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NYSE · USD

ELV

Elevance Health, Inc.

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2934
SEC CIK
0001156039
Parsed reports
385

Last 12 months

Inside the activity.

4 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202612
Apr 202600
May 202601
Jun 202602
Jul 202630
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2019 Filed Mar 5, 2019 21:14 UTC
Penczek Ronald WSVP, Chief Accounting Officer
Tax withholdingCommon Stock 512 $307.68 $157,532.16
Disclosure

SEC source: 0001127602-19-009916 · form4.xml · nonDerivative · entry 1

Penczek Ronald W · CIK 0001659075 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 416

F1 · shares: PAYMENT OF TAX LIABILITY BY WITHHOLDING STOCK INCIDENT TO THE VESTING OF PREVIOUSLY GRANTED RESTRICTED STOCK.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:10 UTC
MCCARTHY GLORIA MEVP & Chief Administrative Off
GrantEmployee Stock Option (Right to Buy) · Derivative 12,187 $0.00 Strike: $307.68 $0.00
Disclosure

SEC source: 0001127602-19-009904 · form4.xml · derivative · entry 14

MCCARTHY GLORIA M · CIK 0001203671 · EVP & Chief Administrative Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,187

Underlying: Common Stock · 12,187 shares

Expires 2029-03-01

F14 · derivative.exercise_date: The option represents a right to purchase a total of 12,187 shares, and is exercisable in three annual installments, with two installments of 4,062 shares each and one installment of 4,063 shares, beginning on 3/1/2020, which is the one-year anniversary of the option grant date.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:10 UTC
MCCARTHY GLORIA MEVP & Chief Administrative Off
GrantCommon Stock 1,087 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-009904 · form4.xml · nonDerivative · entry 4

MCCARTHY GLORIA M · CIK 0001203671 · EVP & Chief Administrative Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,267.1293

F4 · shares: Represents performance based restricted share units. Restrictions lapse on 10/3/19.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:10 UTC
MCCARTHY GLORIA MEVP & Chief Administrative Off
GrantCommon Stock 2,641 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-009904 · form4.xml · nonDerivative · entry 3

MCCARTHY GLORIA M · CIK 0001203671 · EVP & Chief Administrative Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,180.1293

F3 · shares: Represents restricted share units. Restrictions lapse as follows: 880 shares each on 3/1/2020 and 3/1/2021, and 881 on 3/1/2022.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:10 UTC
MCCARTHY GLORIA MEVP & Chief Administrative Off
GrantCommon Stock 9,125 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-009904 · form4.xml · nonDerivative · entry 2

MCCARTHY GLORIA M · CIK 0001203671 · EVP & Chief Administrative Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,539.1293

F2 · shares: Represents performance based restricted share units. Restrictions lapse on 3/1/19.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:10 UTC
MCCARTHY GLORIA MEVP & Chief Administrative Off
Tax withholdingCommon Stock 6,342 $307.68 $1,951,306.56
Disclosure

SEC source: 0001127602-19-009904 · form4.xml · nonDerivative · entry 1

MCCARTHY GLORIA M · CIK 0001203671 · EVP & Chief Administrative Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,414.1293

F1 · shares: PAYMENT OF TAX LIABILITY BY WITHHOLDING STOCK INCIDENT TO THE VESTING OF PREVIOUSLY GRANTED RESTRICTED STOCK.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:09 UTC
Haytaian Peter DEVP & President, Commercial
GrantEmployee Stock Option (Right to Buy) · Derivative 12,187 $0.00 Strike: $307.68 $0.00
Disclosure

SEC source: 0001127602-19-009901 · form4.xml · derivative · entry 4

Haytaian Peter D · CIK 0001608538 · EVP & President, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,187

Underlying: Common Stock · 12,187 shares

Expires 2029-03-01

F4 · derivative.exercise_date: The option represents a right to purchase a total of 12,187 shares, and is exercisable in three annual installments, with two installments of 4,062 shares each and one installment of 4,063 shares, beginning on 3/1/2020, which is the one-year anniversary of the option grant date.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:09 UTC
Haytaian Peter DEVP & President, Commercial
GrantCommon Stock 2,641 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-009901 · form4.xml · nonDerivative · entry 3

Haytaian Peter D · CIK 0001608538 · EVP & President, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,201

F3 · shares: Represents restricted share units. Restrictions lapse as follows: 880 shares each on 3/1/2020 and 3/1/2021, and 881 on 3/1/2022.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:09 UTC
Haytaian Peter DEVP & President, Commercial
GrantCommon Stock 12,166 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-009901 · form4.xml · nonDerivative · entry 2

Haytaian Peter D · CIK 0001608538 · EVP & President, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,560

F2 · shares: Represents performance based restricted share units. Restrictions lapse on 3/1/19.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:09 UTC
Haytaian Peter DEVP & President, Commercial
Tax withholdingCommon Stock 7,812 $307.68 $2,403,596.16
Disclosure

SEC source: 0001127602-19-009901 · form4.xml · nonDerivative · entry 1

Haytaian Peter D · CIK 0001608538 · EVP & President, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,394

F1 · shares: PAYMENT OF TAX LIABILITY BY WITHHOLDING STOCK INCIDENT TO THE VESTING OF PREVIOUSLY GRANTED RESTRICTED STOCK.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:08 UTC
Gallina John EEVP & Chief Financial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 12,187 $0.00 Strike: $307.68 $0.00
Disclosure

SEC source: 0001127602-19-009899 · form4.xml · derivative · entry 5

Gallina John E · CIK 0001433032 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,187

Underlying: Common Stock · 12,187 shares

Expires 2029-03-01

F5 · derivative.exercise_date: The option represents a right to purchase a total of 12,187 shares, and is exercisable in three annual installments, with two installments of 4,062 shares each and one installment of 4,063 shares, beginning on 3/1/2020, which is the one-year anniversary of the option grant date.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:08 UTC
Gallina John EEVP & Chief Financial Officer
GrantCommon Stock 4,033 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-009899 · form4.xml · nonDerivative · entry 4

Gallina John E · CIK 0001433032 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,056

F4 · shares: Represents performance based restricted share units. Restrictions lapse on 6/1/19.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:08 UTC
Gallina John EEVP & Chief Financial Officer
GrantCommon Stock 2,641 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-009899 · form4.xml · nonDerivative · entry 3

Gallina John E · CIK 0001433032 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,023

F3 · shares: Represents restricted share units. Restrictions lapse as follows: 880 shares each on 3/1/2020 and 3/1/2021, and 881 on 3/1/2022.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:08 UTC
Gallina John EEVP & Chief Financial Officer
GrantCommon Stock 2,940 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-009899 · form4.xml · nonDerivative · entry 2

Gallina John E · CIK 0001433032 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,382

F2 · shares: Represents performance based restricted share units. Restrictions lapse on 3/1/19.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:08 UTC
Gallina John EEVP & Chief Financial Officer
Tax withholdingCommon Stock 2,217 $307.68 $682,126.56
Disclosure

SEC source: 0001127602-19-009899 · form4.xml · nonDerivative · entry 1

Gallina John E · CIK 0001433032 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,442

F1 · shares: PAYMENT OF TAX LIABILITY BY WITHHOLDING STOCK INCIDENT TO THE VESTING OF PREVIOUSLY GRANTED RESTRICTED STOCK.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:06 UTC
BOUDREAUX GAILDirector · President and CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 41,820 $0.00 Strike: $307.68 $0.00
Disclosure

SEC source: 0001127602-19-009896 · form4.xml · derivative · entry 4

BOUDREAUX GAIL · CIK 0001287920 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,820

Underlying: Common Stock · 41,820 shares

Expires 2029-03-01

F3 · derivative.exercise_date: The option represents a right to purchase a total of 41,820 shares, and is exercisable in three annual installments of 13,940 shares each, beginning on 3/1/2020, which is the one-year anniversary of the option grant date.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:06 UTC
BOUDREAUX GAILDirector · President and CEO
GrantCommon Stock 9,060 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-009896 · form4.xml · nonDerivative · entry 2

BOUDREAUX GAIL · CIK 0001287920 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,949

F2 · shares: Represents restricted share units. Restrictions lapse as follows: 3,020 shares each on 3/1/2020, 3/1/2021 and 3/1/2022.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:06 UTC
BOUDREAUX GAILDirector · President and CEO
Tax withholdingCommon Stock 1,155 $307.68 $355,370.40
Disclosure

SEC source: 0001127602-19-009896 · form4.xml · nonDerivative · entry 1

BOUDREAUX GAIL · CIK 0001287920 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,889

F1 · shares: PAYMENT OF TAX LIABILITY BY WITHHOLDING STOCK INCIDENT TO THE VESTING OF PREVIOUSLY GRANTED RESTRICTED STOCK.

Read SEC document
February 04, 2019 Filed Feb 6, 2019 21:21 UTC
MCCARTHY GLORIA MEVP & Chief Administrative Off
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 7,700 $0.00 Strike: $146.93 $0.00
Disclosure

SEC source: 0001127602-19-004313 · form4.xml · derivative · entry 5

MCCARTHY GLORIA M · CIK 0001203671 · EVP & Chief Administrative Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,362

Underlying: Common Stock · 7,700 shares

Expires 2025-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option represents a right to purchase a total of 16,762 shares, and is exercisable in six semi-annual installments, with two installments of 2,793 shares each and four installments of 2,794 shares each, beginning on September 2, 2015, which is the six-month anniversary of option grant date.

Read SEC document
February 04, 2019 Filed Feb 6, 2019 21:21 UTC
MCCARTHY GLORIA MEVP & Chief Administrative Off
SaleCommon Stock 2,992 $303.82 $909,029.44
Disclosure

SEC source: 0001127602-19-004313 · form4.xml · nonDerivative · entry 4

MCCARTHY GLORIA M · CIK 0001203671 · EVP & Chief Administrative Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,756.1293

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2018.

F4 · price: This transaction was executed in multiple trades at prices ranging from $303.42 to $304.08. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 04, 2019 Filed Feb 6, 2019 21:21 UTC
MCCARTHY GLORIA MEVP & Chief Administrative Off
SaleCommon Stock 2,808 $302.84 $850,374.72
Disclosure

SEC source: 0001127602-19-004313 · form4.xml · nonDerivative · entry 3

MCCARTHY GLORIA M · CIK 0001203671 · EVP & Chief Administrative Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,748.1293

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2018.

F3 · price: This transaction was executed in multiple trades at prices ranging from $302.42 to $303.36. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 04, 2019 Filed Feb 6, 2019 21:21 UTC
MCCARTHY GLORIA MEVP & Chief Administrative Off
SaleCommon Stock 1,900 $301.85 $573,515.00
Disclosure

SEC source: 0001127602-19-004313 · form4.xml · nonDerivative · entry 2

MCCARTHY GLORIA M · CIK 0001203671 · EVP & Chief Administrative Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,556.1293

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2018.

F2 · price: This transaction was executed in multiple trades at prices ranging from $301.42 to $302.40. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 04, 2019 Filed Feb 6, 2019 21:21 UTC
MCCARTHY GLORIA MEVP & Chief Administrative Off
Exercise / conversionCommon Stock 7,700 $146.93 $1,131,361.00
Disclosure

SEC source: 0001127602-19-004313 · form4.xml · nonDerivative · entry 1

MCCARTHY GLORIA M · CIK 0001203671 · EVP & Chief Administrative Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,456.1293

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 21:10 UTC
HILL JULIE ADirector
SaleCommon Stock 500 $299.75 $149,875.00
Disclosure

SEC source: 0001127602-19-003733 · form4.xml · nonDerivative · entry 1

HILL JULIE A · CIK 0001243394 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,827

Read SEC document
January 18, 2019 Filed Jan 22, 2019 22:03 UTC
MCCARTHY GLORIA MEVP & Chief Administrative Off
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 7,700 $0.00 Strike: $146.93 $0.00
Disclosure

SEC source: 0001127602-19-002481 · form4.xml · derivative · entry 3

MCCARTHY GLORIA M · CIK 0001203671 · EVP & Chief Administrative Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,062

Underlying: Common Stock · 7,700 shares

Expires 2025-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option represents a right to purchase a total of 16,762 shares, and is exercisable in six semi-annual installments, with four installments of 2,794 shares each and two installments of 2,793 shares each, beginning on September 2, 2015, which is the six-month anniversary of option grant date.

Read SEC document
January 18, 2019 Filed Jan 22, 2019 22:03 UTC
MCCARTHY GLORIA MEVP & Chief Administrative Off
SaleCommon Stock 7,700 $265.00 $2,040,500.00
Disclosure

SEC source: 0001127602-19-002481 · form4.xml · nonDerivative · entry 2

MCCARTHY GLORIA M · CIK 0001203671 · EVP & Chief Administrative Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,756.1293

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2018.

Read SEC document
January 18, 2019 Filed Jan 22, 2019 22:03 UTC
MCCARTHY GLORIA MEVP & Chief Administrative Off
Exercise / conversionCommon Stock 7,700 $265.00 $2,040,500.00
Disclosure

SEC source: 0001127602-19-002481 · form4.xml · nonDerivative · entry 1

MCCARTHY GLORIA M · CIK 0001203671 · EVP & Chief Administrative Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,456.1293

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 27, 2018 Filed Dec 28, 2018 21:19 UTC
Haytaian Peter DEVP & President, Commercial
SaleCommon Stock 2,000 $256.95 $513,900.00
Disclosure

SEC source: 0001127602-18-037494 · form4.xml · nonDerivative · entry 2

Haytaian Peter D · CIK 0001608538 · EVP & President, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,206

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 26, 2018.

F2 · price: This transaction was executed in multiple trades at prices ranging from $256.90 to $257.00. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 27, 2018 Filed Dec 28, 2018 21:19 UTC
Haytaian Peter DEVP & President, Commercial
SaleCommon Stock 1,000 $255.03 $255,030.00
Disclosure

SEC source: 0001127602-18-037494 · form4.xml · nonDerivative · entry 1

Haytaian Peter D · CIK 0001608538 · EVP & President, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,206

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 26, 2018.

Read SEC document
November 27, 2018 Filed Nov 29, 2018 21:17 UTC
Haytaian Peter DEVP & President, Commercial
SaleCommon Stock 400 $280.35 $112,140.00
Disclosure

SEC source: 0001127602-18-034756 · form4.xml · nonDerivative · entry 4

Haytaian Peter D · CIK 0001608538 · EVP & President, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,206

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 26, 2018.

F5 · price: This transaction was executed in multiple trades at prices ranging from $280.29 to $280.43. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 27, 2018 Filed Nov 29, 2018 21:17 UTC
Haytaian Peter DEVP & President, Commercial
SaleCommon Stock 900 $279.30 $251,370.00
Disclosure

SEC source: 0001127602-18-034756 · form4.xml · nonDerivative · entry 3

Haytaian Peter D · CIK 0001608538 · EVP & President, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,606

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 26, 2018.

F4 · price: This transaction was executed in multiple trades at prices ranging from $278.79 to $279.66. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 27, 2018 Filed Nov 29, 2018 21:17 UTC
Haytaian Peter DEVP & President, Commercial
SaleCommon Stock 2,500 $278.22 $695,550.00
Disclosure

SEC source: 0001127602-18-034756 · form4.xml · nonDerivative · entry 2

Haytaian Peter D · CIK 0001608538 · EVP & President, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,506

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 26, 2018.

F3 · price: This transaction was executed in multiple trades at prices ranging from $277.78 to $278.59. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 27, 2018 Filed Nov 29, 2018 21:17 UTC
Haytaian Peter DEVP & President, Commercial
SaleCommon Stock 700 $277.29 $194,103.00
Disclosure

SEC source: 0001127602-18-034756 · form4.xml · nonDerivative · entry 1

Haytaian Peter D · CIK 0001608538 · EVP & President, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,006

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 26, 2018.

F2 · price: This transaction was executed in multiple trades at prices ranging from $276.73 to $277.71. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 08, 2018 Filed Nov 9, 2018 21:09 UTC
HILL JULIE ADirector
SaleCommon Stock 500 $287.25 $143,625.00
Disclosure

SEC source: 0001127602-18-032635 · form4.xml · nonDerivative · entry 1

HILL JULIE A · CIK 0001243394 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,327

Read SEC document
November 07, 2018 Filed Nov 9, 2018 21:08 UTC
ZIELINSKI THOMAS CEVP & General Counsel
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,892 $0.00 Strike: $232.04 $0.00
Disclosure

SEC source: 0001127602-18-032631 · form4.xml · derivative · entry 7

ZIELINSKI THOMAS C · CIK 0001234091 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,462

Underlying: Common Stock · 1,892 shares

Expires 2028-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option represents a right to purchase a total of 11,354 shares, and is exercisable in six semi-annual installments, with four installments of 1,892 shares each and two installments of 1,893 shares each, beginning on September 1, 2018, which is the six-month anniversary of the option grant date.

Read SEC document
November 07, 2018 Filed Nov 9, 2018 21:08 UTC
ZIELINSKI THOMAS CEVP & General Counsel
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,552 $0.00 Strike: $166.97 $0.00
Disclosure

SEC source: 0001127602-18-032631 · form4.xml · derivative · entry 6

ZIELINSKI THOMAS C · CIK 0001234091 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,658

Underlying: Common Stock · 2,552 shares

Expires 2027-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option represents a right to purchase a total of 15,314 shares, and is exercisable in six semi-annual installments, with four installments of 2,552 shares each and two installments of 2,553 shares each, beginning on September 1, 2017, which is the six-month anniversary of the option grant date.

Read SEC document
November 07, 2018 Filed Nov 9, 2018 21:08 UTC
ZIELINSKI THOMAS CEVP & General Counsel
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,382 $0.00 Strike: $131.80 $0.00
Disclosure

SEC source: 0001127602-18-032631 · form4.xml · derivative · entry 5

ZIELINSKI THOMAS C · CIK 0001234091 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,382

Underlying: Common Stock · 3,382 shares

Expires 2026-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option represents a right to purchase a total of 20,289 shares, and is exercisable in six semi-annual installments, with three installments of 3,381 shares each and three installments of 3,382 shares each, beginning on September 1, 2016, which is the six-month anniversary of the option grant date.

Read SEC document
November 07, 2018 Filed Nov 9, 2018 21:08 UTC
ZIELINSKI THOMAS CEVP & General Counsel
SaleCommon Stock 7,826 $289.71 $2,267,270.46
Disclosure

SEC source: 0001127602-18-032631 · form4.xml · nonDerivative · entry 4

ZIELINSKI THOMAS C · CIK 0001234091 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,084

F1 · price: This transaction was executed in multiple trades at prices ranging from $289.69 to $289.84. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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November 07, 2018 Filed Nov 9, 2018 21:08 UTC
ZIELINSKI THOMAS CEVP & General Counsel
Exercise / conversionCommon Stock 1,892 $232.04 $439,019.68
Disclosure

SEC source: 0001127602-18-032631 · form4.xml · nonDerivative · entry 3

ZIELINSKI THOMAS C · CIK 0001234091 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,910

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 07, 2018 Filed Nov 9, 2018 21:08 UTC
ZIELINSKI THOMAS CEVP & General Counsel
Exercise / conversionCommon Stock 2,552 $166.97 $426,107.44
Disclosure

SEC source: 0001127602-18-032631 · form4.xml · nonDerivative · entry 2

ZIELINSKI THOMAS C · CIK 0001234091 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,018

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 07, 2018 Filed Nov 9, 2018 21:08 UTC
ZIELINSKI THOMAS CEVP & General Counsel
Exercise / conversionCommon Stock 3,382 $131.80 $445,747.60
Disclosure

SEC source: 0001127602-18-032631 · form4.xml · nonDerivative · entry 1

ZIELINSKI THOMAS C · CIK 0001234091 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,466

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 31, 2018 Filed May 7, 2021 20:31 UTC
Haytaian Peter DEVP & President, Commercial
SaleCommon Stock 1,000 $270.00 $270,000.00
Disclosure

SEC source: 0001156039-21-000043 · wf-form4_162041945933437.xml · nonDerivative · entry 1

Haytaian Peter D · CIK 0001608538 · EVP & President, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,544

F1 · balance_after: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 26, 2018. Due to administrative error, this transaction was not previously reported on a Form 4. As a result, the reporting person's Forms 4 filed since the date of this transaction have overstated the reporting person's ownership by 1,000 shares.

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October 26, 2018 Filed Oct 30, 2018 20:11 UTC
Haytaian Peter DEVP & President, Commercial
SaleCommon Stock 500 $269.10 $134,550.00
Disclosure

SEC source: 0001127602-18-031265 · form4.xml · nonDerivative · entry 2

Haytaian Peter D · CIK 0001608538 · EVP & President, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,706

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 26, 2018.

F3 · price: This transaction was executed in multiple trades at prices ranging from $269.08 to $269.19. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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October 26, 2018 Filed Oct 30, 2018 20:11 UTC
Haytaian Peter DEVP & President, Commercial
SaleCommon Stock 3,000 $267.34 $802,020.00
Disclosure

SEC source: 0001127602-18-031265 · form4.xml · nonDerivative · entry 1

Haytaian Peter D · CIK 0001608538 · EVP & President, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,206

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 26, 2018.

F2 · price: This transaction was executed in multiple trades at prices ranging from $267.00 to $267.71. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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October 03, 2018 Filed Oct 4, 2018 20:19 UTC
MCCARTHY GLORIA MEVP & Chief Administrative Off
Tax withholdingCommon Stock 84 $276.24 $23,204.16
Disclosure

SEC source: 0001127602-18-029583 · form4.xml · nonDerivative · entry 1

MCCARTHY GLORIA M · CIK 0001203671 · EVP & Chief Administrative Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,756.1293

F1 · shares: PAYMENT OF TAX LIABILITY BY WITHHOLDING STOCK INCIDENT TO THE VESTING OF PREVIOUSLY GRANTED RESTRICTED STOCK.

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September 27, 2018 Filed Sep 28, 2018 20:11 UTC
Haytaian Peter DEVP & President, Commercial
SaleCommon Stock 4,500 $270.00 $1,215,000.00
Disclosure

SEC source: 0001127602-18-028530 · form4.xml · nonDerivative · entry 1

Haytaian Peter D · CIK 0001608538 · EVP & President, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,206

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 26, 2018.

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September 06, 2018 Filed Sep 7, 2018 20:36 UTC
Haytaian Peter DEVP & President, Commercial
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,936 $0.00 Strike: $60.15 $0.00
Disclosure

SEC source: 0001127602-18-027110 · form4.xml · derivative · entry 4

Haytaian Peter D · CIK 0001608538 · EVP & President, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,936 shares

Expires 2019-09-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option represents a right to purchase a total of 3,870 shares, and is exercisable in four annual installments, with two installments of 967 shares each and two installments of 968 shares each, beginning on December 31, 2012 which is the three-month anniversary of the option grant date.

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September 06, 2018 Filed Sep 7, 2018 20:36 UTC
Haytaian Peter DEVP & President, Commercial
SaleCommon Stock 1,000 $270.00 $270,000.00
Disclosure

SEC source: 0001127602-18-027110 · form4.xml · nonDerivative · entry 3

Haytaian Peter D · CIK 0001608538 · EVP & President, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,706

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 26, 2018.

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September 06, 2018 Filed Sep 7, 2018 20:36 UTC
Haytaian Peter DEVP & President, Commercial
SaleCommon Stock 1,936 $270.00 $522,720.00
Disclosure

SEC source: 0001127602-18-027110 · form4.xml · nonDerivative · entry 2

Haytaian Peter D · CIK 0001608538 · EVP & President, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,706

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 9, 2018.

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September 06, 2018 Filed Sep 7, 2018 20:36 UTC
Haytaian Peter DEVP & President, Commercial
Exercise / conversionCommon Stock 1,936 $60.15 $116,450.40
Disclosure

SEC source: 0001127602-18-027110 · form4.xml · nonDerivative · entry 1

Haytaian Peter D · CIK 0001608538 · EVP & President, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,642

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.