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NYSE · USD

ELMD

Electromed, Inc.

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Tapewire entity
1958
SEC CIK
0001488917
Parsed reports
134

Last 12 months

Inside the activity.

0 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202604
Jun 202605
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 01, 2020 Filed Dec 3, 2020 21:25 UTC GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-024778 · rdgdoc.xml · nonDerivative · entry 1

Erickson Stan K. · CIK 0001626702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,817

F1 · shares: Restricted Stock scheduled to vest on June 1, 2021, unless earlier accelerated or terminated pursuant to their terms.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 21:24 UTC GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-024777 · rdgdoc.xml · nonDerivative · entry 1

Fluet Gregory · CIK 0001438939 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

F1 · shares: Restricted Stock scheduled to vest on June 1, 2021, unless earlier accelerated or terminated pursuant to their terms.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 21:23 UTC
Lee A JonesDirector
GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-024776 · rdgdoc.xml · nonDerivative · entry 1

Lee A Jones · CIK 0001374449 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,183

F1 · shares: Restricted Stock scheduled to vest on June 1, 2021, unless earlier accelerated or terminated pursuant to their terms.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 21:21 UTC GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-024774 · rdgdoc.xml · nonDerivative · entry 1

Walsh Andrea M. · CIK 0001833129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

F1 · shares: Restricted Stock scheduled to vest on June 1, 2021, unless earlier accelerated or terminated pursuant to their terms.

Read SEC document
August 21, 2020 Filed Aug 25, 2020 21:07 UTC
SKARVAN KATHLEENDirector · President and CEO
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-018679 · rdgdoc.xml · nonDerivative · entry 1

SKARVAN KATHLEEN · CIK 0001266296 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,245

F1 · shares: Restricted stock scheduled to vest in two equal increments on the first and second anniversaries of the date of grant.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 16:43 UTC
MACCOURT MICHAEL JOSEPHChief Financial Officer
GrantStock Option (right to buy) · Derivative 5,300 $0.00 Strike: $14.91 $0.00
Disclosure

SEC source: 0001437749-20-014673 · rdgdoc.xml · derivative · entry 2

MACCOURT MICHAEL JOSEPH · CIK 0001813112 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,300

Underlying: Common Stock · 5,300 shares

Expires 2030-07-01

F1 · derivative.exercise_date: Stock options scheduled to vest in substantially equal increments on each of June 30, 2021, 2022 and 2023.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 16:43 UTC
MACCOURT MICHAEL JOSEPHChief Financial Officer
GrantCommon Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-014673 · rdgdoc.xml · nonDerivative · entry 1

MACCOURT MICHAEL JOSEPH · CIK 0001813112 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Read SEC document
July 01, 2020 Filed Jul 6, 2020 20:44 UTC
SKARVAN KATHLEENDirector · President and CEO
GrantStock Option (right to buy) · Derivative 13,800 $0.00 Strike: $14.91 $0.00
Disclosure

SEC source: 0001437749-20-014676 · rdgdoc.xml · derivative · entry 2

SKARVAN KATHLEEN · CIK 0001266296 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,800

Underlying: Common Stock · 13,800 shares

Expires 2030-07-01

F1 · derivative.exercise_date: Stock options scheduled to vest in substantially equal increments on each of June 30, 2021, 2022 and 2023.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 20:44 UTC
SKARVAN KATHLEENDirector · President and CEO
GrantCommon Stock 8,256 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-014676 · rdgdoc.xml · nonDerivative · entry 1

SKARVAN KATHLEEN · CIK 0001266296 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,245

Read SEC document
June 05, 2020 Filed Jun 9, 2020 17:24 UTC SaleCommon Stock 10,000 $15.34 $153,397.00
Disclosure

SEC source: 0001437749-20-012760 · rdgdoc.xml · nonDerivative · entry 2

Winn George H. · CIK 0001497809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,088

Read SEC document
May 26, 2020 Filed May 28, 2020 18:09 UTC
MACCOURT MICHAEL JOSEPHChief Financial Officer
GrantCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-011961 · rdgdoc.xml · nonDerivative · entry 1

MACCOURT MICHAEL JOSEPH · CIK 0001813112 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Read SEC document
May 22, 2020 Filed Jun 9, 2020 17:24 UTC GiftCommon Stock 21,500 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-012760 · rdgdoc.xml · nonDerivative · entry 1

Winn George H. · CIK 0001497809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,088

Read SEC document
May 21, 2020 Filed May 26, 2020 21:07 UTC
Brock Jeremy T.Chief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $1.59 $0.00
Disclosure

SEC source: 0001437749-20-011751 · rdgdoc.xml · derivative · entry 7

Brock Jeremy T. · CIK 0001528168 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2022-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully vested.

Read SEC document
May 21, 2020 Filed May 26, 2020 21:07 UTC
Brock Jeremy T.Chief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 18,000 $0.00 Strike: $2.53 $0.00
Disclosure

SEC source: 0001437749-20-011751 · rdgdoc.xml · derivative · entry 6

Brock Jeremy T. · CIK 0001528168 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,000 shares

Expires 2022-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully vested.

Read SEC document
May 21, 2020 Filed May 26, 2020 21:07 UTC
Brock Jeremy T.Chief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $1.31 $0.00
Disclosure

SEC source: 0001437749-20-011751 · rdgdoc.xml · derivative · entry 5

Brock Jeremy T. · CIK 0001528168 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2023-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully vested.

Read SEC document
May 21, 2020 Filed May 26, 2020 21:07 UTC
Brock Jeremy T.Chief Financial Officer
Tax withholdingCommon Stock 19,184 $13.30 $255,147.20
Disclosure

SEC source: 0001437749-20-011751 · rdgdoc.xml · nonDerivative · entry 4

Brock Jeremy T. · CIK 0001528168 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,316

Read SEC document
May 21, 2020 Filed May 26, 2020 21:07 UTC
Brock Jeremy T.Chief Financial Officer
Exercise / conversionCommon Stock 20,000 $1.59 $31,800.00
Disclosure

SEC source: 0001437749-20-011751 · rdgdoc.xml · nonDerivative · entry 3

Brock Jeremy T. · CIK 0001528168 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2020 Filed May 26, 2020 21:07 UTC
Brock Jeremy T.Chief Financial Officer
Exercise / conversionCommon Stock 18,000 $2.53 $45,540.00
Disclosure

SEC source: 0001437749-20-011751 · rdgdoc.xml · nonDerivative · entry 2

Brock Jeremy T. · CIK 0001528168 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2020 Filed May 26, 2020 21:07 UTC
Brock Jeremy T.Chief Financial Officer
Exercise / conversionCommon Stock 10,000 $1.31 $13,100.00
Disclosure

SEC source: 0001437749-20-011751 · rdgdoc.xml · nonDerivative · entry 1

Brock Jeremy T. · CIK 0001528168 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 13, 2020 Filed Mar 18, 2020 12:55 UTC PurchaseCommon Stock 10,000 $8.60 $85,987.00
Disclosure

SEC source: 0001437749-20-005523 · rdgdoc.xml · nonDerivative · entry 1

Craney Stephen H. · CIK 0001504920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 574,901

F1 · price: Reflects the weighted average price of 10,000 shares of common stock of Electromed, Inc. purchased by the reporting person in multiple transactions on March 13, 2020 with purchase prices ranging from $8.535 to $8.60 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 17:36 UTC GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-023870 · rdgdoc.xml · nonDerivative · entry 1

Winn George H. · CIK 0001497809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,588

F1 · shares: Restricted Stock scheduled to vest on June 1, 2020, unless earlier accelerated or terminated pursuant to their terms.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 22:36 UTC
Lee A JonesDirector
GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-023871 · rdgdoc.xml · nonDerivative · entry 1

Lee A Jones · CIK 0001374449 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,183

F1 · shares: Restricted Stock scheduled to vest on June 1, 2020, unless earlier accelerated or terminated pursuant to their terms.

Read SEC document
December 02, 2019 Filed Dec 5, 2019 00:27 UTC GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-023875 · rdgdoc.xml · nonDerivative · entry 1

Craney Stephen H. · CIK 0001504920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 564,901

F1 · shares: Restricted Stock scheduled to vest on June 1, 2020, unless earlier accelerated or terminated pursuant to their terms.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 22:36 UTC GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-023873 · rdgdoc.xml · nonDerivative · entry 1

Erickson Stan K. · CIK 0001626702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,817

F1 · shares: Restricted Stock scheduled to vest on June 1, 2020, unless earlier accelerated or terminated pursuant to their terms.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 23:41 UTC
ERB JOHN LDirector
GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-023874 · rdgdoc.xml · nonDerivative · entry 1

ERB JOHN L · CIK 0001213867 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

F1 · shares: Restricted Stock scheduled to vest on June 1, 2020, unless earlier accelerated or terminated pursuant to their terms.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 22:36 UTC GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-023872 · rdgdoc.xml · nonDerivative · entry 1

Fluet Gregory · CIK 0001438939 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

F1 · shares: Restricted Stock scheduled to vest on June 1, 2020, unless earlier accelerated or terminated pursuant to their terms.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:56 UTC
SKARVAN KATHLEENDirector · President and CEO
GrantStock Option (right to buy) · Derivative 39,500 $0.00 Strike: $5.29 $0.00
Disclosure

SEC source: 0001437749-19-013387 · rdgdoc.xml · derivative · entry 2

SKARVAN KATHLEEN · CIK 0001266296 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,500

Underlying: Common Stock · 39,500 shares

Expires 2029-07-01

F1 · derivative.exercise_date: Stock options scheduled to vest in substantially equal increments on each of June 30, 2020, 2021 and 2022.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:56 UTC
SKARVAN KATHLEENDirector · President and CEO
GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-013387 · rdgdoc.xml · nonDerivative · entry 1

SKARVAN KATHLEEN · CIK 0001266296 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,989

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:56 UTC
Brock Jeremy T.Chief Financial Officer
GrantStock Option (right to buy) · Derivative 16,800 $0.00 Strike: $5.29 $0.00
Disclosure

SEC source: 0001437749-19-013385 · rdgdoc.xml · derivative · entry 2

Brock Jeremy T. · CIK 0001528168 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,800

Underlying: Common Stock · 16,800 shares

Expires 2029-07-01

F1 · derivative.exercise_date: Stock options scheduled to vest in substantially equal increments on each of June 30, 2020, 2021 and 2022.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:56 UTC
Brock Jeremy T.Chief Financial Officer
GrantCommon Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-013385 · rdgdoc.xml · nonDerivative · entry 1

Brock Jeremy T. · CIK 0001528168 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,500

Read SEC document
February 19, 2019 Filed Feb 21, 2019 00:44 UTC PurchaseCommon Stock 7,967 $5.71 $45,453.33
Disclosure

SEC source: 0001437749-19-002989 · rdgdoc.xml · nonDerivative · entry 2

Craney Stephen H. · CIK 0001504920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 561,901

F1 · price: Reflects the weighted average price of 7,967 shares of common stock of Electromed, Inc. purchased by the reporting person in multiple transactions on February 19, 2019 with purchase prices ranging from $5.61 to $5.75 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
February 15, 2019 Filed Feb 21, 2019 00:44 UTC PurchaseCommon Stock 2,033 $5.75 $11,689.75
Disclosure

SEC source: 0001437749-19-002989 · rdgdoc.xml · nonDerivative · entry 1

Craney Stephen H. · CIK 0001504920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 553,934

Read SEC document
December 01, 2018 Filed Dec 4, 2018 16:34 UTC GrantCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-021574 · rdgdoc.xml · nonDerivative · entry 1

Winn George H. · CIK 0001497809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,588

F1 · shares: Restricted Stock scheduled to vest on June 1, 2019, unless earlier accelerated or terminated pursuant to their terms.

Read SEC document
December 01, 2018 Filed Dec 4, 2018 21:32 UTC
Lee A JonesDirector
GrantCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-021572 · rdgdoc.xml · nonDerivative · entry 1

Lee A Jones · CIK 0001374449 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,183

F1 · shares: Restricted Stock scheduled to vest on June 1, 2019, unless earlier accelerated or terminated pursuant to their terms.

Read SEC document
December 01, 2018 Filed Dec 4, 2018 21:30 UTC GrantCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-021569 · rdgdoc.xml · nonDerivative · entry 1

Erickson Stan K. · CIK 0001626702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,817

F1 · shares: Restricted Stock scheduled to vest on June 1, 2019, unless earlier accelerated or terminated pursuant to their terms.

Read SEC document
December 01, 2018 Filed Dec 4, 2018 21:29 UTC GrantCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-021567 · rdgdoc.xml · nonDerivative · entry 1

Craney Stephen H. · CIK 0001504920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 551,901

F1 · shares: Restricted Stock scheduled to vest on June 1, 2019, unless earlier accelerated or terminated pursuant to their terms.

Read SEC document
December 01, 2018 Filed Dec 4, 2018 21:27 UTC GrantCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-021564 · rdgdoc.xml · nonDerivative · entry 1

Eckles William V. · CIK 0001526780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,683

F1 · shares: Restricted Stock scheduled to vest on June 1, 2019, unless earlier accelerated or terminated pursuant to their terms.

Read SEC document
July 01, 2018 Filed Jul 3, 2018 20:33 UTC
SKARVAN KATHLEENDirector · President and CEO
GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $5.42 $0.00
Disclosure

SEC source: 0001437749-18-012942 · rdgdoc.xml · derivative · entry 2

SKARVAN KATHLEEN · CIK 0001266296 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2028-07-01

F1 · derivative.exercise_date: Stock options scheduled to vest in substantially equal increments on each of June 30, 2019, 2020 and 2021.

Read SEC document
July 01, 2018 Filed Jul 3, 2018 20:33 UTC
SKARVAN KATHLEENDirector · President and CEO
GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-012942 · rdgdoc.xml · nonDerivative · entry 1

SKARVAN KATHLEEN · CIK 0001266296 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,989

Read SEC document
July 01, 2018 Filed Jul 3, 2018 20:30 UTC
Brock Jeremy T.Chief Financial Officer
GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $5.42 $0.00
Disclosure

SEC source: 0001437749-18-012938 · rdgdoc.xml · derivative · entry 2

Brock Jeremy T. · CIK 0001528168 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2028-07-01

F1 · derivative.exercise_date: Stock options scheduled to vest in substantially equal increments on each of June 30, 2019, 2020 and 2021.

Read SEC document
July 01, 2018 Filed Jul 3, 2018 20:30 UTC
Brock Jeremy T.Chief Financial Officer
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-012938 · rdgdoc.xml · nonDerivative · entry 1

Brock Jeremy T. · CIK 0001528168 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Read SEC document
December 05, 2017 Filed Dec 7, 2017 17:01 UTC GrantCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-020349 · rdgdoc.xml · nonDerivative · entry 1

Winn George H. · CIK 0001497809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,588

F1 · shares: Restricted Stock scheduled to vest on June 5, 2018, unless earlier accelerated or terminated pursuant to their terms.

Read SEC document
December 05, 2017 Filed Dec 7, 2017 22:04 UTC GrantCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-020352 · rdgdoc.xml · nonDerivative · entry 1

Craney Stephen H. · CIK 0001504920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 549,901

F1 · shares: Restricted Stock scheduled to vest on June 5, 2018, unless earlier accelerated or terminated pursuant to their terms.

Read SEC document
December 05, 2017 Filed Dec 7, 2017 22:03 UTC GrantCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-020351 · rdgdoc.xml · nonDerivative · entry 1

Eckles William V. · CIK 0001526780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,683

F1 · shares: Restricted Stock scheduled to vest on June 5, 2018, unless earlier accelerated or terminated pursuant to their terms.

Read SEC document
December 05, 2017 Filed Dec 7, 2017 22:02 UTC
Lee A JonesDirector
GrantCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-020350 · rdgdoc.xml · nonDerivative · entry 1

Lee A Jones · CIK 0001374449 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,183

F1 · shares: Restricted Stock scheduled to vest on June 5, 2018, unless earlier accelerated or terminated pursuant to their terms.

Read SEC document
December 05, 2017 Filed Dec 7, 2017 22:00 UTC GrantCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-020348 · rdgdoc.xml · nonDerivative · entry 1

Erickson Stan K. · CIK 0001626702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,817

F1 · shares: Restricted Stock scheduled to vest on June 5, 2018, unless earlier accelerated or terminated pursuant to their terms.

Read SEC document
October 03, 2017 Filed Oct 4, 2017 20:33 UTC SaleCommon Stock 6,177 $7.50 $46,315.15
Disclosure

SEC source: 0001325533-17-000026 · primary_doc.xml · nonDerivative · entry 4

Red Oak Partners, LLC · CIK 0001325533 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Pinnacle Opportunities Fund, LP directly

Disclosed balance after: 143,162

F6 · price: This transaction was executed in multiple trades at prices ranging from $7.45 to $7.54. The price reported in Column 4 of Table I reflects the weighted average transaction price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected.

F4 · ownership.nature: ROP serves as a managing member of Pinnacle Capital Partners, LLC, a Florida limited liability company ("Pinnacle Partners"). Pinnacle Partners is the general partner of Pinnacle Opportunities Fund, LP, a Delaware limited partnership ("Pinnacle Fund"), the direct owner of the subject securities.

F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

Read SEC document
October 03, 2017 Filed Oct 4, 2017 20:33 UTC SaleCommon Stock 15,118 $7.50 $113,354.76
Disclosure

SEC source: 0001325533-17-000026 · primary_doc.xml · nonDerivative · entry 3

Red Oak Partners, LLC · CIK 0001325533 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Red Oak Institutional Founders Long Fund, L.P. directly

Disclosed balance after: 350,198

F6 · price: This transaction was executed in multiple trades at prices ranging from $7.45 to $7.54. The price reported in Column 4 of Table I reflects the weighted average transaction price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected.

F3 · ownership.nature: ROP serves as the general partner of The Red Oak Institutional Founders Long Fund, LP, a Delaware limited partnership (the "Founders Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Founders Fund's portfolio manager.

F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

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October 03, 2017 Filed Oct 4, 2017 20:33 UTC SaleCommon Stock 4,047 $7.50 $30,344.41
Disclosure

SEC source: 0001325533-17-000026 · primary_doc.xml · nonDerivative · entry 2

Red Oak Partners, LLC · CIK 0001325533 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Red Oak Long Fund, L.P. directly

Disclosed balance after: 93,787

F6 · price: This transaction was executed in multiple trades at prices ranging from $7.45 to $7.54. The price reported in Column 4 of Table I reflects the weighted average transaction price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected.

F2 · ownership.nature: ROP serves as the general partner of The Red Oak Long Fund, LP, a Delaware limited partnership (the "Long Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Long Fund's portfolio manager.

F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

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October 03, 2017 Filed Oct 4, 2017 20:33 UTC SaleCommon Stock 9,516 $7.50 $71,350.97
Disclosure

SEC source: 0001325533-17-000026 · primary_doc.xml · nonDerivative · entry 1

Red Oak Partners, LLC · CIK 0001325533 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Red Oak Fund, L.P.

Disclosed balance after: 220,540

F6 · price: This transaction was executed in multiple trades at prices ranging from $7.45 to $7.54. The price reported in Column 4 of Table I reflects the weighted average transaction price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected.

F1 · ownership.nature: Red Oak Partners, LLC ("ROP") serves as the general partner of The Red Oak Fund, LP, a Delaware limited partnership (the "Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Fund's portfolio manager.

F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.