Last 12 months
Inside the activity.
0 purchase rows · 9 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 4 |
| Jun 2026 | 0 | 5 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 02, 2017 Filed Oct 3, 2017 21:09 UTC |
Red Oak Partners, LLC10% owner
|
SaleCommon Stock | 544 | $7.49 | $4,074.56 |
DisclosureSEC source: 0001325533-17-000025 · primary_doc.xml · nonDerivative · entry 8 Red Oak Partners, LLC · CIK 0001325533 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Pinnacle Opportunities Fund, LP directly Disclosed balance after: 149,339 F7 · price: This transaction was executed in multiple trades at prices ranging from $7.45 to $7.62. The price reported in Column 4 of Table I reflects the weighted average transaction price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. F4 · ownership.nature: ROP serves as a managing member of Pinnacle Capital Partners, LLC, a Florida limited liability company ("Pinnacle Partners"). Pinnacle Partners is the general partner of Pinnacle Opportunities Fund, LP, a Delaware limited partnership ("Pinnacle Fund"), the direct owner of the subject securities. F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 21:09 UTC |
Red Oak Partners, LLC10% owner
|
SaleCommon Stock | 1,332 | $7.49 | $9,976.68 |
DisclosureSEC source: 0001325533-17-000025 · primary_doc.xml · nonDerivative · entry 7 Red Oak Partners, LLC · CIK 0001325533 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Red Oak Institutional Founders Long Fund, L.P. directly Disclosed balance after: 365,316 F7 · price: This transaction was executed in multiple trades at prices ranging from $7.45 to $7.62. The price reported in Column 4 of Table I reflects the weighted average transaction price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. F3 · ownership.nature: ROP serves as the general partner of The Red Oak Institutional Founders Long Fund, LP, a Delaware limited partnership (the "Founders Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Founders Fund's portfolio manager. F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 21:09 UTC |
Red Oak Partners, LLC10% owner
|
SaleCommon Stock | 356 | $7.49 | $2,666.44 |
DisclosureSEC source: 0001325533-17-000025 · primary_doc.xml · nonDerivative · entry 6 Red Oak Partners, LLC · CIK 0001325533 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Red Oak Long Fund, L.P. directly Disclosed balance after: 97,834 F7 · price: This transaction was executed in multiple trades at prices ranging from $7.45 to $7.62. The price reported in Column 4 of Table I reflects the weighted average transaction price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. F2 · ownership.nature: ROP serves as the general partner of The Red Oak Long Fund, LP, a Delaware limited partnership (the "Long Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Long Fund's portfolio manager. F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 21:09 UTC |
Red Oak Partners, LLC10% owner
|
SaleCommon Stock | 838 | $7.49 | $6,276.62 |
DisclosureSEC source: 0001325533-17-000025 · primary_doc.xml · nonDerivative · entry 5 Red Oak Partners, LLC · CIK 0001325533 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Red Oak Fund, L.P. directly Disclosed balance after: 230,056 F7 · price: This transaction was executed in multiple trades at prices ranging from $7.45 to $7.62. The price reported in Column 4 of Table I reflects the weighted average transaction price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. F1 · ownership.nature: Red Oak Partners, LLC ("ROP") serves as the general partner of The Red Oak Fund, LP, a Delaware limited partnership (the "Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Fund's portfolio manager. F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 21:09 UTC |
Red Oak Partners, LLC10% owner
|
SaleCommon Stock | 271 | $7.56 | $2,047.41 |
DisclosureSEC source: 0001325533-17-000025 · primary_doc.xml · nonDerivative · entry 4 Red Oak Partners, LLC · CIK 0001325533 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Pinnacle Opportunities Fund, LP directly Disclosed balance after: 149,883 F6 · price: This transaction was executed in multiple trades at prices ranging from $7.54 to $7.635. The price reported in Column 4 of Table I reflects the weighted average transaction price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. F4 · ownership.nature: ROP serves as a managing member of Pinnacle Capital Partners, LLC, a Florida limited liability company ("Pinnacle Partners"). Pinnacle Partners is the general partner of Pinnacle Opportunities Fund, LP, a Delaware limited partnership ("Pinnacle Fund"), the direct owner of the subject securities. F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 21:09 UTC |
Red Oak Partners, LLC10% owner
|
SaleCommon Stock | 663 | $7.56 | $5,008.97 |
DisclosureSEC source: 0001325533-17-000025 · primary_doc.xml · nonDerivative · entry 3 Red Oak Partners, LLC · CIK 0001325533 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Red Oak Institutional Founders Long Fund, L.P. directly Disclosed balance after: 366,648 F6 · price: This transaction was executed in multiple trades at prices ranging from $7.54 to $7.635. The price reported in Column 4 of Table I reflects the weighted average transaction price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. F3 · ownership.nature: ROP serves as the general partner of The Red Oak Institutional Founders Long Fund, LP, a Delaware limited partnership (the "Founders Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Founders Fund's portfolio manager. F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 21:09 UTC |
Red Oak Partners, LLC10% owner
|
SaleCommon Stock | 178 | $7.56 | $1,344.79 |
DisclosureSEC source: 0001325533-17-000025 · primary_doc.xml · nonDerivative · entry 2 Red Oak Partners, LLC · CIK 0001325533 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Red Oak Long Fund, L.P. directly Disclosed balance after: 98,190 F6 · price: This transaction was executed in multiple trades at prices ranging from $7.54 to $7.635. The price reported in Column 4 of Table I reflects the weighted average transaction price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. F2 · ownership.nature: ROP serves as the general partner of The Red Oak Long Fund, LP, a Delaware limited partnership (the "Long Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Long Fund's portfolio manager. F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 21:09 UTC |
Red Oak Partners, LLC10% owner
|
SaleCommon Stock | 418 | $7.56 | $3,157.99 |
DisclosureSEC source: 0001325533-17-000025 · primary_doc.xml · nonDerivative · entry 1 Red Oak Partners, LLC · CIK 0001325533 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Red Oak Fund, L.P. directly Disclosed balance after: 230,894 F6 · price: This transaction was executed in multiple trades at prices ranging from $7.54 to $7.635. The price reported in Column 4 of Table I reflects the weighted average transaction price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. F1 · ownership.nature: Red Oak Partners, LLC ("ROP") serves as the general partner of The Red Oak Fund, LP, a Delaware limited partnership (the "Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Fund's portfolio manager. F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document |
| September 22, 2017 Filed Sep 26, 2017 21:41 UTC |
Red Oak Partners, LLC10% owner
|
SaleCommon Stock | 1,321 | $7.40 | $9,778.04 |
DisclosureSEC source: 0001325533-17-000024 · primary_doc.xml · nonDerivative · entry 4 Red Oak Partners, LLC · CIK 0001325533 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Pinnacle Opportunities Fund, LP directly Disclosed balance after: 150,154 F6 · price: This transaction was executed in multiple trades at prices ranging from $7.35 to $7.58. The price reported in Column 4 of Table I reflects the weighted average purchase price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. F4 · ownership.nature: ROP serves as a managing member of Pinnacle Capital Partners, LLC, a Florida limited liability company ("Pinnacle Partners"). Pinnacle Partners is the general partner of Pinnacle Opportunities Fund, LP, a Delaware limited partnership ("Pinnacle Fund"), the direct owner of the subject securities. F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document |
| September 22, 2017 Filed Sep 26, 2017 21:41 UTC |
Red Oak Partners, LLC10% owner
|
SaleCommon Stock | 3,233 | $7.40 | $23,930.67 |
DisclosureSEC source: 0001325533-17-000024 · primary_doc.xml · nonDerivative · entry 3 Red Oak Partners, LLC · CIK 0001325533 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Red Oak Institutional Founders Long Fund, L.P. directly Disclosed balance after: 367,311 F6 · price: This transaction was executed in multiple trades at prices ranging from $7.35 to $7.58. The price reported in Column 4 of Table I reflects the weighted average purchase price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. F3 · ownership.nature: ROP serves as the general partner of The Red Oak Institutional Founders Long Fund, LP, a Delaware limited partnership (the "Founders Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Founders Fund's portfolio manager. F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document |
| September 22, 2017 Filed Sep 26, 2017 21:41 UTC |
Red Oak Partners, LLC10% owner
|
SaleCommon Stock | 866 | $7.40 | $6,410.13 |
DisclosureSEC source: 0001325533-17-000024 · primary_doc.xml · nonDerivative · entry 2 Red Oak Partners, LLC · CIK 0001325533 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Red Oak Long Fund, L.P. directly Disclosed balance after: 98,368 F6 · price: This transaction was executed in multiple trades at prices ranging from $7.35 to $7.58. The price reported in Column 4 of Table I reflects the weighted average purchase price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. F2 · ownership.nature: ROP serves as the general partner of The Red Oak Long Fund, LP, a Delaware limited partnership (the "Long Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Long Fund's portfolio manager. F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document |
| September 22, 2017 Filed Sep 26, 2017 21:41 UTC |
Red Oak Partners, LLC10% owner
|
SaleCommon Stock | 2,035 | $7.40 | $15,063.07 |
DisclosureSEC source: 0001325533-17-000024 · primary_doc.xml · nonDerivative · entry 1 Red Oak Partners, LLC · CIK 0001325533 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Red Oak Fund, L.P. directly Disclosed balance after: 231,312 F6 · price: This transaction was executed in multiple trades at prices ranging from $7.35 to $7.58. The price reported in Column 4 of Table I reflects the weighted average purchase price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. F1 · ownership.nature: Red Oak Partners, LLC ("ROP") serves as the general partner of The Red Oak Fund, LP, a Delaware limited partnership (the "Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Fund's portfolio manager. F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document |
| September 21, 2017 Filed Sep 22, 2017 20:51 UTC |
Red Oak Partners, LLC10% owner
|
SaleCommon Stock | 13,846 | $7.49 | $103,665.00 |
DisclosureSEC source: 0001325533-17-000023 · primary_doc.xml · nonDerivative · entry 8 Red Oak Partners, LLC · CIK 0001325533 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Pinnacle Opportunities Fund, LP directly Disclosed balance after: 151,475 F7 · price: This transaction was executed in multiple trades at prices ranging from $7.46 to $7.50. The price reported in Column 4 of Table I reflects the weighted average purchase price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. F4 · ownership.nature: ROP serves as a managing member of Pinnacle Capital Partners, LLC, a Florida limited liability company ("Pinnacle Partners"). Pinnacle Partners is the general partner of Pinnacle Opportunities Fund, LP, a Delaware limited partnership ("Pinnacle Fund"), the direct owner of the subject securities. F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document |
| September 21, 2017 Filed Sep 22, 2017 20:51 UTC |
Red Oak Partners, LLC10% owner
|
SaleCommon Stock | 33,889 | $7.49 | $253,726.94 |
DisclosureSEC source: 0001325533-17-000023 · primary_doc.xml · nonDerivative · entry 7 Red Oak Partners, LLC · CIK 0001325533 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by The Red Oak Institutional Founders Long Fund, LP directly Disclosed balance after: 370,544 F7 · price: This transaction was executed in multiple trades at prices ranging from $7.46 to $7.50. The price reported in Column 4 of Table I reflects the weighted average purchase price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. F3 · ownership.nature: ROP serves as the general partner of The Red Oak Institutional Founders Long Fund, LP, a Delaware limited partnership (the "Founders Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Founders Fund's portfolio manager. F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document |
| September 21, 2017 Filed Sep 22, 2017 20:51 UTC |
Red Oak Partners, LLC10% owner
|
SaleCommon Stock | 9,072 | $7.49 | $67,922.06 |
DisclosureSEC source: 0001325533-17-000023 · primary_doc.xml · nonDerivative · entry 6 Red Oak Partners, LLC · CIK 0001325533 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Red Oak Long Fund, LP directly Disclosed balance after: 99,234 F7 · price: This transaction was executed in multiple trades at prices ranging from $7.46 to $7.50. The price reported in Column 4 of Table I reflects the weighted average purchase price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. F2 · ownership.nature: ROP serves as the general partner of The Red Oak Long Fund, LP, a Delaware limited partnership (the "Long Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Long Fund's portfolio manager. F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document |
| September 21, 2017 Filed Sep 22, 2017 20:51 UTC |
Red Oak Partners, LLC10% owner
|
SaleCommon Stock | 21,332 | $7.49 | $159,712.68 |
DisclosureSEC source: 0001325533-17-000023 · primary_doc.xml · nonDerivative · entry 5 Red Oak Partners, LLC · CIK 0001325533 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Red Oak Fund, L.P. directly Disclosed balance after: 233,347 F7 · price: This transaction was executed in multiple trades at prices ranging from $7.46 to $7.50. The price reported in Column 4 of Table I reflects the weighted average purchase price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. F1 · ownership.nature: Red Oak Partners, LLC ("ROP") serves as the general partner of The Red Oak Fund, LP, a Delaware limited partnership (the "Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Fund's portfolio manager. F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document |
| September 20, 2017 Filed Sep 22, 2017 20:51 UTC |
Red Oak Partners, LLC10% owner
|
SaleCommon Stock | 32,664 | $7.53 | $246,090.58 |
DisclosureSEC source: 0001325533-17-000023 · primary_doc.xml · nonDerivative · entry 4 Red Oak Partners, LLC · CIK 0001325533 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Pinnacle Opportunities Fund, LP directly Disclosed balance after: 165,321 F6 · price: This transaction was executed in multiple trades at prices ranging from $7.51 to $7.80. The price reported in Column 4 of Table I reflects the weighted average purchase price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. F4 · ownership.nature: ROP serves as a managing member of Pinnacle Capital Partners, LLC, a Florida limited liability company ("Pinnacle Partners"). Pinnacle Partners is the general partner of Pinnacle Opportunities Fund, LP, a Delaware limited partnership ("Pinnacle Fund"), the direct owner of the subject securities. F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document |
| September 20, 2017 Filed Sep 22, 2017 20:51 UTC |
Red Oak Partners, LLC10% owner
|
SaleCommon Stock | 79,947 | $7.53 | $602,320.70 |
DisclosureSEC source: 0001325533-17-000023 · primary_doc.xml · nonDerivative · entry 3 Red Oak Partners, LLC · CIK 0001325533 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Red Oak Institutional Founders Long Fund, LP directly Disclosed balance after: 404,433 F6 · price: This transaction was executed in multiple trades at prices ranging from $7.51 to $7.80. The price reported in Column 4 of Table I reflects the weighted average purchase price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. F3 · ownership.nature: ROP serves as the general partner of The Red Oak Institutional Founders Long Fund, LP, a Delaware limited partnership (the "Founders Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Founders Fund's portfolio manager. F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document |
| September 20, 2017 Filed Sep 22, 2017 20:51 UTC |
Red Oak Partners, LLC10% owner
|
SaleCommon Stock | 21,401 | $7.53 | $161,235.13 |
DisclosureSEC source: 0001325533-17-000023 · primary_doc.xml · nonDerivative · entry 2 Red Oak Partners, LLC · CIK 0001325533 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Red Oak Long Fund, L.P. directly Disclosed balance after: 108,306 F6 · price: This transaction was executed in multiple trades at prices ranging from $7.51 to $7.80. The price reported in Column 4 of Table I reflects the weighted average purchase price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. F2 · ownership.nature: ROP serves as the general partner of The Red Oak Long Fund, LP, a Delaware limited partnership (the "Long Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Long Fund's portfolio manager. F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document |
| September 20, 2017 Filed Sep 22, 2017 20:51 UTC |
Red Oak Partners, LLC10% owner
|
SaleCommon Stock | 50,324 | $7.53 | $379,141.02 |
DisclosureSEC source: 0001325533-17-000023 · primary_doc.xml · nonDerivative · entry 1 Red Oak Partners, LLC · CIK 0001325533 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Red Oak Fund, L.P. directly Disclosed balance after: 254,679 F6 · price: This transaction was executed in multiple trades at prices ranging from $7.51 to $7.80. The price reported in Column 4 of Table I reflects the weighted average purchase price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. F1 · ownership.nature: Red Oak Partners, LLC ("ROP") serves as the general partner of The Red Oak Fund, LP, a Delaware limited partnership (the "Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Fund's portfolio manager. F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 21:48 UTC |
SKARVAN KATHLEENDirector · President and CEO
|
GrantStock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $5.53 | $0.00 |
DisclosureSEC source: 0001437749-17-012253 · rdgdoc.xml · derivative · entry 2 SKARVAN KATHLEEN · CIK 0001266296 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2027-07-01 F1 · derivative.exercise_date: Stock option scheduled to vest in substantially equal increments on each of June 30, 2018, 2019 and 2020. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 21:48 UTC |
SKARVAN KATHLEENDirector · President and CEO
|
GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-17-012253 · rdgdoc.xml · nonDerivative · entry 1 SKARVAN KATHLEEN · CIK 0001266296 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,989 Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 21:47 UTC |
Brock Jeremy T.Chief Financial Officer
|
GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $5.53 | $0.00 |
DisclosureSEC source: 0001437749-17-012250 · rdgdoc.xml · derivative · entry 2 Brock Jeremy T. · CIK 0001528168 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2027-07-01 F1 · derivative.exercise_date: Stock option scheduled to vest in substantially equal increments on each of June 30, 2018, 2019 and 2020. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 21:47 UTC |
Brock Jeremy T.Chief Financial Officer
|
GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-17-012250 · rdgdoc.xml · nonDerivative · entry 1 Brock Jeremy T. · CIK 0001528168 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Read SEC document |
| March 13, 2017 Filed Mar 14, 2017 21:21 UTC |
Craney Stephen H.Director
|
PurchaseCommon Stock | 5,000 | $4.64 | $23,181.50 |
DisclosureSEC source: 0001437749-17-004509 · rdgdoc.xml · nonDerivative · entry 2 Craney Stephen H. · CIK 0001504920 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 547,901 F1 · price: Reflects the weighted average price of 5,000 shares of common stock of Electromed, Inc. purchased by the reporting person in multiple transactions on March 13, 2017 with purchase prices ranging from $4.60 to $4.65 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 21:21 UTC |
Craney Stephen H.Director
|
PurchaseCommon Stock | 5,000 | $4.65 | $23,250.00 |
DisclosureSEC source: 0001437749-17-004509 · rdgdoc.xml · nonDerivative · entry 1 Craney Stephen H. · CIK 0001504920 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 542,901 Read SEC document |
| December 05, 2016 Filed Dec 7, 2016 21:49 UTC |
Craney Stephen H.Director
|
PurchaseCommon Stock | 11,088 | $3.80 | $42,128.86 |
DisclosureSEC source: 0001437749-16-043047 · rdgdoc.xml · nonDerivative · entry 1 Craney Stephen H. · CIK 0001504920 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 537,901 F1 · price: Reflects the weighted average price of 11,088 shares of common stock of Electromed, Inc. purchased by the reporting person in multiple transactions on December 5, 2016 with purchase prices ranging from $3.78 to $3.80 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| December 05, 2016 Filed Dec 7, 2016 21:46 UTC |
Erickson Stan K.Director
|
PurchaseCommon Stock | 1,500 | $3.76 | $5,638.95 |
DisclosureSEC source: 0001437749-16-043045 · rdgdoc.xml · nonDerivative · entry 1 Erickson Stan K. · CIK 0001626702 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Liberty Capital, LP Disclosed balance after: 1,500 F1 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 16:35 UTC |
Winn George H.Director
|
GrantCommon Stock | 2,611 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-16-042929 · rdgdoc.xml · nonDerivative · entry 1 Winn George H. · CIK 0001497809 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,588 F1 · shares: Restricted Stock scheduled to vest on May 31, 2017, unless earlier accelerated or terminated pursuant to their terms. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 21:35 UTC |
Erickson Stan K.Director
|
PurchaseCommon Stock | 2,634 | $3.78 | $9,965.21 |
DisclosureSEC source: 0001437749-16-042930 · rdgdoc.xml · nonDerivative · entry 2 Erickson Stan K. · CIK 0001626702 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,817 F2 · price: Reflects the weighted average price of 2,634 shares of common stock of Electromed, Inc. purchased by the reporting person in multiple transactions on December 1, 2016 with purchase prices ranging from $3.77 to $3.80 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 21:35 UTC |
Erickson Stan K.Director
|
GrantCommon Stock | 2,611 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-16-042930 · rdgdoc.xml · nonDerivative · entry 1 Erickson Stan K. · CIK 0001626702 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,183 F1 · shares: Restricted Stock scheduled to vest on May 31, 2017, unless earlier accelerated or terminated pursuant to their terms. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 21:34 UTC |
Lee A JonesDirector
|
GrantCommon Stock | 2,611 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-16-042928 · rdgdoc.xml · nonDerivative · entry 1 Lee A Jones · CIK 0001374449 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,183 F1 · shares: Restricted Stock scheduled to vest on May 31, 2017, unless earlier accelerated or terminated pursuant to their terms. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 21:27 UTC |
Craney Stephen H.Director
|
PurchaseCommon Stock | 5,000 | $3.75 | $18,750.00 |
DisclosureSEC source: 0001437749-16-042920 · rdgdoc.xml · nonDerivative · entry 2 Craney Stephen H. · CIK 0001504920 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 526,813 Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 21:27 UTC |
Craney Stephen H.Director
|
GrantCommon Stock | 2,611 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-16-042920 · rdgdoc.xml · nonDerivative · entry 1 Craney Stephen H. · CIK 0001504920 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 521,813 F1 · shares: Restricted Stock scheduled to vest on May 31, 2017, unless earlier accelerated or terminated pursuant to their terms. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 21:31 UTC |
Eckles William V.Director
|
GrantCommon Stock | 2,611 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-16-042924 · rdgdoc.xml · nonDerivative · entry 1 Eckles William V. · CIK 0001526780 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,683 F1 · shares: Restricted Stock scheduled to vest on May 31, 2017, unless earlier accelerated or terminated pursuant to their terms. Read SEC document |
| November 10, 2016 Filed Nov 15, 2016 22:03 UTC |
Eckles William V.Director
|
PurchaseCommon Stock | 20,000 | $3.61 | $72,232.00 |
DisclosureSEC source: 0001437749-16-042194 · rdgdoc.xml · nonDerivative · entry 1 Eckles William · CIK 0001526780 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Blue Earth Cellular, LLC Disclosed balance after: 175,311 F1 · price: Reflects the weighted average price of 20,000 shares of common stock of Electromed, Inc. purchased by the reporting person in multiple transactions on November 10, 2016 with purchase prices ranging from $3.499 to $3.690 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.