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Nasdaq · USD

ELUT

ELUTIA INC.

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7342
SEC CIK
0001708527
Parsed reports
163

Last 12 months

Inside the activity.

16 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202550
Dec 202570
Jan 202640
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 08, 2021 Filed Mar 10, 2021 21:18 UTC
Riebman JeromeCHIEF MEDICAL OFFICER
GrantSTOCK OPTION (RIGHT TO BUY) · Derivative 18,750 $0.00 Strike: $14.53 $0.00
Disclosure

SEC source: 0001104659-21-034460 · tm219212-3_4seq1.xml · derivative · entry 1

Riebman Jerome · CIK 0001825821 · CHIEF MEDICAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,750

Underlying: CLASS A COMMON STOCK · 18,750 shares

Expires 2031-03-08

F1 · derivative.exercise_date: This option vests as to 25% of the shares on March 8, 2022, and in 12 equal quarterly installments thereafter, such that the option shall be fully vested and exercisable on March 8, 2025.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:17 UTC
Roberts DarrylEVP, OPERATIONS & PRODUCT DEV.
GrantRESTRICTED STOCK UNITS · Derivative 3,750 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-034455 · tm219212-2_4seq1.xml · derivative · entry 2

Roberts Darryl · CIK 0001825892 · EVP, OPERATIONS & PRODUCT DEV.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: CLASS A COMMON STOCK · 3,750 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer Class A common stock.

F3 · derivative.exercise_date: The restricted stock units vest in 4 substantially equal annual installments beginning on March 8, 2022 and have no expiration date.

F3 · derivative.expiration_date: The restricted stock units vest in 4 substantially equal annual installments beginning on March 8, 2022 and have no expiration date.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:17 UTC
Roberts DarrylEVP, OPERATIONS & PRODUCT DEV.
GrantSTOCK OPTION (RIGHT TO BUY) · Derivative 22,500 $0.00 Strike: $14.53 $0.00
Disclosure

SEC source: 0001104659-21-034455 · tm219212-2_4seq1.xml · derivative · entry 1

Roberts Darryl · CIK 0001825892 · EVP, OPERATIONS & PRODUCT DEV.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,500

Underlying: CLASS A COMMON STOCK · 22,500 shares

Expires 2031-03-08

F1 · derivative.exercise_date: This option vests as to 25% of the shares on March 8, 2022, and in 12 equal quarterly installments thereafter, such that the option shall be fully vested and exercisable on March 8, 2025.

Read SEC document
December 09, 2020 Filed Dec 10, 2020 21:48 UTC GrantSTOCK OPTION (RIGHT TO BUY) · Derivative 14,307 $0.00 Strike: $17.00 $0.00
Disclosure

SEC source: 0001104659-20-134244 · tm2038235d2_4.xml · derivative · entry 1

Mills C Randal · CIK 0001370939 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,307

Underlying: CLASS A COMMON STOCK · 14,307 shares

Expires 2030-12-08

F1 · derivative.exercise_date: This option vests and becomes exercisable in three equal installments on each of October 8, 2021, 2022 and 2023.

Read SEC document
December 09, 2020 Filed Dec 10, 2020 21:42 UTC
Makes BrigidDirector
GrantSTOCK OPTION (RIGHT TO BUY) · Derivative 14,307 $0.00 Strike: $17.00 $0.00
Disclosure

SEC source: 0001104659-20-134237 · tm2038235-1_4seq1.xml · derivative · entry 1

Makes Brigid · CIK 0001375927 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,307

Underlying: CLASS A COMMON STOCK · 14,307 shares

Expires 2030-12-08

F1 · derivative.exercise_date: This option vests and becomes exercisable in three equal installments on each of October 8, 2021, 2022 and 2023.

Read SEC document
December 09, 2020 Filed Dec 10, 2020 21:50 UTC GrantSTOCK OPTION (RIGHT TO BUY) · Derivative 14,307 $0.00 Strike: $17.00 $0.00
Disclosure

SEC source: 0001104659-20-134246 · tm2038235-3_4seq1.xml · derivative · entry 1

Jordan Maybelle · CIK 0001826123 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,307

Underlying: CLASS A COMMON STOCK · 14,307 shares

Expires 2030-12-08

F1 · derivative.exercise_date: This option vests and becomes exercisable in three equal installments on each of October 8, 2021, 2022 and 2023.

Read SEC document
October 13, 2020 Filed Oct 14, 2020 01:57 UTC
Zuga MattDirector · 10% owner
RAKIN KEVINDirector · 10% owner
OtherWarrant · Derivative 7,655 $0.00 Strike: $5.44 $0.00
Disclosure

SEC source: 0001104659-20-114637 · a4.xml · derivative · entry 7

HighCape Capital, L.P. · CIK 0001826279 · 10% owner

HIGHCAPE PARTNERS, L.P. · CIK 0001598046 · 10% owner

HIGHCAPE PARTNERS QP, L.P. · CIK 0001598026 · 10% owner

HighCape Partners GP, LLC · CIK 0001819933 · 10% owner

HighCape Partners GP, L.P. · CIK 0001819932 · 10% owner

HighCape Co-Investment Vehicle I, LLC · CIK 0001819988 · 10% owner

HighCape Co-Investment Vehicle II, LLC · CIK 0001820044 · 10% owner

HighCape Capital, LLC · CIK 0001827500 · 10% owner

Zuga Matt · CIK 0001790214 · Director · 10% owner

RAKIN KEVIN · CIK 0001184421 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 7,655 shares

Expires 2027-03-01

F2 · ownership.nature: Kevin Rakin and W. Matthew Zuga, members of Issuer's board of directors, are the managing members of HighCape Partners GP, LLC, which in turn is the general partner of HighCape Partners GP, L.P., which in turn is the general partner of each of HighCape Partners, L.P. and HighCape Partners QP, L.P. Mr. Rakin and Mr. Zuga are the managing members of HighCape Capital, LLC, which in turn is the general partner of HighCape Capital, L.P. Each of Mr. Rakin, Mr. Zuga, HighCape Partners GP, LLC and HighCape Partners GP, L.P. may be deemed to beneficially own the securities held by HighCape Partners, L.P. and HighCape Partners QP, L.P., and each of Mr. Rakin, Mr. Zuga and HighCape Capital, LLC may be deemed to beneficially own the securities held by HighCape Capital, L.P.

F4 · ownership.nature: HighCape Partners QP, L.P. is the record holder of these securities.

Read SEC document
October 13, 2020 Filed Oct 14, 2020 01:57 UTC
Zuga MattDirector · 10% owner
RAKIN KEVINDirector · 10% owner
ConversionSeries A Convertible Preferred Stock · Derivative 31,133,977 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-114637 · a4.xml · derivative · entry 6

HighCape Capital, L.P. · CIK 0001826279 · 10% owner

HIGHCAPE PARTNERS, L.P. · CIK 0001598046 · 10% owner

HIGHCAPE PARTNERS QP, L.P. · CIK 0001598026 · 10% owner

HighCape Partners GP, LLC · CIK 0001819933 · 10% owner

HighCape Partners GP, L.P. · CIK 0001819932 · 10% owner

HighCape Co-Investment Vehicle I, LLC · CIK 0001819988 · 10% owner

HighCape Co-Investment Vehicle II, LLC · CIK 0001820044 · 10% owner

HighCape Capital, LLC · CIK 0001827500 · 10% owner

Zuga Matt · CIK 0001790214 · Director · 10% owner

RAKIN KEVIN · CIK 0001184421 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,062,451 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each share of Series A preferred stock was automatically converted into 0.071659417 shares of Class A common stock upon the closing of the Issuer's initial public offering. In addition, immediately prior to the consummation of the Issuer's underwritten initial public offering of its Class A common stock, each holder of Series A preferred stockholders received, for each share of Series A preferred stock then held, 0.820876470 shares of Class A common stock (the quotient of $13.9549 divided by $17.00, the price per share of Class A common stock in such offering).

F6 · derivative.exercise_date: Each share of Series A preferred stock was automatically converted into 0.071659417 shares of Class A common stock upon the closing of the Issuer's initial public offering. In addition, immediately prior to the consummation of the Issuer's underwritten initial public offering of its Class A common stock, each holder of Series A preferred stockholders received, for each share of Series A preferred stock then held, 0.820876470 shares of Class A common stock (the quotient of $13.9549 divided by $17.00, the price per share of Class A common stock in such offering).

F6 · derivative.expiration_date: Each share of Series A preferred stock was automatically converted into 0.071659417 shares of Class A common stock upon the closing of the Issuer's initial public offering. In addition, immediately prior to the consummation of the Issuer's underwritten initial public offering of its Class A common stock, each holder of Series A preferred stockholders received, for each share of Series A preferred stock then held, 0.820876470 shares of Class A common stock (the quotient of $13.9549 divided by $17.00, the price per share of Class A common stock in such offering).

F1 · ownership.nature: Consists of (i) 43,255 shares of Class A common stock held by HighCape Partners, L.P.; (ii) 3,211,838 shares of Class A common stock held by HighCape Partners QP, L.P.; (iii) 499,145 shares of Class A common stock held by HighCape Co-Investment Vehicle I, LLC; (iv) 259,282 shares of Class A common stock held by HighCape Co-Investment Vehicle II, LLC and (v) 48,931 shares of Class A common stock held by HighCape Capital, L.P.

F2 · ownership.nature: Kevin Rakin and W. Matthew Zuga, members of Issuer's board of directors, are the managing members of HighCape Partners GP, LLC, which in turn is the general partner of HighCape Partners GP, L.P., which in turn is the general partner of each of HighCape Partners, L.P. and HighCape Partners QP, L.P. Mr. Rakin and Mr. Zuga are the managing members of HighCape Capital, LLC, which in turn is the general partner of HighCape Capital, L.P. Each of Mr. Rakin, Mr. Zuga, HighCape Partners GP, LLC and HighCape Partners GP, L.P. may be deemed to beneficially own the securities held by HighCape Partners, L.P. and HighCape Partners QP, L.P., and each of Mr. Rakin, Mr. Zuga and HighCape Capital, LLC may be deemed to beneficially own the securities held by HighCape Capital, L.P.

F3 · ownership.nature: In addition, Mr. Zuga is the managing member of each of HighCape Co-Investment Vehicle I, LLC and HighCape Co-Investment Vehicle II, LLC and may be deemed to beneficially own the securities held by such entities. Each of the reporting persons disclaims beneficial ownership of the securities held by the other reporting persons except to the extent of each reporting person's pecuniary interest therein, if any.

Read SEC document
October 13, 2020 Filed Oct 14, 2020 01:57 UTC
Zuga MattDirector · 10% owner
RAKIN KEVINDirector · 10% owner
PurchaseClass A Common Stock 441,176 $17.00 $7,499,992.00
Disclosure

SEC source: 0001104659-20-114637 · a4.xml · nonDerivative · entry 4

HighCape Capital, L.P. · CIK 0001826279 · 10% owner

HIGHCAPE PARTNERS, L.P. · CIK 0001598046 · 10% owner

HIGHCAPE PARTNERS QP, L.P. · CIK 0001598026 · 10% owner

HighCape Partners GP, LLC · CIK 0001819933 · 10% owner

HighCape Partners GP, L.P. · CIK 0001819932 · 10% owner

HighCape Co-Investment Vehicle I, LLC · CIK 0001819988 · 10% owner

HighCape Co-Investment Vehicle II, LLC · CIK 0001820044 · 10% owner

HighCape Capital, LLC · CIK 0001827500 · 10% owner

Zuga Matt · CIK 0001790214 · Director · 10% owner

RAKIN KEVIN · CIK 0001184421 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnote

Disclosed balance after: 4,508,831

F2 · ownership.nature: Kevin Rakin and W. Matthew Zuga, members of Issuer's board of directors, are the managing members of HighCape Partners GP, LLC, which in turn is the general partner of HighCape Partners GP, L.P., which in turn is the general partner of each of HighCape Partners, L.P. and HighCape Partners QP, L.P. Mr. Rakin and Mr. Zuga are the managing members of HighCape Capital, LLC, which in turn is the general partner of HighCape Capital, L.P. Each of Mr. Rakin, Mr. Zuga, HighCape Partners GP, LLC and HighCape Partners GP, L.P. may be deemed to beneficially own the securities held by HighCape Partners, L.P. and HighCape Partners QP, L.P., and each of Mr. Rakin, Mr. Zuga and HighCape Capital, LLC may be deemed to beneficially own the securities held by HighCape Capital, L.P.

F3 · ownership.nature: In addition, Mr. Zuga is the managing member of each of HighCape Co-Investment Vehicle I, LLC and HighCape Co-Investment Vehicle II, LLC and may be deemed to beneficially own the securities held by such entities. Each of the reporting persons disclaims beneficial ownership of the securities held by the other reporting persons except to the extent of each reporting person's pecuniary interest therein, if any.

F5 · ownership.nature: Consists of (i) 49,118 shares of Class A common stock held by HighCape Partners, L.P.; (ii) 3,652,355 shares of Class A common stock held by HighCape Partners QP, L.P.; (iii) 499,145 shares of Class A common stock held by HighCape Co-Investment Vehicle I, LLC; (iv) 259,282 shares of Class A common stock held by HighCape Co-Investment Vehicle II, LLC and (v) 48,931 shares of Class A common stock held by HighCape Capital, L.P.

Read SEC document
October 13, 2020 Filed Oct 14, 2020 01:57 UTC
Zuga MattDirector · 10% owner
RAKIN KEVINDirector · 10% owner
Tax withholdingClass A Common Stock 2,451 $5.44 $13,339.32
Disclosure

SEC source: 0001104659-20-114637 · a4.xml · nonDerivative · entry 3

HighCape Capital, L.P. · CIK 0001826279 · 10% owner

HIGHCAPE PARTNERS, L.P. · CIK 0001598046 · 10% owner

HIGHCAPE PARTNERS QP, L.P. · CIK 0001598026 · 10% owner

HighCape Partners GP, LLC · CIK 0001819933 · 10% owner

HighCape Partners GP, L.P. · CIK 0001819932 · 10% owner

HighCape Co-Investment Vehicle I, LLC · CIK 0001819988 · 10% owner

HighCape Co-Investment Vehicle II, LLC · CIK 0001820044 · 10% owner

HighCape Capital, LLC · CIK 0001827500 · 10% owner

Zuga Matt · CIK 0001790214 · Director · 10% owner

RAKIN KEVIN · CIK 0001184421 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnote

Disclosed balance after: 4,067,655

F2 · ownership.nature: Kevin Rakin and W. Matthew Zuga, members of Issuer's board of directors, are the managing members of HighCape Partners GP, LLC, which in turn is the general partner of HighCape Partners GP, L.P., which in turn is the general partner of each of HighCape Partners, L.P. and HighCape Partners QP, L.P. Mr. Rakin and Mr. Zuga are the managing members of HighCape Capital, LLC, which in turn is the general partner of HighCape Capital, L.P. Each of Mr. Rakin, Mr. Zuga, HighCape Partners GP, LLC and HighCape Partners GP, L.P. may be deemed to beneficially own the securities held by HighCape Partners, L.P. and HighCape Partners QP, L.P., and each of Mr. Rakin, Mr. Zuga and HighCape Capital, LLC may be deemed to beneficially own the securities held by HighCape Capital, L.P.

F3 · ownership.nature: In addition, Mr. Zuga is the managing member of each of HighCape Co-Investment Vehicle I, LLC and HighCape Co-Investment Vehicle II, LLC and may be deemed to beneficially own the securities held by such entities. Each of the reporting persons disclaims beneficial ownership of the securities held by the other reporting persons except to the extent of each reporting person's pecuniary interest therein, if any.

F4 · ownership.nature: HighCape Partners QP, L.P. is the record holder of these securities.

Read SEC document
October 13, 2020 Filed Oct 14, 2020 01:57 UTC
Zuga MattDirector · 10% owner
RAKIN KEVINDirector · 10% owner
OtherClass A Common Stock 7,655 $5.44 $41,661.57
Disclosure

SEC source: 0001104659-20-114637 · a4.xml · nonDerivative · entry 2

HighCape Capital, L.P. · CIK 0001826279 · 10% owner

HIGHCAPE PARTNERS, L.P. · CIK 0001598046 · 10% owner

HIGHCAPE PARTNERS QP, L.P. · CIK 0001598026 · 10% owner

HighCape Partners GP, LLC · CIK 0001819933 · 10% owner

HighCape Partners GP, L.P. · CIK 0001819932 · 10% owner

HighCape Co-Investment Vehicle I, LLC · CIK 0001819988 · 10% owner

HighCape Co-Investment Vehicle II, LLC · CIK 0001820044 · 10% owner

HighCape Capital, LLC · CIK 0001827500 · 10% owner

Zuga Matt · CIK 0001790214 · Director · 10% owner

RAKIN KEVIN · CIK 0001184421 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnote

Disclosed balance after: 4,070,106

F2 · ownership.nature: Kevin Rakin and W. Matthew Zuga, members of Issuer's board of directors, are the managing members of HighCape Partners GP, LLC, which in turn is the general partner of HighCape Partners GP, L.P., which in turn is the general partner of each of HighCape Partners, L.P. and HighCape Partners QP, L.P. Mr. Rakin and Mr. Zuga are the managing members of HighCape Capital, LLC, which in turn is the general partner of HighCape Capital, L.P. Each of Mr. Rakin, Mr. Zuga, HighCape Partners GP, LLC and HighCape Partners GP, L.P. may be deemed to beneficially own the securities held by HighCape Partners, L.P. and HighCape Partners QP, L.P., and each of Mr. Rakin, Mr. Zuga and HighCape Capital, LLC may be deemed to beneficially own the securities held by HighCape Capital, L.P.

F3 · ownership.nature: In addition, Mr. Zuga is the managing member of each of HighCape Co-Investment Vehicle I, LLC and HighCape Co-Investment Vehicle II, LLC and may be deemed to beneficially own the securities held by such entities. Each of the reporting persons disclaims beneficial ownership of the securities held by the other reporting persons except to the extent of each reporting person's pecuniary interest therein, if any.

F4 · ownership.nature: HighCape Partners QP, L.P. is the record holder of these securities.

Read SEC document
October 13, 2020 Filed Oct 14, 2020 01:57 UTC
Zuga MattDirector · 10% owner
RAKIN KEVINDirector · 10% owner
ConversionClass A Common Stock 4,062,451 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-114637 · a4.xml · nonDerivative · entry 1

HighCape Capital, L.P. · CIK 0001826279 · 10% owner

HIGHCAPE PARTNERS, L.P. · CIK 0001598046 · 10% owner

HIGHCAPE PARTNERS QP, L.P. · CIK 0001598026 · 10% owner

HighCape Partners GP, LLC · CIK 0001819933 · 10% owner

HighCape Partners GP, L.P. · CIK 0001819932 · 10% owner

HighCape Co-Investment Vehicle I, LLC · CIK 0001819988 · 10% owner

HighCape Co-Investment Vehicle II, LLC · CIK 0001820044 · 10% owner

HighCape Capital, LLC · CIK 0001827500 · 10% owner

Zuga Matt · CIK 0001790214 · Director · 10% owner

RAKIN KEVIN · CIK 0001184421 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnote

Disclosed balance after: 4,062,451

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Consists of (i) 43,255 shares of Class A common stock held by HighCape Partners, L.P.; (ii) 3,211,838 shares of Class A common stock held by HighCape Partners QP, L.P.; (iii) 499,145 shares of Class A common stock held by HighCape Co-Investment Vehicle I, LLC; (iv) 259,282 shares of Class A common stock held by HighCape Co-Investment Vehicle II, LLC and (v) 48,931 shares of Class A common stock held by HighCape Capital, L.P.

F2 · ownership.nature: Kevin Rakin and W. Matthew Zuga, members of Issuer's board of directors, are the managing members of HighCape Partners GP, LLC, which in turn is the general partner of HighCape Partners GP, L.P., which in turn is the general partner of each of HighCape Partners, L.P. and HighCape Partners QP, L.P. Mr. Rakin and Mr. Zuga are the managing members of HighCape Capital, LLC, which in turn is the general partner of HighCape Capital, L.P. Each of Mr. Rakin, Mr. Zuga, HighCape Partners GP, LLC and HighCape Partners GP, L.P. may be deemed to beneficially own the securities held by HighCape Partners, L.P. and HighCape Partners QP, L.P., and each of Mr. Rakin, Mr. Zuga and HighCape Capital, LLC may be deemed to beneficially own the securities held by HighCape Capital, L.P.

F3 · ownership.nature: In addition, Mr. Zuga is the managing member of each of HighCape Co-Investment Vehicle I, LLC and HighCape Co-Investment Vehicle II, LLC and may be deemed to beneficially own the securities held by such entities. Each of the reporting persons disclaims beneficial ownership of the securities held by the other reporting persons except to the extent of each reporting person's pecuniary interest therein, if any.

Read SEC document
October 13, 2020 Filed Oct 13, 2020 21:57 UTC
LLOYD RONALD K.Director · President and CEO
ConversionSeries A Convertible Preferred Stock · Derivative 111,788 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-114635 · a4.xml · derivative · entry 2

LLOYD RONALD K. · CIK 0001644078 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 14,586 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A preferred stock was automatically converted into 0.071659417 shares of Class A common stock upon the closing of the Issuer's initial public offering. In addition, immediately prior to the consummation of the Issuer's underwritten initial public offering of its Class A common stock, each holder of Series A preferred stockholders received, for each share of Series A preferred stock then held, 0.820876470 shares of Class A common stock (the quotient of $13.9549 divided by $17.00, the price per share of Class A common stock in such offering).

F1 · derivative.exercise_date: Each share of Series A preferred stock was automatically converted into 0.071659417 shares of Class A common stock upon the closing of the Issuer's initial public offering. In addition, immediately prior to the consummation of the Issuer's underwritten initial public offering of its Class A common stock, each holder of Series A preferred stockholders received, for each share of Series A preferred stock then held, 0.820876470 shares of Class A common stock (the quotient of $13.9549 divided by $17.00, the price per share of Class A common stock in such offering).

F1 · derivative.expiration_date: Each share of Series A preferred stock was automatically converted into 0.071659417 shares of Class A common stock upon the closing of the Issuer's initial public offering. In addition, immediately prior to the consummation of the Issuer's underwritten initial public offering of its Class A common stock, each holder of Series A preferred stockholders received, for each share of Series A preferred stock then held, 0.820876470 shares of Class A common stock (the quotient of $13.9549 divided by $17.00, the price per share of Class A common stock in such offering).

Read SEC document
October 13, 2020 Filed Oct 13, 2020 21:57 UTC
LLOYD RONALD K.Director · President and CEO
ConversionClass A Common Stock 14,586 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-114635 · a4.xml · nonDerivative · entry 1

LLOYD RONALD K. · CIK 0001644078 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,586

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 07, 2020 Filed Oct 8, 2020 20:27 UTC
Ferguson MatthewChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 81,800 $0.00 Strike: $17.00 $0.00
Disclosure

SEC source: 0001104659-20-113578 · a4.xml · derivative · entry 1

Ferguson Matthew · CIK 0001304079 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,800

Underlying: Class A Common Stock · 81,800 shares

Expires 2030-10-06

F1 · derivative.exercise_date: This option vests and becomes exercisable in 4 substantially equal annual installments on each of the successive years following October 7, 2020.

Read SEC document
October 07, 2020 Filed Oct 8, 2020 20:27 UTC
LLOYD RONALD K.Director · President and CEO
GrantRestricted Stock Units · Derivative 100,425 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-113579 · a4.xml · derivative · entry 2

LLOYD RONALD K. · CIK 0001644078 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,425

Underlying: Class A Common Stock · 100,425 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer Class A common stock.

F3 · derivative.exercise_date: The restricted stock units will vest in full on October 7, 2023 and do not have an expiration date.

F3 · derivative.expiration_date: The restricted stock units will vest in full on October 7, 2023 and do not have an expiration date.

Read SEC document
October 07, 2020 Filed Oct 8, 2020 20:27 UTC
LLOYD RONALD K.Director · President and CEO
GrantStock Option (Right to Buy) · Derivative 181,783 $0.00 Strike: $17.00 $0.00
Disclosure

SEC source: 0001104659-20-113579 · a4.xml · derivative · entry 1

LLOYD RONALD K. · CIK 0001644078 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,783

Underlying: Class A Common Stock · 181,783 shares

Expires 2030-10-06

F1 · derivative.exercise_date: This option vests and becomes exercisable in 4 substantially equal annual installments on each of the successive years following October 7, 2020.

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October 07, 2020 Filed Oct 9, 2020 00:28 UTC
Riebman JeromeChief Medical Officer
GrantRestricted Stock Units · Derivative 10,186 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-113580 · a4.xml · derivative · entry 2

Riebman Jerome · CIK 0001825821 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,186

Underlying: Class A Common Stock · 10,186 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer Class A common stock.

F3 · derivative.exercise_date: The restricted stock units will vest in full on October 7, 2023 and do not have an expiration date.

F3 · derivative.expiration_date: The restricted stock units will vest in full on October 7, 2023 and do not have an expiration date.

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October 07, 2020 Filed Oct 9, 2020 00:28 UTC
Riebman JeromeChief Medical Officer
GrantStock Option (Right to Buy) · Derivative 30,412 $0.00 Strike: $17.00 $0.00
Disclosure

SEC source: 0001104659-20-113580 · a4.xml · derivative · entry 1

Riebman Jerome · CIK 0001825821 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,412

Underlying: Class A Common Stock · 30,412 shares

Expires 2030-10-06

F1 · derivative.exercise_date: This option vests and becomes exercisable in 4 substantially equal annual installments on each of the successive years following October 7, 2020.

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October 07, 2020 Filed Oct 9, 2020 00:27 UTC
Englese ThomasChief Commercial Officer
GrantRestricted Stock Units · Derivative 13,890 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-113577 · a4.xml · derivative · entry 2

Englese Thomas · CIK 0001825799 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,890

Underlying: Class A Common Stock · 13,890 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer Class A common stock.

F3 · derivative.exercise_date: The restricted stock units will vest in full on October 7, 2023 and do not have an expiration date.

F3 · derivative.expiration_date: The restricted stock units will vest in full on October 7, 2023 and do not have an expiration date.

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October 07, 2020 Filed Oct 9, 2020 00:27 UTC
Englese ThomasChief Commercial Officer
GrantStock Option (Right to Buy) · Derivative 33,488 $0.00 Strike: $17.00 $0.00
Disclosure

SEC source: 0001104659-20-113577 · a4.xml · derivative · entry 1

Englese Thomas · CIK 0001825799 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,488

Underlying: Class A Common Stock · 33,488 shares

Expires 2030-10-06

F1 · derivative.exercise_date: This option vests and becomes exercisable in 4 substantially equal annual installments on each of the successive years following October 7, 2020.

Read SEC document
October 07, 2020 Filed Oct 9, 2020 00:26 UTC
Roberts DarrylEVP, Operations & Product Deve
GrantRestricted Stock Units · Derivative 11,112 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-113576 · a4.xml · derivative · entry 2

Roberts Darryl · CIK 0001825892 · EVP, Operations & Product Deve

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,112

Underlying: Class A Common Stock · 11,112 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer Class A common stock.

F3 · derivative.exercise_date: The restricted stock units will vest in full on October 7, 2023 and do not have an expiration date.

F3 · derivative.expiration_date: The restricted stock units will vest in full on October 7, 2023 and do not have an expiration date.

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October 07, 2020 Filed Oct 9, 2020 00:26 UTC
Roberts DarrylEVP, Operations & Product Deve
GrantStock Option (Right to Buy) · Derivative 50,083 $0.00 Strike: $17.00 $0.00
Disclosure

SEC source: 0001104659-20-113576 · a4.xml · derivative · entry 1

Roberts Darryl · CIK 0001825892 · EVP, Operations & Product Deve

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,083

Underlying: Class A Common Stock · 50,083 shares

Expires 2030-10-06

F1 · derivative.exercise_date: This option vests and becomes exercisable in 4 substantially equal annual installments on each of the successive years following October 7, 2020.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.