EL

SEC source: 0001001250-17-000084 · edgar.xml · derivative · entry 3

LAUDER JANE · CIK 0001008091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,644

Underlying: Class A Common Stock · 15,644 shares

Expires 2027-09-05

F3 · shares: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 5,214 shares exercisable from and after January 1, 2019; 5,215 shares exercisable from and after January 1, 2020; and 5,215 shares exercisable from and after January 1, 2021.

F4 · price: Not applicable.

F3 · derivative.exercise_date: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 5,214 shares exercisable from and after January 1, 2019; 5,215 shares exercisable from and after January 1, 2020; and 5,215 shares exercisable from and after January 1, 2021.

SEC source: 0001001250-17-000084 · edgar.xml · nonDerivative · entry 2

LAUDER JANE · CIK 0001008091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,785

F2 · kind: Represents the withholding of shares for tax purposes in connection with the payout of the PSUs.

SEC source: 0001001250-17-000084 · edgar.xml · nonDerivative · entry 1

LAUDER JANE · CIK 0001008091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,228

F1 · kind: Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 3, 2014.

F1 · shares: Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 3, 2014.

SEC source: 0001001250-17-000082 · edgar.xml · derivative · entry 4

TRAVIS TRACEY THOMAS · CIK 0001258930 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,005

Underlying: Class A Common Stock · 13,005 shares

Expires not disclosed

F4 · derivative.exercise_price: Not applicable.

F5 · shares: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 4,335 on October 31, 2018; 4,335 on October 31, 2019; and 4,335 on November 2, 2020. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F4 · price: Not applicable.

F5 · derivative.exercise_date: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 4,335 on October 31, 2018; 4,335 on October 31, 2019; and 4,335 on November 2, 2020. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F5 · derivative.expiration_date: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 4,335 on October 31, 2018; 4,335 on October 31, 2019; and 4,335 on November 2, 2020. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

SEC source: 0001001250-17-000082 · edgar.xml · derivative · entry 3

TRAVIS TRACEY THOMAS · CIK 0001258930 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,638

Underlying: Class A Common Stock · 47,638 shares

Expires 2027-09-05

F3 · shares: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 15,879 shares exercisable from and after January 1, 2019; 15,879 shares exercisable from and after January 1, 2020; and 15,880 shares exercisable from and after January 1, 2021.

F4 · price: Not applicable.

F3 · derivative.exercise_date: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 15,879 shares exercisable from and after January 1, 2019; 15,879 shares exercisable from and after January 1, 2020; and 15,880 shares exercisable from and after January 1, 2021.

SEC source: 0001001250-17-000082 · edgar.xml · nonDerivative · entry 2

TRAVIS TRACEY THOMAS · CIK 0001258930 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,251

F2 · kind: Represents the withholding of shares for tax purposes in connection with the payout of the PSUs.

SEC source: 0001001250-17-000082 · edgar.xml · nonDerivative · entry 1

TRAVIS TRACEY THOMAS · CIK 0001258930 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,412

F1 · kind: Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 3, 2014.

F1 · shares: Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 3, 2014.

SEC source: 0001001250-17-000081 · edgar.xml · derivative · entry 4

PROUVE CEDRIC · CIK 0001206140 · Group President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,076

Underlying: Class A Common Stock · 15,076 shares

Expires not disclosed

F4 · derivative.exercise_price: Not applicable.

F5 · shares: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 5,025 on October 31, 2018; 5,025 on October 31, 2019; and 5,026 on November 2, 2020. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F4 · price: Not applicable.

F5 · derivative.exercise_date: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 5,025 on October 31, 2018; 5,025 on October 31, 2019; and 5,026 on November 2, 2020. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F5 · derivative.expiration_date: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 5,025 on October 31, 2018; 5,025 on October 31, 2019; and 5,026 on November 2, 2020. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

SEC source: 0001001250-17-000081 · edgar.xml · derivative · entry 3

PROUVE CEDRIC · CIK 0001206140 · Group President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,229

Underlying: Class A Common Stock · 55,229 shares

Expires 2027-09-05

F3 · shares: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 18,409 shares exercisable from and after January 1, 2019; 18,410 shares exercisable from and after January 1, 2020; and 18,410 shares exercisable from and after January 1, 2021.

F4 · price: Not applicable.

F3 · derivative.exercise_date: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 18,409 shares exercisable from and after January 1, 2019; 18,410 shares exercisable from and after January 1, 2020; and 18,410 shares exercisable from and after January 1, 2021.

SEC source: 0001001250-17-000081 · edgar.xml · nonDerivative · entry 2

PROUVE CEDRIC · CIK 0001206140 · Group President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,827

F2 · kind: Represents the withholding of shares for tax purposes in connection with the payout of the PSUs.

SEC source: 0001001250-17-000081 · edgar.xml · nonDerivative · entry 1

PROUVE CEDRIC · CIK 0001206140 · Group President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,299

F1 · kind: Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 3, 2014.

F1 · shares: Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 3, 2014.

SEC source: 0001001250-17-000080 · edgar.xml · derivative · entry 4

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,647

Underlying: Class A Common Stock · 6,647 shares

Expires not disclosed

F4 · derivative.exercise_price: Not applicable.

F5 · shares: Assuming continued employment, the Restricted Stock Units ("RSUs") will vest and be paid out as follows: 2,215 on October 31, 2018; 2,216 on October 31, 2019; and 2,216 on November 2, 2020. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F4 · price: Not applicable.

F5 · derivative.exercise_date: Assuming continued employment, the Restricted Stock Units ("RSUs") will vest and be paid out as follows: 2,215 on October 31, 2018; 2,216 on October 31, 2019; and 2,216 on November 2, 2020. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F5 · derivative.expiration_date: Assuming continued employment, the Restricted Stock Units ("RSUs") will vest and be paid out as follows: 2,215 on October 31, 2018; 2,216 on October 31, 2019; and 2,216 on November 2, 2020. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

SEC source: 0001001250-17-000080 · edgar.xml · derivative · entry 3

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,344

Underlying: Class A Common Stock · 24,344 shares

Expires 2027-09-05

F3 · shares: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 8,114 shares exercisable from and after January 1, 2019; 8,115 shares exercisable from and after January 1, 2020; and 8,115 shares exercisable from and after January 1, 2021.

F4 · price: Not applicable.

F3 · derivative.exercise_date: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 8,114 shares exercisable from and after January 1, 2019; 8,115 shares exercisable from and after January 1, 2020; and 8,115 shares exercisable from and after January 1, 2021.

SEC source: 0001001250-17-000080 · edgar.xml · nonDerivative · entry 2

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,639

F2 · kind: Represents the withholding of shares for tax purposes in connection with the payout of the PSUs.

SEC source: 0001001250-17-000080 · edgar.xml · nonDerivative · entry 1

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,090

F1 · kind: Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 3, 2014.

F1 · shares: Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 3, 2014.

SEC source: 0001001250-17-000079 · edgar.xml · derivative · entry 6

O'HARE MICHAEL · CIK 0001587814 · EVP-Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,264

Underlying: Class A Common Stock · 9,264 shares

Expires not disclosed

F4 · derivative.exercise_price: Not applicable.

F6 · shares: Assuming continued employment, these RSUs will vest and be paid out on November 2, 2020. RSUs vest and are paid out in shares of Class A Common stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F4 · price: Not applicable.

F6 · derivative.exercise_date: Assuming continued employment, these RSUs will vest and be paid out on November 2, 2020. RSUs vest and are paid out in shares of Class A Common stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F6 · derivative.expiration_date: Assuming continued employment, these RSUs will vest and be paid out on November 2, 2020. RSUs vest and are paid out in shares of Class A Common stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

SEC source: 0001001250-17-000079 · edgar.xml · derivative · entry 5

O'HARE MICHAEL · CIK 0001587814 · EVP-Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,032

Underlying: Class A Common Stock · 7,032 shares

Expires not disclosed

F4 · derivative.exercise_price: Not applicable.

F5 · shares: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 2,344 on October 31, 2018; 2,344 on October 31, 2019; and 2,344 on November 2, 2020. RSUs vest and are paid out in shares of Class A Common stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F4 · price: Not applicable.

F5 · derivative.exercise_date: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 2,344 on October 31, 2018; 2,344 on October 31, 2019; and 2,344 on November 2, 2020. RSUs vest and are paid out in shares of Class A Common stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F5 · derivative.expiration_date: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 2,344 on October 31, 2018; 2,344 on October 31, 2019; and 2,344 on November 2, 2020. RSUs vest and are paid out in shares of Class A Common stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

SEC source: 0001001250-17-000079 · edgar.xml · derivative · entry 4

O'HARE MICHAEL · CIK 0001587814 · EVP-Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,763

Underlying: Class A Common Stock · 25,763 shares

Expires 2027-09-05

F3 · shares: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 8,587 shares exercisable from and after January 1, 2019; 8,588 shares exercisable from and after January 1, 2020; and 8,588 shares exercisable from and after January 1, 2021.

F4 · price: Not applicable.

F3 · derivative.exercise_date: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 8,587 shares exercisable from and after January 1, 2019; 8,588 shares exercisable from and after January 1, 2020; and 8,588 shares exercisable from and after January 1, 2021.

SEC source: 0001001250-17-000079 · edgar.xml · nonDerivative · entry 2

O'HARE MICHAEL · CIK 0001587814 · EVP-Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,619

F2 · kind: Represents the withholding of shares for tax purposes in connection with the payout of the PSUs.

SEC source: 0001001250-17-000079 · edgar.xml · nonDerivative · entry 1

O'HARE MICHAEL · CIK 0001587814 · EVP-Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,929

F1 · kind: Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 3, 2014.

F1 · shares: Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 3, 2014.

SEC source: 0001001250-17-000078 · edgar.xml · derivative · entry 5

MOSS SARA E · CIK 0001204538 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,074

Underlying: Class A Common Stock · 8,074 shares

Expires not disclosed

F4 · derivative.exercise_price: Not applicable.

F5 · shares: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 2,691 on October 31, 2018; 2,691 on October 31, 2019; and 2,692 on November 2, 2020. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F4 · price: Not applicable.

F5 · derivative.exercise_date: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 2,691 on October 31, 2018; 2,691 on October 31, 2019; and 2,692 on November 2, 2020. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F5 · derivative.expiration_date: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 2,691 on October 31, 2018; 2,691 on October 31, 2019; and 2,692 on November 2, 2020. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

SEC source: 0001001250-17-000078 · edgar.xml · derivative · entry 4

MOSS SARA E · CIK 0001204538 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,576

Underlying: Class A Common Stock · 29,576 shares

Expires 2027-09-05

F3 · shares: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 9,858 shares exercisable from and after January 1, 2019; 9,859 shares exercisable from and after January 1, 2020; and 9,859 shares exercisable from and after January 1, 2021.

F4 · price: Not applicable.

F3 · derivative.exercise_date: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 9,858 shares exercisable from and after January 1, 2019; 9,859 shares exercisable from and after January 1, 2020; and 9,859 shares exercisable from and after January 1, 2021.

SEC source: 0001001250-17-000078 · edgar.xml · nonDerivative · entry 2

MOSS SARA E · CIK 0001204538 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · Through a revocable trust.

Disclosed balance after: 72,280

F2 · kind: Represents the withholding of shares for tax purposes in connection with the payout of the PSUs.

SEC source: 0001001250-17-000078 · edgar.xml · nonDerivative · entry 1

MOSS SARA E · CIK 0001204538 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · Through a revocable trust.

Disclosed balance after: 76,136

F1 · kind: Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 3, 2014.

F1 · shares: Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 3, 2014.

SEC source: 0001001250-17-000077 · edgar.xml · derivative · entry 6

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,191

Underlying: Class A Common Stock · 6,191 shares

Expires not disclosed

F4 · derivative.exercise_price: Not applicable.

F5 · shares: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 2,063 on October 31, 2018; 2,064 on October 31, 2019; and 2,064 on November 2, 2020. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F4 · price: Not applicable.

F5 · derivative.exercise_date: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 2,063 on October 31, 2018; 2,064 on October 31, 2019; and 2,064 on November 2, 2020. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F5 · derivative.expiration_date: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 2,063 on October 31, 2018; 2,064 on October 31, 2019; and 2,064 on November 2, 2020. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

SEC source: 0001001250-17-000077 · edgar.xml · derivative · entry 5

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,677

Underlying: Class A Common Stock · 22,677 shares

Expires 2027-09-05

F3 · shares: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 7,559 shares exercisable from and after January 1, 2019; 7,559 shares exercisable from and after January 1, 2020; and 7,559 shares exercisable from and after January 1, 2021.

F4 · price: Not applicable.

F3 · derivative.exercise_date: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 7,559 shares exercisable from and after January 1, 2019; 7,559 shares exercisable from and after January 1, 2020; and 7,559 shares exercisable from and after January 1, 2021.

SEC source: 0001001250-17-000077 · edgar.xml · nonDerivative · entry 2

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,811

F2 · kind: Represents the withholding of shares for tax purposes in connection with the payout of the PSUs.

SEC source: 0001001250-17-000077 · edgar.xml · nonDerivative · entry 1

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,324

F1 · kind: Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 3, 2014.

F1 · shares: Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 3, 2014.

SEC source: 0001001250-17-000076 · edgar.xml · derivative · entry 4

Freda Fabrizio · CIK 0001428855 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,017

Underlying: Class A Common Stock · 37,017 shares

Expires not disclosed

F4 · derivative.exercise_price: Not applicable.

F5 · shares: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 12,339 on October 31, 2018; 12,339 on October 31, 2019; and 12,339 on November 2, 2020. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F4 · price: Not applicable.

F5 · derivative.exercise_date: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 12,339 on October 31, 2018; 12,339 on October 31, 2019; and 12,339 on November 2, 2020. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F5 · derivative.expiration_date: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 12,339 on October 31, 2018; 12,339 on October 31, 2019; and 12,339 on November 2, 2020. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

SEC source: 0001001250-17-000076 · edgar.xml · derivative · entry 3

Freda Fabrizio · CIK 0001428855 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,597

Underlying: Class A Common Stock · 135,597 shares

Expires 2027-09-05

F3 · shares: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 45,199 shares exercisable from and after January 1, 2019; 45,199 shares exercisable from and after January 1, 2020; and 45,199 shares exercisable from and after January 1, 2021.

F4 · price: Not applicable.

F3 · derivative.exercise_date: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 45,199 shares exercisable from and after January 1, 2019; 45,199 shares exercisable from and after January 1, 2020; and 45,199 shares exercisable from and after January 1, 2021.

SEC source: 0001001250-17-000076 · edgar.xml · nonDerivative · entry 2

Freda Fabrizio · CIK 0001428855 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,898

F2 · kind: Represents the withholding of shares for tax purposes in connection with the payout of the PSUs.

SEC source: 0001001250-17-000076 · edgar.xml · nonDerivative · entry 1

Freda Fabrizio · CIK 0001428855 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,503

F1 · kind: Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 3, 2014.

F1 · shares: Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 3, 2014.

SEC source: 0001001250-17-000075 · edgar.xml · derivative · entry 5

Demsey John · CIK 0001369789 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,729

Underlying: Class A Common Stock · 17,729 shares

Expires not disclosed

F6 · derivative.exercise_price: Not applicable.

F7 · shares: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 5,909 on October 31, 2018; 5,910 on October 31, 2019; and 5,910 on November 2, 2020. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F6 · price: Not applicable.

F7 · derivative.exercise_date: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 5,909 on October 31, 2018; 5,910 on October 31, 2019; and 5,910 on November 2, 2020. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F7 · derivative.expiration_date: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 5,909 on October 31, 2018; 5,910 on October 31, 2019; and 5,910 on November 2, 2020. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

SEC source: 0001001250-17-000075 · edgar.xml · derivative · entry 4

Demsey John · CIK 0001369789 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,940

Underlying: Class A Common Stock · 64,940 shares

Expires 2027-09-05

F5 · shares: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 21,646 shares exercisable from and after January 1, 2019; 21,647 shares exercisable from and after January 1, 2020; and 21,647 shares exercisable from and after January 1, 2021.

F6 · price: Not applicable.

F5 · derivative.exercise_date: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 21,646 shares exercisable from and after January 1, 2019; 21,647 shares exercisable from and after January 1, 2020; and 21,647 shares exercisable from and after January 1, 2021.

SEC source: 0001001250-17-000075 · edgar.xml · nonDerivative · entry 2

Demsey John · CIK 0001369789 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,048

F2 · kind: Represents the withholding of shares for tax purposes in connection with the payout of the PSUs.

SEC source: 0001001250-17-000075 · edgar.xml · nonDerivative · entry 1

Demsey John · CIK 0001369789 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,217

F1 · kind: Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 3, 2014.

F1 · shares: Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 3, 2014.

SEC source: 0001001250-18-000002 · edgar.xml · derivative · entry 7

Demsey John · CIK 0001369789 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,694

Underlying: Class A Common Stock · 71,694 shares

Expires not disclosed

F2 · derivative.exercise_price: PSUs are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting dates.

F10 · kind: In accordance with the terms of the PSU award granted on January 28, 2016, the performance conditions of the award were certified as achieved on September 5, 2017. Thereafter, the PSUs vest in three equal tranches on January 29, 2018, January 29, 2019, and January 29, 2020.

F11 · price: Not applicable.

F10 · derivative.exercise_date: In accordance with the terms of the PSU award granted on January 28, 2016, the performance conditions of the award were certified as achieved on September 5, 2017. Thereafter, the PSUs vest in three equal tranches on January 29, 2018, January 29, 2019, and January 29, 2020.

F10 · derivative.expiration_date: In accordance with the terms of the PSU award granted on January 28, 2016, the performance conditions of the award were certified as achieved on September 5, 2017. Thereafter, the PSUs vest in three equal tranches on January 29, 2018, January 29, 2019, and January 29, 2020.

SEC source: 0001001250-17-000074 · edgar.xml · derivative · entry 3

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 65,000 shares

Expires 2019-09-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Not applicable.

F1 · derivative.exercise_date: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 21,666 shares exercisable from and after January 1, 2011; 21,666 shares exercisable from and after January 1, 2012; 21,668 shares exercisable from and after January 1, 2013. This option was previously reported as covering 10,833 shares exercisable from and after January 1, 2011; 10,833 shares exercisable from and after January 1, 2012; and 10,834 shares exercisable from and after January 1, 2013 at an exercise price of $34.00 per share, but has been adjusted in this report to reflect the stock split that occurred on January 20, 2012.

SEC source: 0001001250-17-000074 · edgar.xml · nonDerivative · entry 2

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,909

F2 · price: The number of securities reported represents an aggregated number of shares sold in multiple open market transactions over a range of sales prices. The prcie reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F3 · price: Sales prices range from $107.66 to $108.07, inclusive.

SEC source: 0001001250-17-000074 · edgar.xml · nonDerivative · entry 1

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,909

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 21,666 shares exercisable from and after January 1, 2011; 21,666 shares exercisable from and after January 1, 2012; 21,668 shares exercisable from and after January 1, 2013. This option was previously reported as covering 10,833 shares exercisable from and after January 1, 2011; 10,833 shares exercisable from and after January 1, 2012; and 10,834 shares exercisable from and after January 1, 2013 at an exercise price of $34.00 per share, but has been adjusted in this report to reflect the stock split that occurred on January 20, 2012.

SEC source: 0001001250-17-000073 · edgar.xml · derivative · entry 5

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,050

Underlying: Class A Common Stock · 16,099 shares

Expires 2014-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Not applicable.

F2 · derivative.exercise_date: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 8,049 shares exercisable from and after January 1, 2016; 8,050 shares exercisable from and after January 1, 2017; 8,050 shares exercisable from and after January 1, 2018.

SEC source: 0001001250-17-000073 · edgar.xml · derivative · entry 4

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 22,175 shares

Expires 2023-09-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Not applicable.

F1 · derivative.exercise_date: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 7,391 shares exercisable from and after January 1, 2015; 7,392 shares exercisable from and after January 1, 2016; 7,392 shares exercisable from and after January 1, 2017.

SEC source: 0001001250-17-000073 · edgar.xml · nonDerivative · entry 3

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,031

F3 · price: The number of securities reported represents an aggregated number of shares sold in multiple open market transactions over a range of sales prices. The prcie reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F4 · price: Sales prices range from $107.70 to $108.04, inclusive.

SEC source: 0001001250-17-000073 · edgar.xml · nonDerivative · entry 2

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,305

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 8,049 shares exercisable from and after January 1, 2016; 8,050 shares exercisable from and after January 1, 2017; 8,050 shares exercisable from and after January 1, 2018.

SEC source: 0001001250-17-000073 · edgar.xml · nonDerivative · entry 1

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,206

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 7,391 shares exercisable from and after January 1, 2015; 7,392 shares exercisable from and after January 1, 2016; 7,392 shares exercisable from and after January 1, 2017.

SEC source: 0001001250-17-000072 · edgar.xml · nonDerivative · entry 3

LAUDER RONALD S FOUNDATION · CIK 0001008089 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,971

SEC source: 0001001250-17-000072 · edgar.xml · nonDerivative · entry 2

LAUDER RONALD S FOUNDATION · CIK 0001008089 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,061

F2 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F3 · price: Sales prices range from $105.25 to $106.15 per share, inclusive.

SEC source: 0001001250-17-000071 · edgar.xml · derivative · entry 3

HOBSON MELLODY L · CIK 0001169896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 10,000 shares

Expires 2017-11-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Stock Options granted pursuant to the Issuer's Non-Employee Director Share Incentive Plan.

F2 · price: Not applicable.

SEC source: 0001001250-17-000071 · edgar.xml · nonDerivative · entry 1

HOBSON MELLODY L · CIK 0001169896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001001250-17-000072 · edgar.xml · nonDerivative · entry 1

LAUDER RONALD S FOUNDATION · CIK 0001008089 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,161

F1 · price: Not applicable.