ELV

SEC source: 0001127602-18-026873 · form4.xml · derivative · entry 2

Patel Prakash R · CIK 0001751045 · EVP & President, DBG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,993

Underlying: Common Stock · 4,993 shares

Expires 2028-09-04

F2 · derivative.exercise_date: The option represents a right to purchase a total of 4,993 shares, and is exercisable in three annual installments, with two installments of 1,664 shares each and one installment of 1,665 shares, beginning on September 4, 2019, which is the one-year anniversary of the option grant date.

SEC source: 0001127602-18-026873 · form4.xml · nonDerivative · entry 1

Patel Prakash R · CIK 0001751045 · EVP & President, DBG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,186

F1 · shares: Represents restricted share units. Restrictions lapse as follows: 395 shares each on 9/4/2019 and 9/4/2020, and 396 shares on 9/4/2021.

SEC source: 0001127602-18-026872 · form4.xml · derivative · entry 5

Penczek Ronald W · CIK 0001659075 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,071

Underlying: Common Stock · 357 shares

Expires 2027-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option represents a right to purchase a total of 2,141 shares, and is exercisable in six semi-annual installments, with one installment of 356 shares and five installments of 357 shares each, beginning on September 1, 2017, which is the six-month anniversary of the option grant date.

SEC source: 0001127602-18-026872 · form4.xml · derivative · entry 4

Penczek Ronald W · CIK 0001659075 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 406

Underlying: Common Stock · 406 shares

Expires 2026-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option represents a right to purchase a total of 2,432 shares, and is exercisable in six semi-annual installments, with four installments of 405 shares each and two installments of 406 shares each, beginning on September 1, 2016, which is the six-month anniversary of the option grant date.

SEC source: 0001127602-18-026872 · form4.xml · nonDerivative · entry 3

Penczek Ronald W · CIK 0001659075 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 928

SEC source: 0001127602-18-026872 · form4.xml · nonDerivative · entry 2

Penczek Ronald W · CIK 0001659075 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,691

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-18-026872 · form4.xml · nonDerivative · entry 1

Penczek Ronald W · CIK 0001659075 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,334

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-18-026465 · form4.xml · nonDerivative · entry 2

Haytaian Peter D · CIK 0001608538 · EVP & President, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,706

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 26, 2018.

SEC source: 0001127602-18-026465 · form4.xml · nonDerivative · entry 1

Haytaian Peter D · CIK 0001608538 · EVP & President, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,674

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 26, 2018.

F2 · price: This transaction was executed in multiple trades at prices ranging from $265.44 to $266.37. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001127602-18-025677 · form4.xml · nonDerivative · entry 1

HILL JULIE A · CIK 0001243394 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,827

SEC source: 0001127602-18-023949 · form4.xml · derivative · entry 7

Samitt Craig E · CIK 0001601851 · EVP & President, DBG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,188

Underlying: Common Stock · 4,594 shares

Expires 2027-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option represents a right to purchase a total of 13,782 shares, and is exercisable in six semi-annual installments of 2,297 shares each, beginning on September 1, 2017, which is the six-month anniversary of the option grant date.

SEC source: 0001127602-18-023949 · form4.xml · derivative · entry 6

Samitt Craig E · CIK 0001601851 · EVP & President, DBG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,682

Underlying: Common Stock · 11,364 shares

Expires 2026-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option represents a right to purchase a total of 17,046 shares, and is exercisable in six semi-annual installments of 2,841 shares each, beginning on September 1, 2016, which is the six-month anniversary of the option grant date.

SEC source: 0001127602-18-023949 · form4.xml · derivative · entry 5

Samitt Craig E · CIK 0001601851 · EVP & President, DBG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,970

Underlying: Common Stock · 9,846 shares

Expires 2025-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option represents a right to purchase a total of 11,816 shares, and is exercisable in four semi-annual installments of 1,969 shares each and two semi-annual installments of 1,970 shares each, beginning on April 1, 2016, which is the six-month anniversary of the option grant date.

SEC source: 0001127602-18-023949 · form4.xml · nonDerivative · entry 4

Samitt Craig E · CIK 0001601851 · EVP & President, DBG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,274

F1 · price: This transaction was executed in multiple trades at prices ranging from $246.62 to $247.15. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001127602-18-023949 · form4.xml · nonDerivative · entry 3

Samitt Craig E · CIK 0001601851 · EVP & President, DBG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,815

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-18-023949 · form4.xml · nonDerivative · entry 2

Samitt Craig E · CIK 0001601851 · EVP & President, DBG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,221

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-18-023949 · form4.xml · nonDerivative · entry 1

Samitt Craig E · CIK 0001601851 · EVP & President, DBG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,857

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-18-022829 · form4.xml · derivative · entry 2

Norwood Felicia F · CIK 0001743548 · Exec VP & President, GBD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,516

Underlying: Common Stock · 7,516 shares

Expires 2028-07-02

F2 · derivative.exercise_date: The option represents a right to purchase a total of 7,516 shares, and is exercisable in three annual installments, with two installments of 2,505 shares each and one installment of 2,506 shares, beginning on July 2, 2019, which is the one-year anniversary of the option grant date.

SEC source: 0001127602-18-022829 · form4.xml · nonDerivative · entry 1

Norwood Felicia F · CIK 0001743548 · Exec VP & President, GBD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,784

F1 · shares: Represents restricted share units. Restrictions lapse as follows: 594 shares on 7/2/2019, and 595 shares each on 7/2/2020 and 7/2/2021.

SEC source: 0001127602-18-020019 · form4.xml · nonDerivative · entry 1

Gallina John E · CIK 0001433032 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,659

F1 · shares: PAYMENT OF TAX LIABILITY BY WITHHOLDING STOCK INCIDENT TO THE VESTING OF PREVIOUSLY GRANTED RESTRICTED STOCK.

SEC source: 0001127602-18-019065 · form4.xml · nonDerivative · entry 1

HILL JULIE A · CIK 0001243394 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,075

SEC source: 0001127602-18-018128 · form4.xml · nonDerivative · entry 2

Dixon Robert L JR · CIK 0001524849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,738

SEC source: 0001127602-18-018271 · form4.xml · nonDerivative · entry 1

PERU RAMIRO G · CIK 0001192045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,076

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 6, 2018.

SEC source: 0001127602-18-018136 · form4.xml · nonDerivative · entry 1

Jallal Bahija · CIK 0001730038 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 957

F1 · shares: Phantom Stock units accrued under the Anthem, Inc. ("Company") Board of Directors Compensation Program.

F2 · shares: The phantom stock units shall be payable in Company common stock upon the first to occur of (a) five years from the date of grant or (b) the date the Reporting Person ceases to be a member of the Company's board of directors, unless a later date is designated in the Reporting Person's election made under the Company's Board of Directors Deferred Compensation Plan.

SEC source: 0001127602-18-018133 · form4.xml · nonDerivative · entry 1

HILL JULIE A · CIK 0001243394 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,075

F1 · shares: Phantom Stock units accrued under the Anthem, Inc. ("Company") Board of Directors Compensation Program.

F2 · shares: The phantom stock units shall be payable in Company common stock upon the first to occur of (a) five years from the date of grant or (b) the date the Reporting Person ceases to be a member of the Company's board of directors, unless a later date is designated in the Reporting Person's election made under the Company's Board of Directors Deferred Compensation Plan.

SEC source: 0001127602-18-018131 · form4.xml · nonDerivative · entry 1

HAY LEWIS III · CIK 0001182705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,676

F1 · shares: Phantom Stock units accrued under the Anthem, Inc. ("Company") Board of Directors Compensation Program.

F2 · shares: The phantom stock units shall be payable in Company common stock upon the first to occur of (a) five years from the date of grant or (b) the date the Reporting Person ceases to be a member of the Company's board of directors, unless a later date is designated in the Reporting Person's election made under the Company's Board of Directors Deferred Compensation Plan.

SEC source: 0001127602-18-018129 · form4.xml · nonDerivative · entry 1

Tallett Elizabeth E · CIK 0001192460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,061

F1 · shares: Phantom Stock units accrued under the Anthem, Inc. ("Company") Board of Directors Compensation Program.

F2 · shares: The phantom stock units shall be payable in Company common stock upon the first to occur of (a) five years from the date of grant or (b) the date the Reporting Person ceases to be a member of the Company's board of directors, unless a later date is designated in the Reporting Person's election made under the Company's Board of Directors Deferred Compensation Plan.

SEC source: 0001127602-18-018127 · form4.xml · nonDerivative · entry 1

SCHAEFER GEORGE A JR · CIK 0001195811 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,864

F1 · shares: Phantom Stock units accrued under the Anthem, Inc. ("Company") Board of Directors Compensation Program.

F2 · shares: The phantom stock units shall be payable in Company common stock upon the first to occur of (a) five years from the date of grant or (b) the date the Reporting Person ceases to be a member of the Company's board of directors, unless a later date is designated in the Reporting Person's election made under the Company's Board of Directors Deferred Compensation Plan.

SEC source: 0001127602-18-018128 · form4.xml · nonDerivative · entry 1

Dixon Robert L JR · CIK 0001524849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,738

F1 · shares: Phantom Stock units accrued under the Anthem, Inc. ("Company") Board of Directors Compensation Program.

F2 · shares: The phantom stock units shall be payable in Company common stock upon the first to occur of (a) five years from the date of grant or (b) the date the Reporting Person ceases to be a member of the Company's board of directors, unless a later date is designated in the Reporting Person's election made under the Company's Board of Directors Deferred Compensation Plan.

SEC source: 0001127602-18-018125 · form4.xml · nonDerivative · entry 1

PERU RAMIRO G · CIK 0001192045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,324

F1 · shares: Phantom Stock units accrued under the Anthem, Inc. ("Company") Board of Directors Compensation Program.

F2 · shares: The phantom stock units shall be payable in Company common stock upon the first to occur of (a) five years from the date of grant or (b) the date the Reporting Person ceases to be a member of the Company's board of directors, unless a later date is designated in the Reporting Person's election made under the Company's Board of Directors Deferred Compensation Plan.

SEC source: 0001127602-18-018124 · form4.xml · nonDerivative · entry 1

CLARK R KERRY · CIK 0001180776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,809

F1 · shares: Phantom Stock units accrued under the Anthem, Inc. ("Company") Board of Directors Compensation Program.

F2 · shares: The phantom stock units shall be payable in Company common stock upon the first to occur of (a) five years from the date of grant or (b) the date the Reporting Person ceases to be a member of the Company's board of directors, unless a later date is designated in the Reporting Person's election made under the Company's Board of Directors Deferred Compensation Plan.

SEC source: 0001127602-18-018123 · form4.xml · nonDerivative · entry 1

Neri Antonio F · CIK 0001648401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,094

F1 · shares: Phantom Stock units accrued under the Anthem, Inc. ("Company") Board of Directors Compensation Program.

F2 · shares: The phantom stock units shall be payable in Company common stock upon the first to occur of (a) five years from the date of grant or (b) the date the Reporting Person ceases to be a member of the Company's board of directors, unless a later date is designated in the Reporting Person's election made under the Company's Board of Directors Deferred Compensation Plan.

SEC source: 0001127602-18-016509 · form4.xml · derivative · entry 17

GRIFFIN BRIAN T · CIK 0001252006 · EVP & CEO, IngenioRx

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,272

Underlying: Common Stock · 6,636 shares

Expires 2027-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The option represents a right to purchase a total of 19,908 shares, and is exercisable in six semi-annual installments of 3,318 shares each, beginning on September 1, 2017, which is the six-month anniversary of the option grant date.

SEC source: 0001127602-18-016509 · form4.xml · derivative · entry 16

GRIFFIN BRIAN T · CIK 0001252006 · EVP & CEO, IngenioRx

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,116

Underlying: Common Stock · 16,232 shares

Expires 2026-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option represents a right to purchase a total of 24,348 shares, and is exercisable in six semi-annual installments of 4,058 shares each, beginning on September 1, 2016, which is the six-month anniversary of the option grant date.

SEC source: 0001127602-18-016509 · form4.xml · derivative · entry 15

GRIFFIN BRIAN T · CIK 0001252006 · EVP & CEO, IngenioRx

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 896

Underlying: Common Stock · 4,478 shares

Expires 2025-08-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option represents a right to purchase a total of 5,374 shares, and is exercisable in six semi-annual installments, with two installments of 895 shares each and four installments of 896 shares each, beginning on February 3, 2016, which is the six-month anniversary of the option grant date.

SEC source: 0001127602-18-016509 · form4.xml · derivative · entry 14

GRIFFIN BRIAN T · CIK 0001252006 · EVP & CEO, IngenioRx

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,830 shares

Expires 2021-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option represents a right to purchase a total of 14,830 shares, and is exercisable in six semi-annual installments, with two installments of 2,471 shares each and four installments of 2,472 shares each, beginning on September 3, 2014, which is the six-month anniversary of the option grant date.

SEC source: 0001127602-18-016509 · form4.xml · derivative · entry 13

GRIFFIN BRIAN T · CIK 0001252006 · EVP & CEO, IngenioRx

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,489 shares

Expires 2025-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option represents a right to purchase a total of 7,489 shares, and is exercisable in five semi-annual installments of 1,248 shares each and one installment of 1,249 shares, beginning on September 2, 2015, which is the six-month anniversary of the option grant date.

SEC source: 0001127602-18-016509 · form4.xml · derivative · entry 12

GRIFFIN BRIAN T · CIK 0001252006 · EVP & CEO, IngenioRx

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,756 shares

Expires 2020-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option represents a right to purchase a total of 9,756 shares, and is exercisable in six semi-annual installments of 1,626 shares each, beginning on September 1, 2013, which is the six-month anniversary of the option grant date.

SEC source: 0001127602-18-016509 · form4.xml · nonDerivative · entry 8

GRIFFIN BRIAN T · CIK 0001252006 · EVP & CEO, IngenioRx

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,863

F2 · price: This transaction was executed in multiple trades at prices ranging from $225.15 to $225.49. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001127602-18-016509 · form4.xml · nonDerivative · entry 7

GRIFFIN BRIAN T · CIK 0001252006 · EVP & CEO, IngenioRx

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,787

F1 · price: This transaction was executed in multiple trades at prices ranging from $224.13 to $225.10. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001127602-18-016509 · form4.xml · nonDerivative · entry 6

GRIFFIN BRIAN T · CIK 0001252006 · EVP & CEO, IngenioRx

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,284

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-18-016509 · form4.xml · nonDerivative · entry 5

GRIFFIN BRIAN T · CIK 0001252006 · EVP & CEO, IngenioRx

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,648

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-18-016509 · form4.xml · nonDerivative · entry 4

GRIFFIN BRIAN T · CIK 0001252006 · EVP & CEO, IngenioRx

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,416

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-18-016509 · form4.xml · nonDerivative · entry 3

GRIFFIN BRIAN T · CIK 0001252006 · EVP & CEO, IngenioRx

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,938

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-18-016509 · form4.xml · nonDerivative · entry 2

GRIFFIN BRIAN T · CIK 0001252006 · EVP & CEO, IngenioRx

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,108

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-18-016509 · form4.xml · nonDerivative · entry 1

GRIFFIN BRIAN T · CIK 0001252006 · EVP & CEO, IngenioRx

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,619

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-18-014037 · form4.xml · nonDerivative · entry 1

MCCARTHY GLORIA M · CIK 0001203671 · EVP & Chief Administrative Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,840.1293

F1 · shares: PAYMENT OF TAX LIABILITY BY WITHHOLDING STOCK INCIDENT TO THE VESTING OF PREVIOUSLY GRANTED RESTRICTED STOCK.

SEC source: 0001127602-18-011705 · form4.xml · derivative · entry 10

ZIELINSKI THOMAS C · CIK 0001234091 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,210

Underlying: Common Stock · 5,104 shares

Expires 2027-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option represents a right to purchase a total of 15,314 shares, and is exercisable in six semi-annual installments, with four installments of 2,552 shares each and two installments of 2,553 shares each, beginning on September 1, 2017, which is the six-month anniversary of the option grant date.

SEC source: 0001127602-18-011705 · form4.xml · derivative · entry 9

ZIELINSKI THOMAS C · CIK 0001234091 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,764

Underlying: Common Stock · 6,763 shares

Expires 2026-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option represents a right to purchase a total of 20,289 shares, and is exercisable in six semi-annual installments, with three installments of 3,381 shares each and three installments of 3,382 shares each, beginning on September 1, 2016, which is the six-month anniversary of the option grant date.

SEC source: 0001127602-18-011705 · form4.xml · derivative · entry 8

ZIELINSKI THOMAS C · CIK 0001234091 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,588 shares

Expires 2025-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option, representing a right to purchase a total of 16,762 shares and is exercisable in six semi annual installments with two installments of 2,793 shares each and four installments of 2,794 shares each beginning on September 2, 2015, which is the six-month anniversary of the date on which the option was granted.