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ESTEE LAUDER COMPANIES INC

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Tapewire entity
3097
SEC CIK
0001001250
Parsed reports
1,250

Last 12 months

Inside the activity.

0 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202507
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202602
Sep 202605
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 02, 2017 Filed Nov 3, 2017 14:20 UTC Exercise / conversionClass A Common Stock 4,576 $57.53 $263,257.28
Disclosure

SEC source: 0001001250-17-000111 · edgar.xml · nonDerivative · entry 2

ZANNINO RICHARD F · CIK 0001189770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,576

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2017 Filed Nov 3, 2017 14:20 UTC Exercise / conversionClass A Common Stock 10,000 $35.51 $355,100.00
Disclosure

SEC source: 0001001250-17-000111 · edgar.xml · nonDerivative · entry 1

ZANNINO RICHARD F · CIK 0001189770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2017 Filed Nov 2, 2017 21:59 UTC
Polcer GregoryEVP - Global Supply Chain
Exercise / conversionOption (Right to Buy) · Derivative 53,896 $0.00 Strike: $29.04 $0.00
Disclosure

SEC source: 0001001250-17-000105 · edgar.xml · derivative · entry 11

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 53,896 shares

Expires 2020-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Not applicable.

F4 · derivative.exercise_date: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 26,298 shares exercisable from and after January 1, 2012; 26,298 shares exercisable from and after January 1, 2013; 26,300 shares exercisable from and after January 1, 2014.

Read SEC document
November 01, 2017 Filed Nov 2, 2017 21:59 UTC
Polcer GregoryEVP - Global Supply Chain
SaleClass A Common Stock 53,896 $120.00 $6,467,520.00
Disclosure

SEC source: 0001001250-17-000105 · edgar.xml · nonDerivative · entry 4

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,385

F5 · kind: The sales of the shares of Class A Common Stock were made pursuant to a Rule 10b5-1(c) trading plan entered into on September 8, 2017.

Read SEC document
November 01, 2017 Filed Nov 2, 2017 21:59 UTC
Polcer GregoryEVP - Global Supply Chain
Exercise / conversionClass A Common Stock 53,896 $29.04 $1,565,139.84
Disclosure

SEC source: 0001001250-17-000105 · edgar.xml · nonDerivative · entry 3

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,281

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 26,298 shares exercisable from and after January 1, 2012; 26,298 shares exercisable from and after January 1, 2013; 26,300 shares exercisable from and after January 1, 2014.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 22:06 UTC
Trower Alexandra C.EVP - Global Communications
Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 2,370 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-17-000110 · edgar.xml · derivative · entry 7

Trower Alexandra C. · CIK 0001432251 · EVP - Global Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,742

Underlying: Class A Common Stock · 2,370 shares

Expires 2019-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F7 · derivative.exercise_date: RSUs from grant dated September 6, 2016. Assuming continued employment, RSUs will vest and be paid out as follows: 2,371 on October 31, 2018; and 2,371 on October 31, 2019.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 22:06 UTC
Trower Alexandra C.EVP - Global Communications
Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 2,708 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-17-000110 · edgar.xml · derivative · entry 6

Trower Alexandra C. · CIK 0001432251 · EVP - Global Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,708

Underlying: Class A Common Stock · 2,708 shares

Expires 2018-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F6 · derivative.exercise_date: RSUs from grant dated September 4, 2015. Assuming continued employment, RSUs will vest and be paid out as follows: 2,708 on October 31, 2018.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 22:06 UTC
Trower Alexandra C.EVP - Global Communications
Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 2,642 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-17-000110 · edgar.xml · derivative · entry 5

Trower Alexandra C. · CIK 0001432251 · EVP - Global Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,642 shares

Expires 2017-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F5 · derivative.exercise_date: RSUs from grant dated September 3, 2014.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 22:06 UTC
Trower Alexandra C.EVP - Global Communications
Tax withholdingClass A Common Stock 4,310 $111.40 $480,134.00
Disclosure

SEC source: 0001001250-17-000110 · edgar.xml · nonDerivative · entry 2

Trower Alexandra C. · CIK 0001432251 · EVP - Global Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,779

F3 · kind: Represents the withholding of shares for tax purposes.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 22:06 UTC
Trower Alexandra C.EVP - Global Communications
Exercise / conversionClass A Common Stock 7,720 $0.00 $0.00
Disclosure

SEC source: 0001001250-17-000110 · edgar.xml · nonDerivative · entry 1

Trower Alexandra C. · CIK 0001432251 · EVP - Global Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,089

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Payout of shares upon vesting of portions of Restricted Stock Units ("RSUs") granted September 3, 2014, September 4, 2015 and September 6, 2016.

F2 · price: Not applicable.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 22:02 UTC
LAUDER JANEDirector
Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 1,490 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-17-000108 · edgar.xml · derivative · entry 5

LAUDER JANE · CIK 0001008091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,981

Underlying: Class A Common Stock · 1,490 shares

Expires 2019-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F7 · shares: RSUs from grant dated September 6, 2016. Assuming continued employment, RSUs will vest and be paid out as follows: 1,490 on October 31, 2018; and 1,491 on October 31, 2019.

F2 · price: Not applicable.

F7 · derivative.exercise_date: RSUs from grant dated September 6, 2016. Assuming continued employment, RSUs will vest and be paid out as follows: 1,490 on October 31, 2018; and 1,491 on October 31, 2019.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 22:02 UTC
LAUDER JANEDirector
Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 1,421 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-17-000108 · edgar.xml · derivative · entry 4

LAUDER JANE · CIK 0001008091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,421

Underlying: Class A Common Stock · 1,421 shares

Expires 2018-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F6 · shares: RSUs from grant dated September 4, 2015. Assuming continued employment, RSUs will vest and be paid out as follows: 1,421 on October 31, 2018.

F2 · price: Not applicable.

F6 · derivative.exercise_date: RSUs from grant dated September 4, 2015. Assuming continued employment, RSUs will vest and be paid out as follows: 1,421 on October 31, 2018.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 22:02 UTC
LAUDER JANEDirector
Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 1,435 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-17-000108 · edgar.xml · derivative · entry 3

LAUDER JANE · CIK 0001008091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,435 shares

Expires 2017-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F5 · shares: RSUs from grant dated September 3, 2014.

F2 · price: Not applicable.

F5 · derivative.exercise_date: RSUs from grant dated September 3, 2014.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 22:02 UTC
LAUDER JANEDirector
Tax withholdingClass A Common Stock 2,428 $111.40 $270,479.20
Disclosure

SEC source: 0001001250-17-000108 · edgar.xml · nonDerivative · entry 2

LAUDER JANE · CIK 0001008091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,703

F3 · kind: Represents the withholding of shares for tax purposes.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 22:02 UTC
LAUDER JANEDirector
Exercise / conversionClass A Common Stock 4,346 $0.00 $0.00
Disclosure

SEC source: 0001001250-17-000108 · edgar.xml · nonDerivative · entry 1

LAUDER JANE · CIK 0001008091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,131

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Payout of shares upon vesting of portions of Restricted Stock Units ("RSUs") granted September 3, 2014, September 4, 2015 and September 6, 2016.

F2 · price: Not applicable.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 22:00 UTC Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 4,848 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-17-000107 · edgar.xml · derivative · entry 5

TRAVIS TRACEY THOMAS · CIK 0001258930 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,697

Underlying: Class A Common Stock · 4,848 shares

Expires 2019-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F7 · derivative.exercise_date: RSUs from grant dated September 6, 2016. Assuming continued employment, RSUs will vest and be paid out as follows: 4,848 on October 31, 2018; and 4,849 on October 31, 2019.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 22:00 UTC Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 5,332 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-17-000107 · edgar.xml · derivative · entry 4

TRAVIS TRACEY THOMAS · CIK 0001258930 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,333

Underlying: Class A Common Stock · 5,332 shares

Expires 2018-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F6 · derivative.exercise_date: RSUs from grant dated September 4, 2015. Assuming continued employment, RSUs will vest and be paid out as follows: 5,333 on October 31, 2018.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 22:00 UTC Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 4,898 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-17-000107 · edgar.xml · derivative · entry 3

TRAVIS TRACEY THOMAS · CIK 0001258930 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,898 shares

Expires 2017-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F5 · derivative.exercise_date: RSUs from grant dated September 3, 2014.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 22:00 UTC Tax withholdingClass A Common Stock 7,777 $111.40 $866,357.80
Disclosure

SEC source: 0001001250-17-000107 · edgar.xml · nonDerivative · entry 2

TRAVIS TRACEY THOMAS · CIK 0001258930 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,552

F3 · kind: Represents the withholding of shares for tax purposes.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 22:00 UTC Exercise / conversionClass A Common Stock 15,078 $0.00 $0.00
Disclosure

SEC source: 0001001250-17-000107 · edgar.xml · nonDerivative · entry 1

TRAVIS TRACEY THOMAS · CIK 0001258930 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,329

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Payout of shares upon vesting of portions of Restricted Stock Units ("RSUs") granted September 3, 2014, September 4, 2015 and September 6, 2016.

F2 · price: Not applicable.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 22:02 UTC
Lauder William PDirector · Executive Chairman · 10% owner
Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 3,229 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-17-000109 · edgar.xml · derivative · entry 7

Lauder William P · CIK 0001008082 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,458

Underlying: Class A Common Stock · 3,229 shares

Expires 2019-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F7 · shares: RSUs from grant dated September 6, 2016. Assuming continued employment, RSUs will vest and be paid out as follows: 3,229 on October 31, 2018; and 3,229 on October 31, 2019.

F2 · price: Not applicable.

F7 · derivative.exercise_date: RSUs from grant dated September 6, 2016. Assuming continued employment, RSUs will vest and be paid out as follows: 3,229 on October 31, 2018; and 3,229 on October 31, 2019.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 22:02 UTC
Lauder William PDirector · Executive Chairman · 10% owner
Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 3,735 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-17-000109 · edgar.xml · derivative · entry 6

Lauder William P · CIK 0001008082 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,735

Underlying: Class A Common Stock · 3,735 shares

Expires 2018-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F6 · shares: RSUs from grant dated September 4, 2015. Assuming continued employment, RSUs will vest and be paid out as follows: 3,735 on October 31, 2018.

F2 · price: Not applicable.

F6 · derivative.exercise_date: RSUs from grant dated September 4, 2015. Assuming continued employment, RSUs will vest and be paid out as follows: 3,735 on October 31, 2018.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 22:02 UTC
Lauder William PDirector · Executive Chairman · 10% owner
Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 3,644 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-17-000109 · edgar.xml · derivative · entry 5

Lauder William P · CIK 0001008082 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,644 shares

Expires 2017-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F5 · shares: RSUs from grant dated September 3, 2014.

F2 · price: Not applicable.

F5 · derivative.exercise_date: RSUs from grant dated September 3, 2014.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 22:02 UTC
Lauder William PDirector · Executive Chairman · 10% owner
Tax withholdingClass A Common Stock 5,923 $111.40 $659,822.20
Disclosure

SEC source: 0001001250-17-000109 · edgar.xml · nonDerivative · entry 2

Lauder William P · CIK 0001008082 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,550

F3 · kind: Represents the withholding of shares for tax purposes.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 22:02 UTC
Lauder William PDirector · Executive Chairman · 10% owner
Exercise / conversionClass A Common Stock 10,608 $0.00 $0.00
Disclosure

SEC source: 0001001250-17-000109 · edgar.xml · nonDerivative · entry 1

Lauder William P · CIK 0001008082 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,473

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Payout of shares upon vesting of portions of Restricted Stock Units ("RSUs") granted September 3, 2014, September 4, 2015 and September 6, 2016.

F2 · price: Not applicable.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 22:00 UTC
PROUVE CEDRICGroup President, International
Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 5,284 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-17-000106 · edgar.xml · derivative · entry 5

PROUVE CEDRIC · CIK 0001206140 · Group President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,569

Underlying: Class A Common Stock · 5,284 shares

Expires 2019-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F7 · derivative.exercise_date: RSUs from grant dated September 6, 2016. Assuming continued employment, RSUs will vest and be paid out as follows: 5,284 on October 31, 2018; and 5,285 on October 31, 2019.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 22:00 UTC
PROUVE CEDRICGroup President, International
Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 5,966 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-17-000106 · edgar.xml · derivative · entry 4

PROUVE CEDRIC · CIK 0001206140 · Group President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,967

Underlying: Class A Common Stock · 5,966 shares

Expires 2018-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F6 · derivative.exercise_date: RSUs from grant dated September 4, 2015. Assuming continued employment, RSUs will vest and be paid out as follows: 5,967 on October 31, 2018.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 22:00 UTC
PROUVE CEDRICGroup President, International
Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 5,402 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-17-000106 · edgar.xml · derivative · entry 3

PROUVE CEDRIC · CIK 0001206140 · Group President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,402 shares

Expires 2017-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F5 · derivative.exercise_date: RSUs from grant dated September 3, 2014.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 22:00 UTC
PROUVE CEDRICGroup President, International
Tax withholdingClass A Common Stock 8,588 $111.40 $956,703.20
Disclosure

SEC source: 0001001250-17-000106 · edgar.xml · nonDerivative · entry 2

PROUVE CEDRIC · CIK 0001206140 · Group President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,891

F3 · kind: Represents the withholding of shares for tax purposes.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 22:00 UTC
PROUVE CEDRICGroup President, International
Exercise / conversionClass A Common Stock 16,652 $0.00 $0.00
Disclosure

SEC source: 0001001250-17-000106 · edgar.xml · nonDerivative · entry 1

PROUVE CEDRIC · CIK 0001206140 · Group President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,479

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Payout of shares upon vesting of portions of Restricted Stock Units ("RSUs") granted September 3, 2014, September 4, 2015 and September 6, 2016.

F2 · price: Not applicable.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 21:59 UTC
Polcer GregoryEVP - Global Supply Chain
Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 2,548 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-17-000105 · edgar.xml · derivative · entry 10

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,097

Underlying: Class A Common Stock · 2,548 shares

Expires 2019-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F13 · derivative.exercise_date: RSUs from grant dated September 6, 2016. Assuming continued employment, RSUs will vest and be paid out as follows: 2,548 on October 31, 2018; and 2,549 on October 31, 2019.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 21:59 UTC
Polcer GregoryEVP - Global Supply Chain
Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 2,790 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-17-000105 · edgar.xml · derivative · entry 9

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,790

Underlying: Class A Common Stock · 2,790 shares

Expires 2018-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F12 · derivative.exercise_date: RSUs from grant dated September 4, 2015. Assuming continued employment, RSUs will vest and be paid out as follows: 2,790 on October 31, 2018.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 21:59 UTC
Polcer GregoryEVP - Global Supply Chain
Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 2,534 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-17-000105 · edgar.xml · derivative · entry 8

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,534 shares

Expires 2017-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F11 · derivative.exercise_date: RSUs from grant dated September 3, 2014.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 21:59 UTC
Polcer GregoryEVP - Global Supply Chain
Tax withholdingClass A Common Stock 4,396 $111.40 $489,714.40
Disclosure

SEC source: 0001001250-17-000105 · edgar.xml · nonDerivative · entry 2

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,385

F3 · kind: Represents the withholding of shares for tax purposes.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 21:59 UTC
Polcer GregoryEVP - Global Supply Chain
Exercise / conversionClass A Common Stock 7,872 $0.00 $0.00
Disclosure

SEC source: 0001001250-17-000105 · edgar.xml · nonDerivative · entry 1

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,781

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Payout of shares upon vesting of portions of Restricted Stock Units ("RSUs") granted September 3, 2014, September 4, 2015 and September 6, 2016.

F2 · price: Not applicable.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 21:58 UTC
Haney Carl P.EVP-Global R&D
Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 2,384 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-17-000102 · edgar.xml · derivative · entry 6

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,769

Underlying: Class A Common Stock · 2,384 shares

Expires 2019-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F8 · derivative.exercise_date: RSUs from grant dated September 6, 2016. Assuming continued employment, RSUs will vest and be paid out as follows: 2,384 on October 31, 2018; and 2,384 on October 31, 2019.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 21:58 UTC
Haney Carl P.EVP-Global R&D
Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 2,672 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-17-000102 · edgar.xml · derivative · entry 5

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,672

Underlying: Class A Common Stock · 2,672 shares

Expires 2018-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F7 · derivative.exercise_date: RSUs from grant dated September 4, 2015. Assuming continued employment, RSUs will vest and be paid out as follows: 2,672 on October 31, 2018.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 21:58 UTC
Haney Carl P.EVP-Global R&D
Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 6,559 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-17-000102 · edgar.xml · derivative · entry 4

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 6,559 shares

Expires 2017-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F6 · derivative.exercise_date: RSUs from grant dated September 3, 2014 vested in full on date shown above.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 21:58 UTC
Haney Carl P.EVP-Global R&D
Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 2,580 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-17-000102 · edgar.xml · derivative · entry 3

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,580 shares

Expires 2017-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F5 · derivative.exercise_date: RSUs from grant dated September 3, 2014.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 21:58 UTC
Haney Carl P.EVP-Global R&D
Tax withholdingClass A Common Stock 7,926 $111.40 $882,956.40
Disclosure

SEC source: 0001001250-17-000102 · edgar.xml · nonDerivative · entry 2

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,941

F3 · kind: Represents the withholding of shares for tax purposes.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 21:58 UTC
Haney Carl P.EVP-Global R&D
Exercise / conversionClass A Common Stock 14,195 $0.00 $0.00
Disclosure

SEC source: 0001001250-17-000102 · edgar.xml · nonDerivative · entry 1

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,867

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Payout of shares upon vesting of portions of Restricted Stock Units ("RSUs") granted September 3, 2014, September 4, 2015 and September 6, 2016.

F2 · price: Not applicable.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 21:59 UTC
O'HARE MICHAELEVP-Global Human Resources
Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 2,607 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-17-000104 · edgar.xml · derivative · entry 7

O'HARE MICHAEL · CIK 0001587814 · EVP-Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,214

Underlying: Class A Common Stock · 2,607 shares

Expires 2019-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F7 · derivative.exercise_date: RSUs from grant dated September 6, 2016. Assuming continued employment, RSUs will vest and be paid out as follows: 2,607 on October 31, 2018; and 2,607 on October 31, 2019.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 21:59 UTC
O'HARE MICHAELEVP-Global Human Resources
Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 2,694 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-17-000104 · edgar.xml · derivative · entry 6

O'HARE MICHAEL · CIK 0001587814 · EVP-Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,694

Underlying: Class A Common Stock · 2,694 shares

Expires 2018-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F6 · derivative.exercise_date: RSUs from grant dated September 4, 2015. Assuming continued employment, RSUs will vest and be paid out as follows: 2,694 on October 31, 2018.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 21:59 UTC
O'HARE MICHAELEVP-Global Human Resources
Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 2,431 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-17-000104 · edgar.xml · derivative · entry 5

O'HARE MICHAEL · CIK 0001587814 · EVP-Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,431 shares

Expires 2017-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F5 · derivative.exercise_date: RSUs from grant dated September 3, 2014.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 21:59 UTC
O'HARE MICHAELEVP-Global Human Resources
Tax withholdingClass A Common Stock 4,317 $111.40 $480,913.80
Disclosure

SEC source: 0001001250-17-000104 · edgar.xml · nonDerivative · entry 2

O'HARE MICHAEL · CIK 0001587814 · EVP-Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,415

F3 · kind: Represents the withholding of shares for tax purposes.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 21:59 UTC
O'HARE MICHAELEVP-Global Human Resources
Exercise / conversionClass A Common Stock 7,732 $0.00 $0.00
Disclosure

SEC source: 0001001250-17-000104 · edgar.xml · nonDerivative · entry 1

O'HARE MICHAEL · CIK 0001587814 · EVP-Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,732

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Payout of shares upon vesting of portions of Restricted Stock Units ("RSUs") granted September 3, 2014, September 4, 2015 and September 6, 2016.

F2 · price: Not applicable.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 21:58 UTC
MOSS SARA EExec. VP and Gen. Counsel
Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 2,980 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-17-000103 · edgar.xml · derivative · entry 6

MOSS SARA E · CIK 0001204538 · Exec. VP and Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,962

Underlying: Class A Common Stock · 2,980 shares

Expires 2019-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F7 · derivative.exercise_date: RSUs from grant dated September 6, 2016. Assuming continued employment, RSUs will vest and be paid out as follows: 2,981 on October 31, 2018; and 2,981 on October 31, 2019.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 21:58 UTC
MOSS SARA EExec. VP and Gen. Counsel
Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 3,402 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-17-000103 · edgar.xml · derivative · entry 5

MOSS SARA E · CIK 0001204538 · Exec. VP and Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,402

Underlying: Class A Common Stock · 3,402 shares

Expires 2018-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F6 · derivative.exercise_date: RSUs from grant dated September 4, 2015. Assuming continued employment, RSUs will vest and be paid out as follows: 3,402 on October 31, 2018.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 21:58 UTC
MOSS SARA EExec. VP and Gen. Counsel
Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 3,209 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-17-000103 · edgar.xml · derivative · entry 4

MOSS SARA E · CIK 0001204538 · Exec. VP and Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,209 shares

Expires 2017-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F5 · derivative.exercise_date: RSUs from grant dated September 3, 2014.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 21:58 UTC
MOSS SARA EExec. VP and Gen. Counsel
Tax withholdingClass A Common Stock 5,355 $111.40 $596,547.00
Disclosure

SEC source: 0001001250-17-000103 · edgar.xml · nonDerivative · entry 2

MOSS SARA E · CIK 0001204538 · Exec. VP and Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · Through a revocable trust.

Disclosed balance after: 72,545

F3 · kind: Represents the withholding of shares for tax purposes.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.