019 Filed Aug 27, 2019 21:34 UTC
Niihara YutakaDirector · Chairman and CEO · 10% owner
PurchaseCommon stock, $0.001 par value 1,100 $2.65 $2,915.00
Disclosure

SEC source: 0001209191-19-047559 · doc4.xml · nonDerivative · entry 9

Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,057,031

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.