Last 12 months
Inside the activity.
4 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 4 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 30, 2022 Filed Dec 1, 2022 18:35 UTC |
Niihara YutakaDirector · Chairman and CEO · 10% owner
|
PurchaseCommon stock, $0.001 par value | 22,900 | $0.41 | $9,389.00 |
DisclosureSEC source: 0001209191-22-059154 · doc4.xml · nonDerivative · entry 5 Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,040,857 F4 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.40 to $0.44, inclusive. F1 · ownership.direct: The shares shown include shares owned jointly with Soomi Niihara, the reporting person's wife. Read SEC document |
| November 29, 2022 Filed Dec 1, 2022 18:35 UTC |
Niihara YutakaDirector · Chairman and CEO · 10% owner
|
PurchaseCommon stock, $0.001 par value | 14,700 | $0.38 | $5,586.00 |
DisclosureSEC source: 0001209191-22-059154 · doc4.xml · nonDerivative · entry 4 Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,017,957 F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.36 to $0.40, inclusive. F1 · ownership.direct: The shares shown include shares owned jointly with Soomi Niihara, the reporting person's wife. Read SEC document |
| November 28, 2022 Filed Dec 1, 2022 18:35 UTC |
Niihara YutakaDirector · Chairman and CEO · 10% owner
|
PurchaseCommon stock, $0.001 par value | 5,000 | $0.35 | $1,750.00 |
DisclosureSEC source: 0001209191-22-059154 · doc4.xml · nonDerivative · entry 3 Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,003,257 F1 · ownership.direct: The shares shown include shares owned jointly with Soomi Niihara, the reporting person's wife. Read SEC document |
| November 04, 2022 Filed Dec 1, 2022 18:35 UTC |
Niihara YutakaDirector · Chairman and CEO · 10% owner
|
PurchaseCommon stock, $0.001 par value | 7,500 | $0.45 | $3,375.00 |
DisclosureSEC source: 0001209191-22-059154 · doc4.xml · nonDerivative · entry 2 Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,998,257 F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.45 to $0.46, inclusive. The reporting person undertakes to provide to Emmaus Life Sciences, Inc., any security holder of Emmaus Life Sciences, Inc., and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (2) and in footnotes (3) and (4) to this Form 4. F1 · ownership.direct: The shares shown include shares owned jointly with Soomi Niihara, the reporting person's wife. Read SEC document |
| November 03, 2022 Filed Dec 1, 2022 18:35 UTC |
Niihara YutakaDirector · Chairman and CEO · 10% owner
|
PurchaseCommon stock, $0.001 par value | 2,500 | $0.45 | $1,125.00 |
DisclosureSEC source: 0001209191-22-059154 · doc4.xml · nonDerivative · entry 1 Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,990,757 F1 · ownership.direct: The shares shown include shares owned jointly with Soomi Niihara, the reporting person's wife. Read SEC document |
| November 02, 2022 Filed Nov 3, 2022 18:50 UTC |
Niihara YutakaDirector · Chairman and CEO · 10% owner
|
PurchaseCommon stock, $0.001 par value | 15,000 | $0.43 | $6,450.00 |
DisclosureSEC source: 0001209191-22-055471 · doc4.xml · nonDerivative · entry 3 Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,988,257 F4 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.42 to $0.45, inclusive. F2 · ownership.direct: The shares shown include shares owned jointly with Soomi Niihara, the reporting person's wife. Read SEC document |
| November 01, 2022 Filed Nov 3, 2022 18:50 UTC |
Niihara YutakaDirector · Chairman and CEO · 10% owner
|
PurchaseCommon stock, $0.001 par value | 5,000 | $0.43 | $2,150.00 |
DisclosureSEC source: 0001209191-22-055471 · doc4.xml · nonDerivative · entry 2 Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,973,257 F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.42 to $0.44, inclusive. F2 · ownership.direct: The shares shown include shares owned jointly with Soomi Niihara, the reporting person's wife. Read SEC document |
| October 31, 2022 Filed Nov 3, 2022 18:50 UTC |
Niihara YutakaDirector · Chairman and CEO · 10% owner
|
PurchaseCommon stock, $0.001 par value | 7,500 | $0.45 | $3,375.00 |
DisclosureSEC source: 0001209191-22-055471 · doc4.xml · nonDerivative · entry 1 Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,968,257 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.44 to $0.46, inclusive. The reporting person undertakes to provide to Emmaus Life Sciences, Inc., any security holder of Emmaus Life Sciences, Inc., and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) and in footnotes (3) and (4) to this Form 4. F2 · ownership.direct: The shares shown include shares owned jointly with Soomi Niihara, the reporting person's wife. Read SEC document |
| October 28, 2022 Filed Oct 31, 2022 18:59 UTC |
Niihara YutakaDirector · Chairman and CEO · 10% owner
|
PurchaseCommon stock, $0.001 par value | 7,500 | $0.42 | $3,150.00 |
DisclosureSEC source: 0001209191-22-054902 · doc4.xml · nonDerivative · entry 5 Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,960,757 F4 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.40 to $0.47, inclusive. F1 · ownership.direct: The shares shown include shares owned jointly with Soomi Niihara, the reporting person's wife. Read SEC document |
| October 27, 2022 Filed Oct 31, 2022 18:59 UTC |
Niihara YutakaDirector · Chairman and CEO · 10% owner
|
PurchaseCommon stock, $0.001 par value | 22,500 | $0.27 | $6,075.00 |
DisclosureSEC source: 0001209191-22-054902 · doc4.xml · nonDerivative · entry 4 Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,953,257 F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.26 to $0.35, inclusive. F1 · ownership.direct: The shares shown include shares owned jointly with Soomi Niihara, the reporting person's wife. Read SEC document |
| October 26, 2022 Filed Oct 31, 2022 18:59 UTC |
Niihara YutakaDirector · Chairman and CEO · 10% owner
|
PurchaseCommon stock, $0.001 par value | 11,900 | $0.27 | $3,213.00 |
DisclosureSEC source: 0001209191-22-054902 · doc4.xml · nonDerivative · entry 3 Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,930,757 F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.25 to $0.35, inclusive. The reporting person undertakes to provide to Emmaus Life Sciences, Inc., any security holder of Emmaus Life Sciences, Inc., and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (2) and in footnotes (3) and (4) to this Form 4. F1 · ownership.direct: The shares shown include shares owned jointly with Soomi Niihara, the reporting person's wife. Read SEC document |
| October 25, 2022 Filed Oct 31, 2022 18:59 UTC |
Niihara YutakaDirector · Chairman and CEO · 10% owner
|
PurchaseCommon stock, $0.001 par value | 20,000 | $0.26 | $5,200.00 |
DisclosureSEC source: 0001209191-22-054902 · doc4.xml · nonDerivative · entry 2 Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,918,857 F1 · ownership.direct: The shares shown include shares owned jointly with Soomi Niihara, the reporting person's wife. Read SEC document |
| October 24, 2022 Filed Oct 31, 2022 18:59 UTC |
Niihara YutakaDirector · Chairman and CEO · 10% owner
|
PurchaseCommon stock, $0.001 par value | 7,500 | $0.22 | $1,650.00 |
DisclosureSEC source: 0001209191-22-054902 · doc4.xml · nonDerivative · entry 1 Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,898,857 F1 · ownership.direct: The shares shown include shares owned jointly with Soomi Niihara, the reporting person's wife. Read SEC document |
| October 21, 2022 Filed Oct 24, 2022 22:34 UTC |
Niihara YutakaDirector · Chairman and CEO · 10% owner
|
PurchaseCommon stock, $0.001 par value | 10,000 | $0.19 | $1,900.00 |
DisclosureSEC source: 0001209191-22-054449 · doc4.xml · nonDerivative · entry 3 Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,891,357 F2 · ownership.direct: The shares shown include shares owned jointly with Soomi Niihara, the reporting person's wife. Read SEC document |
| October 20, 2022 Filed Oct 24, 2022 22:34 UTC |
Niihara YutakaDirector · Chairman and CEO · 10% owner
|
PurchaseCommon stock, $0.001 par value | 30,000 | $0.18 | $5,400.00 |
DisclosureSEC source: 0001209191-22-054449 · doc4.xml · nonDerivative · entry 2 Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,881,357 F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.17 to $0.21, inclusive. F2 · ownership.direct: The shares shown include shares owned jointly with Soomi Niihara, the reporting person's wife. Read SEC document |
| October 19, 2022 Filed Oct 24, 2022 22:34 UTC |
Niihara YutakaDirector · Chairman and CEO · 10% owner
|
PurchaseCommon stock, $0.001 par value | 25,000 | $0.16 | $4,000.00 |
DisclosureSEC source: 0001209191-22-054449 · doc4.xml · nonDerivative · entry 1 Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,851,357 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.15 to $0.20, inclusive. The reporting person undertakes to provide to Emmaus Life Sciences, Inc., any security holder of Emmaus Life Sciences, Inc., and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) and in footnote (3) to this Form 4. F2 · ownership.direct: The shares shown include shares owned jointly with Soomi Niihara, the reporting person's wife. Read SEC document |
| October 18, 2022 Filed Oct 19, 2022 18:21 UTC |
Niihara YutakaDirector · Chairman and CEO · 10% owner
|
PurchaseCommon stock, $0.001 par value | 30,000 | $0.19 | $5,700.00 |
DisclosureSEC source: 0001209191-22-054051 · doc4.xml · nonDerivative · entry 2 Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,826,357 F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.17 to $0.20, inclusive. F2 · ownership.direct: The shares shown include shares owned jointly with Soomi Niihara, the reporting person's wife. Read SEC document |
| October 17, 2022 Filed Oct 19, 2022 18:21 UTC |
Niihara YutakaDirector · Chairman and CEO · 10% owner
|
PurchaseCommon stock, $0.001 par value | 15,000 | $0.20 | $3,000.00 |
DisclosureSEC source: 0001209191-22-054051 · doc4.xml · nonDerivative · entry 1 Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,796,357 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.20 to $0.22, inclusive. The reporting person undertakes to provide to Emmaus Life Sciences, Inc., any security holder of Emmaus Life Sciences, Inc., and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) and in footnote (3) to this Form 4. F2 · ownership.direct: The shares shown include shares owned jointly with Soomi Niihara, the reporting person's wife. Read SEC document |
| October 14, 2022 Filed Oct 17, 2022 17:01 UTC |
Niihara YutakaDirector · Chairman and CEO · 10% owner
|
PurchaseCommon stock, $0.001 par value | 35,000 | $0.17 | $5,950.00 |
DisclosureSEC source: 0001209191-22-053757 · doc4.xml · nonDerivative · entry 2 Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,781,357 F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.15 to $0.18, inclusive. F2 · ownership.direct: The shares shown include shares owned jointly with Soomi Niihara, the reporting person's wife. Read SEC document |
| October 13, 2022 Filed Oct 17, 2022 17:01 UTC |
Niihara YutakaDirector · Chairman and CEO · 10% owner
|
PurchaseCommon stock, $0.001 par value | 62,500 | $0.18 | $11,250.00 |
DisclosureSEC source: 0001209191-22-053757 · doc4.xml · nonDerivative · entry 1 Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,746,357 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.10 to $0.31, inclusive. The reporting person undertakes to provide to Emmaus Life Sciences, Inc., any security holder of Emmaus Life Sciences, Inc., and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) and in footnote (3) to this Form 4. F2 · ownership.direct: The shares shown include shares owned jointly with Soomi Niihara, the reporting person's wife. Read SEC document |
| October 12, 2022 Filed Oct 13, 2022 20:05 UTC |
Niihara YutakaDirector · Chairman and CEO · 10% owner
|
PurchaseCommon stock, $0.001 par value | 160,000 | $0.08 | $12,800.00 |
DisclosureSEC source: 0001209191-22-053559 · doc4.xml · nonDerivative · entry 2 Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,683,857 F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.07 to $0.09, inclusive. The reporting person undertakes to provide to Emmaus Life Sciences, Inc., any security holder of Emmaus Life Sciences, Inc., and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (2). F1 · ownership.direct: The shares shown include shares owned jointly with Soomi Niihara, the reporting person's wife. Read SEC document |
| October 11, 2022 Filed Oct 12, 2022 17:04 UTC |
Niihara YutakaDirector · Chairman and CEO · 10% owner
|
PurchaseCommon stock, $0.001 par value | 130,000 | $0.09 | $11,700.00 |
DisclosureSEC source: 0001209191-22-053433 · doc4.xml · nonDerivative · entry 9 Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,518,857 F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.08 to $0.12, inclusive. The reporting person undertakes to provide to Emmaus Life Sciences, Inc., any security holder of Emmaus Life Sciences, Inc., and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (2). F1 · ownership.direct: The shares shown include shares owned jointly with Soomi Niihara, the reporting person's wife. Read SEC document |
| October 11, 2022 Filed Oct 13, 2022 20:05 UTC |
Niihara YutakaDirector · Chairman and CEO · 10% owner
|
PurchaseCommon stock, $0.001 par value | 5,000 | $0.09 | $450.00 |
DisclosureSEC source: 0001209191-22-053559 · doc4.xml · nonDerivative · entry 1 Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,523,857 F1 · ownership.direct: The shares shown include shares owned jointly with Soomi Niihara, the reporting person's wife. Read SEC document |
| October 10, 2022 Filed Oct 12, 2022 17:04 UTC |
Niihara YutakaDirector · Chairman and CEO · 10% owner
|
PurchaseCommon stock, $0.001 par value | 10,000 | $0.09 | $900.00 |
DisclosureSEC source: 0001209191-22-053433 · doc4.xml · nonDerivative · entry 8 Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,388,857 F1 · ownership.direct: The shares shown include shares owned jointly with Soomi Niihara, the reporting person's wife. Read SEC document |
| October 09, 2022 Filed Dec 20, 2023 00:44 UTC |
Lim Seah H.Director
|
PurchaseCommon stock, $0.001 par value | 25,400 | $0.11 | $2,794.00 |
DisclosureSEC source: 0001209191-23-059268 · doc4.xml · nonDerivative · entry 1 Lim Seah H. · CIK 0001949484 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,900 Read SEC document |
| October 07, 2022 Filed Oct 12, 2022 17:04 UTC |
Niihara YutakaDirector · Chairman and CEO · 10% owner
|
PurchaseCommon stock, $0.001 par value | 4,000 | $0.13 | $520.00 |
DisclosureSEC source: 0001209191-22-053433 · doc4.xml · nonDerivative · entry 7 Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,378,857 F1 · ownership.direct: The shares shown include shares owned jointly with Soomi Niihara, the reporting person's wife. Read SEC document |
| October 06, 2022 Filed Oct 12, 2022 17:04 UTC |
Niihara YutakaDirector · Chairman and CEO · 10% owner
|
PurchaseCommon stock, $0.001 par value | 5,000 | $0.15 | $750.00 |
DisclosureSEC source: 0001209191-22-053433 · doc4.xml · nonDerivative · entry 6 Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,374,857 F1 · ownership.direct: The shares shown include shares owned jointly with Soomi Niihara, the reporting person's wife. Read SEC document |
| October 05, 2022 Filed Oct 12, 2022 17:04 UTC |
Niihara YutakaDirector · Chairman and CEO · 10% owner
|
PurchaseCommon stock, $0.001 par value | 10,000 | $0.15 | $1,500.00 |
DisclosureSEC source: 0001209191-22-053433 · doc4.xml · nonDerivative · entry 5 Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,369,857 F1 · ownership.direct: The shares shown include shares owned jointly with Soomi Niihara, the reporting person's wife. Read SEC document |
| October 04, 2022 Filed Oct 12, 2022 17:04 UTC |
Niihara YutakaDirector · Chairman and CEO · 10% owner
|
PurchaseCommon stock, $0.001 par value | 5,000 | $0.16 | $800.00 |
DisclosureSEC source: 0001209191-22-053433 · doc4.xml · nonDerivative · entry 4 Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,359,857 F1 · ownership.direct: The shares shown include shares owned jointly with Soomi Niihara, the reporting person's wife. Read SEC document |
| October 03, 2022 Filed Oct 12, 2022 17:04 UTC |
Niihara YutakaDirector · Chairman and CEO · 10% owner
|
PurchaseCommon stock, $0.001 par value | 10,000 | $0.20 | $2,000.00 |
DisclosureSEC source: 0001209191-22-053433 · doc4.xml · nonDerivative · entry 3 Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,354,857 F1 · ownership.direct: The shares shown include shares owned jointly with Soomi Niihara, the reporting person's wife. Read SEC document |
| September 27, 2022 Filed Oct 12, 2022 17:04 UTC |
Niihara YutakaDirector · Chairman and CEO · 10% owner
|
PurchaseCommon stock, $0.001 par value | 5,000 | $0.20 | $1,000.00 |
DisclosureSEC source: 0001209191-22-053433 · doc4.xml · nonDerivative · entry 2 Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,344,857 F1 · ownership.direct: The shares shown include shares owned jointly with Soomi Niihara, the reporting person's wife. Read SEC document |
| September 26, 2022 Filed Oct 12, 2022 17:04 UTC |
Niihara YutakaDirector · Chairman and CEO · 10% owner
|
PurchaseCommon stock, $0.001 par value | 6,000 | $0.20 | $1,200.00 |
DisclosureSEC source: 0001209191-22-053433 · doc4.xml · nonDerivative · entry 1 Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,339,857 F1 · ownership.direct: The shares shown include shares owned jointly with Soomi Niihara, the reporting person's wife. Read SEC document |
| September 20, 2022 Filed Jun 2, 2023 17:23 UTC |
LEE WILLIS CDirector · COO
|
PurchaseCommon stock, $0.001 par value | 750 | $0.28 | $210.00 |
DisclosureSEC source: 0001209191-23-033573 · doc4.xml · nonDerivative · entry 1 LEE WILLIS C · CIK 0001517775 · Director · COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 287,724 Read SEC document |
| July 19, 2022 Filed Jul 25, 2022 16:49 UTC |
LEE WILLIS CDirector · COO
|
PurchaseCommon stock, $0.001 par value | 3,200 | $0.39 | $1,248.00 |
DisclosureSEC source: 0001209191-22-043081 · doc4.xml · nonDerivative · entry 1 LEE WILLIS C · CIK 0001517775 · Director · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,974 Read SEC document |
| May 31, 2022 Filed Jun 3, 2022 15:52 UTC |
LEE WILLIS CDirector · Director & COO
|
PurchaseCommon stock, $0.001 par value | 2,500 | $0.40 | $1,000.00 |
DisclosureSEC source: 0001209191-22-033847 · doc4.xml · nonDerivative · entry 2 LEE WILLIS C · CIK 0001517775 · Director · Director & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,774 Read SEC document |
| May 27, 2022 Filed Jun 3, 2022 15:52 UTC |
LEE WILLIS CDirector · Director & COO
|
PurchaseCommon stock, $0.001 par value | 2,500 | $0.37 | $925.00 |
DisclosureSEC source: 0001209191-22-033847 · doc4.xml · nonDerivative · entry 1 LEE WILLIS C · CIK 0001517775 · Director · Director & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,274 Read SEC document |
| May 23, 2022 Filed Jun 2, 2022 23:49 UTC |
Niihara YutakaDirector · Chairman and CEO · 10% owner
|
PurchaseCommon stock, $0.001 par value | 2,000 | $0.50 | $1,000.00 |
DisclosureSEC source: 0001209191-22-033730 · doc4.xml · nonDerivative · entry 2 Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,333,857 F2 · ownership.direct: The shares shown include shares owned jointly with Soomi Niihara, the reporting person's wife. Read SEC document |
| May 20, 2022 Filed Jun 2, 2022 23:49 UTC |
Niihara YutakaDirector · Chairman and CEO · 10% owner
|
PurchaseCommon stock, $0.001 par value | 5,000 | $0.49 | $2,450.00 |
DisclosureSEC source: 0001209191-22-033730 · doc4.xml · nonDerivative · entry 1 Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,331,857 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.48 to $0.50, inclusive. The reporting person undertakes to provide to Emmaus Life Sciences, Inc., any security holder of Emmaus Life Sciences, Inc., and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1). F2 · ownership.direct: The shares shown include shares owned jointly with Soomi Niihara, the reporting person's wife. Read SEC document |
| May 18, 2022 Filed May 19, 2022 18:45 UTC |
Niihara YutakaDirector · Chairman and CEO · 10% owner
|
PurchaseCommon stock, $0.001 par value | 7,351 | $0.35 | $2,572.85 |
DisclosureSEC source: 0001209191-22-030451 · doc4.xml · nonDerivative · entry 3 Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,326,857 F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.28 to $0.40, inclusive. F1 · ownership.direct: The shares shown include shares owned jointly with Soomi Niihara, the reporting person's wife. Read SEC document |
| May 13, 2022 Filed May 19, 2022 18:45 UTC |
Niihara YutakaDirector · Chairman and CEO · 10% owner
|
PurchaseCommon stock, $0.001 par value | 10,000 | $0.34 | $3,400.00 |
DisclosureSEC source: 0001209191-22-030451 · doc4.xml · nonDerivative · entry 2 Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,319,506 F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.33 to $0.35, inclusive. The reporting person undertakes to provide to Emmaus Life Sciences, Inc., any security holder of Emmaus Life Sciences, Inc., and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (2) and in footnote (3) to this Form 4. F1 · ownership.direct: The shares shown include shares owned jointly with Soomi Niihara, the reporting person's wife. Read SEC document |
| May 09, 2022 Filed May 19, 2022 18:45 UTC |
Niihara YutakaDirector · Chairman and CEO · 10% owner
|
PurchaseCommon stock, $0.001 par value | 6,000 | $0.60 | $3,600.00 |
DisclosureSEC source: 0001209191-22-030451 · doc4.xml · nonDerivative · entry 1 Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,309,506 F1 · ownership.direct: The shares shown include shares owned jointly with Soomi Niihara, the reporting person's wife. Read SEC document |
| April 11, 2022 Filed Apr 12, 2022 19:59 UTC |
LEE WILLIS CDirector · Director & COO
|
PurchaseCommon stock, $0.001 par value | 8,900 | $0.88 | $7,832.00 |
DisclosureSEC source: 0001209191-22-024129 · doc4.xml · nonDerivative · entry 4 LEE WILLIS C · CIK 0001517775 · Director · Director & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,774 F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.85 to $0.89, inclusive. Read SEC document |
| April 08, 2022 Filed Apr 12, 2022 19:59 UTC |
LEE WILLIS CDirector · Director & COO
|
PurchaseCommon stock, $0.001 par value | 1,600 | $0.76 | $1,216.00 |
DisclosureSEC source: 0001209191-22-024129 · doc4.xml · nonDerivative · entry 3 LEE WILLIS C · CIK 0001517775 · Director · Director & COO 10b5-1 filing: Not disclosed Ownership: Indirect · By Fidelity Traditional IRA FBO Willis C. Lee Disclosed balance after: 241,194 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.75 to $0.78, inclusive. The reporting person undertakes to provide to Emmaus Life Sciences, Inc., any security holder of Emmaus Life Sciences, Inc., and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) and in footnote (2) to this Form 4. Read SEC document |
| April 06, 2022 Filed Apr 12, 2022 19:59 UTC |
LEE WILLIS CDirector · Director & COO
|
PurchaseCommon stock, $0.001 par value | 1,400 | $0.95 | $1,330.00 |
DisclosureSEC source: 0001209191-22-024129 · doc4.xml · nonDerivative · entry 2 LEE WILLIS C · CIK 0001517775 · Director · Director & COO 10b5-1 filing: Not disclosed Ownership: Indirect · By Fidelity Traditional IRA FBO Willis C. Lee Disclosed balance after: 239,594 Read SEC document |
| April 04, 2022 Filed Apr 12, 2022 19:59 UTC |
LEE WILLIS CDirector · Director & COO
|
PurchaseCommon stock, $0.001 par value | 3,200 | $0.98 | $3,136.00 |
DisclosureSEC source: 0001209191-22-024129 · doc4.xml · nonDerivative · entry 1 LEE WILLIS C · CIK 0001517775 · Director · Director & COO 10b5-1 filing: Not disclosed Ownership: Indirect · By Fidelity Traditional IRA FBO Willis C. Lee Disclosed balance after: 238,194 Read SEC document |
| February 28, 2022 Filed Feb 28, 2022 22:34 UTC |
LEE WILLIS CDirector · Vice Chairman & COO
|
PurchaseCommon stock, $0.001 par value | 900 | $1.65 | $1,485.00 |
DisclosureSEC source: 0001209191-22-013725 · doc4.xml · nonDerivative · entry 5 LEE WILLIS C · CIK 0001517775 · Director · Vice Chairman & COO 10b5-1 filing: Not disclosed Ownership: Indirect · By Fidelity Roth IRA FBO Willis C. Lee Disclosed balance after: 1,900 Read SEC document |
| February 28, 2022 Filed Feb 28, 2022 22:34 UTC |
LEE WILLIS CDirector · Vice Chairman & COO
|
PurchaseCommon stock, $0.001 par value | 6,600 | $1.50 | $9,900.00 |
DisclosureSEC source: 0001209191-22-013725 · doc4.xml · nonDerivative · entry 4 LEE WILLIS C · CIK 0001517775 · Director · Vice Chairman & COO 10b5-1 filing: Not disclosed Ownership: Indirect · By Fidelity Traditional IRA FBO Willis C. Lee Disclosed balance after: 234,994 F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.42 to $1.60, inclusive. Read SEC document |
| February 28, 2022 Filed Feb 28, 2022 22:34 UTC |
LEE WILLIS CDirector · Vice Chairman & COO
|
PurchaseCommon stock, $0.001 par value | 7,200 | $1.51 | $10,872.00 |
DisclosureSEC source: 0001209191-22-013725 · doc4.xml · nonDerivative · entry 3 LEE WILLIS C · CIK 0001517775 · Director · Vice Chairman & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,874 F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.41 to $1.54, inclusive. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 22:55 UTC |
Niihara YutakaDirector · Chairman and CEO · 10% owner
|
PurchaseCommon stock, $0.001 par value | 53,800 | $1.49 | $80,162.00 |
DisclosureSEC source: 0001209191-22-014998 · doc4.xml · nonDerivative · entry 1 Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,303,506 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.43 to $1.70, inclusive. The reporting person undertakes to provide to Emmaus Life Sciences, Inc., any security holder of Emmaus Life Sciences, Inc., and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1). F2 · ownership.direct: The shares shown include shares owned jointly with Soomi Niihara, the reporting person's wife. Read SEC document |
| February 25, 2022 Filed Feb 28, 2022 17:26 UTC |
Niihara YutakaDirector · Chairman and CEO · 10% owner
|
PurchaseCommon stock, $0.001 par value | 5,500 | $1.41 | $7,755.00 |
DisclosureSEC source: 0001209191-22-013475 · doc4.xml · nonDerivative · entry 2 Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,249,706 F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.41 to $1.45, inclusive. F2 · ownership.direct: The shares shown include shares owned jointly with Soomi Niihara, the reporting person's wife. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.