Last 12 months
Inside the activity.
0 purchase rows · 74 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 5 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 13 |
| Feb 2026 | 0 | 3 |
| Mar 2026 | 0 | 5 |
| Apr 2026 | 0 | 3 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 15 |
| Jul 2026 | 0 | 12 |
| Aug 2026 | 0 | 5 |
| Sep 2026 | 0 | 6 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 27, 2021 Filed Dec 29, 2021 23:35 UTC |
New Enterprise Associates 14, L.P.10% owner
NEA Partners 14, L.P.10% owner
NEA 14 GP, LTD10% owner
BASKETT FOREST10% owner
Florence Anthony A. Jr.Director · 10% owner
KERINS PATRICK J10% owner
SANDELL SCOTT D10% owner
Sonsini Peter W.10% owner
|
SaleCommon Stock | 27,651 | $2.42 | $67,006.67 |
DisclosureSEC source: 0001209191-21-071531 · doc4.xml · nonDerivative · entry 1 New Enterprise Associates 14, L.P. · CIK 0001544328 · 10% owner NEA Partners 14, L.P. · CIK 0001551531 · 10% owner NEA 14 GP, LTD · CIK 0001551532 · 10% owner BASKETT FOREST · CIK 0001277631 · 10% owner Florence Anthony A. Jr. · CIK 0001559827 · Director · 10% owner KERINS PATRICK J · CIK 0001235112 · 10% owner SANDELL SCOTT D · CIK 0001237289 · 10% owner Sonsini Peter W. · CIK 0001559807 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,695,192 F1 · ownership.direct: The securities are directly held by New Enterprise Associates 14, L.P. ("NEA 14") and are indirectly held by NEA Partners 14, L.P. ("NEA Partners 14"), the sole general partner of NEA 14, NEA 14 GP, LTD ("NEA 14 LTD"), the sole general partner of NEA Partners 14 and each of the individual directors of NEA 14 LTD (NEA Partners 14, NEA 14 LTD and the individual directors of NEA 14 LTD (collectively, the "Directors") together, the "Indirect Reporting Persons"). The Directors of NEA 14 LTD are Forest Baskett, Anthony A. Florence, Jr., Patrick J. Kerins, Scott D. Sandell and Peter Sonsini. The Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 14 securities in which the Indirect Reporting Persons have no pecuniary interest. Read SEC document |
| December 23, 2021 Filed Dec 27, 2021 21:34 UTC |
New Enterprise Associates 14, L.P.10% owner
BASKETT FOREST10% owner
Florence Anthony A. Jr.10% owner
KERINS PATRICK J10% owner
SANDELL SCOTT D10% owner
Sonsini Peter W.10% owner
NEA Partners 14, L.P.10% owner
NEA 14 GP, LTD10% owner
|
SaleCommon Stock | 23,961 | $2.41 | $57,746.01 |
DisclosureSEC source: 0001209191-21-071262 · doc4.xml · nonDerivative · entry 11 New Enterprise Associates 14, L.P. · CIK 0001544328 · 10% owner BASKETT FOREST · CIK 0001277631 · 10% owner Florence Anthony A. Jr. · CIK 0001559827 · 10% owner KERINS PATRICK J · CIK 0001235112 · 10% owner SANDELL SCOTT D · CIK 0001237289 · 10% owner Sonsini Peter W. · CIK 0001559807 · 10% owner NEA Partners 14, L.P. · CIK 0001551531 · 10% owner NEA 14 GP, LTD · CIK 0001551532 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,722,843 F1 · ownership.direct: The securities are directly held by New Enterprise Associates 14, L.P. ("NEA 14") and are indirectly held by NEA Partners 14, L.P. ("NEA Partners 14"), the sole general partner of NEA 14, NEA 14 GP, LTD ("NEA 14 LTD"), the sole general partner of NEA Partners 14 and each of the individual directors of NEA 14 LTD (NEA Partners 14, NEA 14 LTD and the individual directors of NEA 14 LTD (collectively, the "Directors") together, the "Indirect Reporting Persons"). The Directors of NEA 14 LTD are Forest Baskett, Anthony A. Florence, Jr., Patrick J. Kerins, Scott D. Sandell and Peter Sonsini. The Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 14 securities in which the Indirect Reporting Persons have no pecuniary interest. Read SEC document |
| December 22, 2021 Filed Dec 27, 2021 21:34 UTC |
New Enterprise Associates 14, L.P.10% owner
BASKETT FOREST10% owner
Florence Anthony A. Jr.10% owner
KERINS PATRICK J10% owner
SANDELL SCOTT D10% owner
Sonsini Peter W.10% owner
NEA Partners 14, L.P.10% owner
NEA 14 GP, LTD10% owner
|
SaleCommon Stock | 20,109 | $2.32 | $46,679.02 |
DisclosureSEC source: 0001209191-21-071262 · doc4.xml · nonDerivative · entry 10 New Enterprise Associates 14, L.P. · CIK 0001544328 · 10% owner BASKETT FOREST · CIK 0001277631 · 10% owner Florence Anthony A. Jr. · CIK 0001559827 · 10% owner KERINS PATRICK J · CIK 0001235112 · 10% owner SANDELL SCOTT D · CIK 0001237289 · 10% owner Sonsini Peter W. · CIK 0001559807 · 10% owner NEA Partners 14, L.P. · CIK 0001551531 · 10% owner NEA 14 GP, LTD · CIK 0001551532 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,746,804 F1 · ownership.direct: The securities are directly held by New Enterprise Associates 14, L.P. ("NEA 14") and are indirectly held by NEA Partners 14, L.P. ("NEA Partners 14"), the sole general partner of NEA 14, NEA 14 GP, LTD ("NEA 14 LTD"), the sole general partner of NEA Partners 14 and each of the individual directors of NEA 14 LTD (NEA Partners 14, NEA 14 LTD and the individual directors of NEA 14 LTD (collectively, the "Directors") together, the "Indirect Reporting Persons"). The Directors of NEA 14 LTD are Forest Baskett, Anthony A. Florence, Jr., Patrick J. Kerins, Scott D. Sandell and Peter Sonsini. The Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 14 securities in which the Indirect Reporting Persons have no pecuniary interest. Read SEC document |
| December 21, 2021 Filed Dec 27, 2021 21:34 UTC |
New Enterprise Associates 14, L.P.10% owner
BASKETT FOREST10% owner
Florence Anthony A. Jr.10% owner
KERINS PATRICK J10% owner
SANDELL SCOTT D10% owner
Sonsini Peter W.10% owner
NEA Partners 14, L.P.10% owner
NEA 14 GP, LTD10% owner
|
SaleCommon Stock | 41,222 | $2.32 | $95,804.05 |
DisclosureSEC source: 0001209191-21-071262 · doc4.xml · nonDerivative · entry 9 New Enterprise Associates 14, L.P. · CIK 0001544328 · 10% owner BASKETT FOREST · CIK 0001277631 · 10% owner Florence Anthony A. Jr. · CIK 0001559827 · 10% owner KERINS PATRICK J · CIK 0001235112 · 10% owner SANDELL SCOTT D · CIK 0001237289 · 10% owner Sonsini Peter W. · CIK 0001559807 · 10% owner NEA Partners 14, L.P. · CIK 0001551531 · 10% owner NEA 14 GP, LTD · CIK 0001551532 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,766,913 F1 · ownership.direct: The securities are directly held by New Enterprise Associates 14, L.P. ("NEA 14") and are indirectly held by NEA Partners 14, L.P. ("NEA Partners 14"), the sole general partner of NEA 14, NEA 14 GP, LTD ("NEA 14 LTD"), the sole general partner of NEA Partners 14 and each of the individual directors of NEA 14 LTD (NEA Partners 14, NEA 14 LTD and the individual directors of NEA 14 LTD (collectively, the "Directors") together, the "Indirect Reporting Persons"). The Directors of NEA 14 LTD are Forest Baskett, Anthony A. Florence, Jr., Patrick J. Kerins, Scott D. Sandell and Peter Sonsini. The Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 14 securities in which the Indirect Reporting Persons have no pecuniary interest. Read SEC document |
| December 20, 2021 Filed Dec 27, 2021 21:34 UTC |
New Enterprise Associates 14, L.P.10% owner
BASKETT FOREST10% owner
Florence Anthony A. Jr.10% owner
KERINS PATRICK J10% owner
SANDELL SCOTT D10% owner
Sonsini Peter W.10% owner
NEA Partners 14, L.P.10% owner
NEA 14 GP, LTD10% owner
|
SaleCommon Stock | 38,123 | $2.33 | $88,719.85 |
DisclosureSEC source: 0001209191-21-071262 · doc4.xml · nonDerivative · entry 8 New Enterprise Associates 14, L.P. · CIK 0001544328 · 10% owner BASKETT FOREST · CIK 0001277631 · 10% owner Florence Anthony A. Jr. · CIK 0001559827 · 10% owner KERINS PATRICK J · CIK 0001235112 · 10% owner SANDELL SCOTT D · CIK 0001237289 · 10% owner Sonsini Peter W. · CIK 0001559807 · 10% owner NEA Partners 14, L.P. · CIK 0001551531 · 10% owner NEA 14 GP, LTD · CIK 0001551532 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,808,135 F1 · ownership.direct: The securities are directly held by New Enterprise Associates 14, L.P. ("NEA 14") and are indirectly held by NEA Partners 14, L.P. ("NEA Partners 14"), the sole general partner of NEA 14, NEA 14 GP, LTD ("NEA 14 LTD"), the sole general partner of NEA Partners 14 and each of the individual directors of NEA 14 LTD (NEA Partners 14, NEA 14 LTD and the individual directors of NEA 14 LTD (collectively, the "Directors") together, the "Indirect Reporting Persons"). The Directors of NEA 14 LTD are Forest Baskett, Anthony A. Florence, Jr., Patrick J. Kerins, Scott D. Sandell and Peter Sonsini. The Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 14 securities in which the Indirect Reporting Persons have no pecuniary interest. Read SEC document |
| December 20, 2021 Filed Dec 27, 2021 21:34 UTC |
New Enterprise Associates 14, L.P.10% owner
BASKETT FOREST10% owner
Florence Anthony A. Jr.10% owner
KERINS PATRICK J10% owner
SANDELL SCOTT D10% owner
Sonsini Peter W.10% owner
NEA Partners 14, L.P.10% owner
NEA 14 GP, LTD10% owner
|
SaleCommon Stock | 47,000 | $2.21 | $103,884.10 |
DisclosureSEC source: 0001209191-21-071262 · doc4.xml · nonDerivative · entry 7 New Enterprise Associates 14, L.P. · CIK 0001544328 · 10% owner BASKETT FOREST · CIK 0001277631 · 10% owner Florence Anthony A. Jr. · CIK 0001559827 · 10% owner KERINS PATRICK J · CIK 0001235112 · 10% owner SANDELL SCOTT D · CIK 0001237289 · 10% owner Sonsini Peter W. · CIK 0001559807 · 10% owner NEA Partners 14, L.P. · CIK 0001551531 · 10% owner NEA 14 GP, LTD · CIK 0001551532 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,846,258 F1 · ownership.direct: The securities are directly held by New Enterprise Associates 14, L.P. ("NEA 14") and are indirectly held by NEA Partners 14, L.P. ("NEA Partners 14"), the sole general partner of NEA 14, NEA 14 GP, LTD ("NEA 14 LTD"), the sole general partner of NEA Partners 14 and each of the individual directors of NEA 14 LTD (NEA Partners 14, NEA 14 LTD and the individual directors of NEA 14 LTD (collectively, the "Directors") together, the "Indirect Reporting Persons"). The Directors of NEA 14 LTD are Forest Baskett, Anthony A. Florence, Jr., Patrick J. Kerins, Scott D. Sandell and Peter Sonsini. The Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 14 securities in which the Indirect Reporting Persons have no pecuniary interest. Read SEC document |
| December 16, 2021 Filed Dec 27, 2021 21:34 UTC |
New Enterprise Associates 14, L.P.10% owner
BASKETT FOREST10% owner
Florence Anthony A. Jr.10% owner
KERINS PATRICK J10% owner
SANDELL SCOTT D10% owner
Sonsini Peter W.10% owner
NEA Partners 14, L.P.10% owner
NEA 14 GP, LTD10% owner
|
SaleCommon Stock | 44,993 | $2.23 | $100,545.86 |
DisclosureSEC source: 0001209191-21-071262 · doc4.xml · nonDerivative · entry 6 New Enterprise Associates 14, L.P. · CIK 0001544328 · 10% owner BASKETT FOREST · CIK 0001277631 · 10% owner Florence Anthony A. Jr. · CIK 0001559827 · 10% owner KERINS PATRICK J · CIK 0001235112 · 10% owner SANDELL SCOTT D · CIK 0001237289 · 10% owner Sonsini Peter W. · CIK 0001559807 · 10% owner NEA Partners 14, L.P. · CIK 0001551531 · 10% owner NEA 14 GP, LTD · CIK 0001551532 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,893,258 F1 · ownership.direct: The securities are directly held by New Enterprise Associates 14, L.P. ("NEA 14") and are indirectly held by NEA Partners 14, L.P. ("NEA Partners 14"), the sole general partner of NEA 14, NEA 14 GP, LTD ("NEA 14 LTD"), the sole general partner of NEA Partners 14 and each of the individual directors of NEA 14 LTD (NEA Partners 14, NEA 14 LTD and the individual directors of NEA 14 LTD (collectively, the "Directors") together, the "Indirect Reporting Persons"). The Directors of NEA 14 LTD are Forest Baskett, Anthony A. Florence, Jr., Patrick J. Kerins, Scott D. Sandell and Peter Sonsini. The Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 14 securities in which the Indirect Reporting Persons have no pecuniary interest. Read SEC document |
| December 15, 2021 Filed Dec 27, 2021 21:34 UTC |
New Enterprise Associates 14, L.P.10% owner
BASKETT FOREST10% owner
Florence Anthony A. Jr.10% owner
KERINS PATRICK J10% owner
SANDELL SCOTT D10% owner
Sonsini Peter W.10% owner
NEA Partners 14, L.P.10% owner
NEA 14 GP, LTD10% owner
|
SaleCommon Stock | 28,817 | $2.28 | $65,685.47 |
DisclosureSEC source: 0001209191-21-071262 · doc4.xml · nonDerivative · entry 5 New Enterprise Associates 14, L.P. · CIK 0001544328 · 10% owner BASKETT FOREST · CIK 0001277631 · 10% owner Florence Anthony A. Jr. · CIK 0001559827 · 10% owner KERINS PATRICK J · CIK 0001235112 · 10% owner SANDELL SCOTT D · CIK 0001237289 · 10% owner Sonsini Peter W. · CIK 0001559807 · 10% owner NEA Partners 14, L.P. · CIK 0001551531 · 10% owner NEA 14 GP, LTD · CIK 0001551532 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,938,251 F1 · ownership.direct: The securities are directly held by New Enterprise Associates 14, L.P. ("NEA 14") and are indirectly held by NEA Partners 14, L.P. ("NEA Partners 14"), the sole general partner of NEA 14, NEA 14 GP, LTD ("NEA 14 LTD"), the sole general partner of NEA Partners 14 and each of the individual directors of NEA 14 LTD (NEA Partners 14, NEA 14 LTD and the individual directors of NEA 14 LTD (collectively, the "Directors") together, the "Indirect Reporting Persons"). The Directors of NEA 14 LTD are Forest Baskett, Anthony A. Florence, Jr., Patrick J. Kerins, Scott D. Sandell and Peter Sonsini. The Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 14 securities in which the Indirect Reporting Persons have no pecuniary interest. Read SEC document |
| December 14, 2021 Filed Dec 27, 2021 21:34 UTC |
New Enterprise Associates 14, L.P.10% owner
BASKETT FOREST10% owner
Florence Anthony A. Jr.10% owner
KERINS PATRICK J10% owner
SANDELL SCOTT D10% owner
Sonsini Peter W.10% owner
NEA Partners 14, L.P.10% owner
NEA 14 GP, LTD10% owner
|
SaleCommon Stock | 15,093 | $2.56 | $38,642.61 |
DisclosureSEC source: 0001209191-21-071262 · doc4.xml · nonDerivative · entry 4 New Enterprise Associates 14, L.P. · CIK 0001544328 · 10% owner BASKETT FOREST · CIK 0001277631 · 10% owner Florence Anthony A. Jr. · CIK 0001559827 · 10% owner KERINS PATRICK J · CIK 0001235112 · 10% owner SANDELL SCOTT D · CIK 0001237289 · 10% owner Sonsini Peter W. · CIK 0001559807 · 10% owner NEA Partners 14, L.P. · CIK 0001551531 · 10% owner NEA 14 GP, LTD · CIK 0001551532 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,967,068 F1 · ownership.direct: The securities are directly held by New Enterprise Associates 14, L.P. ("NEA 14") and are indirectly held by NEA Partners 14, L.P. ("NEA Partners 14"), the sole general partner of NEA 14, NEA 14 GP, LTD ("NEA 14 LTD"), the sole general partner of NEA Partners 14 and each of the individual directors of NEA 14 LTD (NEA Partners 14, NEA 14 LTD and the individual directors of NEA 14 LTD (collectively, the "Directors") together, the "Indirect Reporting Persons"). The Directors of NEA 14 LTD are Forest Baskett, Anthony A. Florence, Jr., Patrick J. Kerins, Scott D. Sandell and Peter Sonsini. The Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 14 securities in which the Indirect Reporting Persons have no pecuniary interest. Read SEC document |
| December 13, 2021 Filed Dec 27, 2021 21:34 UTC |
New Enterprise Associates 14, L.P.10% owner
BASKETT FOREST10% owner
Florence Anthony A. Jr.10% owner
KERINS PATRICK J10% owner
SANDELL SCOTT D10% owner
Sonsini Peter W.10% owner
NEA Partners 14, L.P.10% owner
NEA 14 GP, LTD10% owner
|
SaleCommon Stock | 17,501 | $2.83 | $49,557.58 |
DisclosureSEC source: 0001209191-21-071262 · doc4.xml · nonDerivative · entry 3 New Enterprise Associates 14, L.P. · CIK 0001544328 · 10% owner BASKETT FOREST · CIK 0001277631 · 10% owner Florence Anthony A. Jr. · CIK 0001559827 · 10% owner KERINS PATRICK J · CIK 0001235112 · 10% owner SANDELL SCOTT D · CIK 0001237289 · 10% owner Sonsini Peter W. · CIK 0001559807 · 10% owner NEA Partners 14, L.P. · CIK 0001551531 · 10% owner NEA 14 GP, LTD · CIK 0001551532 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,982,161 F1 · ownership.direct: The securities are directly held by New Enterprise Associates 14, L.P. ("NEA 14") and are indirectly held by NEA Partners 14, L.P. ("NEA Partners 14"), the sole general partner of NEA 14, NEA 14 GP, LTD ("NEA 14 LTD"), the sole general partner of NEA Partners 14 and each of the individual directors of NEA 14 LTD (NEA Partners 14, NEA 14 LTD and the individual directors of NEA 14 LTD (collectively, the "Directors") together, the "Indirect Reporting Persons"). The Directors of NEA 14 LTD are Forest Baskett, Anthony A. Florence, Jr., Patrick J. Kerins, Scott D. Sandell and Peter Sonsini. The Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 14 securities in which the Indirect Reporting Persons have no pecuniary interest. Read SEC document |
| December 10, 2021 Filed Dec 27, 2021 21:34 UTC |
New Enterprise Associates 14, L.P.10% owner
BASKETT FOREST10% owner
Florence Anthony A. Jr.10% owner
KERINS PATRICK J10% owner
SANDELL SCOTT D10% owner
Sonsini Peter W.10% owner
NEA Partners 14, L.P.10% owner
NEA 14 GP, LTD10% owner
|
SaleCommon Stock | 8,667 | $2.83 | $24,541.48 |
DisclosureSEC source: 0001209191-21-071262 · doc4.xml · nonDerivative · entry 2 New Enterprise Associates 14, L.P. · CIK 0001544328 · 10% owner BASKETT FOREST · CIK 0001277631 · 10% owner Florence Anthony A. Jr. · CIK 0001559827 · 10% owner KERINS PATRICK J · CIK 0001235112 · 10% owner SANDELL SCOTT D · CIK 0001237289 · 10% owner Sonsini Peter W. · CIK 0001559807 · 10% owner NEA Partners 14, L.P. · CIK 0001551531 · 10% owner NEA 14 GP, LTD · CIK 0001551532 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,999,662 F1 · ownership.direct: The securities are directly held by New Enterprise Associates 14, L.P. ("NEA 14") and are indirectly held by NEA Partners 14, L.P. ("NEA Partners 14"), the sole general partner of NEA 14, NEA 14 GP, LTD ("NEA 14 LTD"), the sole general partner of NEA Partners 14 and each of the individual directors of NEA 14 LTD (NEA Partners 14, NEA 14 LTD and the individual directors of NEA 14 LTD (collectively, the "Directors") together, the "Indirect Reporting Persons"). The Directors of NEA 14 LTD are Forest Baskett, Anthony A. Florence, Jr., Patrick J. Kerins, Scott D. Sandell and Peter Sonsini. The Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 14 securities in which the Indirect Reporting Persons have no pecuniary interest. Read SEC document |
| December 09, 2021 Filed Dec 27, 2021 21:34 UTC |
New Enterprise Associates 14, L.P.10% owner
BASKETT FOREST10% owner
Florence Anthony A. Jr.10% owner
KERINS PATRICK J10% owner
SANDELL SCOTT D10% owner
Sonsini Peter W.10% owner
NEA Partners 14, L.P.10% owner
NEA 14 GP, LTD10% owner
|
SaleCommon Stock | 5,666 | $2.95 | $16,693.17 |
DisclosureSEC source: 0001209191-21-071262 · doc4.xml · nonDerivative · entry 1 New Enterprise Associates 14, L.P. · CIK 0001544328 · 10% owner BASKETT FOREST · CIK 0001277631 · 10% owner Florence Anthony A. Jr. · CIK 0001559827 · 10% owner KERINS PATRICK J · CIK 0001235112 · 10% owner SANDELL SCOTT D · CIK 0001237289 · 10% owner Sonsini Peter W. · CIK 0001559807 · 10% owner NEA Partners 14, L.P. · CIK 0001551531 · 10% owner NEA 14 GP, LTD · CIK 0001551532 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,008,329 F1 · ownership.direct: The securities are directly held by New Enterprise Associates 14, L.P. ("NEA 14") and are indirectly held by NEA Partners 14, L.P. ("NEA Partners 14"), the sole general partner of NEA 14, NEA 14 GP, LTD ("NEA 14 LTD"), the sole general partner of NEA Partners 14 and each of the individual directors of NEA 14 LTD (NEA Partners 14, NEA 14 LTD and the individual directors of NEA 14 LTD (collectively, the "Directors") together, the "Indirect Reporting Persons"). The Directors of NEA 14 LTD are Forest Baskett, Anthony A. Florence, Jr., Patrick J. Kerins, Scott D. Sandell and Peter Sonsini. The Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 14 securities in which the Indirect Reporting Persons have no pecuniary interest. Read SEC document |
| July 16, 2021 Filed Jul 16, 2021 20:27 UTC |
ORBIMED ADVISORS LLCDirector · 10% owner
OrbiMed Capital GP VII LLCDirector · 10% owner
ORBIMED CAPITAL LLCDirector · 10% owner
|
PurchaseCommon Stock | 1,666,666 | $6.00 | $9,999,996.00 |
DisclosureSEC source: 0000947871-21-000776 · ownership.xml · nonDerivative · entry 1 ORBIMED ADVISORS LLC · CIK 0001055951 · Director · 10% owner OrbiMed Capital GP VII LLC · CIK 0001760648 · Director · 10% owner ORBIMED CAPITAL LLC · CIK 0001157524 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,666,666 F1 · shares: These shares of the Issuer's common stock ("Shares") were purchased in the Company's underwritten public offering. F2 · ownership.nature: The Shares are held of record by OrbiMed Partners Master Fund Limited ("OPM"). OrbiMed Capital LLC ("OrbiMed Capital"), a registered investment adviser under the Investment Advisers Act, acts as the investment advisor to OPM. OrbiMed Capital is a relying advisor of OrbiMed Advisors LLC ("OrbiMed Advisors"). OrbiMed Advisors and OrbiMed Capital exercise voting and investment power through a management committee comprised of Carl L. Gordon, Sven H. Borho, and W. Carter Neild, each of whom disclaims beneficial ownership of the shares held by OPM. F4 · ownership.nature: This report on Form 4 is filed by OrbiMed Advisors, GP VII, and OrbiMed Capital. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein, if any. OrbiMed Advisors and GP VII have designated David Bonita, a member of OrbiMed Advisors, to serve on the Issuer's board of directors. This report on Form 4 shall not be deemed an admission that any of the Reporting Persons, or David Bonita, is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| July 16, 2021 Filed Jul 16, 2021 20:21 UTC |
Bonita David PDirector · 10% owner
|
PurchaseCommon Stock | 1,666,666 | $6.00 | $9,999,996.00 |
DisclosureSEC source: 0000947871-21-000775 · ownership.xml · nonDerivative · entry 1 Bonita David P · CIK 0001572451 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,666,666 F1 · shares: These shares of the Issuer's common stock ("Shares") were purchased in the Company's underwritten public offering. F2 · ownership.nature: The Shares are held of record by OrbiMed Partners Master Fund Limited ("OPM"). OrbiMed Capital LLC ("OrbiMed Capital"), a registered investment adviser under the Investment Advisers Act, acts as the investment advisor to OPM. OrbiMed Capital is a relying advisor of OrbiMed Advisors LLC ("OrbiMed Advisors"). OrbiMed Advisors and OrbiMed Capital exercise voting and investment power through a management committee comprised of Carl L. Gordon, Sven H. Borho, and W. Carter Neild, each of whom disclaims beneficial ownership of the shares held by OPM. F4 · ownership.nature: Each of the Reporting Person, OrbiMed Capital, OrbiMed Advisors, and GP VII disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report on Form 4 shall not be deemed an admission that any such entity or person, including the Reporting Person, is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| July 16, 2021 Filed Jul 23, 2021 21:30 UTC Amendment |
ORBIMED ADVISORS LLCDirector · 10% owner
OrbiMed Capital GP VII LLCDirector · 10% owner
|
PurchaseCommon Stock | 1,666,666 | $6.00 | $9,999,996.00 |
DisclosureSEC source: 0000947871-21-000797 · ownership.xml · nonDerivative · entry 1 ORBIMED ADVISORS LLC · CIK 0001055951 · Director · 10% owner OrbiMed Capital GP VII LLC · CIK 0001760648 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 4,199,068 F1 · shares: These shares of the Issuer's common stock ("Shares") were purchased in the Company's underwritten public offering. The previously reported acquisition of these Shares was inadvertently attributed to OrbiMed Partners Master Fund Limited. F2 · ownership.nature: The Shares are held of record by OrbiMed Private Investments VII, LP ("OPI VII"). OrbiMed Capital GP VII LLC ("GP VII") is the general partner of OPI VII and OrbiMed Advisors LLC ("OrbiMed Advisors"), a registered investment adviser under the Investment Advisers Act, is the managing member of GP VII. GP VII and OrbiMed Advisors may be deemed to have voting and investment power over the securities held by OPI VII and may be deemed to have beneficial ownership over such securities. OrbiMed Advisors exercises voting and investment power through a management committee comprised of Carl L. Gordon, Sven H. Borho, and W. Carter Neild, each of whom disclaims beneficial ownership of the Shares held by OPI VII. F3 · ownership.nature: This report on Form 4 is filed by OrbiMed Advisors and GP VII. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein, if any. OrbiMed Advisors and GP VII have designated David Bonita, a member of OrbiMed Advisors, to serve on the Issuer's board of directors. This report on Form 4 shall not be deemed an admission that any of the Reporting Persons, or David Bonita, is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| July 16, 2021 Filed Jul 23, 2021 21:34 UTC Amendment |
Bonita David PDirector · 10% owner
|
PurchaseCommon Stock | 1,666,666 | $6.00 | $9,999,996.00 |
DisclosureSEC source: 0000947871-21-000798 · ownership.xml · nonDerivative · entry 1 Bonita David P · CIK 0001572451 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 4,199,068 F1 · shares: These shares of the Issuer's common stock ("Shares") were purchased in the Company's underwritten public offering. The previously reported acquisition of these Shares was inadvertently attributed to OrbiMed Partners Master Fund Limited. F2 · ownership.nature: The Shares are held of record by OrbiMed Private Investments VII, LP ("OPI VII"). OrbiMed Capital GP VII LLC ("GP VII") is the general partner of OPI VII and OrbiMed Advisors LLC ("OrbiMed Advisors"), a registered investment adviser under the Investment Advisers Act, is the managing member of GP VII. GP VII and OrbiMed Advisors may be deemed to have voting and investment power over the securities held by OPI VII and may be deemed to have beneficial ownership over such securities. OrbiMed Advisors exercises voting and investment power through a management committee comprised of Carl L. Gordon, Sven H. Borho, and W. Carter Neild, each of whom disclaims beneficial ownership of the Shares held by OPI VII. The Reporting Person is a member of OrbiMed Advisors. F3 · ownership.nature: Each of the Reporting Person, OrbiMed Advisors, and GP VII disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report on Form 4 shall not be deemed an admission that any such entity or person, including the Reporting Person, is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| July 16, 2021 Filed Jul 28, 2021 12:50 UTC |
Chin MarkDirector
|
PurchaseCommon Stock | 1,333,333 | $6.00 | $7,999,998.00 |
DisclosureSEC source: 0001209191-21-048395 · doc4.xml · nonDerivative · entry 1 Chin Mark · CIK 0001734389 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By entities affiliated with Arix Bioscience plc Disclosed balance after: 2,344,072 F1 · ownership.nature: The shares are directly beneficially owned by Arix Bioscience Holdings Limited ("Arix Ltd."). Arix Bioscience Plc ("Arix Plc") is the sole owner and parent of Arix Ltd. and may be deemed to indirectly beneficially own the shares held by Arix Ltd. Mr. Chin is a managing director of Arix plc. Each of Arix plc and Mr. Chin disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein. Read SEC document |
| June 29, 2021 Filed Jun 30, 2021 18:48 UTC |
GOLDFISCHER CARLDirector
|
GrantStock Options (Right to Buy) · Derivative | 7,728 | $0.00 Strike: $8.12 | $0.00 |
DisclosureSEC source: 0001209191-21-044089 · doc4.xml · derivative · entry 2 GOLDFISCHER CARL · CIK 0001110780 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,728 Underlying: Common Stock · 7,728 shares Expires 2031-06-28 F2 · derivative.exercise_date: The option will vest on the first anniversary of the date of grant or, if earlier, the date of Imara's next annual meeting of stockholders following the date of grant. Read SEC document |
| June 29, 2021 Filed Jun 30, 2021 21:18 UTC |
Williams Laura ADirector
|
GrantStock Options (Right to Buy) · Derivative | 15,457 | $0.00 Strike: $8.12 | $0.00 |
DisclosureSEC source: 0001209191-21-043999 · doc4.xml · derivative · entry 1 Williams Laura A · CIK 0001869194 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,457 Underlying: Common Stock · 15,457 shares Expires 2031-06-28 F1 · derivative.exercise_date: The option vests in three equal installments on June 29, 2022, 2023 and 2024. Read SEC document |
| June 29, 2021 Filed Jun 30, 2021 22:41 UTC |
Chin MarkDirector
|
GrantStock Options (Right to Buy) · Derivative | 7,728 | $0.00 Strike: $8.12 | $0.00 |
DisclosureSEC source: 0001209191-21-044073 · doc4.xml · derivative · entry 1 Chin Mark · CIK 0001734389 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,728 Underlying: Common Stock · 7,728 shares Expires 2031-06-28 F1 · derivative.exercise_date: The option will vest on the first anniversary of the date of grant or, if earlier, the date of Imara's next annual meeting of stockholders following the date of grant. Read SEC document |
| June 29, 2021 Filed Jun 30, 2021 20:08 UTC |
Nayeem Sara M.Director
|
GrantStock Options (Right to Buy) · Derivative | 7,728 | $0.00 Strike: $8.12 | $0.00 |
DisclosureSEC source: 0001209191-21-044168 · doc4.xml · derivative · entry 1 Nayeem Sara M. · CIK 0001709110 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,728 Underlying: Common Stock · 7,728 shares Expires 2031-06-28 F1 · derivative.exercise_date: The option will vest on the first anniversary of the date of grant or, if earlier, the date of Imara's next annual meeting of stockholders following the date of grant. Read SEC document |
| June 29, 2021 Filed Jun 30, 2021 18:44 UTC |
Conner Edward R.Director
|
GrantStock Options (Right to Buy) · Derivative | 7,728 | $0.00 Strike: $8.12 | $0.00 |
DisclosureSEC source: 0001209191-21-044076 · doc4.xml · derivative · entry 1 Conner Edward R. · CIK 0001691265 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,728 Underlying: Common Stock · 7,728 shares Expires 2031-06-28 F1 · derivative.exercise_date: The option will vest on the first anniversary of the date of grant or, if earlier, the date of Imara's next annual meeting of stockholders following the date of grant. Read SEC document |
| June 29, 2021 Filed Jun 30, 2021 22:40 UTC |
Bonita David PDirector · 10% owner
|
GrantStock Option (right to buy) · Derivative | 7,728 | $0.00 Strike: $8.12 | $0.00 |
DisclosureSEC source: 0001209191-21-044071 · doc4.xml · derivative · entry 2 Bonita David P · CIK 0001572451 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,728 Underlying: Common Stock · 7,728 shares Expires 2031-06-28 F3 · derivative.exercise_date: The option will vest on the first anniversary of the date of grant or, if earlier, the date of Imara's next annual meeting of stockholders following the date of grant. F4 · balance_after: Pursuant to an agreement with OrbiMed Advisors and OrbiMed GP, the Reporting Person is obligated to transfer these securities, or the economic benefit thereof, to OrbiMed Advisors and OrbiMed GP, which will in turn ensure that such securities or economic benefits are provided to OPI VII. Read SEC document |
| June 29, 2021 Filed Jun 30, 2021 21:29 UTC |
MOTT DAVID MDirector
|
GrantStock Option (right to buy) · Derivative | 7,728 | $0.00 Strike: $8.12 | $0.00 |
DisclosureSEC source: 0001209191-21-044007 · doc4.xml · derivative · entry 1 MOTT DAVID M · CIK 0001219871 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,728 Underlying: Common Stock · 7,728 shares Expires 2031-06-28 F1 · derivative.exercise_date: The option will vest on the first anniversary of the date of grant or, if earlier, the date of Imara's next annual meeting of stockholders following the date of grant. Read SEC document |
| June 29, 2021 Filed Jul 1, 2021 23:07 UTC |
Dalton BarbaraDirector
|
GrantStock Option (right to buy) · Derivative | 7,728 | $0.00 Strike: $8.12 | $0.00 |
DisclosureSEC source: 0001209191-21-044600 · doc4.xml · derivative · entry 2 Dalton Barbara · CIK 0001591318 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,728 Underlying: Common Stock · 7,728 shares Expires 2031-06-28 F2 · derivative.exercise_date: The option will vest on the first anniversary of the date of grant or, if earlier, the date of Imara's next annual meeting of stockholders following the date of grant. Read SEC document |
| January 28, 2021 Filed Feb 1, 2021 21:44 UTC |
Ballal Rahul D.Chief Executive Officer
|
GrantStock Option (right to buy) · Derivative | 133,350 | $0.00 Strike: $13.05 | $0.00 |
DisclosureSEC source: 0001209191-21-006453 · doc4.xml · derivative · entry 2 Ballal Rahul D. · CIK 0001805097 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,350 Underlying: Common Stock · 133,350 shares Expires 2031-01-27 F1 · derivative.exercise_date: The shares underlying the option vest over four years, with 25% of the shares vesting on the first anniversary of the grant date and the remaining shares vesting in equal quarterly installments thereafter. Read SEC document |
| January 26, 2021 Filed Jan 28, 2021 21:14 UTC |
GRAY MICHAELCFO & COO
|
GrantStock Option (right to buy) · Derivative | 60,800 | $0.00 Strike: $13.83 | $0.00 |
DisclosureSEC source: 0001209191-21-005874 · doc4.xml · derivative · entry 2 GRAY MICHAEL · CIK 0001271411 · CFO & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,800 Underlying: Common Stock · 60,800 shares Expires 2031-01-25 F1 · derivative.exercise_date: The shares underlying the option vest over four years, with 25% of the shares vesting on the first anniversary of the grant date and the remaining shares vesting in equal quarterly installments thereafter. Read SEC document |
| January 26, 2021 Filed Jan 28, 2021 21:14 UTC |
Attie KennethSVP, CMO
|
GrantStock Option (right to buy) · Derivative | 110,000 | $0.00 Strike: $13.83 | $0.00 |
DisclosureSEC source: 0001209191-21-005873 · doc4.xml · derivative · entry 1 Attie Kenneth · CIK 0001454829 · SVP, CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,000 Underlying: Common Stock · 110,000 shares Expires 2031-01-25 F1 · derivative.exercise_date: The shares underlying the option vest over four years, with 25% of the shares vesting on the first anniversary of the grant date and the remaining shares vesting in equal quarterly installments thereafter. Read SEC document |
| December 17, 2020 Filed Dec 21, 2020 21:47 UTC |
Ballal Rahul D.Chief Executive Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 4,999 | $0.00 Strike: $3.15 | $0.00 |
DisclosureSEC source: 0001209191-20-064659 · doc4.xml · derivative · entry 3 Ballal Rahul D. · CIK 0001805097 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,999 Underlying: Common Stock · 4,999 shares Expires 2028-10-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option was granted on October 19, 2018. The shares underlying the option vest over four years, with 25% of the shares vested on May 29, 2019 and the remaining shares vesting in equal quarterly installments thereafter. Read SEC document |
| December 17, 2020 Filed Dec 21, 2020 21:47 UTC |
Ballal Rahul D.Chief Executive Officer
|
SaleCommon Stock | 4,999 | $25.00 | $124,975.00 |
DisclosureSEC source: 0001209191-20-064659 · doc4.xml · nonDerivative · entry 2 Ballal Rahul D. · CIK 0001805097 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Transaction made pursuant to Dr. Ballal's trading plan under Rule 10b5-1. Read SEC document |
| December 17, 2020 Filed Dec 21, 2020 21:47 UTC |
Ballal Rahul D.Chief Executive Officer
|
Exercise / conversionCommon Stock | 4,999 | $3.15 | $15,746.85 |
DisclosureSEC source: 0001209191-20-064659 · doc4.xml · nonDerivative · entry 1 Ballal Rahul D. · CIK 0001805097 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,999 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 21:15 UTC |
Ballal Rahul D.Chief Executive Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 1 | $0.00 Strike: $3.15 | $0.00 |
DisclosureSEC source: 0001209191-20-063780 · doc4.xml · derivative · entry 3 Ballal Rahul D. · CIK 0001805097 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,998 Underlying: Common Stock · 1 shares Expires 2028-10-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option was granted on October 19, 2018. The shares underlying the option vest over four years, with 25% of the shares vested on May 29, 2019 and the remaining shares vesting in equal quarterly installments thereafter. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 21:15 UTC |
Ballal Rahul D.Chief Executive Officer
|
SaleCommon Stock | 1 | $25.00 | $25.00 |
DisclosureSEC source: 0001209191-20-063780 · doc4.xml · nonDerivative · entry 2 Ballal Rahul D. · CIK 0001805097 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Transaction made pursuant to Dr. Ballal's trading plan under Rule 10b5-1. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 21:15 UTC |
Ballal Rahul D.Chief Executive Officer
|
Exercise / conversionCommon Stock | 1 | $3.15 | $3.15 |
DisclosureSEC source: 0001209191-20-063780 · doc4.xml · nonDerivative · entry 1 Ballal Rahul D. · CIK 0001805097 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2020 Filed Dec 15, 2020 21:26 UTC |
GRAY MICHAELCFO & COO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 1,250 | $0.00 Strike: $4.92 | $0.00 |
DisclosureSEC source: 0001209191-20-063476 · doc4.xml · derivative · entry 3 GRAY MICHAEL · CIK 0001271411 · CFO & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,059 Underlying: Common Stock · 1,250 shares Expires 2029-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option was granted on May 16, 2019. The shares underlying the option vest over four years, with 25% of the shares vesting on April 8, 2020 and the remaining shares vesting in equal quarterly installments thereafter. Read SEC document |
| December 11, 2020 Filed Dec 15, 2020 21:26 UTC |
GRAY MICHAELCFO & COO
|
SaleCommon Stock | 1,250 | $25.00 | $31,250.00 |
DisclosureSEC source: 0001209191-20-063476 · doc4.xml · nonDerivative · entry 2 GRAY MICHAEL · CIK 0001271411 · CFO & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Transaction made pursuant to Mr. Gray's trading plan under Rule 10b5-1. Read SEC document |
| December 11, 2020 Filed Dec 15, 2020 21:26 UTC |
GRAY MICHAELCFO & COO
|
Exercise / conversionCommon Stock | 1,250 | $4.92 | $6,150.00 |
DisclosureSEC source: 0001209191-20-063476 · doc4.xml · nonDerivative · entry 1 GRAY MICHAEL · CIK 0001271411 · CFO & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 22, 2020 Filed Apr 23, 2020 07:36 UTC |
Conner Edward R.Director
|
GrantStock Option (right to buy) · Derivative | 15,457 | $0.00 Strike: $16.00 | $0.00 |
DisclosureSEC source: 0000899243-20-011202 · doc4.xml · derivative · entry 1 Conner Edward R. · CIK 0001691265 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,457 Underlying: Common Stock · 15,457 shares Expires 2030-04-21 F1 · derivative.exercise_date: The option vests in three equal installments on April 22, 2021, 2022 and 2023. Read SEC document |
| March 16, 2020 Filed Mar 16, 2020 17:12 UTC |
GOLDFISCHER CARLDirector · 10% owner
BAY CITY CAPITAL LLC10% owner
Bay City Capital Management V LLC10% owner
Bay City Capital Fund V, L.P.10% owner
|
GrantStock Option (right to buy) · Derivative | 15,457 | $0.00 Strike: $16.00 | $0.00 |
DisclosureSEC source: 0000899243-20-008488 · doc4.xml · derivative · entry 9 GOLDFISCHER CARL · CIK 0001110780 · Director · 10% owner BAY CITY CAPITAL LLC · CIK 0001288452 · 10% owner Bay City Capital Management V LLC · CIK 0001461543 · 10% owner Bay City Capital Fund V, L.P. · CIK 0001401826 · 10% owner Bay City Capital Fund V Co-Investment Fund, L.P. · CIK 0001409813 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Bay City Capital LLC Disclosed balance after: 15,457 Underlying: Common Stock · 15,457 shares Expires 2030-03-15 F7 · derivative.exercise_date: The option vests in three equal installments on March 16, 2021, 2022 and 2023. F8 · ownership.nature: The securities are held directly by Bay City Capital LLC ("BCC LLC") and represent stock options granted to Dr. Goldfischer and transferred to BCC LLC pursuant to an agreement between Dr. Goldfischer and BCC LLC. Dr. Goldfischer disclaims beneficial ownership over the securities owned by BCC LLC except to the extent of his pecuniary interest, if any, in the securities by virtue of his role as managing director of BCC LLC. This report shall not be deemed an admission that the Dr. Goldfischer is the beneficial owner of such shares. Read SEC document |
| March 16, 2020 Filed Mar 16, 2020 17:12 UTC |
GOLDFISCHER CARLDirector · 10% owner
BAY CITY CAPITAL LLC10% owner
Bay City Capital Management V LLC10% owner
Bay City Capital Fund V, L.P.10% owner
|
ConversionSeries B Preferred Stock · Derivative | 16,103 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-008488 · doc4.xml · derivative · entry 8 GOLDFISCHER CARL · CIK 0001110780 · Director · 10% owner BAY CITY CAPITAL LLC · CIK 0001288452 · 10% owner Bay City Capital Management V LLC · CIK 0001461543 · 10% owner Bay City Capital Fund V, L.P. · CIK 0001401826 · 10% owner Bay City Capital Fund V Co-Investment Fund, L.P. · CIK 0001409813 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By entities affiliated with Bay City Capital LLC Disclosed balance after: 0 Underlying: Common Stock · 2,555 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: On March 16, 2020, the Series B Preferred Stock converted into Common Stock on a 6.299-for-1 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series B Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date. F6 · price: On March 16, 2020, the Series B Preferred Stock converted into Common Stock on a 6.299-for-1 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series B Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date. F6 · derivative.exercise_date: On March 16, 2020, the Series B Preferred Stock converted into Common Stock on a 6.299-for-1 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series B Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date. F6 · derivative.expiration_date: On March 16, 2020, the Series B Preferred Stock converted into Common Stock on a 6.299-for-1 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series B Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date. F1 · ownership.nature: Bay City Capital LLC, a Delaware limited liability company ("BCC"), Bay City Capital Management V LLC, a Delaware limited liability company ("Management V"), Bay City Capital Fund V, L.P., a Delaware limited partnership ("Fund V"), and Bay City Capital Fund V Co-Investment Fund, L.P., a Delaware limited partnership ("Co-Investment V") are deemed to be a "group" for the purposes of Section 13(d) under the Securities Exchange Act of 1934. Management V is the general partner of Fund V and Co-Investment V and has sole voting and dispositive power with respect to the securities held by Fund V and Co-Investment V. BCC, the manager of Management V, is also an advisor to Fund V and Co-Investment V and has sole voting and dispositive power with respect to the securities held by Fund V and Co-Investment V. Carl Goldfischer, a Managing Director of BCC, is a member of the Issuer's Board of Directors. F3 · ownership.nature: Represent securities held by Co-Investment V, including indirect interests of BCC and Management V. BCC and Management V each disclaims beneficial ownership with respect to these securities, except to the extent of their pecuniary interest therein. Read SEC document |
| March 16, 2020 Filed Mar 16, 2020 17:12 UTC |
GOLDFISCHER CARLDirector · 10% owner
BAY CITY CAPITAL LLC10% owner
Bay City Capital Management V LLC10% owner
Bay City Capital Fund V, L.P.10% owner
|
ConversionSeries B Preferred Stock · Derivative | 845,008 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-008488 · doc4.xml · derivative · entry 7 GOLDFISCHER CARL · CIK 0001110780 · Director · 10% owner BAY CITY CAPITAL LLC · CIK 0001288452 · 10% owner Bay City Capital Management V LLC · CIK 0001461543 · 10% owner Bay City Capital Fund V, L.P. · CIK 0001401826 · 10% owner Bay City Capital Fund V Co-Investment Fund, L.P. · CIK 0001409813 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By entities affiliated with Bay City Capital LLC Disclosed balance after: 0 Underlying: Common Stock · 134,148 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: On March 16, 2020, the Series B Preferred Stock converted into Common Stock on a 6.299-for-1 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series B Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date. F6 · price: On March 16, 2020, the Series B Preferred Stock converted into Common Stock on a 6.299-for-1 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series B Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date. F6 · derivative.exercise_date: On March 16, 2020, the Series B Preferred Stock converted into Common Stock on a 6.299-for-1 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series B Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date. F6 · derivative.expiration_date: On March 16, 2020, the Series B Preferred Stock converted into Common Stock on a 6.299-for-1 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series B Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date. F1 · ownership.nature: Bay City Capital LLC, a Delaware limited liability company ("BCC"), Bay City Capital Management V LLC, a Delaware limited liability company ("Management V"), Bay City Capital Fund V, L.P., a Delaware limited partnership ("Fund V"), and Bay City Capital Fund V Co-Investment Fund, L.P., a Delaware limited partnership ("Co-Investment V") are deemed to be a "group" for the purposes of Section 13(d) under the Securities Exchange Act of 1934. Management V is the general partner of Fund V and Co-Investment V and has sole voting and dispositive power with respect to the securities held by Fund V and Co-Investment V. BCC, the manager of Management V, is also an advisor to Fund V and Co-Investment V and has sole voting and dispositive power with respect to the securities held by Fund V and Co-Investment V. Carl Goldfischer, a Managing Director of BCC, is a member of the Issuer's Board of Directors. F2 · ownership.nature: Represent securities held by Fund V, including indirect interests of BCC and Management V. BCC and Management V each disclaims beneficial ownership with respect to these securities, except to the extent of their pecuniary interest therein. Read SEC document |
| March 16, 2020 Filed Mar 16, 2020 17:12 UTC |
GOLDFISCHER CARLDirector · 10% owner
BAY CITY CAPITAL LLC10% owner
Bay City Capital Management V LLC10% owner
Bay City Capital Fund V, L.P.10% owner
|
ConversionSeries A Preferred Stock · Derivative | 61,378 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-008488 · doc4.xml · derivative · entry 6 GOLDFISCHER CARL · CIK 0001110780 · Director · 10% owner BAY CITY CAPITAL LLC · CIK 0001288452 · 10% owner Bay City Capital Management V LLC · CIK 0001461543 · 10% owner Bay City Capital Fund V, L.P. · CIK 0001401826 · 10% owner Bay City Capital Fund V Co-Investment Fund, L.P. · CIK 0001409813 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By entities affiliated with Bay City Capital LLC Disclosed balance after: 0 Underlying: Common Stock · 9,741 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: On March 16, 2020, Series A Preferred Stock converted into Common Stock on a 6.299-for-1 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series A Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date. F5 · price: On March 16, 2020, Series A Preferred Stock converted into Common Stock on a 6.299-for-1 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series A Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date. F5 · derivative.exercise_date: On March 16, 2020, Series A Preferred Stock converted into Common Stock on a 6.299-for-1 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series A Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date. F5 · derivative.expiration_date: On March 16, 2020, Series A Preferred Stock converted into Common Stock on a 6.299-for-1 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series A Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date. F1 · ownership.nature: Bay City Capital LLC, a Delaware limited liability company ("BCC"), Bay City Capital Management V LLC, a Delaware limited liability company ("Management V"), Bay City Capital Fund V, L.P., a Delaware limited partnership ("Fund V"), and Bay City Capital Fund V Co-Investment Fund, L.P., a Delaware limited partnership ("Co-Investment V") are deemed to be a "group" for the purposes of Section 13(d) under the Securities Exchange Act of 1934. Management V is the general partner of Fund V and Co-Investment V and has sole voting and dispositive power with respect to the securities held by Fund V and Co-Investment V. BCC, the manager of Management V, is also an advisor to Fund V and Co-Investment V and has sole voting and dispositive power with respect to the securities held by Fund V and Co-Investment V. Carl Goldfischer, a Managing Director of BCC, is a member of the Issuer's Board of Directors. F3 · ownership.nature: Represent securities held by Co-Investment V, including indirect interests of BCC and Management V. BCC and Management V each disclaims beneficial ownership with respect to these securities, except to the extent of their pecuniary interest therein. Read SEC document |
| March 16, 2020 Filed Mar 16, 2020 17:12 UTC |
GOLDFISCHER CARLDirector · 10% owner
BAY CITY CAPITAL LLC10% owner
Bay City Capital Management V LLC10% owner
Bay City Capital Fund V, L.P.10% owner
|
ConversionSeries A Preferred Stock · Derivative | 3,220,915 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-008488 · doc4.xml · derivative · entry 5 GOLDFISCHER CARL · CIK 0001110780 · Director · 10% owner BAY CITY CAPITAL LLC · CIK 0001288452 · 10% owner Bay City Capital Management V LLC · CIK 0001461543 · 10% owner Bay City Capital Fund V, L.P. · CIK 0001401826 · 10% owner Bay City Capital Fund V Co-Investment Fund, L.P. · CIK 0001409813 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By entities affiliated with Bay City Capital LLC Disclosed balance after: 0 Underlying: Common Stock · 511,335 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: On March 16, 2020, Series A Preferred Stock converted into Common Stock on a 6.299-for-1 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series A Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date. F5 · price: On March 16, 2020, Series A Preferred Stock converted into Common Stock on a 6.299-for-1 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series A Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date. F5 · derivative.exercise_date: On March 16, 2020, Series A Preferred Stock converted into Common Stock on a 6.299-for-1 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series A Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date. F5 · derivative.expiration_date: On March 16, 2020, Series A Preferred Stock converted into Common Stock on a 6.299-for-1 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series A Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date. F1 · ownership.nature: Bay City Capital LLC, a Delaware limited liability company ("BCC"), Bay City Capital Management V LLC, a Delaware limited liability company ("Management V"), Bay City Capital Fund V, L.P., a Delaware limited partnership ("Fund V"), and Bay City Capital Fund V Co-Investment Fund, L.P., a Delaware limited partnership ("Co-Investment V") are deemed to be a "group" for the purposes of Section 13(d) under the Securities Exchange Act of 1934. Management V is the general partner of Fund V and Co-Investment V and has sole voting and dispositive power with respect to the securities held by Fund V and Co-Investment V. BCC, the manager of Management V, is also an advisor to Fund V and Co-Investment V and has sole voting and dispositive power with respect to the securities held by Fund V and Co-Investment V. Carl Goldfischer, a Managing Director of BCC, is a member of the Issuer's Board of Directors. F2 · ownership.nature: Represent securities held by Fund V, including indirect interests of BCC and Management V. BCC and Management V each disclaims beneficial ownership with respect to these securities, except to the extent of their pecuniary interest therein. Read SEC document |
| March 16, 2020 Filed Mar 16, 2020 17:12 UTC |
GOLDFISCHER CARLDirector · 10% owner
BAY CITY CAPITAL LLC10% owner
Bay City Capital Management V LLC10% owner
Bay City Capital Fund V, L.P.10% owner
|
ConversionSeries Seed Preferred Stock · Derivative | 5,372 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-008488 · doc4.xml · derivative · entry 4 GOLDFISCHER CARL · CIK 0001110780 · Director · 10% owner BAY CITY CAPITAL LLC · CIK 0001288452 · 10% owner Bay City Capital Management V LLC · CIK 0001461543 · 10% owner Bay City Capital Fund V, L.P. · CIK 0001401826 · 10% owner Bay City Capital Fund V Co-Investment Fund, L.P. · CIK 0001409813 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By entities affiliated with Bay City Capital LLC Disclosed balance after: 0 Underlying: Common Stock · 852 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: On March 16, 2020, the Series Seed Preferred Stock converted into Common Stock on a 6.299-for-1 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series Seed Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date. F4 · price: On March 16, 2020, the Series Seed Preferred Stock converted into Common Stock on a 6.299-for-1 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series Seed Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date. F4 · derivative.exercise_date: On March 16, 2020, the Series Seed Preferred Stock converted into Common Stock on a 6.299-for-1 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series Seed Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date. F4 · derivative.expiration_date: On March 16, 2020, the Series Seed Preferred Stock converted into Common Stock on a 6.299-for-1 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series Seed Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date. F1 · ownership.nature: Bay City Capital LLC, a Delaware limited liability company ("BCC"), Bay City Capital Management V LLC, a Delaware limited liability company ("Management V"), Bay City Capital Fund V, L.P., a Delaware limited partnership ("Fund V"), and Bay City Capital Fund V Co-Investment Fund, L.P., a Delaware limited partnership ("Co-Investment V") are deemed to be a "group" for the purposes of Section 13(d) under the Securities Exchange Act of 1934. Management V is the general partner of Fund V and Co-Investment V and has sole voting and dispositive power with respect to the securities held by Fund V and Co-Investment V. BCC, the manager of Management V, is also an advisor to Fund V and Co-Investment V and has sole voting and dispositive power with respect to the securities held by Fund V and Co-Investment V. Carl Goldfischer, a Managing Director of BCC, is a member of the Issuer's Board of Directors. F3 · ownership.nature: Represent securities held by Co-Investment V, including indirect interests of BCC and Management V. BCC and Management V each disclaims beneficial ownership with respect to these securities, except to the extent of their pecuniary interest therein. Read SEC document |
| March 16, 2020 Filed Mar 16, 2020 17:12 UTC |
GOLDFISCHER CARLDirector · 10% owner
BAY CITY CAPITAL LLC10% owner
Bay City Capital Management V LLC10% owner
Bay City Capital Fund V, L.P.10% owner
|
ConversionSeries Seed Preferred Stock · Derivative | 281,878 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-008488 · doc4.xml · derivative · entry 3 GOLDFISCHER CARL · CIK 0001110780 · Director · 10% owner BAY CITY CAPITAL LLC · CIK 0001288452 · 10% owner Bay City Capital Management V LLC · CIK 0001461543 · 10% owner Bay City Capital Fund V, L.P. · CIK 0001401826 · 10% owner Bay City Capital Fund V Co-Investment Fund, L.P. · CIK 0001409813 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By entities affiliated with Bay City Capital LLC Disclosed balance after: 0 Underlying: Common Stock · 44,749 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: On March 16, 2020, the Series Seed Preferred Stock converted into Common Stock on a 6.299-for-1 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series Seed Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date. F4 · price: On March 16, 2020, the Series Seed Preferred Stock converted into Common Stock on a 6.299-for-1 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series Seed Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date. F4 · derivative.exercise_date: On March 16, 2020, the Series Seed Preferred Stock converted into Common Stock on a 6.299-for-1 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series Seed Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date. F4 · derivative.expiration_date: On March 16, 2020, the Series Seed Preferred Stock converted into Common Stock on a 6.299-for-1 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series Seed Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date. F1 · ownership.nature: Bay City Capital LLC, a Delaware limited liability company ("BCC"), Bay City Capital Management V LLC, a Delaware limited liability company ("Management V"), Bay City Capital Fund V, L.P., a Delaware limited partnership ("Fund V"), and Bay City Capital Fund V Co-Investment Fund, L.P., a Delaware limited partnership ("Co-Investment V") are deemed to be a "group" for the purposes of Section 13(d) under the Securities Exchange Act of 1934. Management V is the general partner of Fund V and Co-Investment V and has sole voting and dispositive power with respect to the securities held by Fund V and Co-Investment V. BCC, the manager of Management V, is also an advisor to Fund V and Co-Investment V and has sole voting and dispositive power with respect to the securities held by Fund V and Co-Investment V. Carl Goldfischer, a Managing Director of BCC, is a member of the Issuer's Board of Directors. F2 · ownership.nature: Represent securities held by Fund V, including indirect interests of BCC and Management V. BCC and Management V each disclaims beneficial ownership with respect to these securities, except to the extent of their pecuniary interest therein. Read SEC document |
| March 16, 2020 Filed Mar 16, 2020 17:12 UTC |
GOLDFISCHER CARLDirector · 10% owner
BAY CITY CAPITAL LLC10% owner
Bay City Capital Management V LLC10% owner
Bay City Capital Fund V, L.P.10% owner
|
ConversionCommon Stock | 13,148 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-008488 · doc4.xml · nonDerivative · entry 2 GOLDFISCHER CARL · CIK 0001110780 · Director · 10% owner BAY CITY CAPITAL LLC · CIK 0001288452 · 10% owner Bay City Capital Management V LLC · CIK 0001461543 · 10% owner Bay City Capital Fund V, L.P. · CIK 0001401826 · 10% owner Bay City Capital Fund V Co-Investment Fund, L.P. · CIK 0001409813 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By entities affiliated with Bay City Capital LLC Disclosed balance after: 703,380 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: On March 16, 2020, the Series Seed Preferred Stock converted into Common Stock on a 6.299-for-1 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series Seed Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date. F1 · ownership.nature: Bay City Capital LLC, a Delaware limited liability company ("BCC"), Bay City Capital Management V LLC, a Delaware limited liability company ("Management V"), Bay City Capital Fund V, L.P., a Delaware limited partnership ("Fund V"), and Bay City Capital Fund V Co-Investment Fund, L.P., a Delaware limited partnership ("Co-Investment V") are deemed to be a "group" for the purposes of Section 13(d) under the Securities Exchange Act of 1934. Management V is the general partner of Fund V and Co-Investment V and has sole voting and dispositive power with respect to the securities held by Fund V and Co-Investment V. BCC, the manager of Management V, is also an advisor to Fund V and Co-Investment V and has sole voting and dispositive power with respect to the securities held by Fund V and Co-Investment V. Carl Goldfischer, a Managing Director of BCC, is a member of the Issuer's Board of Directors. F3 · ownership.nature: Represent securities held by Co-Investment V, including indirect interests of BCC and Management V. BCC and Management V each disclaims beneficial ownership with respect to these securities, except to the extent of their pecuniary interest therein. Read SEC document |
| March 16, 2020 Filed Mar 16, 2020 17:12 UTC |
GOLDFISCHER CARLDirector · 10% owner
BAY CITY CAPITAL LLC10% owner
Bay City Capital Management V LLC10% owner
Bay City Capital Fund V, L.P.10% owner
|
ConversionCommon Stock | 690,232 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-008488 · doc4.xml · nonDerivative · entry 1 GOLDFISCHER CARL · CIK 0001110780 · Director · 10% owner BAY CITY CAPITAL LLC · CIK 0001288452 · 10% owner Bay City Capital Management V LLC · CIK 0001461543 · 10% owner Bay City Capital Fund V, L.P. · CIK 0001401826 · 10% owner Bay City Capital Fund V Co-Investment Fund, L.P. · CIK 0001409813 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By entities affiliated with Bay City Capital LLC Disclosed balance after: 690,232 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: On March 16, 2020, the Series Seed Preferred Stock converted into Common Stock on a 6.299-for-1 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series Seed Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date. F1 · ownership.nature: Bay City Capital LLC, a Delaware limited liability company ("BCC"), Bay City Capital Management V LLC, a Delaware limited liability company ("Management V"), Bay City Capital Fund V, L.P., a Delaware limited partnership ("Fund V"), and Bay City Capital Fund V Co-Investment Fund, L.P., a Delaware limited partnership ("Co-Investment V") are deemed to be a "group" for the purposes of Section 13(d) under the Securities Exchange Act of 1934. Management V is the general partner of Fund V and Co-Investment V and has sole voting and dispositive power with respect to the securities held by Fund V and Co-Investment V. BCC, the manager of Management V, is also an advisor to Fund V and Co-Investment V and has sole voting and dispositive power with respect to the securities held by Fund V and Co-Investment V. Carl Goldfischer, a Managing Director of BCC, is a member of the Issuer's Board of Directors. F2 · ownership.nature: Represent securities held by Fund V, including indirect interests of BCC and Management V. BCC and Management V each disclaims beneficial ownership with respect to these securities, except to the extent of their pecuniary interest therein. Read SEC document |
| March 16, 2020 Filed Mar 16, 2020 21:06 UTC |
ORBIMED ADVISORS LLCDirector · 10% owner
OrbiMed Capital GP VII LLCDirector · 10% owner
|
ConversionSeries B Preferred Stock · Derivative | 10,046,294 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-008477 · doc4.xml · derivative · entry 3 ORBIMED ADVISORS LLC · CIK 0001055951 · Director · 10% owner OrbiMed Capital GP VII LLC · CIK 0001760648 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By OrbiMed Private Investments VII, LP Disclosed balance after: 0 Underlying: Common Stock · 1,594,902 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On March 16, 2020, the Issuer's Series B Preferred Stock converted into Common Stock on a 6.299-for-1 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series B Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date. F1 · derivative.exercise_date: On March 16, 2020, the Issuer's Series B Preferred Stock converted into Common Stock on a 6.299-for-1 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series B Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date. F1 · derivative.expiration_date: On March 16, 2020, the Issuer's Series B Preferred Stock converted into Common Stock on a 6.299-for-1 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series B Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date. F2 · ownership.nature: These securities are held of record by OrbiMed Private Investments VII, LP, or OPI VII. OrbiMed Capital GP VII LLC, or GP VII, is general partner of OPI VII, and OrbiMed Advisors LLC, or Advisors, is the managing member of GP VII. By virtue of such relationships, GP VII and Advisors may be deemed to have voting and investment power with respect to the shares held by OPI VII. Both GP VII and Advisors may be deemed to directly or indirectly, including by reason of their mutual affiliation, to be the beneficial owners of the shares held by OPI VII. Advisors exercises investment and voting power through a management committee comprised of Carl L. Gordon, Jonathan T. Silverstein, and Sven H. Borho, each of whom disclaims beneficial ownership of the shares of OPI VII. F3 · ownership.nature: Each of GP VII, Advisors and OPI VII disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein, if any. The Reporting Persons have designated a representative, David P. Bonita ("Bonita"), a member of Advisors, to serve on the Issuer's board of directors. This report shall not be deemed an admission that any such entity or person is a beneficial owner of such securities for purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| March 16, 2020 Filed Mar 16, 2020 21:06 UTC |
ORBIMED ADVISORS LLCDirector · 10% owner
OrbiMed Capital GP VII LLCDirector · 10% owner
|
ConversionCommon Stock | 1,594,902 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-008477 · doc4.xml · nonDerivative · entry 2 ORBIMED ADVISORS LLC · CIK 0001055951 · Director · 10% owner OrbiMed Capital GP VII LLC · CIK 0001760648 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By OrbiMed Private Investments VII, LP Disclosed balance after: 2,532,402 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On March 16, 2020, the Issuer's Series B Preferred Stock converted into Common Stock on a 6.299-for-1 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series B Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date. F2 · ownership.nature: These securities are held of record by OrbiMed Private Investments VII, LP, or OPI VII. OrbiMed Capital GP VII LLC, or GP VII, is general partner of OPI VII, and OrbiMed Advisors LLC, or Advisors, is the managing member of GP VII. By virtue of such relationships, GP VII and Advisors may be deemed to have voting and investment power with respect to the shares held by OPI VII. Both GP VII and Advisors may be deemed to directly or indirectly, including by reason of their mutual affiliation, to be the beneficial owners of the shares held by OPI VII. Advisors exercises investment and voting power through a management committee comprised of Carl L. Gordon, Jonathan T. Silverstein, and Sven H. Borho, each of whom disclaims beneficial ownership of the shares of OPI VII. F3 · ownership.nature: Each of GP VII, Advisors and OPI VII disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein, if any. The Reporting Persons have designated a representative, David P. Bonita ("Bonita"), a member of Advisors, to serve on the Issuer's board of directors. This report shall not be deemed an admission that any such entity or person is a beneficial owner of such securities for purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| March 16, 2020 Filed Mar 16, 2020 21:13 UTC |
Chin MarkDirector · 10% owner
|
GrantStock Option (right to buy) · Derivative | 15,457 | $0.00 Strike: $16.00 | $0.00 |
DisclosureSEC source: 0000899243-20-008490 · doc4.xml · derivative · entry 4 Chin Mark · CIK 0001734389 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,457 Underlying: Common Stock · 15,457 shares Expires 2030-03-15 F4 · derivative.exercise_date: The option vests in three equal installments on March 16, 2021, 2022 and 2023. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.