Last 12 months
Inside the activity.
16 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 5 | 0 |
| Dec 2025 | 7 | 0 |
| Jan 2026 | 4 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 24, 2023 Filed Mar 27, 2023 20:17 UTC |
Birchview Capital, LP10% owner
Birchview Fund LLC10% owner
Strobeck Matthew10% owner
|
PurchaseClass A Common Stock | 18,000 | $1.35 | $24,370.20 |
DisclosureSEC source: 0001104659-23-037129 · tm2310663-1_4seq1.xml · nonDerivative · entry 3 Birchview Capital, LP · CIK 0001618205 · 10% owner Birchview Fund LLC · CIK 0001603544 · 10% owner Strobeck Matthew · CIK 0001377832 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 1,643,184 F1 · ownership.nature: Matthew Strobeck is the Managing Member of Birchview Capital GP, LLC, who is the General Partner of Birchview Capital, LP. Matthew Strobeck is the Managing Member of Birchview Partners LLC, who is the Manager of Birchview Fund, LLC ("the Fund"). Birchview Capital, LP is the investment manager of the Fund. F2 · ownership.nature: The Fund acquired the shares as specified in Table I. As investment manager of the Fund, Birchview Capital, LP possesses the power to vote and dispose or direct the disposition of the shares acquired by the Fund. Read SEC document |
| March 24, 2023 Filed Feb 20, 2024 17:27 UTC Amendment |
Birchview Capital, LP10% owner in previous filing
Birchview Fund LLC10% owner in previous filing
Strobeck Matthew10% owner in previous filing
|
PurchaseClass A Common Stock | 2,000 | $1.35 | $2,707.80 |
DisclosureSEC source: 0001104659-24-025392 · tm246490-2_4aseq1.xml · nonDerivative · entry 4 Birchview Capital, LP · CIK 0001618205 · 10% owner in previous filing Birchview Fund LLC · CIK 0001603544 · 10% owner in previous filing Strobeck Matthew · CIK 0001377832 · 10% owner in previous filing Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 1,645,184 F1 · ownership.nature: Matthew Strobeck is the Managing Member of Birchview Capital GP, LLC, who is the General Partner of Birchview Capital, LP. Matthew Strobeck is the Managing Member of Birchview Partners LLC, who is the Manager of Birchview Fund, LLC ("the Fund"). Birchview Capital, LP is the investment manager of the Fund. F3 · ownership.nature: As specified in Table I, Birchview Capital, LP advises the acquired shares in a separately managed account ("SMA"). Read SEC document |
| March 24, 2023 Filed Feb 20, 2024 17:27 UTC Amendment |
Birchview Capital, LP10% owner in previous filing
Birchview Fund LLC10% owner in previous filing
Strobeck Matthew10% owner in previous filing
|
PurchaseClass A Common Stock | 18,000 | $1.35 | $24,370.20 |
DisclosureSEC source: 0001104659-24-025392 · tm246490-2_4aseq1.xml · nonDerivative · entry 3 Birchview Capital, LP · CIK 0001618205 · 10% owner in previous filing Birchview Fund LLC · CIK 0001603544 · 10% owner in previous filing Strobeck Matthew · CIK 0001377832 · 10% owner in previous filing Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 1,643,184 F1 · ownership.nature: Matthew Strobeck is the Managing Member of Birchview Capital GP, LLC, who is the General Partner of Birchview Capital, LP. Matthew Strobeck is the Managing Member of Birchview Partners LLC, who is the Manager of Birchview Fund, LLC ("the Fund"). Birchview Capital, LP is the investment manager of the Fund. F2 · ownership.nature: The Fund acquired the shares as specified in Table I. As investment manager of the Fund, Birchview Capital, LP possesses the power to vote and dispose or direct the disposition of the shares acquired by the Fund. Read SEC document |
| March 23, 2023 Filed Mar 27, 2023 20:17 UTC |
Birchview Capital, LP10% owner
Birchview Fund LLC10% owner
Strobeck Matthew10% owner
|
PurchaseClass A Common Stock | 10,000 | $1.49 | $14,910.00 |
DisclosureSEC source: 0001104659-23-037129 · tm2310663-1_4seq1.xml · nonDerivative · entry 2 Birchview Capital, LP · CIK 0001618205 · 10% owner Birchview Fund LLC · CIK 0001603544 · 10% owner Strobeck Matthew · CIK 0001377832 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 1,625,184 F1 · ownership.nature: Matthew Strobeck is the Managing Member of Birchview Capital GP, LLC, who is the General Partner of Birchview Capital, LP. Matthew Strobeck is the Managing Member of Birchview Partners LLC, who is the Manager of Birchview Fund, LLC ("the Fund"). Birchview Capital, LP is the investment manager of the Fund. F3 · ownership.nature: As specified in Table I, Birchview Capital, LP advises the acquired shares in a separately managed account ("SMA"). Read SEC document |
| March 23, 2023 Filed Mar 27, 2023 20:17 UTC |
Birchview Capital, LP10% owner
Birchview Fund LLC10% owner
Strobeck Matthew10% owner
|
PurchaseClass A Common Stock | 100,000 | $1.49 | $149,100.00 |
DisclosureSEC source: 0001104659-23-037129 · tm2310663-1_4seq1.xml · nonDerivative · entry 1 Birchview Capital, LP · CIK 0001618205 · 10% owner Birchview Fund LLC · CIK 0001603544 · 10% owner Strobeck Matthew · CIK 0001377832 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 1,615,184 F1 · ownership.nature: Matthew Strobeck is the Managing Member of Birchview Capital GP, LLC, who is the General Partner of Birchview Capital, LP. Matthew Strobeck is the Managing Member of Birchview Partners LLC, who is the Manager of Birchview Fund, LLC ("the Fund"). Birchview Capital, LP is the investment manager of the Fund. F2 · ownership.nature: The Fund acquired the shares as specified in Table I. As investment manager of the Fund, Birchview Capital, LP possesses the power to vote and dispose or direct the disposition of the shares acquired by the Fund. Read SEC document |
| March 23, 2023 Filed Feb 20, 2024 17:27 UTC Amendment |
Birchview Capital, LP10% owner in previous filing
Birchview Fund LLC10% owner in previous filing
Strobeck Matthew10% owner in previous filing
|
PurchaseClass A Common Stock | 10,000 | $1.49 | $14,910.00 |
DisclosureSEC source: 0001104659-24-025392 · tm246490-2_4aseq1.xml · nonDerivative · entry 2 Birchview Capital, LP · CIK 0001618205 · 10% owner in previous filing Birchview Fund LLC · CIK 0001603544 · 10% owner in previous filing Strobeck Matthew · CIK 0001377832 · 10% owner in previous filing Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 1,625,184 F1 · ownership.nature: Matthew Strobeck is the Managing Member of Birchview Capital GP, LLC, who is the General Partner of Birchview Capital, LP. Matthew Strobeck is the Managing Member of Birchview Partners LLC, who is the Manager of Birchview Fund, LLC ("the Fund"). Birchview Capital, LP is the investment manager of the Fund. F3 · ownership.nature: As specified in Table I, Birchview Capital, LP advises the acquired shares in a separately managed account ("SMA"). Read SEC document |
| March 23, 2023 Filed Feb 20, 2024 17:27 UTC Amendment |
Birchview Capital, LP10% owner in previous filing
Birchview Fund LLC10% owner in previous filing
Strobeck Matthew10% owner in previous filing
|
PurchaseClass A Common Stock | 100,000 | $1.49 | $149,100.00 |
DisclosureSEC source: 0001104659-24-025392 · tm246490-2_4aseq1.xml · nonDerivative · entry 1 Birchview Capital, LP · CIK 0001618205 · 10% owner in previous filing Birchview Fund LLC · CIK 0001603544 · 10% owner in previous filing Strobeck Matthew · CIK 0001377832 · 10% owner in previous filing Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 1,615,184 F1 · ownership.nature: Matthew Strobeck is the Managing Member of Birchview Capital GP, LLC, who is the General Partner of Birchview Capital, LP. Matthew Strobeck is the Managing Member of Birchview Partners LLC, who is the Manager of Birchview Fund, LLC ("the Fund"). Birchview Capital, LP is the investment manager of the Fund. F2 · ownership.nature: The Fund acquired the shares as specified in Table I. As investment manager of the Fund, Birchview Capital, LP possesses the power to vote and dispose or direct the disposition of the shares acquired by the Fund. Read SEC document |
| March 09, 2023 Filed Mar 10, 2023 02:18 UTC |
Englese ThomasCHIEF COMMERCIAL OFFICER
|
SaleClass A Common Stock | 289 | $4.30 | $1,242.70 |
DisclosureSEC source: 0001415889-23-004626 · form4-03102023_020301.xml · nonDerivative · entry 2 Englese Thomas · CIK 0001825799 · CHIEF COMMERCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,917 F2 · kind: Represents shares sold to cover tax withholding obligations in connection with the vesting and settlement of RSUs. Read SEC document |
| March 08, 2023 Filed Mar 9, 2023 21:11 UTC |
Ferguson MatthewCHIEF FINANCIAL OFFICER
|
Exercise / conversionRestricted Stock Units · Derivative | 1,287 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-004624 · form4-03102023_020359.xml · derivative · entry 2 Ferguson Matthew · CIK 0001304079 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,575 Underlying: Class A Common Stock · 1,287 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. Transaction represents shares of the Issuer's Class A Common Stock received from the vesting of restricted stock units. F2 · derivative.exercise_date: On March 8, 2021, the Reporting Person was granted 5,150 restricted stock units, vesting in four substantially equal annual installments beginning on March 8, 2022. F2 · derivative.expiration_date: On March 8, 2021, the Reporting Person was granted 5,150 restricted stock units, vesting in four substantially equal annual installments beginning on March 8, 2022. Read SEC document |
| March 08, 2023 Filed Mar 9, 2023 21:11 UTC |
Ferguson MatthewCHIEF FINANCIAL OFFICER
|
Exercise / conversionClass A Common Stock | 1,287 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-004624 · form4-03102023_020359.xml · nonDerivative · entry 1 Ferguson Matthew · CIK 0001304079 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,504 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. Transaction represents shares of the Issuer's Class A Common Stock received from the vesting of restricted stock units. Read SEC document |
| March 08, 2023 Filed Mar 10, 2023 02:18 UTC |
Englese ThomasCHIEF COMMERCIAL OFFICER
|
Exercise / conversionRestricted Stock Units · Derivative | 937 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-004626 · form4-03102023_020301.xml · derivative · entry 3 Englese Thomas · CIK 0001825799 · CHIEF COMMERCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,875 Underlying: Class A Common Stock · 937 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. Transaction represents shares of the Issuer's Class A Common Stock received from the vesting of the restricted stock units ("RSUs"). F3 · derivative.exercise_date: On March 8, 2021, the Reporting Person was granted 3,750 RSUs, vesting in four substantially equal annual installments beginning on March 8, 2022. F3 · derivative.expiration_date: On March 8, 2021, the Reporting Person was granted 3,750 RSUs, vesting in four substantially equal annual installments beginning on March 8, 2022. Read SEC document |
| March 08, 2023 Filed Mar 10, 2023 02:18 UTC |
Englese ThomasCHIEF COMMERCIAL OFFICER
|
Exercise / conversionClass A Common Stock | 937 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-004626 · form4-03102023_020301.xml · nonDerivative · entry 1 Englese Thomas · CIK 0001825799 · CHIEF COMMERCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,206 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. Transaction represents shares of the Issuer's Class A Common Stock received from the vesting of the restricted stock units ("RSUs"). Read SEC document |
| December 22, 2022 Filed Dec 27, 2022 23:09 UTC |
HighCape Capital, L.P.Director · 10% owner
HIGHCAPE PARTNERS, L.P.10% owner
HIGHCAPE PARTNERS QP, L.P.10% owner
HighCape Partners GP, LLC10% owner
HighCape Partners GP, L.P.10% owner
HighCape Co-Investment Vehicle II, LLCDirector · 10% owner
HighCape Capital, LLC10% owner
Zuga MattDirector · 10% owner
RAKIN KEVINDirector · 10% owner
|
GrantStock Option (Right to Buy) · Derivative | 17,533 | $0.00 Strike: $3.80 | $0.00 |
DisclosureSEC source: 0001415889-22-013020 · form4-12272022_111257.xml · derivative · entry 1 HighCape Capital, L.P. · CIK 0001826279 · Director · 10% owner HIGHCAPE PARTNERS, L.P. · CIK 0001598046 · 10% owner HIGHCAPE PARTNERS QP, L.P. · CIK 0001598026 · 10% owner HighCape Partners GP, LLC · CIK 0001819933 · 10% owner HighCape Partners GP, L.P. · CIK 0001819932 · 10% owner HighCape Co-Investment Vehicle I, LLC · CIK 0001819988 · 10% owner HighCape Co-Investment Vehicle II, LLC · CIK 0001820044 · Director · 10% owner HighCape Capital, LLC · CIK 0001827500 · 10% owner Zuga Matt · CIK 0001790214 · Director · 10% owner RAKIN KEVIN · CIK 0001184421 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 17,533 Underlying: Class A Common Stock · 17,533 shares Expires 2032-12-21 F1 · derivative.exercise_date: This option vests in full and shall be fully exercisable on June 20, 2023, subject to Mr. Rakin's continuing in service on the Issuer's board of directors through the vesting date. F2 · ownership.nature: Granted to Kevin L. Rakin as non-employee member of the Issuer's board of directors. Read SEC document |
| December 22, 2022 Filed Dec 28, 2022 20:55 UTC |
HighCape Partners GP II, LLC10% owner
HighCape Partners GP II, L.P.10% owner
HighCape Partners QP II, L.P.10% owner
HighCape Partners II, L.P.10% owner
|
GrantStock Option (Right to Buy) · Derivative | 17,533 | $0.00 Strike: $3.80 | $0.00 |
DisclosureSEC source: 0001415889-22-013047 · form4-12282022_081221.xml · derivative · entry 1 HighCape Partners GP II, LLC · CIK 0001957360 · 10% owner HighCape Partners GP II, L.P. · CIK 0001957359 · 10% owner HighCape Partners QP II, L.P. · CIK 0001770972 · 10% owner HighCape Partners II, L.P. · CIK 0001770952 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 17,533 Underlying: Class A Common Stock · 17,533 shares Expires 2032-12-21 F1 · derivative.exercise_date: This option vests in full and shall be fully exercisable on June 20, 2023, subject to Mr. Rakin's continuing in service on the Issuer's board of directors through the vesting date. F2 · ownership.nature: Granted to Kevin L. Rakin as non-employee member of the Issuer's board of directors. Read SEC document |
| December 15, 2022 Filed Dec 16, 2022 21:46 UTC |
Colpman DavidDirector
|
PurchaseClass A Common Stock | 3,098 | $3.90 | $12,082.20 |
DisclosureSEC source: 0001415889-22-012640 · form4-12162022_091245.xml · nonDerivative · entry 1 Colpman David · CIK 0001818776 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,098 Read SEC document |
| December 09, 2022 Filed Dec 12, 2022 22:08 UTC |
Makes BrigidDirector
|
PurchaseClass A Common Stock | 2,000 | $3.65 | $7,300.00 |
DisclosureSEC source: 0001415889-22-012417 · form4-12122022_101207.xml · nonDerivative · entry 1 Makes Brigid · CIK 0001375927 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Read SEC document |
| December 08, 2022 Filed Feb 14, 2023 00:01 UTC |
Birchview Capital, LP10% owner
Birchview Fund LLC10% owner
Strobeck Matthew10% owner
|
PurchaseClass A Common Stock | 4,000 | $3.79 | $15,141.20 |
DisclosureSEC source: 0001104659-23-019991 · tm236492-1_4seq1.xml · nonDerivative · entry 6 Birchview Capital, LP · CIK 0001618205 · 10% owner Birchview Fund LLC · CIK 0001603544 · 10% owner Strobeck Matthew · CIK 0001377832 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,515,184 F1 · ownership.nature: Matthew Strobeck is the Managing Member of Birchview Capital GP, LLC, who is the General Partner of Birchview Capital, LP. Matthew Strobeck is the Managing Member of Birchview Partners LLC, who is the Manager of Birchview Fund, LLC ("the Fund"). Birchview Capital, LP is the investment manager of the Fund. F4 · ownership.nature: As specified in Table I, Birchview Capital, LP advises the shares in a different SMA other than the one noted above. Read SEC document |
| December 08, 2022 Filed Feb 14, 2023 00:01 UTC |
Birchview Capital, LP10% owner
Birchview Fund LLC10% owner
Strobeck Matthew10% owner
|
PurchaseClass A Common Stock | 9,061 | $3.79 | $34,376.53 |
DisclosureSEC source: 0001104659-23-019991 · tm236492-1_4seq1.xml · nonDerivative · entry 5 Birchview Capital, LP · CIK 0001618205 · 10% owner Birchview Fund LLC · CIK 0001603544 · 10% owner Strobeck Matthew · CIK 0001377832 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,511,184 F1 · ownership.nature: Matthew Strobeck is the Managing Member of Birchview Capital GP, LLC, who is the General Partner of Birchview Capital, LP. Matthew Strobeck is the Managing Member of Birchview Partners LLC, who is the Manager of Birchview Fund, LLC ("the Fund"). Birchview Capital, LP is the investment manager of the Fund. F3 · ownership.nature: As specified in Table I, Birchview Capital, LP advises the shares in a separately managed account ("SMA"). Read SEC document |
| December 07, 2022 Filed Feb 14, 2023 00:01 UTC |
Birchview Capital, LP10% owner
Birchview Fund LLC10% owner
Strobeck Matthew10% owner
|
PurchaseClass A Common Stock | 34,000 | $3.58 | $121,720.00 |
DisclosureSEC source: 0001104659-23-019991 · tm236492-1_4seq1.xml · nonDerivative · entry 4 Birchview Capital, LP · CIK 0001618205 · 10% owner Birchview Fund LLC · CIK 0001603544 · 10% owner Strobeck Matthew · CIK 0001377832 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,502,123 F1 · ownership.nature: Matthew Strobeck is the Managing Member of Birchview Capital GP, LLC, who is the General Partner of Birchview Capital, LP. Matthew Strobeck is the Managing Member of Birchview Partners LLC, who is the Manager of Birchview Fund, LLC ("the Fund"). Birchview Capital, LP is the investment manager of the Fund. F3 · ownership.nature: As specified in Table I, Birchview Capital, LP advises the shares in a separately managed account ("SMA"). Read SEC document |
| December 07, 2022 Filed Feb 14, 2023 00:01 UTC |
Birchview Capital, LP10% owner
Birchview Fund LLC10% owner
Strobeck Matthew10% owner
|
PurchaseClass A Common Stock | 10,000 | $3.58 | $35,800.00 |
DisclosureSEC source: 0001104659-23-019991 · tm236492-1_4seq1.xml · nonDerivative · entry 3 Birchview Capital, LP · CIK 0001618205 · 10% owner Birchview Fund LLC · CIK 0001603544 · 10% owner Strobeck Matthew · CIK 0001377832 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,468,123 F1 · ownership.nature: Matthew Strobeck is the Managing Member of Birchview Capital GP, LLC, who is the General Partner of Birchview Capital, LP. Matthew Strobeck is the Managing Member of Birchview Partners LLC, who is the Manager of Birchview Fund, LLC ("the Fund"). Birchview Capital, LP is the investment manager of the Fund. F2 · ownership.nature: The Fund acquired the shares as specified in Table I. As investment manager of the Fund, Birchview Capital, LP possesses the power to vote and dispose or direct the disposition of the shares acquired by the Fund. Read SEC document |
| December 05, 2022 Filed Dec 5, 2022 20:44 UTC |
Ferguson MatthewCHIEF FINANCIAL OFFICER
|
PurchaseClass A Common Stock | 2,000 | $3.61 | $7,220.00 |
DisclosureSEC source: 0001415889-22-012089 · form4-12062022_011258.xml · nonDerivative · entry 3 Ferguson Matthew · CIK 0001304079 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,217 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.56 to $3.65. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| December 05, 2022 Filed Dec 5, 2022 20:44 UTC |
Ferguson MatthewCHIEF FINANCIAL OFFICER
|
PurchaseClass A Common Stock | 20,000 | $4.75 | $95,000.00 |
DisclosureSEC source: 0001415889-22-012089 · form4-12062022_011258.xml · nonDerivative · entry 2 Ferguson Matthew · CIK 0001304079 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,217 Read SEC document |
| December 05, 2022 Filed Dec 7, 2022 21:31 UTC |
HighCape Capital, L.P.Director · 10% owner
HIGHCAPE PARTNERS, L.P.10% owner
HIGHCAPE PARTNERS QP, L.P.10% owner
HighCape Partners GP, LLC10% owner
HighCape Partners GP, L.P.10% owner
HighCape Capital, LLC10% owner
Zuga MattDirector · 10% owner
RAKIN KEVINDirector · 10% owner
|
PurchaseClass A Common Stock | 735,000 | $4.75 | $3,491,250.00 |
DisclosureSEC source: 0001104659-22-125197 · tm2232148-1_4seq1.xml · nonDerivative · entry 1 HighCape Capital, L.P. · CIK 0001826279 · Director · 10% owner HIGHCAPE PARTNERS, L.P. · CIK 0001598046 · 10% owner HIGHCAPE PARTNERS QP, L.P. · CIK 0001598026 · 10% owner HighCape Partners GP, LLC · CIK 0001819933 · 10% owner HighCape Partners GP, L.P. · CIK 0001819932 · 10% owner HighCape Co-Investment Vehicle I, LLC · CIK 0001819988 · 10% owner HighCape Co-Investment Vehicle II, LLC · CIK 0001820044 · 10% owner HighCape Capital, LLC · CIK 0001827500 · 10% owner Zuga Matt · CIK 0001790214 · Director · 10% owner RAKIN KEVIN · CIK 0001184421 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 5,597,604 F1 · ownership.nature: Includes: (i) 53,818 shares of Class A Common Stock held of record by HighCape Partners, L.P.; (ii) 4,001,428 shares of Class A Common Stock held of record by HighCape Partners QP, L.P.; (iii) 499,145 shares of Class A Common Stock held of record by HighCape Co-Investment Vehicle I, LLC; (iv) 259,282 shares of Class A Common Stock held of record by HighCape Co-Investment Vehicle II, LLC; (v) 48,931 shares of Class A Common Stock held of record by HighCape Capital, L.P.; (vi) 15,023 shares of Class A Common Stock held of record by HighCape Partners II, L.P.; and (vii) 719,977 shares of Class A Common Stock held of record by HighCape Partners QP II, L.P. F2 · ownership.nature: Kevin Rakin and W. Matthew Zuga, members of Issuer's board of directors, are the managing members of HighCape Partners GP, LLC, which is the general partner of HighCape Partners GP, L.P., which is the general partner of each of HighCape Partners, L.P. and HighCape Partners QP, L.P. Messrs. Rakin and Zuga are the managing members of HighCape Capital, LLC, which is the general partner of HighCape Capital, L.P. Messrs. Rakin and Zuga are also the managing members of HighCape Partners GP II, LLC, which is the general partner of HighCape Partners GP II, L.P., which is the general partner of each of HighCape Partners II, L.P. and HighCape Partners QP II, L.P. F3 · ownership.nature: Each of Mr. Rakin, Mr. Zuga, HighCape Partners GP, LLC and HighCape Partners GP, L.P. may be deemed to beneficially own the securities held of record by each of HighCape Partners, L.P. and HighCape Partners QP, L.P. Each of Mr. Rakin, Mr. Zuga and HighCape Capital, LLC may be deemed to beneficially own the securities held of record by HighCape Capital, L.P. Each of Mr. Rakin, Mr. Zuga, HighCape Partners GP II, LLC and HighCape Partners GP II, L.P. may be deemed to beneficially own the securities held of record by each of HighCape Partners II, L.P. and HighCape Partners QP II, L.P. F4 · ownership.nature: In addition, Mr. Zuga is the managing member of each of HighCape Co-Investment Vehicle I, LLC and HighCape Co-Investment Vehicle II, LLC and may be deemed to beneficially own the securities held of record by each such entity. Mr. Rakin may be deemed to beneficially own the securities held of record by the Kevin L. Rakin Irrevocable Trust. Each of the reporting persons disclaims beneficial ownership of the securities held by the other reporting persons except to the extent of each reporting person's pecuniary interest therein, if any. Read SEC document |
| December 02, 2022 Filed Dec 5, 2022 20:44 UTC |
Ferguson MatthewCHIEF FINANCIAL OFFICER
|
PurchaseClass A Common Stock | 6,000 | $4.03 | $24,180.00 |
DisclosureSEC source: 0001415889-22-012089 · form4-12062022_011258.xml · nonDerivative · entry 1 Ferguson Matthew · CIK 0001304079 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,217 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.00 to $4.05. The reporting person undertakes to provide Aziyo Biologics, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| December 01, 2022 Filed Feb 14, 2023 00:01 UTC |
Birchview Capital, LP10% owner
Birchview Fund LLC10% owner
Strobeck Matthew10% owner
|
PurchaseClass A Common Stock | 40,000 | $4.75 | $190,000.00 |
DisclosureSEC source: 0001104659-23-019991 · tm236492-1_4seq1.xml · nonDerivative · entry 2 Birchview Capital, LP · CIK 0001618205 · 10% owner Birchview Fund LLC · CIK 0001603544 · 10% owner Strobeck Matthew · CIK 0001377832 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,458,123 F1 · ownership.nature: Matthew Strobeck is the Managing Member of Birchview Capital GP, LLC, who is the General Partner of Birchview Capital, LP. Matthew Strobeck is the Managing Member of Birchview Partners LLC, who is the Manager of Birchview Fund, LLC ("the Fund"). Birchview Capital, LP is the investment manager of the Fund. F2 · ownership.nature: The Fund acquired the shares as specified in Table I. As investment manager of the Fund, Birchview Capital, LP possesses the power to vote and dispose or direct the disposition of the shares acquired by the Fund. Read SEC document |
| October 20, 2022 Filed Oct 24, 2022 20:54 UTC |
Colpman DavidDirector
|
GrantStock Option (Right to Buy) · Derivative | 28,513 | $0.00 Strike: $7.16 | $0.00 |
DisclosureSEC source: 0001415889-22-010764 · form4-10242022_011032.xml · derivative · entry 1 Colpman David · CIK 0001818776 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,513 Underlying: Class A Common Stock · 28,513 shares Expires 2032-10-20 F1 · derivative.exercise_date: The option vests annually in three equal installments of one-third each, on each of the first three anniversaries of the grant date, such that the option shall be fully vested and exercisable on October 20, 2025. Read SEC document |
| October 20, 2022 Filed Oct 24, 2022 17:03 UTC |
Williams Michelle LeRouxCHIEF SCIENTIFIC OFFICER
|
GrantStock Option (Right to Buy) · Derivative | 90,000 | $0.00 Strike: $7.16 | $0.00 |
DisclosureSEC source: 0001415889-22-010767 · form4-10242022_021031.xml · derivative · entry 1 Williams Michelle LeRoux · CIK 0001398249 · CHIEF SCIENTIFIC OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Underlying: Class A Common Stock · 90,000 shares Expires 2032-10-20 F1 · derivative.exercise_date: The option vests as to 25% of the shares on October 20, 2023 and in 12 equal quarterly installments thereafter, such that the option shall be fully vested and exercisable on October 20, 2026. Read SEC document |
| September 08, 2022 Filed Sep 12, 2022 17:14 UTC |
Ferguson MatthewCHIEF FINANCIAL OFFICER
|
Exercise / conversionRestricted Stock Units · Derivative | 13,874 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-009542 · form4-09122022_020953.xml · derivative · entry 3 Ferguson Matthew · CIK 0001304079 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 13,874 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. Transaction represents shares of the Issuer's Class A Common Stock received from the vesting of restricted stock units. F4 · derivative.exercise_date: The restricted stock units granted on March 8, 2022 vested in full on September 8, 2022. F4 · derivative.expiration_date: The restricted stock units granted on March 8, 2022 vested in full on September 8, 2022. Read SEC document |
| September 08, 2022 Filed Sep 12, 2022 17:14 UTC |
Ferguson MatthewCHIEF FINANCIAL OFFICER
|
Tax withholdingClass A Common Stock | 4,798 | $7.30 | $35,025.40 |
DisclosureSEC source: 0001415889-22-009542 · form4-09122022_020953.xml · nonDerivative · entry 2 Ferguson Matthew · CIK 0001304079 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,217 F3 · shares: Shares withheld by the Issuer to satisfy tax withholding requirements on vesting of restricted stock units. Read SEC document |
| September 08, 2022 Filed Sep 12, 2022 17:14 UTC |
Ferguson MatthewCHIEF FINANCIAL OFFICER
|
Exercise / conversionClass A Common Stock | 13,874 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-009542 · form4-09122022_020953.xml · nonDerivative · entry 1 Ferguson Matthew · CIK 0001304079 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,015 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. Transaction represents shares of the Issuer's Class A Common Stock received from the vesting of restricted stock units. F2 · balance_after: Includes one share of the Issuer's Class A Common Stock acquired under the Issuer's 2020 Employee Stock Purchase Plan. Read SEC document |
| September 08, 2022 Filed Sep 12, 2022 21:05 UTC |
Englese ThomasCHIEF COMMERCIAL OFFICER
|
Exercise / conversionRestricted Stock Units · Derivative | 15,390 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-009538 · form4-09122022_020936.xml · derivative · entry 3 Englese Thomas · CIK 0001825799 · CHIEF COMMERCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 15,390 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. Transaction represents shares of the Issuer's Class A Common Stock received from the vesting of restricted stock units. F3 · derivative.exercise_date: The restricted stock units granted on March 8, 2022 vested in full on September 8, 2022. F3 · derivative.expiration_date: The restricted stock units granted on March 8, 2022 vested in full on September 8, 2022. Read SEC document |
| September 08, 2022 Filed Sep 12, 2022 21:05 UTC |
Englese ThomasCHIEF COMMERCIAL OFFICER
|
Tax withholdingClass A Common Stock | 4,728 | $7.30 | $34,514.40 |
DisclosureSEC source: 0001415889-22-009538 · form4-09122022_020936.xml · nonDerivative · entry 2 Englese Thomas · CIK 0001825799 · CHIEF COMMERCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,269 F2 · shares: Shares withheld by the Issuer to satisfy tax withholding requirements on vesting of restricted stock units. Read SEC document |
| September 08, 2022 Filed Sep 12, 2022 21:05 UTC |
Englese ThomasCHIEF COMMERCIAL OFFICER
|
Exercise / conversionClass A Common Stock | 15,390 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-009538 · form4-09122022_020936.xml · nonDerivative · entry 1 Englese Thomas · CIK 0001825799 · CHIEF COMMERCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,997 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. Transaction represents shares of the Issuer's Class A Common Stock received from the vesting of restricted stock units. Read SEC document |
| September 08, 2022 Filed Sep 12, 2022 17:09 UTC |
Edwards Peter GGENERAL COUNSEL
|
Exercise / conversionRestricted Stock Units · Derivative | 4,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-009540 · form4-09122022_020909.xml · derivative · entry 3 Edwards Peter G · CIK 0001578376 · GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 4,625 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. Transaction represents shares of the Issuer's Class A Common Stock received from the vesting of restricted stock units. F3 · derivative.exercise_date: The restricted stock units granted on March 8, 2022 vested in full on September 8, 2022. F3 · derivative.expiration_date: The restricted stock units granted on March 8, 2022 vested in full on September 8, 2022. Read SEC document |
| September 08, 2022 Filed Sep 12, 2022 17:09 UTC |
Edwards Peter GGENERAL COUNSEL
|
Tax withholdingClass A Common Stock | 1,127 | $7.30 | $8,227.10 |
DisclosureSEC source: 0001415889-22-009540 · form4-09122022_020909.xml · nonDerivative · entry 2 Edwards Peter G · CIK 0001578376 · GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,498 F2 · shares: Shares withheld by the Issuer to satisfy tax withholding requirements on vesting of restricted stock units. Read SEC document |
| September 08, 2022 Filed Sep 12, 2022 17:09 UTC |
Edwards Peter GGENERAL COUNSEL
|
Exercise / conversionClass A Common Stock | 4,625 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-009540 · form4-09122022_020909.xml · nonDerivative · entry 1 Edwards Peter G · CIK 0001578376 · GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,625 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. Transaction represents shares of the Issuer's Class A Common Stock received from the vesting of restricted stock units. Read SEC document |
| September 08, 2022 Filed Sep 12, 2022 21:01 UTC |
Riebman JeromeCHIEF MEDICAL OFFICER
|
Exercise / conversionRestricted Stock Units · Derivative | 14,758 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-009536 · form4-09122022_020937.xml · derivative · entry 3 Riebman Jerome · CIK 0001825821 · CHIEF MEDICAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 14,758 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. Transaction represents shares of the Issuer's Class A Common Stock received from the vesting of restricted stock units. F4 · derivative.exercise_date: The restricted stock units granted on March 8, 2022 vested in full on September 8, 2022. F4 · derivative.expiration_date: The restricted stock units granted on March 8, 2022 vested in full on September 8, 2022. Read SEC document |
| September 08, 2022 Filed Sep 12, 2022 21:01 UTC |
Riebman JeromeCHIEF MEDICAL OFFICER
|
Tax withholdingClass A Common Stock | 5,104 | $7.30 | $37,259.20 |
DisclosureSEC source: 0001415889-22-009536 · form4-09122022_020937.xml · nonDerivative · entry 2 Riebman Jerome · CIK 0001825821 · CHIEF MEDICAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,989 F3 · shares: Shares withheld by the Issuer to satisfy tax withholding requirements on vesting of restricted stock units. Read SEC document |
| September 08, 2022 Filed Sep 12, 2022 21:01 UTC |
Riebman JeromeCHIEF MEDICAL OFFICER
|
Exercise / conversionClass A Common Stock | 14,758 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-009536 · form4-09122022_020937.xml · nonDerivative · entry 1 Riebman Jerome · CIK 0001825821 · CHIEF MEDICAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,093 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. Transaction represents shares of the Issuer's Class A Common Stock received from the vesting of restricted stock units. F2 · balance_after: Includes one share of the Issuer's Class A Common Stock acquired under the Issuer's 2020 Employee Stock Purchase Plan. Read SEC document |
| June 21, 2022 Filed Jun 23, 2022 20:06 UTC |
Mills C RandalDirector · Interim President and CEO
|
GrantStock Option (Right to Buy) · Derivative | 182,511 | $0.00 Strike: $6.39 | $0.00 |
DisclosureSEC source: 0001104659-22-073897 · tm2219201-1_4seq1.xml · derivative · entry 2 Mills C Randal · CIK 0001370939 · Director · Interim President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,511 Underlying: Class A Common Stock · 182,511 shares Expires 2032-06-20 F2 · derivative.exercise_date: The option vests and becomes exercisable in four equal installments upon the Issuer's achievement of a share price equal to or greater than $12.50, $17.00, $25.00 and $37.00, in each case determined based on twenty consecutive days of trading at or above the applicable threshold, subject to the Reporting Person's continuous employment with the Issuer through the applicable vesting date. Read SEC document |
| June 21, 2022 Filed Jun 23, 2022 20:06 UTC |
Mills C RandalDirector · Interim President and CEO
|
GrantStock Option (Right to Buy) · Derivative | 273,767 | $0.00 Strike: $6.39 | $0.00 |
DisclosureSEC source: 0001104659-22-073897 · tm2219201-1_4seq1.xml · derivative · entry 1 Mills C Randal · CIK 0001370939 · Director · Interim President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 273,767 Underlying: Class A Common Stock · 273,767 shares Expires 2032-06-20 F1 · derivative.exercise_date: The option vests and becomes exercisable as to one-third of the underlying shares upon the day following the expiration of the Interim Period (as defined in the Reporting Person's Employment Agreement dated June 21, 2022). The remaining two-thirds of the underlying shares vest and become exercisable, with respect to 25% of such shares, on June 21, 2023, and, with respect to 75% of such shares, in twelve equal quarterly installments thereafter, beginning on September 21, 2023, subject to the Reporting Person's continuous employment with the Issuer through the applicable vesting date. Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 12:28 UTC |
HighCape Capital, L.P.Director · 10% owner
HIGHCAPE PARTNERS, L.P.10% owner
HIGHCAPE PARTNERS QP, L.P.10% owner
HighCape Partners GP, LLC10% owner
HighCape Partners GP, L.P.10% owner
HighCape Co-Investment Vehicle II, LLCDirector · 10% owner
HighCape Capital, LLC10% owner
Zuga MattDirector · 10% owner
RAKIN KEVINDirector · 10% owner
|
GrantStock Option (Right to Buy) · Derivative | 22,090 | $0.00 Strike: $6.28 | $0.00 |
DisclosureSEC source: 0001415889-22-006330 · form4-06092022_050626.xml · derivative · entry 2 HighCape Capital, L.P. · CIK 0001826279 · Director · 10% owner HIGHCAPE PARTNERS, L.P. · CIK 0001598046 · 10% owner HIGHCAPE PARTNERS QP, L.P. · CIK 0001598026 · 10% owner HighCape Partners GP, LLC · CIK 0001819933 · 10% owner HighCape Partners GP, L.P. · CIK 0001819932 · 10% owner HighCape Co-Investment Vehicle I, LLC · CIK 0001819988 · 10% owner HighCape Co-Investment Vehicle II, LLC · CIK 0001820044 · Director · 10% owner HighCape Capital, LLC · CIK 0001827500 · 10% owner Zuga Matt · CIK 0001790214 · Director · 10% owner RAKIN KEVIN · CIK 0001184421 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 22,090 Underlying: Class A Common Stock · 22,090 shares Expires 2032-06-06 F1 · derivative.exercise_date: This option was granted automatically under the Issuer's Non-Employee Director Compensation Program and vests and becomes exercisable on the earlier of (i) the day immediately preceding the date of the Issuer's first annual meeting following the date of grant and (ii) the first anniversary of the date of grant, subject to Messrs. Rakin's and Zuga's, as applicable, continuing in service on the Issuer's board of directors through the applicable vesting date. F3 · ownership.nature: Held by W. Matthew Zuga as non-employee member of the Issuer's board of directors. Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 12:28 UTC |
HighCape Capital, L.P.Director · 10% owner
HIGHCAPE PARTNERS, L.P.10% owner
HIGHCAPE PARTNERS QP, L.P.10% owner
HighCape Partners GP, LLC10% owner
HighCape Partners GP, L.P.10% owner
HighCape Co-Investment Vehicle II, LLCDirector · 10% owner
HighCape Capital, LLC10% owner
Zuga MattDirector · 10% owner
RAKIN KEVINDirector · 10% owner
|
GrantStock Option (Right to Buy) · Derivative | 22,090 | $0.00 Strike: $6.28 | $0.00 |
DisclosureSEC source: 0001415889-22-006330 · form4-06092022_050626.xml · derivative · entry 1 HighCape Capital, L.P. · CIK 0001826279 · Director · 10% owner HIGHCAPE PARTNERS, L.P. · CIK 0001598046 · 10% owner HIGHCAPE PARTNERS QP, L.P. · CIK 0001598026 · 10% owner HighCape Partners GP, LLC · CIK 0001819933 · 10% owner HighCape Partners GP, L.P. · CIK 0001819932 · 10% owner HighCape Co-Investment Vehicle I, LLC · CIK 0001819988 · 10% owner HighCape Co-Investment Vehicle II, LLC · CIK 0001820044 · Director · 10% owner HighCape Capital, LLC · CIK 0001827500 · 10% owner Zuga Matt · CIK 0001790214 · Director · 10% owner RAKIN KEVIN · CIK 0001184421 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 22,090 Underlying: Class A Common Stock · 22,090 shares Expires 2032-06-06 F1 · derivative.exercise_date: This option was granted automatically under the Issuer's Non-Employee Director Compensation Program and vests and becomes exercisable on the earlier of (i) the day immediately preceding the date of the Issuer's first annual meeting following the date of grant and (ii) the first anniversary of the date of grant, subject to Messrs. Rakin's and Zuga's, as applicable, continuing in service on the Issuer's board of directors through the applicable vesting date. F2 · ownership.nature: Held by Kevin L. Rakin as non-employee member of the Issuer's board of directors. Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 12:37 UTC |
Mills C RandalDirector
|
GrantStock Option (Right to Buy) · Derivative | 22,090 | $0.00 Strike: $6.28 | $0.00 |
DisclosureSEC source: 0001415889-22-006336 · form4-06092022_050655.xml · derivative · entry 1 Mills C Randal · CIK 0001370939 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,090 Underlying: Class A Common Stock · 22,090 shares Expires 2032-06-06 F1 · derivative.exercise_date: This option was granted automatically under the Issuer's Non-Employee Director Compensation Program and vests and becomes exercisable on the earlier of (i) the day immediately preceding the date of the Issuer's first annual meeting following the date of grant and (ii) the first anniversary of the date of grant, subject to the Reporting Person's continuing in service on the Issuer's board of directors through the applicable vesting date. Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 12:34 UTC |
Makes BrigidDirector
|
GrantStock Option (Right to Buy) · Derivative | 22,090 | $0.00 Strike: $6.28 | $0.00 |
DisclosureSEC source: 0001415889-22-006334 · form4-06092022_050640.xml · derivative · entry 1 Makes Brigid · CIK 0001375927 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,090 Underlying: Class A Common Stock · 22,090 shares Expires 2032-06-06 F1 · derivative.exercise_date: This option was granted automatically under the Issuer's Non-Employee Director Compensation Program and vests and becomes exercisable on the earlier of (i) the day immediately preceding the date of the Issuer's first annual meeting following the date of grant and (ii) the first anniversary of the date of grant, subject to the Reporting Person's continuing in service on the Issuer's board of directors through the applicable vesting date. Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 12:32 UTC |
Jordan MaybelleDirector
|
GrantStock Option (Right to Buy) · Derivative | 22,090 | $0.00 Strike: $6.28 | $0.00 |
DisclosureSEC source: 0001415889-22-006332 · form4-06092022_050637.xml · derivative · entry 1 Jordan Maybelle · CIK 0001826123 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,090 Underlying: Class A Common Stock · 22,090 shares Expires 2032-06-06 F1 · derivative.exercise_date: This option was granted automatically under the Issuer's Non-Employee Director Compensation Program and vests and becomes exercisable on the earlier of (i) the day immediately preceding the date of the Issuer's first annual meeting following the date of grant and (ii) the first anniversary of the date of grant, subject to the Reporting Person's continuing in service on the Issuer's board of directors through the applicable vesting date. Read SEC document |
| May 11, 2022 Filed Feb 14, 2023 00:01 UTC |
Birchview Capital, LP10% owner
Birchview Fund LLC10% owner
Strobeck Matthew10% owner
|
PurchaseClass A Common Stock | 200 | $5.96 | $1,192.08 |
DisclosureSEC source: 0001104659-23-019991 · tm236492-1_4seq1.xml · nonDerivative · entry 1 Birchview Capital, LP · CIK 0001618205 · 10% owner Birchview Fund LLC · CIK 0001603544 · 10% owner Strobeck Matthew · CIK 0001377832 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,418,123 F1 · ownership.nature: Matthew Strobeck is the Managing Member of Birchview Capital GP, LLC, who is the General Partner of Birchview Capital, LP. Matthew Strobeck is the Managing Member of Birchview Partners LLC, who is the Manager of Birchview Fund, LLC ("the Fund"). Birchview Capital, LP is the investment manager of the Fund. F2 · ownership.nature: The Fund acquired the shares as specified in Table I. As investment manager of the Fund, Birchview Capital, LP possesses the power to vote and dispose or direct the disposition of the shares acquired by the Fund. Read SEC document |
| March 10, 2022 Filed Mar 11, 2022 01:46 UTC |
Englese ThomasCHIEF COMMERCIAL OFFICER
|
SaleClass A Common Stock | 276 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-002868 · form4-03102022_050356.xml · nonDerivative · entry 2 Englese Thomas · CIK 0001825799 · CHIEF COMMERCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,607 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.16 to $5.34. The Reporting Person undertakes to provide Aziyo Biologics, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| March 08, 2022 Filed Mar 10, 2022 20:35 UTC |
Ferguson MatthewCHIEF FINANCIAL OFFICER
|
GrantRestricted Stock Units · Derivative | 13,874 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-002860 · form4-03102022_050359.xml · derivative · entry 5 Ferguson Matthew · CIK 0001304079 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,874 Underlying: Class A Common Stock · 13,874 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer Class A Common Stock. F7 · derivative.exercise_date: The restricted stock units vest on September 8, 2022, subject to the Reporting Person's continuous employment with the Issuer through such vesting date. F7 · derivative.expiration_date: The restricted stock units vest on September 8, 2022, subject to the Reporting Person's continuous employment with the Issuer through such vesting date. Read SEC document |
| March 08, 2022 Filed Mar 10, 2022 20:35 UTC |
Ferguson MatthewCHIEF FINANCIAL OFFICER
|
Exercise / conversionRestricted Stock Units · Derivative | 1,288 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-002860 · form4-03102022_050359.xml · derivative · entry 4 Ferguson Matthew · CIK 0001304079 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,862 Underlying: Class A Common Stock · 1,288 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into shares of Class A Common Stock on a one-for-one basis. F6 · derivative.exercise_date: On March 8, 2021, the Reporting Person was granted 5,150 restricted stock units, vesting in four substantially equal annual installments beginning on March 8, 2022. F6 · derivative.expiration_date: On March 8, 2021, the Reporting Person was granted 5,150 restricted stock units, vesting in four substantially equal annual installments beginning on March 8, 2022. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.