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Nasdaq · USD

EML

EASTERN CO

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Tapewire entity
6456
SEC CIK
0000031107
Parsed reports
359

Last 12 months

Inside the activity.

44 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202570
Dec 2025110
Jan 202600
Feb 202600
Mar 2026110
Apr 202600
May 202600
Jun 2026110
Jul 202600
Aug 202600
Sep 202640
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 24, 2017 Filed Mar 27, 2017 18:26 UTC GrantCommon Stock 427 $19.45 $8,305.15
Disclosure

SEC source: 0001140361-17-013387 · doc1.xml · nonDerivative · entry 1

DiSanto Frederick D. · CIK 0001498290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,481

F1 · security: 427 shares acquired under The Eastern Company Director's Fee Program pursuant to Rule 16b-3(d). The price used to determine the number of shares is the price of the shares on March 15, 2017.

Read SEC document
March 02, 2017 Filed Mar 3, 2017 19:27 UTC
Labbadia AngeloVice President & COO
GrantStock Appreciation Rights · Derivative 10,000 $0.00 Strike: $19.10 $0.00
Disclosure

SEC source: 0001140361-17-010479 · doc1.xml · derivative · entry 2

Labbadia Angelo · CIK 0001641461 · Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2022-03-02

F1 · derivative.exercise_date: On March 2, 2017, 10,000 stock appreciation rights ("SARs") were granted to the reporting person pursuant to the terms of The Eastern Company 2010 Executive Stock Incentive Plan and a stock appreciation rights agreement, at an exercise price of $19.10 per SAR. These SARs shall vest and become exercisable as follows (provided the reporting person remains an employee of the issuer on each applicable vesting date, and the issuer meets certain performance thresholds prescribed in the stock appreciation rights agreement): 3,334 of the granted SARs vest on February 1, 2018; 3,333 of the granted SARs vest on February 1, 2019; and 3,333 of the granted SARs vest on February 1, 2020.

Read SEC document
March 02, 2017 Filed Mar 3, 2017 19:13 UTC
Vlak August M.President & CEO
GrantStock Appreciation Rights · Derivative 20,000 $0.00 Strike: $19.10 $0.00
Disclosure

SEC source: 0001140361-17-010469 · doc1.xml · derivative · entry 2

Vlak August M. · CIK 0001663158 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2022-03-02

F1 · derivative.exercise_date: On March 2, 2017, 20,000 stock appreciation rights ("SARs") were granted to the reporting person pursuant to the terms of The Eastern Company 2010 Executive Stock Incentive Plan and a stock appreciation rights agreement, at an exercise price of $19.10 per SAR. These SARs shall vest and become exercisable as follows (provided the reporting person remains an employee of the issuer on each applicable vesting date, and the issuer meets certain performance thresholds prescribed in the stock appreciation rights agreement): 6,667 of the granted SARs vest on February 1, 2018; 6,667 of the granted SARs vest on February 1, 2019; and 6,666 of the granted SARs vest on February 1, 2020.

Read SEC document
March 02, 2017 Filed Mar 3, 2017 19:20 UTC
SULLIVAN JOHN L IIIVice President & CFO
GrantStock Appreciation Rights · Derivative 10,000 $0.00 Strike: $19.10 $0.00
Disclosure

SEC source: 0001140361-17-010476 · doc1.xml · derivative · entry 2

SULLIVAN JOHN L III · CIK 0001187212 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2022-03-02

F1 · derivative.exercise_date: On March 2, 2017, 10,000 stock appreciation rights ("SARs") were granted to the reporting person pursuant to the terms of The Eastern Company 2010 Executive Stock Incentive Plan and a stock appreciation rights agreement, at an exercise price of $19.10 per SAR. These SARs shall vest and become exercisable as follows (provided the reporting person remains an employee of the issuer on each applicable vesting date, and the issuer meets certain performance thresholds prescribed in the stock appreciation rights agreement): 3,334 of the granted SARs vest on February 1, 2018; 3,333 of the granted SARs vest on February 1, 2019; and 3,333 of the granted SARs vest on February 1, 2020.

Read SEC document
March 02, 2017 Filed May 23, 2017 21:21 UTC
Vlak August M.President & CEO
GrantStock Appreciation Rights · Derivative 20,000 $0.00 Strike: $19.10 $0.00
Disclosure

SEC source: 0001140361-17-021986 · doc1.xml · derivative · entry 2

Vlak August M. · CIK 0001663158 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2022-03-02

F1 · derivative.exercise_date: On March 2, 2017, 20,000 stock appreciation rights ("SARs") were granted to the reporting person pursuant to the terms of The Eastern Company 2010 Executive Stock Incentive Plan and a stock appreciation rights agreement, at an exercise price of $19.10 per SAR. These SARs shall vest and become exercisable as follows (provided the reporting person remains an employee of the issuer on each applicable vesting date, and the issuer meets certain performance thresholds prescribed in the stock appreciation rights agreement): 6,667 of the granted SARs vest on February 1, 2018; 6,667 of the granted SARs vest on February 1, 2019; and 6,666 of the granted SARs vest on February 1, 2020.

Read SEC document
March 02, 2017 Filed Nov 9, 2017 20:42 UTC
SULLIVAN JOHN L IIIVice President & CFO
GrantStock Appreciation Rights · Derivative 10,000 $0.00 Strike: $19.10 $0.00
Disclosure

SEC source: 0001140361-17-041795 · doc1.xml · derivative · entry 4

SULLIVAN JOHN L III · CIK 0001187212 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2022-03-02

F2 · derivative.exercise_date: On March 2, 2017, 10,000 stock appreciation rights ("SARs") were granted to the reporting person pursuant to the terms of The Eastern Company 2010 Executive Stock Incentive Plan and a stock appreciation rights agreement, at an exercise price of $19.10 per SAR. These SARs shall vest and become exercisable as follows (provided the reporting person remains an employee of the issuer on each applicable vesting date, and the issuer meets certain performance thresholds prescribed in the stock appreciation rights agreement): 3,334 of the granted SARs vest on February 1, 2018; 3,333 of the granted SARs vest on February 1, 2019; and 3,333 of the granted SARs vest on February 1, 2020.

Read SEC document
March 02, 2017 Filed Nov 9, 2017 17:20 UTC
Vlak August M.President & CEO
GrantStock Appreciation Rights · Derivative 20,000 $0.00 Strike: $19.10 $0.00
Disclosure

SEC source: 0001140361-17-041725 · doc1.xml · derivative · entry 2

Vlak August M. · CIK 0001663158 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2022-03-02

F1 · derivative.exercise_date: On March 2, 2017, 20,000 stock appreciation rights ("SARs") were granted to the reporting person pursuant to the terms of The Eastern Company 2010 Executive Stock Incentive Plan and a stock appreciation rights agreement, at an exercise price of $19.10 per SAR. These SARs shall vest and become exercisable as follows (provided the reporting person remains an employee of the issuer on each applicable vesting date, and the issuer meets certain performance thresholds prescribed in the stock appreciation rights agreement): 6,667 of the granted SARs vest on February 1, 2018; 6,667 of the granted SARs vest on February 1, 2019; and 6,666 of the granted SARs vest on February 1, 2020.

Read SEC document
March 02, 2017 Filed Dec 22, 2017 15:46 UTC
Labbadia AngeloVice President & COO
GrantStock Appreciation Rights · Derivative 10,000 $0.00 Strike: $19.10 $0.00
Disclosure

SEC source: 0001140361-17-047094 · doc1.xml · derivative · entry 2

Labbadia Angelo · CIK 0001641461 · Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2022-03-02

F1 · security: On March 2, 2017, 10,000 stock appreciation rights ("SARs") were granted to the reporting person pursuant to the terms of The Eastern Company 2010 Executive Stock Incentive Plan and a stock appreciation rights agreement, at an exercise price of $19.10 per SAR. These SARs shall vest and become exercisable as follows (provided the reporting person remains an employee of the issuer on each applicable vesting date, and the issuer meets certain performance thresholds prescribed in the stock appreciation rights agreement): 3,334 of the granted SARs vest on February 1, 2018; 3,333 of the granted SARs vest on February 1, 2019; and 3,333 of the granted SARs vest on February 1, 2020.

F1 · derivative.exercise_date: On March 2, 2017, 10,000 stock appreciation rights ("SARs") were granted to the reporting person pursuant to the terms of The Eastern Company 2010 Executive Stock Incentive Plan and a stock appreciation rights agreement, at an exercise price of $19.10 per SAR. These SARs shall vest and become exercisable as follows (provided the reporting person remains an employee of the issuer on each applicable vesting date, and the issuer meets certain performance thresholds prescribed in the stock appreciation rights agreement): 3,334 of the granted SARs vest on February 1, 2018; 3,333 of the granted SARs vest on February 1, 2019; and 3,333 of the granted SARs vest on February 1, 2020.

Read SEC document
March 02, 2017 Filed Jan 26, 2018 22:41 UTC
Vlak August M.President & CEO
GrantStock Appreciation Rights · Derivative 0 $0.00 Strike: $19.10 $0.00
Disclosure

SEC source: 0001140361-18-003433 · doc1.xml · derivative · entry 2

Vlak August M. · CIK 0001663158 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2022-03-02

F2 · date: On March 2, 2017, 20,000 stock appreciation rights ("SARs") were granted to the reporting person pursuant to the terms of The Eastern Company 2010 Executive Stock Incentive Plan and a stock appreciation rights agreement, at an exercise price of $19.10 per SAR. These SARs shall vest and become exercisable as follows (provided the reporting person remains an employee of the issuer on each applicable vesting date, and the issuer meets certain performance thresholds prescribed in the stock appreciation rights agreement): 6,667 of the granted SARs vest on February 1, 2018; 6,667 of the granted SARs vest on February 1, 2019; and 6,666 of the granted SARs vest on February 1, 2020.

F2 · shares: On March 2, 2017, 20,000 stock appreciation rights ("SARs") were granted to the reporting person pursuant to the terms of The Eastern Company 2010 Executive Stock Incentive Plan and a stock appreciation rights agreement, at an exercise price of $19.10 per SAR. These SARs shall vest and become exercisable as follows (provided the reporting person remains an employee of the issuer on each applicable vesting date, and the issuer meets certain performance thresholds prescribed in the stock appreciation rights agreement): 6,667 of the granted SARs vest on February 1, 2018; 6,667 of the granted SARs vest on February 1, 2019; and 6,666 of the granted SARs vest on February 1, 2020.

F2 · derivative.exercise_date: On March 2, 2017, 20,000 stock appreciation rights ("SARs") were granted to the reporting person pursuant to the terms of The Eastern Company 2010 Executive Stock Incentive Plan and a stock appreciation rights agreement, at an exercise price of $19.10 per SAR. These SARs shall vest and become exercisable as follows (provided the reporting person remains an employee of the issuer on each applicable vesting date, and the issuer meets certain performance thresholds prescribed in the stock appreciation rights agreement): 6,667 of the granted SARs vest on February 1, 2018; 6,667 of the granted SARs vest on February 1, 2019; and 6,666 of the granted SARs vest on February 1, 2020.

Read SEC document
March 02, 2017 Filed Aug 15, 2018 21:04 UTC
Vlak August M.President & CEO
GrantStock Appreciation Rights · Derivative 20,000 $0.00 Strike: $19.10 $0.00
Disclosure

SEC source: 0001567619-18-001203 · doc1.xml · derivative · entry 3

Vlak August M. · CIK 0001663158 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2022-03-02

F2 · derivative.exercise_date: On March 2, 2017, 20,000 stock appreciation rights ("SARs") were granted to the reporting person pursuant to the terms of The Eastern Company 2010 Executive Stock Incentive Plan and a stock appreciation rights agreement, at an exercise price of $19.10 per SAR. These SARs shall vest and become exercisable as follows (provided the reporting person remains an employee of the issuer on each applicable vesting date, and the issuer meets certain performance thresholds prescribed in the stock appreciation rights agreement): 6,667 of the granted SARs vest on February 1, 2018; 6,667 of the granted SARs vest on February 1, 2019; and 6,666 of the granted SARs vest on February 1, 2020.

Read SEC document
March 02, 2017 Filed Jan 23, 2019 20:52 UTC
Vlak August M.President & CEO
GrantStock Appreciation Rights · Derivative 0 $0.00 Strike: $19.10 $0.00
Disclosure

SEC source: 0001567619-19-001493 · doc1.xml · derivative · entry 2

Vlak August M. · CIK 0001663158 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2022-03-02

F2 · date: On March 2, 2017, 20,000 stock appreciation rights ("SARs") were granted to the reporting person pursuant to the terms of The Eastern Company 2010 Executive Stock Incentive Plan and a stock appreciation rights agreement, at an exercise price of $19.10 per SAR. These SARs shall vest and become exercisable as follows (provided the reporting person remains an employee of the issuer on each applicable vesting date, and the issuer meets certain performance thresholds described in the stock appreciation rights agreement): 6,667 of the granted SARs vest on February 1, 2018; 6,667 of the granted SARs vest on February 1, 2019; and 6,666 of the granted SARs vest on February 1, 2020.

F2 · shares: On March 2, 2017, 20,000 stock appreciation rights ("SARs") were granted to the reporting person pursuant to the terms of The Eastern Company 2010 Executive Stock Incentive Plan and a stock appreciation rights agreement, at an exercise price of $19.10 per SAR. These SARs shall vest and become exercisable as follows (provided the reporting person remains an employee of the issuer on each applicable vesting date, and the issuer meets certain performance thresholds described in the stock appreciation rights agreement): 6,667 of the granted SARs vest on February 1, 2018; 6,667 of the granted SARs vest on February 1, 2019; and 6,666 of the granted SARs vest on February 1, 2020.

F2 · derivative.exercise_date: On March 2, 2017, 20,000 stock appreciation rights ("SARs") were granted to the reporting person pursuant to the terms of The Eastern Company 2010 Executive Stock Incentive Plan and a stock appreciation rights agreement, at an exercise price of $19.10 per SAR. These SARs shall vest and become exercisable as follows (provided the reporting person remains an employee of the issuer on each applicable vesting date, and the issuer meets certain performance thresholds described in the stock appreciation rights agreement): 6,667 of the granted SARs vest on February 1, 2018; 6,667 of the granted SARs vest on February 1, 2019; and 6,666 of the granted SARs vest on February 1, 2020.

Read SEC document
March 02, 2017 Filed Jan 23, 2019 20:24 UTC
SULLIVAN JOHN L IIIVice President & CFO
GrantStock Appreciation Rights · Derivative 0 $1.00 Strike: $19.10 $0.00
Disclosure

SEC source: 0001567619-19-001492 · doc1.xml · derivative · entry 2

SULLIVAN JOHN L III · CIK 0001187212 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2022-03-02

F2 · date: On March 2, 2017, 10,000 stock appreciation rights ("SARs") were granted to the reporting person pursuant to the terms of The Eastern Company 2010 Executive Stock Incentive Plan and a stock appreciation rights agreement, at an exercise price of $19.10 per SAR. These SARs shall vest and become exercisable as follows (provided the reporting person remains an employee of the issuer on each applicable vesting date, and the issuer meets certain performance thresholds described in the stock appreciation rights agreement): 3,334 of the granted SARs vest on February 1, 2018; 3,333 of the granted SARs vest on February 1, 2019; and 3,333 of the granted SARs vest on February 1, 2020.

F2 · shares: On March 2, 2017, 10,000 stock appreciation rights ("SARs") were granted to the reporting person pursuant to the terms of The Eastern Company 2010 Executive Stock Incentive Plan and a stock appreciation rights agreement, at an exercise price of $19.10 per SAR. These SARs shall vest and become exercisable as follows (provided the reporting person remains an employee of the issuer on each applicable vesting date, and the issuer meets certain performance thresholds described in the stock appreciation rights agreement): 3,334 of the granted SARs vest on February 1, 2018; 3,333 of the granted SARs vest on February 1, 2019; and 3,333 of the granted SARs vest on February 1, 2020.

F2 · derivative.exercise_date: On March 2, 2017, 10,000 stock appreciation rights ("SARs") were granted to the reporting person pursuant to the terms of The Eastern Company 2010 Executive Stock Incentive Plan and a stock appreciation rights agreement, at an exercise price of $19.10 per SAR. These SARs shall vest and become exercisable as follows (provided the reporting person remains an employee of the issuer on each applicable vesting date, and the issuer meets certain performance thresholds described in the stock appreciation rights agreement): 3,334 of the granted SARs vest on February 1, 2018; 3,333 of the granted SARs vest on February 1, 2019; and 3,333 of the granted SARs vest on February 1, 2020.

Read SEC document
March 02, 2017 Filed Sep 9, 2019 16:27 UTC
Vlak August M.President & CEO
GrantStock Appreciation Rights · Derivative 20,000 $0.00 Strike: $19.10 $0.00
Disclosure

SEC source: 0001567619-19-018033 · doc1.xml · derivative · entry 4

Vlak August M. · CIK 0001663158 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2022-03-02

F2 · derivative.exercise_date: On March 2, 2017, 20,000 stock appreciation rights ("SARs") were granted to the reporting person pursuant to the terms of The Eastern Company 2010 Executive Stock Incentive Plan and a stock appreciation rights agreement, at an exercise price of $19.10 per SAR. These SARs shall vest and become exercisable as follows (provided the reporting person remains an employee of the issuer on each applicable vesting date, and the issuer meets certain performance thresholds prescribed in the stock appreciation rights agreement): 6,667 of the granted SARs vest on February 1, 2018; 6,667 of the granted SARs vest on February 1, 2019; and 6,666 of the granted SARs vest on February 1, 2020.

Read SEC document
March 02, 2017 Filed Jan 22, 2020 20:59 UTC
Vlak August M.President & CEO
GrantStock Appreciation Rights · Derivative 0 $0.00 Strike: $19.10 $0.00
Disclosure

SEC source: 0001567619-20-001348 · doc1.xml · derivative · entry 2

Vlak August M. · CIK 0001663158 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2022-03-02

F2 · date: On March 2, 2017, 20,000 stock appreciation rights ("SARs") were granted to the reporting person pursuant to the terms of The Eastern Company 2010 Executive Stock Incentive Plan and a stock appreciation rights agreement, at an exercise price of $19.10 per SAR. These SARs shall vest and become exercisable as follows (provided the reporting person remains an employee of the issuer on each applicable vesting date, and the issuer meets certain performance thresholds described in the stock appreciation rights agreement): 6,667 of the granted SARs vest on February 1, 2018; 6,667 of the granted SARs vest on February 1, 2019; and 6,666 of the granted SARs vest on February 1, 2020.

F2 · shares: On March 2, 2017, 20,000 stock appreciation rights ("SARs") were granted to the reporting person pursuant to the terms of The Eastern Company 2010 Executive Stock Incentive Plan and a stock appreciation rights agreement, at an exercise price of $19.10 per SAR. These SARs shall vest and become exercisable as follows (provided the reporting person remains an employee of the issuer on each applicable vesting date, and the issuer meets certain performance thresholds described in the stock appreciation rights agreement): 6,667 of the granted SARs vest on February 1, 2018; 6,667 of the granted SARs vest on February 1, 2019; and 6,666 of the granted SARs vest on February 1, 2020.

F2 · derivative.exercise_date: On March 2, 2017, 20,000 stock appreciation rights ("SARs") were granted to the reporting person pursuant to the terms of The Eastern Company 2010 Executive Stock Incentive Plan and a stock appreciation rights agreement, at an exercise price of $19.10 per SAR. These SARs shall vest and become exercisable as follows (provided the reporting person remains an employee of the issuer on each applicable vesting date, and the issuer meets certain performance thresholds described in the stock appreciation rights agreement): 6,667 of the granted SARs vest on February 1, 2018; 6,667 of the granted SARs vest on February 1, 2019; and 6,666 of the granted SARs vest on February 1, 2020.

Read SEC document
March 02, 2017 Filed Jan 22, 2020 20:52 UTC
SULLIVAN JOHN L IIIVice President & CFO
GrantStock Appreciation Rights · Derivative 0 $0.00 Strike: $19.10 $0.00
Disclosure

SEC source: 0001567619-20-001346 · doc1.xml · derivative · entry 2

SULLIVAN JOHN L III · CIK 0001187212 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2022-03-02

F2 · date: On March 2, 2017, 10,000 stock appreciation rights ("SARs") were granted to the reporting person pursuant to the terms of The Eastern Company 2010 Executive Stock Incentive Plan and a stock appreciation rights agreement, at an exercise price of $19.10 per SAR. These SARs shall vest and become exercisable as follows (provided the reporting person remains an employee of the issuer on each applicable vesting date, and the issuer meets certain performance thresholds described in the stock appreciation rights agreement): 3,334 of the granted SARs vest on February 1, 2018; 3,333 of the granted SARs vest on February 1, 2019; and 3,333 of the granted SARs vest on February 1, 2020.

F2 · shares: On March 2, 2017, 10,000 stock appreciation rights ("SARs") were granted to the reporting person pursuant to the terms of The Eastern Company 2010 Executive Stock Incentive Plan and a stock appreciation rights agreement, at an exercise price of $19.10 per SAR. These SARs shall vest and become exercisable as follows (provided the reporting person remains an employee of the issuer on each applicable vesting date, and the issuer meets certain performance thresholds described in the stock appreciation rights agreement): 3,334 of the granted SARs vest on February 1, 2018; 3,333 of the granted SARs vest on February 1, 2019; and 3,333 of the granted SARs vest on February 1, 2020.

F2 · derivative.exercise_date: On March 2, 2017, 10,000 stock appreciation rights ("SARs") were granted to the reporting person pursuant to the terms of The Eastern Company 2010 Executive Stock Incentive Plan and a stock appreciation rights agreement, at an exercise price of $19.10 per SAR. These SARs shall vest and become exercisable as follows (provided the reporting person remains an employee of the issuer on each applicable vesting date, and the issuer meets certain performance thresholds described in the stock appreciation rights agreement): 3,334 of the granted SARs vest on February 1, 2018; 3,333 of the granted SARs vest on February 1, 2019; and 3,333 of the granted SARs vest on February 1, 2020.

Read SEC document
March 02, 2017 Filed Mar 5, 2020 18:48 UTC
Vlak August M.President & CEO
GrantStock Appreciation Rights · Derivative 20,000 $0.00 Strike: $19.10 $0.00
Disclosure

SEC source: 0001567619-20-005708 · doc1.xml · derivative · entry 3

Vlak August M. · CIK 0001663158 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2022-03-02

F2 · derivative.exercise_date: On March 2, 2017, 20,000 stock appreciation rights ("SARs") were granted to the reporting person pursuant to the terms of The Eastern Company 2010 Executive Stock Incentive Plan and a stock appreciation rights agreement, at an exercise price of $19.10 per SAR. These SARs shall vest and become exercisable as follows (provided the reporting person remains an employee of the issuer on each applicable vesting date, and the issuer meets certain performance thresholds prescribed in the stock appreciation rights agreement): 6,667 of the granted SARs vest on February 1, 2018; 6,667 of the granted SARs vest on February 1, 2019; and 6,666 of the granted SARs vest on February 1, 2020.

Read SEC document
March 02, 2017 Filed Mar 6, 2020 22:17 UTC
SULLIVAN JOHN L IIIVice President & CFO
GrantStock Appreciation · Derivative 10,000 $0.00 Strike: $19.10 $0.00
Disclosure

SEC source: 0001567619-20-005847 · doc1.xml · derivative · entry 5

SULLIVAN JOHN L III · CIK 0001187212 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F2 · derivative.expiration_date: On March 2, 2017, 10,000 stock appreciation rights ("SARs") were granted to the reporting person pursuant to the terms of The Eastern Company 2010 Executive Stock Incentive Plan and a stock appreciation rights agreement, at an exercise price of $19.10 per SAR. These SARs shall vest and become exercisable as follows (provided the reporting person remains an employee of the issuer on each applicable vesting date, and the issuer meets certain performance thresholds prescribed in the stock appreciation rights agreement): 3,334 of the granted SARs vest on February 1, 2018; 3,333 of the granted SARs vest on February 1, 2019; and 1,667 of the granted SARs vest on February 1, 2020.

Read SEC document
March 02, 2017 Filed Mar 23, 2020 22:30 UTC
SULLIVAN JOHN L IIIVice President & CFO
GrantStock Appreciation · Derivative 10,000 $0.00 Strike: $19.10 $0.00
Disclosure

SEC source: 0001567619-20-006921 · doc1.xml · derivative · entry 2

SULLIVAN JOHN L III · CIK 0001187212 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F1 · derivative.expiration_date: On March 2, 2017, 10,000 stock appreciation rights ("SARs") were granted to the reporting person pursuant to the terms of The Eastern Company 2010 Executive Stock Incentive Plan and a stock appreciation rights agreement, at an exercise price of $19.10 per SAR. These SARs shall vest and become exercisable as follows (provided the reporting person remains an employee of the issuer on each applicable vesting date, and the issuer meets certain performance thresholds prescribed in the stock appreciation rights agreement): 3,334 of the granted SARs vest on February 1, 2018; 3,333 of the granted SARs vest on February 1, 2019; and 1,667 of the granted SARs vest on February 1, 2020.

Read SEC document
December 31, 2016 Filed Jan 13, 2017 20:14 UTC
SULLIVAN JOHN L IIIVice President & CFO
GrantCommon Stock 692 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-001808 · doc1.xml · nonDerivative · entry 1

SULLIVAN JOHN L III · CIK 0001187212 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,894

F1 · security: 692 shares acquired at various prices for the period 1/29/2016 through 12/15/2016 under The Eastern Company Dividend Reinvestment Plan and The Eastern Company Employee Stock Purchase Plan.

F1 · price: 692 shares acquired at various prices for the period 1/29/2016 through 12/15/2016 under The Eastern Company Dividend Reinvestment Plan and The Eastern Company Employee Stock Purchase Plan.

Read SEC document
December 20, 2016 Filed Dec 21, 2016 21:02 UTC GrantCommon Shares 362 $20.70 $7,493.40
Disclosure

SEC source: 0001140361-16-090480 · doc1.xml · nonDerivative · entry 1

MITAROTONDA JAMES A · CIK 0001254583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,855

F1 · security: 362 shares acquired under The Eastern Company Director's Fee Program pursuant to Rule 16b-3(d). The price used to determine the number of shares is the price of the shares on December 15, 2016.

Read SEC document
December 20, 2016 Filed Dec 21, 2016 20:56 UTC GrantCommon Stock 362 $20.70 $7,493.40
Disclosure

SEC source: 0001140361-16-090476 · doc1.xml · nonDerivative · entry 1

MCMANUS MICHAEL A JR · CIK 0001051997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,855

F1 · security: 362 shares acquired under The Eastern Company Director's Fee Program pursuant to Rule 16b-3(d). The price used to determine the number of shares is the price of the shares on December 15, 2016.

Read SEC document
December 20, 2016 Filed Dec 21, 2016 20:26 UTC GrantCommon Stock 362 $20.70 $7,493.40
Disclosure

SEC source: 0001140361-16-090469 · doc1.xml · nonDerivative · entry 1

HENRY CHARLES W · CIK 0001193778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,324

F1 · security: 362 shares acquired under The Eastern Company Director's Fee Program pursuant to Rule 16b-3(d). The price used to determine the number of shares is the price of the shares on December 15, 2016.

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December 20, 2016 Filed Dec 22, 2016 20:04 UTC GrantCommon Stock 362 $20.70 $7,493.40
Disclosure

SEC source: 0001140361-16-090596 · doc1.xml · nonDerivative · entry 1

DiSanto Frederick D. · CIK 0001498290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,054

F1 · security: 362 shares acquired under The Eastern Company Director's Fee Program pursuant to Rule 16b-3(d). The price used to determine the number of shares is the price of the shares on December 15, 2016.

Read SEC document
December 20, 2016 Filed Dec 22, 2016 19:36 UTC
EVERETS JOHNDirector
GrantCommon Stock 363 $20.70 $7,514.10
Disclosure

SEC source: 0001140361-16-090585 · doc1.xml · nonDerivative · entry 1

EVERETS JOHN · CIK 0001193147 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,081

F1 · security: 363 shares acquired under The Eastern Company Director's Fee Program pursuant to Rule 16b-3(d). The price used to determine the number of shares is the price of the shares on December 15, 2016.

Read SEC document
September 26, 2016 Filed Sep 28, 2016 18:46 UTC
EVERETS JOHNDirector
GrantCommon Stock 384 $19.53 $7,499.52
Disclosure

SEC source: 0001140361-16-080898 · doc1.xml · nonDerivative · entry 1

EVERETS JOHN · CIK 0001193147 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,718

F1 · security: 384 shares acquired under The Eastern Company Director's Fee Program pursuant to Rule 16b-3(d). The price used to determine the number of shares is the price of the shares on September 15, 2016.

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September 26, 2016 Filed Sep 28, 2016 18:53 UTC GrantCommon Stock 385 $19.53 $7,519.05
Disclosure

SEC source: 0001140361-16-080902 · doc1.xml · nonDerivative · entry 1

MCMANUS MICHAEL A JR · CIK 0001051997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,493

F1 · security: 385 shares acquired under The Eastern Company Director's Fee Program pursuant to Rule 16b-3(d). The price used to determine the number of shares is the price of the shares on September 15, 2016.

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September 26, 2016 Filed Sep 28, 2016 19:02 UTC GrantCommon Shares 385 $19.53 $7,519.05
Disclosure

SEC source: 0001140361-16-080904 · doc1.xml · nonDerivative · entry 1

MITAROTONDA JAMES A · CIK 0001254583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,493

F1 · security: 385 shares acquired under The Eastern Company Director's Fee Program pursuant to Rule 16b-3(d). The price used to determine the number of shares is the price of the shares on September 15, 2016.

Read SEC document
September 26, 2016 Filed Sep 28, 2016 18:50 UTC GrantCommon Stock 384 $19.53 $7,499.52
Disclosure

SEC source: 0001140361-16-080900 · doc1.xml · nonDerivative · entry 1

HENRY CHARLES W · CIK 0001193778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,962

F1 · security: 384 shares acquired under The Eastern Company Director's Fee Program pursuant to Rule 16b-3(d). The price used to determine the number of shares is the price of the shares on September 15, 2016.

Read SEC document
September 26, 2016 Filed Sep 28, 2016 18:41 UTC GrantCommon Stock 384 $19.53 $7,499.52
Disclosure

SEC source: 0001140361-16-080895 · doc1.xml · nonDerivative · entry 1

DiSanto Frederick D. · CIK 0001498290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,692

F1 · security: 384 shares acquired under The Eastern Company Director's Fee Program pursuant to Rule 16b-3(d). The price used to determine the number of shares is the price of the shares on September 15, 2016.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.