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ESTEE LAUDER COMPANIES INC

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3097
SEC CIK
0001001250
Parsed reports
1,250

Last 12 months

Inside the activity.

0 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202507
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202602
Sep 202605
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 27, 2018 Filed Feb 28, 2018 22:05 UTC GrantStock Units (Cash Payout) · Derivative 193.16 $139.78 $26,999.90
Disclosure

SEC source: 0001001250-18-000019 · edgar.xml · derivative · entry 1

STERNLICHT BARRY S · CIK 0001034657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,353.58

Underlying: Class A Common Stock · 193.16 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Stock Unit (cash payout) is convertible into cash equal to the value of one share of Class A Common Stock (i.e. 1:1).

F2 · kind: Represents grant of Stock Units in lieu of cash for quarterly board and committee retainers.

F3 · derivative.exercise_date: The Stock Units (cash payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units (cash payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
February 27, 2018 Filed Feb 28, 2018 22:04 UTC GrantStock Units (Cash Payout) · Derivative 200.31 $139.78 $27,999.33
Disclosure

SEC source: 0001001250-18-000017 · edgar.xml · derivative · entry 1

Hockaday Irvine O Jr · CIK 0001113487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,298.48

Underlying: Class A Common Stock · 200.31 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Stock Unit (cash payout) is convertible into cash equal to the value of one share of Class A Common Stock (i.e. 1:1).

F2 · kind: Represents grant of Stock Units in lieu of cash for quarterly board and committee retainers.

F3 · derivative.exercise_date: The Stock Units (cash payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units (cash payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
February 27, 2018 Filed Feb 28, 2018 22:04 UTC GrantStock Units (Cash Payout) · Derivative 200.31 $139.78 $27,999.33
Disclosure

SEC source: 0001001250-18-000016 · edgar.xml · derivative · entry 1

HOBSON MELLODY L · CIK 0001169896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,967.5

Underlying: Class A Common Stock · 200.31 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Stock Unit (cash payout) is convertible into cash equal to the value of one share of Class A Common Stock (i.e. 1:1).

F2 · kind: Represents grant of Stock Units in lieu of cash for quarterly board and committee retainers.

F3 · derivative.exercise_date: The Stock Units (cash payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units (cash payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
February 27, 2018 Filed Feb 28, 2018 22:04 UTC GrantStock Units (Cash Payout) · Derivative 214.62 $139.78 $29,999.58
Disclosure

SEC source: 0001001250-18-000015 · edgar.xml · derivative · entry 1

FRIBOURG PAUL J · CIK 0001070938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,875.31

Underlying: Class A Common Stock · 214.62 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Stock Unit (cash payout) is convertible into cash equal to the value of one share of Class A Common Stock (i.e. 1:1).

F2 · kind: Represents grant of Stock Units in lieu of cash for quarterly board and committee retainers.

F3 · derivative.exercise_date: The Stock Units (cash payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units (cash payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
February 27, 2018 Filed Jul 13, 2018 19:38 UTC GrantStock Units (Cash Payout) · Derivative 200.31 $139.78 $27,999.33
Disclosure

SEC source: 0001001250-18-000054 · edgar.xml · derivative · entry 1

HOBSON MELLODY L · CIK 0001169896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,967.5

Underlying: Class A Common Stock · 200.31 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Stock Unit (cash payout) is convertible into cash equal to the value of one share of Class A Common Stock (i.e. 1:1).

F2 · kind: Represents grant of Stock Units in lieu of cash for quarterly board and committee retainers.

F3 · derivative.exercise_date: The Stock Units (cash payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units (cash payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
February 16, 2018 Filed Feb 20, 2018 21:54 UTC
Freda FabrizioDirector · President and CEO
Exercise / conversionOption (Right to Buy) · Derivative 54,610 Not disclosed Strike: $17.00 Not disclosed
Disclosure

SEC source: 0001001250-18-000013 · edgar.xml · derivative · entry 4

Freda Fabrizio · CIK 0001428855 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 54,610 shares

Expires 2019-09-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Not applicable.

F1 · derivative.exercise_date: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 118,202 shares exercisable from and after January 1, 2011; 118,204 shares exercisable from and after January 1, 2012; 118,204 shares exercisable from and after January 1, 2013, adjusted to reflect the stock split that occurred on January 20, 2012.

Read SEC document
February 16, 2018 Filed Feb 20, 2018 21:54 UTC
Freda FabrizioDirector · President and CEO
SaleClass A Common Stock 1,700 $141.31 $240,227.00
Disclosure

SEC source: 0001001250-18-000013 · edgar.xml · nonDerivative · entry 3

Freda Fabrizio · CIK 0001428855 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,174

F2 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F4 · price: Sales prices range from $141.26 to $141.36 per share, inclusive.

Read SEC document
February 16, 2018 Filed Feb 20, 2018 21:54 UTC
Freda FabrizioDirector · President and CEO
SaleClass A Common Stock 52,910 $140.76 $7,447,611.60
Disclosure

SEC source: 0001001250-18-000013 · edgar.xml · nonDerivative · entry 2

Freda Fabrizio · CIK 0001428855 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,874

F2 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F3 · price: Sales prices range from $140.19 to $141.17 per share, inclusive.

Read SEC document
February 16, 2018 Filed Feb 20, 2018 21:54 UTC
Freda FabrizioDirector · President and CEO
Exercise / conversionClass A Common Stock 54,610 $17.00 $928,370.00
Disclosure

SEC source: 0001001250-18-000013 · edgar.xml · nonDerivative · entry 1

Freda Fabrizio · CIK 0001428855 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,784

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 118,202 shares exercisable from and after January 1, 2011; 118,204 shares exercisable from and after January 1, 2012; 118,204 shares exercisable from and after January 1, 2013, adjusted to reflect the stock split that occurred on January 20, 2012.

Read SEC document
February 16, 2018 Filed Feb 20, 2018 21:54 UTC SaleClass A Common Stock 5,000 $140.11 $700,550.00
Disclosure

SEC source: 0001001250-18-000012 · edgar.xml · nonDerivative · entry 1

TRAVIS TRACEY THOMAS · CIK 0001258930 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,467

F1 · shares: The number of securities reported represents an aggregated number of shares sold in multiple open market transactions over a range of sales prices. The prcie reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F1 · price: The number of securities reported represents an aggregated number of shares sold in multiple open market transactions over a range of sales prices. The prcie reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F2 · price: Sales prices range from $140.05 to $140.17, inclusive.

Read SEC document
February 16, 2018 Filed Feb 20, 2018 21:48 UTC
MOSS SARA EExec. VP, Gen. Counsel
Exercise / conversionOption (Right to Buy) · Derivative 30,044 $0.00 Strike: $76.23 $0.00
Disclosure

SEC source: 0001001250-18-000011 · edgar.xml · derivative · entry 4

MOSS SARA E · CIK 0001204538 · Exec. VP, Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 30,044 shares

Expires 2024-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Not applicable.

F1 · derivative.exercise_date: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 10,014 shares exercisable from and after January 1, 2016; 10,015 shares exercisable from and after January 1, 2017; and 10,015 shares exercisable from and after January 1, 2018.

Read SEC document
February 16, 2018 Filed Feb 20, 2018 21:48 UTC
MOSS SARA EExec. VP, Gen. Counsel
SaleClass A Common Stock 30,044 $140.40 $4,218,177.60
Disclosure

SEC source: 0001001250-18-000011 · edgar.xml · nonDerivative · entry 2

MOSS SARA E · CIK 0001204538 · Exec. VP, Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · Through a revocable trust.

Disclosed balance after: 67,632

F2 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F2 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F3 · price: Sales prices range from $139.99 to $140.92 per share, inclusive.

Read SEC document
February 16, 2018 Filed Feb 20, 2018 21:48 UTC
MOSS SARA EExec. VP, Gen. Counsel
Exercise / conversionClass A Common Stock 30,044 $76.23 $2,290,254.12
Disclosure

SEC source: 0001001250-18-000011 · edgar.xml · nonDerivative · entry 1

MOSS SARA E · CIK 0001204538 · Exec. VP, Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · Through a revocable trust.

Disclosed balance after: 97,676

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 10,014 shares exercisable from and after January 1, 2016; 10,015 shares exercisable from and after January 1, 2017; and 10,015 shares exercisable from and after January 1, 2018.

Read SEC document
February 16, 2018 Filed Mar 7, 2018 17:07 UTC
LAUDER LEONARD ADirector · Chairman Emeritus · 10% owner
GiftClass A Common Stock 42,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001001250-18-000021 · edgar.xml · nonDerivative · entry 3

Leonard A. Lauder 2013 Revocable Trust · CIK 0001594022 · 10% owner

LAUDER LEONARD A · CIK 0001006352 · Director · Chairman Emeritus · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: Not applicable.

F4 · ownership.direct: Directly held by LAL.

Read SEC document
February 16, 2018 Filed Mar 7, 2018 17:07 UTC
LAUDER LEONARD ADirector · Chairman Emeritus · 10% owner
GiftClass A Common Stock 42,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001001250-18-000021 · edgar.xml · nonDerivative · entry 2

Leonard A. Lauder 2013 Revocable Trust · CIK 0001594022 · 10% owner

LAUDER LEONARD A · CIK 0001006352 · Director · Chairman Emeritus · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,000

F1 · kind: The Leonard A. Lauder 2013 Revocable Trust ("LAL Rev Trust") transferred the shares to Leonard A. Lauder ("LAL") for no consideration.

F2 · price: Not applicable.

F4 · ownership.direct: Directly held by LAL.

Read SEC document
February 16, 2018 Filed Mar 7, 2018 17:07 UTC
LAUDER LEONARD ADirector · Chairman Emeritus · 10% owner
GiftClass A Common Stock 42,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001001250-18-000021 · edgar.xml · nonDerivative · entry 1

Leonard A. Lauder 2013 Revocable Trust · CIK 0001594022 · 10% owner

LAUDER LEONARD A · CIK 0001006352 · Director · Chairman Emeritus · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,507,838

F1 · kind: The Leonard A. Lauder 2013 Revocable Trust ("LAL Rev Trust") transferred the shares to Leonard A. Lauder ("LAL") for no consideration.

F2 · price: Not applicable.

F3 · ownership.direct: Directly held by LAL Rev Trust. Indirectly held by LAL.

Read SEC document
February 15, 2018 Filed Feb 15, 2018 22:29 UTC
Trower Alexandra C.EVP - Global Communications
SaleClass A Common Stock 26,039 $139.50 $3,632,440.50
Disclosure

SEC source: 0001001250-18-000010 · edgar.xml · nonDerivative · entry 1

Trower Alexandra C. · CIK 0001432251 · EVP - Global Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,333

F1 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F2 · price: Sales prices range from $139.23 to $139.91 per share, inclusive.

Read SEC document
February 15, 2018 Filed Feb 15, 2018 22:29 UTC
Polcer GregoryEVP - Global Supply Chain
Exercise / conversionOption (Right to Buy) · Derivative 46,644 $0.00 Strike: $49.09 $0.00
Disclosure

SEC source: 0001001250-18-000008 · edgar.xml · derivative · entry 3

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 46,644 shares

Expires 2021-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Not applicable.

F1 · derivative.exercise_date: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 15,548 shares exercisable from and after January 1, 2013; 15,548 shares exercisable from and after January 1, 2014; 15,548 shares exercisable from and after January 1, 2015.

Read SEC document
February 15, 2018 Filed Feb 15, 2018 22:29 UTC
Polcer GregoryEVP - Global Supply Chain
SaleClass A Common Stock 46,644 $140.00 $6,530,160.00
Disclosure

SEC source: 0001001250-18-000008 · edgar.xml · nonDerivative · entry 2

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,909

F2 · kind: The sales of the shares of Class A Common Stock were made pursuant to a Rule 10b5-1(c) trading plan entered into on December 8, 2017.

Read SEC document
February 15, 2018 Filed Feb 15, 2018 22:29 UTC
Polcer GregoryEVP - Global Supply Chain
Exercise / conversionClass A Common Stock 46,644 $49.09 $2,289,753.96
Disclosure

SEC source: 0001001250-18-000008 · edgar.xml · nonDerivative · entry 1

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,553

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 15,548 shares exercisable from and after January 1, 2013; 15,548 shares exercisable from and after January 1, 2014; 15,548 shares exercisable from and after January 1, 2015.

Read SEC document
February 14, 2018 Filed Feb 14, 2018 21:54 UTC
Haney Carl P.EVP-Global R&D
Exercise / conversionOption (Right to Buy) · Derivative 5,000 Not disclosed Strike: $77.35 Not disclosed
Disclosure

SEC source: 0001001250-18-000006 · edgar.xml · derivative · entry 8

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,848

Underlying: Class A Common Stock · 5,000 shares

Expires 2025-09-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Not applicable.

F4 · derivative.exercise_date: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 8,949 shares exercisable from and after January 1, 2017; 8,949 shares exercisable from and after January 1, 2018; 8,950 shares exercisable from and after January 1, 2019.

Read SEC document
February 14, 2018 Filed Feb 14, 2018 21:54 UTC
Haney Carl P.EVP-Global R&D
Exercise / conversionOption (Right to Buy) · Derivative 1,525 Not disclosed Strike: $76.23 Not disclosed
Disclosure

SEC source: 0001001250-18-000006 · edgar.xml · derivative · entry 7

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,525 shares

Expires 2024-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Not applicable.

F1 · derivative.exercise_date: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 8,049 shares exercisable from and after January 1, 2016; 8,050 shares exercisable from and after January 1, 2017; 8,050 shares exercisable from and after January 1, 2018.

Read SEC document
February 14, 2018 Filed Feb 14, 2018 21:54 UTC
Haney Carl P.EVP-Global R&D
SaleClass A Common Stock 6,525 $138.00 $900,450.00
Disclosure

SEC source: 0001001250-18-000006 · edgar.xml · nonDerivative · entry 5

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
February 14, 2018 Filed Feb 14, 2018 21:54 UTC
Haney Carl P.EVP-Global R&D
Exercise / conversionClass A Common Stock 5,000 $77.35 $386,750.00
Disclosure

SEC source: 0001001250-18-000006 · edgar.xml · nonDerivative · entry 4

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,525

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 8,949 shares exercisable from and after January 1, 2017; 8,949 shares exercisable from and after January 1, 2018; 8,950 shares exercisable from and after January 1, 2019.

Read SEC document
February 14, 2018 Filed Feb 14, 2018 21:54 UTC
Haney Carl P.EVP-Global R&D
Exercise / conversionClass A Common Stock 1,525 $76.23 $116,250.75
Disclosure

SEC source: 0001001250-18-000006 · edgar.xml · nonDerivative · entry 3

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,525

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 8,049 shares exercisable from and after January 1, 2016; 8,050 shares exercisable from and after January 1, 2017; 8,050 shares exercisable from and after January 1, 2018.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 22:29 UTC SaleClass A Common Stock 5,000 $137.02 $685,100.00
Disclosure

SEC source: 0001001250-18-000009 · edgar.xml · nonDerivative · entry 1

TRAVIS TRACEY THOMAS · CIK 0001258930 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,467

F1 · shares: The number of securities reported represents an aggregated number of shares sold in multiple open market transactions over a range of sales prices. The prcie reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F1 · price: The number of securities reported represents an aggregated number of shares sold in multiple open market transactions over a range of sales prices. The prcie reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F2 · price: Sales prices range from $136.92 to $137.19, inclusive.

Read SEC document
February 13, 2018 Filed Mar 2, 2018 16:01 UTC GiftClass A Common Stock 16,447 Not disclosed Not disclosed
Disclosure

SEC source: 0001001250-18-000020 · edgar.xml · nonDerivative · entry 1

LAUDER RONALD S FOUNDATION · CIK 0001008089 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,418

F1 · price: Not applicable.

Read SEC document
February 12, 2018 Filed Feb 14, 2018 21:54 UTC
Haney Carl P.EVP-Global R&D
Exercise / conversionOption (Right to Buy) · Derivative 6,525 Not disclosed Strike: $76.23 Not disclosed
Disclosure

SEC source: 0001001250-18-000006 · edgar.xml · derivative · entry 6

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,525

Underlying: Class A Common Stock · 6,525 shares

Expires 2024-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Not applicable.

F1 · derivative.exercise_date: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 8,049 shares exercisable from and after January 1, 2016; 8,050 shares exercisable from and after January 1, 2017; 8,050 shares exercisable from and after January 1, 2018.

Read SEC document
February 12, 2018 Filed Feb 14, 2018 21:54 UTC
Haney Carl P.EVP-Global R&D
SaleClass A Common Stock 6,525 $137.52 $897,318.00
Disclosure

SEC source: 0001001250-18-000006 · edgar.xml · nonDerivative · entry 2

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · shares: The number of securities reported represents an aggregated number of shares sold in multiple open market transactions over a range of sales prices. The prcie reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F2 · price: The number of securities reported represents an aggregated number of shares sold in multiple open market transactions over a range of sales prices. The prcie reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F3 · price: Sales prices range from $137.50 to $137.61, inclusive.

Read SEC document
February 12, 2018 Filed Feb 14, 2018 21:54 UTC
Haney Carl P.EVP-Global R&D
Exercise / conversionClass A Common Stock 6,525 $76.23 $497,400.75
Disclosure

SEC source: 0001001250-18-000006 · edgar.xml · nonDerivative · entry 1

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,525

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 8,049 shares exercisable from and after January 1, 2016; 8,050 shares exercisable from and after January 1, 2017; 8,050 shares exercisable from and after January 1, 2018.

Read SEC document
February 09, 2018 Filed Feb 12, 2018 17:22 UTC Exercise / conversionOption (Right to Buy) · Derivative 4,736 Not disclosed Strike: $57.49 Not disclosed
Disclosure

SEC source: 0001001250-18-000005 · edgar.xml · derivative · entry 6

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,736 shares

Expires 2022-11-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Stock options granted pursuant to the Issuer's Non-Employee Director Share Incentive Plan.

F4 · price: Not Applicable.

Read SEC document
February 09, 2018 Filed Feb 12, 2018 17:22 UTC Exercise / conversionOption (Right to Buy) · Derivative 4,576 Not disclosed Strike: $57.53 Not disclosed
Disclosure

SEC source: 0001001250-18-000005 · edgar.xml · derivative · entry 5

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,576 shares

Expires 2021-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Stock options granted pursuant to the Issuer's Non-Employee Director Share Incentive Plan.

F4 · price: Not Applicable.

Read SEC document
February 09, 2018 Filed Feb 12, 2018 17:22 UTC SaleClass A Common Stock 9,312 $132.96 $1,238,123.52
Disclosure

SEC source: 0001001250-18-000005 · edgar.xml · nonDerivative · entry 3

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F2 · price: Sales prices range from $132.61 to $133.24 per share, inclusive.

Read SEC document
February 09, 2018 Filed Feb 12, 2018 17:22 UTC Exercise / conversionClass A Common Stock 4,736 $57.49 $272,272.64
Disclosure

SEC source: 0001001250-18-000005 · edgar.xml · nonDerivative · entry 2

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,312

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2018 Filed Feb 12, 2018 17:22 UTC Exercise / conversionClass A Common Stock 4,576 $57.53 $263,257.28
Disclosure

SEC source: 0001001250-18-000005 · edgar.xml · nonDerivative · entry 1

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,576

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 21:59 UTC
LAUDER RONALD SDirector · Chairman, Clinique Labs, LLC · 10% owner
OtherForward sale contract (obligation to sell) · Derivative 2,000,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-18-006660 · tv485281_4.xml · derivative · entry 2

LAUDER RONALD S · CIK 0000942617 · Director · Chairman, Clinique Labs, LLC · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000,000

Underlying: Class A Common Stock · 2,000,000 shares

Expires 2018-11-20

F1 · derivative.exercise_price: On March 2, 2017, the reporting person entered into an amended prepaid variable forward sale contract (the "Prior Contract") with an unaffiliated third party buyer. On February 6, 2018, the reporting person amended the Prior Contract (the "Amended Contract") which extended the maturity date on the outstanding prepaid variable forward contract from June 4, 2018 to November 20, 2018. The contract obligates the reporting person to deliver to the buyer up to 2,000,000 shares of EL Class A Common Stock (or, at the reporting person's election, an equivalent amount of cash based on the market price of EL Class A Common Stock at the time) following the maturity date of the contract subject to acceleration.

F2 · derivative.exercise_price: In exchange for assuming this obligation under the original prepaid variable forward sale contract in June 2011, the reporting person received a cash payment at that time. No payments were made by either party in connection with the Amended Contract. The reporting person has pledged 2,000,000 shares of EL Class B Common Stock (the "Pledged Shares") to secure his obligations under the Amended Contract, but retained voting and certain dividend rights in the Pledged Shares during the term of the pledge. Under the Amended Contract, the number of shares of EL Class A Common Stock to be delivered to the buyer at settlement will be based on the following formula, which references a settlement price that will be determined by the arithmetic mean of the closing prices of EL Class A Common Stock on each of the five trading days up to, and including, the maturity date (the "Settlement Price"):

F3 · derivative.exercise_price: (A) if the Settlement Price is less than $135.793 (amended from $83.2953 under the Prior Contract), the reporting person will deliver 2,000,000 shares; (B) if the Settlement Price is less than $151.8845 (amended from $93.4573 under the Prior Contract), but equal to or greater than $135.793 (amended from $83.2953 under the Prior Contract), the reporting person will deliver a number of shares equal to 2,000,000 multiplied by a ratio of (i) $135.793 (amended from $83.2953 under the Prior Contract) divided by (ii) the Settlement Price;

F4 · derivative.exercise_price: and (C) if the Settlement Price is equal to or greater than $151.8845 (amended from $93.4573 under the Prior Contract), the reporting person will deliver a number of shares equal to 2,000,000 multiplied by a ratio equal to one minus (i) the difference between $151.8845 (amended from $93.4573 under the Prior Contract) and $135.793 (amended from $83.2953 under the Prior Contract) divided by (ii) Settlement Price, subject in each case to adjustment upon the occurrence of certain corporate events applicable to the EL Class A Common Stock. The number of shares of EL Class A Common Stock to be delivered and the number of Pledged Shares are also subject to adjustment in such event.

F1 · kind: On March 2, 2017, the reporting person entered into an amended prepaid variable forward sale contract (the "Prior Contract") with an unaffiliated third party buyer. On February 6, 2018, the reporting person amended the Prior Contract (the "Amended Contract") which extended the maturity date on the outstanding prepaid variable forward contract from June 4, 2018 to November 20, 2018. The contract obligates the reporting person to deliver to the buyer up to 2,000,000 shares of EL Class A Common Stock (or, at the reporting person's election, an equivalent amount of cash based on the market price of EL Class A Common Stock at the time) following the maturity date of the contract subject to acceleration.

F2 · kind: In exchange for assuming this obligation under the original prepaid variable forward sale contract in June 2011, the reporting person received a cash payment at that time. No payments were made by either party in connection with the Amended Contract. The reporting person has pledged 2,000,000 shares of EL Class B Common Stock (the "Pledged Shares") to secure his obligations under the Amended Contract, but retained voting and certain dividend rights in the Pledged Shares during the term of the pledge. Under the Amended Contract, the number of shares of EL Class A Common Stock to be delivered to the buyer at settlement will be based on the following formula, which references a settlement price that will be determined by the arithmetic mean of the closing prices of EL Class A Common Stock on each of the five trading days up to, and including, the maturity date (the "Settlement Price"):

F3 · kind: (A) if the Settlement Price is less than $135.793 (amended from $83.2953 under the Prior Contract), the reporting person will deliver 2,000,000 shares; (B) if the Settlement Price is less than $151.8845 (amended from $93.4573 under the Prior Contract), but equal to or greater than $135.793 (amended from $83.2953 under the Prior Contract), the reporting person will deliver a number of shares equal to 2,000,000 multiplied by a ratio of (i) $135.793 (amended from $83.2953 under the Prior Contract) divided by (ii) the Settlement Price;

F4 · kind: and (C) if the Settlement Price is equal to or greater than $151.8845 (amended from $93.4573 under the Prior Contract), the reporting person will deliver a number of shares equal to 2,000,000 multiplied by a ratio equal to one minus (i) the difference between $151.8845 (amended from $93.4573 under the Prior Contract) and $135.793 (amended from $83.2953 under the Prior Contract) divided by (ii) Settlement Price, subject in each case to adjustment upon the occurrence of certain corporate events applicable to the EL Class A Common Stock. The number of shares of EL Class A Common Stock to be delivered and the number of Pledged Shares are also subject to adjustment in such event.

F1 · price: On March 2, 2017, the reporting person entered into an amended prepaid variable forward sale contract (the "Prior Contract") with an unaffiliated third party buyer. On February 6, 2018, the reporting person amended the Prior Contract (the "Amended Contract") which extended the maturity date on the outstanding prepaid variable forward contract from June 4, 2018 to November 20, 2018. The contract obligates the reporting person to deliver to the buyer up to 2,000,000 shares of EL Class A Common Stock (or, at the reporting person's election, an equivalent amount of cash based on the market price of EL Class A Common Stock at the time) following the maturity date of the contract subject to acceleration.

F2 · price: In exchange for assuming this obligation under the original prepaid variable forward sale contract in June 2011, the reporting person received a cash payment at that time. No payments were made by either party in connection with the Amended Contract. The reporting person has pledged 2,000,000 shares of EL Class B Common Stock (the "Pledged Shares") to secure his obligations under the Amended Contract, but retained voting and certain dividend rights in the Pledged Shares during the term of the pledge. Under the Amended Contract, the number of shares of EL Class A Common Stock to be delivered to the buyer at settlement will be based on the following formula, which references a settlement price that will be determined by the arithmetic mean of the closing prices of EL Class A Common Stock on each of the five trading days up to, and including, the maturity date (the "Settlement Price"):

F3 · price: (A) if the Settlement Price is less than $135.793 (amended from $83.2953 under the Prior Contract), the reporting person will deliver 2,000,000 shares; (B) if the Settlement Price is less than $151.8845 (amended from $93.4573 under the Prior Contract), but equal to or greater than $135.793 (amended from $83.2953 under the Prior Contract), the reporting person will deliver a number of shares equal to 2,000,000 multiplied by a ratio of (i) $135.793 (amended from $83.2953 under the Prior Contract) divided by (ii) the Settlement Price;

F4 · price: and (C) if the Settlement Price is equal to or greater than $151.8845 (amended from $93.4573 under the Prior Contract), the reporting person will deliver a number of shares equal to 2,000,000 multiplied by a ratio equal to one minus (i) the difference between $151.8845 (amended from $93.4573 under the Prior Contract) and $135.793 (amended from $83.2953 under the Prior Contract) divided by (ii) Settlement Price, subject in each case to adjustment upon the occurrence of certain corporate events applicable to the EL Class A Common Stock. The number of shares of EL Class A Common Stock to be delivered and the number of Pledged Shares are also subject to adjustment in such event.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 21:59 UTC
LAUDER RONALD SDirector · Chairman, Clinique Labs, LLC · 10% owner
OtherForward sale contract (obligation to sell) · Derivative 2,000,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-18-006660 · tv485281_4.xml · derivative · entry 1

LAUDER RONALD S · CIK 0000942617 · Director · Chairman, Clinique Labs, LLC · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,000,000 shares

Expires 2018-06-04

F1 · derivative.exercise_price: On March 2, 2017, the reporting person entered into an amended prepaid variable forward sale contract (the "Prior Contract") with an unaffiliated third party buyer. On February 6, 2018, the reporting person amended the Prior Contract (the "Amended Contract") which extended the maturity date on the outstanding prepaid variable forward contract from June 4, 2018 to November 20, 2018. The contract obligates the reporting person to deliver to the buyer up to 2,000,000 shares of EL Class A Common Stock (or, at the reporting person's election, an equivalent amount of cash based on the market price of EL Class A Common Stock at the time) following the maturity date of the contract subject to acceleration.

F2 · derivative.exercise_price: In exchange for assuming this obligation under the original prepaid variable forward sale contract in June 2011, the reporting person received a cash payment at that time. No payments were made by either party in connection with the Amended Contract. The reporting person has pledged 2,000,000 shares of EL Class B Common Stock (the "Pledged Shares") to secure his obligations under the Amended Contract, but retained voting and certain dividend rights in the Pledged Shares during the term of the pledge. Under the Amended Contract, the number of shares of EL Class A Common Stock to be delivered to the buyer at settlement will be based on the following formula, which references a settlement price that will be determined by the arithmetic mean of the closing prices of EL Class A Common Stock on each of the five trading days up to, and including, the maturity date (the "Settlement Price"):

F3 · derivative.exercise_price: (A) if the Settlement Price is less than $135.793 (amended from $83.2953 under the Prior Contract), the reporting person will deliver 2,000,000 shares; (B) if the Settlement Price is less than $151.8845 (amended from $93.4573 under the Prior Contract), but equal to or greater than $135.793 (amended from $83.2953 under the Prior Contract), the reporting person will deliver a number of shares equal to 2,000,000 multiplied by a ratio of (i) $135.793 (amended from $83.2953 under the Prior Contract) divided by (ii) the Settlement Price;

F4 · derivative.exercise_price: and (C) if the Settlement Price is equal to or greater than $151.8845 (amended from $93.4573 under the Prior Contract), the reporting person will deliver a number of shares equal to 2,000,000 multiplied by a ratio equal to one minus (i) the difference between $151.8845 (amended from $93.4573 under the Prior Contract) and $135.793 (amended from $83.2953 under the Prior Contract) divided by (ii) Settlement Price, subject in each case to adjustment upon the occurrence of certain corporate events applicable to the EL Class A Common Stock. The number of shares of EL Class A Common Stock to be delivered and the number of Pledged Shares are also subject to adjustment in such event.

F1 · kind: On March 2, 2017, the reporting person entered into an amended prepaid variable forward sale contract (the "Prior Contract") with an unaffiliated third party buyer. On February 6, 2018, the reporting person amended the Prior Contract (the "Amended Contract") which extended the maturity date on the outstanding prepaid variable forward contract from June 4, 2018 to November 20, 2018. The contract obligates the reporting person to deliver to the buyer up to 2,000,000 shares of EL Class A Common Stock (or, at the reporting person's election, an equivalent amount of cash based on the market price of EL Class A Common Stock at the time) following the maturity date of the contract subject to acceleration.

F2 · kind: In exchange for assuming this obligation under the original prepaid variable forward sale contract in June 2011, the reporting person received a cash payment at that time. No payments were made by either party in connection with the Amended Contract. The reporting person has pledged 2,000,000 shares of EL Class B Common Stock (the "Pledged Shares") to secure his obligations under the Amended Contract, but retained voting and certain dividend rights in the Pledged Shares during the term of the pledge. Under the Amended Contract, the number of shares of EL Class A Common Stock to be delivered to the buyer at settlement will be based on the following formula, which references a settlement price that will be determined by the arithmetic mean of the closing prices of EL Class A Common Stock on each of the five trading days up to, and including, the maturity date (the "Settlement Price"):

F3 · kind: (A) if the Settlement Price is less than $135.793 (amended from $83.2953 under the Prior Contract), the reporting person will deliver 2,000,000 shares; (B) if the Settlement Price is less than $151.8845 (amended from $93.4573 under the Prior Contract), but equal to or greater than $135.793 (amended from $83.2953 under the Prior Contract), the reporting person will deliver a number of shares equal to 2,000,000 multiplied by a ratio of (i) $135.793 (amended from $83.2953 under the Prior Contract) divided by (ii) the Settlement Price;

F4 · kind: and (C) if the Settlement Price is equal to or greater than $151.8845 (amended from $93.4573 under the Prior Contract), the reporting person will deliver a number of shares equal to 2,000,000 multiplied by a ratio equal to one minus (i) the difference between $151.8845 (amended from $93.4573 under the Prior Contract) and $135.793 (amended from $83.2953 under the Prior Contract) divided by (ii) Settlement Price, subject in each case to adjustment upon the occurrence of certain corporate events applicable to the EL Class A Common Stock. The number of shares of EL Class A Common Stock to be delivered and the number of Pledged Shares are also subject to adjustment in such event.

F1 · price: On March 2, 2017, the reporting person entered into an amended prepaid variable forward sale contract (the "Prior Contract") with an unaffiliated third party buyer. On February 6, 2018, the reporting person amended the Prior Contract (the "Amended Contract") which extended the maturity date on the outstanding prepaid variable forward contract from June 4, 2018 to November 20, 2018. The contract obligates the reporting person to deliver to the buyer up to 2,000,000 shares of EL Class A Common Stock (or, at the reporting person's election, an equivalent amount of cash based on the market price of EL Class A Common Stock at the time) following the maturity date of the contract subject to acceleration.

F2 · price: In exchange for assuming this obligation under the original prepaid variable forward sale contract in June 2011, the reporting person received a cash payment at that time. No payments were made by either party in connection with the Amended Contract. The reporting person has pledged 2,000,000 shares of EL Class B Common Stock (the "Pledged Shares") to secure his obligations under the Amended Contract, but retained voting and certain dividend rights in the Pledged Shares during the term of the pledge. Under the Amended Contract, the number of shares of EL Class A Common Stock to be delivered to the buyer at settlement will be based on the following formula, which references a settlement price that will be determined by the arithmetic mean of the closing prices of EL Class A Common Stock on each of the five trading days up to, and including, the maturity date (the "Settlement Price"):

F3 · price: (A) if the Settlement Price is less than $135.793 (amended from $83.2953 under the Prior Contract), the reporting person will deliver 2,000,000 shares; (B) if the Settlement Price is less than $151.8845 (amended from $93.4573 under the Prior Contract), but equal to or greater than $135.793 (amended from $83.2953 under the Prior Contract), the reporting person will deliver a number of shares equal to 2,000,000 multiplied by a ratio of (i) $135.793 (amended from $83.2953 under the Prior Contract) divided by (ii) the Settlement Price;

F4 · price: and (C) if the Settlement Price is equal to or greater than $151.8845 (amended from $93.4573 under the Prior Contract), the reporting person will deliver a number of shares equal to 2,000,000 multiplied by a ratio equal to one minus (i) the difference between $151.8845 (amended from $93.4573 under the Prior Contract) and $135.793 (amended from $83.2953 under the Prior Contract) divided by (ii) Settlement Price, subject in each case to adjustment upon the occurrence of certain corporate events applicable to the EL Class A Common Stock. The number of shares of EL Class A Common Stock to be delivered and the number of Pledged Shares are also subject to adjustment in such event.

Read SEC document
February 05, 2018 Filed Feb 5, 2018 20:07 UTC
O'HARE MICHAELEVP-Global Human Resources
Exercise / conversionOption (Right to Buy) · Derivative 9,594 Not disclosed Strike: $89.47 Not disclosed
Disclosure

SEC source: 0001001250-18-000003 · edgar.xml · derivative · entry 7

O'HARE MICHAEL · CIK 0001587814 · EVP-Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,189

Underlying: Class A Common Stock · 9,594 shares

Expires 2016-09-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of: 9,594 shares exercisable from and after January 1, 2018; 9,595 shares exercisable from and after January 1, 2019; and 5,947 shares exercisable from and after January 1, 2020.

F4 · price: Not applicable.

F3 · derivative.exercise_date: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of: 9,594 shares exercisable from and after January 1, 2018; 9,595 shares exercisable from and after January 1, 2019; and 5,947 shares exercisable from and after January 1, 2020.

Read SEC document
February 05, 2018 Filed Feb 5, 2018 20:07 UTC
O'HARE MICHAELEVP-Global Human Resources
Exercise / conversionOption (Right to Buy) · Derivative 9,026 Not disclosed Strike: $77.35 Not disclosed
Disclosure

SEC source: 0001001250-18-000003 · edgar.xml · derivative · entry 6

O'HARE MICHAEL · CIK 0001587814 · EVP-Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,026

Underlying: Class A Common Stock · 9,026 shares

Expires 2025-09-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of: 9,025 shares exercisable from and after January 1, 2017; 9,026 shares exercisable from and after January 1, 2018; and 9,026 shares exercisable from and after January 1, 2019.

F4 · price: Not applicable.

F2 · derivative.exercise_date: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of: 9,025 shares exercisable from and after January 1, 2017; 9,026 shares exercisable from and after January 1, 2018; and 9,026 shares exercisable from and after January 1, 2019.

Read SEC document
February 05, 2018 Filed Feb 5, 2018 20:07 UTC
O'HARE MICHAELEVP-Global Human Resources
Exercise / conversionOption (Right to Buy) · Derivative 7,583 Not disclosed Strike: $76.23 Not disclosed
Disclosure

SEC source: 0001001250-18-000003 · edgar.xml · derivative · entry 5

O'HARE MICHAEL · CIK 0001587814 · EVP-Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 7,583 shares

Expires 2024-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of: 7,583 shares exercisable from and after January 1, 2016; 7,583 shares exercisable from and after January 1, 2017; and 7,583 shares exercisable from and after January 1, 2018.

F4 · price: Not applicable.

F1 · derivative.exercise_date: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of: 7,583 shares exercisable from and after January 1, 2016; 7,583 shares exercisable from and after January 1, 2017; and 7,583 shares exercisable from and after January 1, 2018.

Read SEC document
February 05, 2018 Filed Feb 5, 2018 20:07 UTC
O'HARE MICHAELEVP-Global Human Resources
SaleClass A Common Stock 26,203 $133.40 $3,495,480.20
Disclosure

SEC source: 0001001250-18-000003 · edgar.xml · nonDerivative · entry 4

O'HARE MICHAEL · CIK 0001587814 · EVP-Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
February 05, 2018 Filed Feb 5, 2018 20:07 UTC
O'HARE MICHAELEVP-Global Human Resources
Exercise / conversionClass A Common Stock 9,594 $70.50 $676,377.00
Disclosure

SEC source: 0001001250-18-000003 · edgar.xml · nonDerivative · entry 3

O'HARE MICHAEL · CIK 0001587814 · EVP-Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,203

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of: 9,594 shares exercisable from and after January 1, 2018; 9,595 shares exercisable from and after January 1, 2019; and 5,947 shares exercisable from and after January 1, 2020.

Read SEC document
February 05, 2018 Filed Feb 5, 2018 20:07 UTC
O'HARE MICHAELEVP-Global Human Resources
Exercise / conversionClass A Common Stock 9,026 $77.35 $698,161.10
Disclosure

SEC source: 0001001250-18-000003 · edgar.xml · nonDerivative · entry 2

O'HARE MICHAEL · CIK 0001587814 · EVP-Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,609

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of: 9,025 shares exercisable from and after January 1, 2017; 9,026 shares exercisable from and after January 1, 2018; and 9,026 shares exercisable from and after January 1, 2019.

Read SEC document
February 05, 2018 Filed Feb 5, 2018 20:07 UTC
O'HARE MICHAELEVP-Global Human Resources
Exercise / conversionClass A Common Stock 7,583 $76.23 $578,052.09
Disclosure

SEC source: 0001001250-18-000003 · edgar.xml · nonDerivative · entry 1

O'HARE MICHAEL · CIK 0001587814 · EVP-Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,583

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of: 7,583 shares exercisable from and after January 1, 2016; 7,583 shares exercisable from and after January 1, 2017; and 7,583 shares exercisable from and after January 1, 2018.

Read SEC document
February 05, 2018 Filed Feb 7, 2018 22:31 UTC
Trower Alexandra C.EVP - Global Communications
Exercise / conversionOption (right to buy) · Derivative 8,726 Not disclosed Strike: $89.47 Not disclosed
Disclosure

SEC source: 0001001250-18-000004 · edgar.xml · derivative · entry 6

Trower Alexandra C. · CIK 0001432251 · EVP - Global Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,452

Underlying: Class A Common Stock · 8,726 shares

Expires 2026-09-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 8,726 shares exercisable from and after January 1, 2018; 8,726 shares exercisable from and after January 1, 2019; 8,726 shares exercisable from and after January 1, 2020.

F4 · price: Not Applicable

F3 · derivative.exercise_date: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 8,726 shares exercisable from and after January 1, 2018; 8,726 shares exercisable from and after January 1, 2019; 8,726 shares exercisable from and after January 1, 2020.

Read SEC document
February 05, 2018 Filed Feb 7, 2018 22:31 UTC
Trower Alexandra C.EVP - Global Communications
Exercise / conversionOption (right to buy) · Derivative 9,071 Not disclosed Strike: $77.35 Not disclosed
Disclosure

SEC source: 0001001250-18-000004 · edgar.xml · derivative · entry 5

Trower Alexandra C. · CIK 0001432251 · EVP - Global Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,072

Underlying: Class A Common Stock · 9,071 shares

Expires 2025-09-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 9,071 shares exercisable from and after January 1, 2017; 9,071 shares exercisable from and after January 1, 2018; 9,072 shares exercisable from and after January 1, 2019.

F4 · price: Not Applicable

F2 · derivative.exercise_date: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 9,071 shares exercisable from and after January 1, 2017; 9,071 shares exercisable from and after January 1, 2018; 9,072 shares exercisable from and after January 1, 2019.

Read SEC document
February 05, 2018 Filed Feb 7, 2018 22:31 UTC
Trower Alexandra C.EVP - Global Communications
Exercise / conversionOption (right to buy) · Derivative 8,242 Not disclosed Strike: $76.23 Not disclosed
Disclosure

SEC source: 0001001250-18-000004 · edgar.xml · derivative · entry 4

Trower Alexandra C. · CIK 0001432251 · EVP - Global Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 8,242 shares

Expires 2024-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 8,242 shares exercisable from and after January 1, 2016; 8,242 shares exercisable from and after January 1, 2017; 8,242 shares exercisable from and after January 1, 2018.

F4 · price: Not Applicable

F1 · derivative.exercise_date: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 8,242 shares exercisable from and after January 1, 2016; 8,242 shares exercisable from and after January 1, 2017; 8,242 shares exercisable from and after January 1, 2018.

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February 05, 2018 Filed Feb 7, 2018 22:31 UTC
Trower Alexandra C.EVP - Global Communications
Exercise / conversionClass A Common Stock 8,726 $89.47 $780,715.22
Disclosure

SEC source: 0001001250-18-000004 · edgar.xml · nonDerivative · entry 3

Trower Alexandra C. · CIK 0001432251 · EVP - Global Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,372

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 8,726 shares exercisable from and after January 1, 2018; 8,726 shares exercisable from and after January 1, 2019; 8,726 shares exercisable from and after January 1, 2020.

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February 05, 2018 Filed Feb 7, 2018 22:31 UTC
Trower Alexandra C.EVP - Global Communications
Exercise / conversionClass A Common Stock 9,071 $77.35 $701,641.85
Disclosure

SEC source: 0001001250-18-000004 · edgar.xml · nonDerivative · entry 2

Trower Alexandra C. · CIK 0001432251 · EVP - Global Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,646

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 9,071 shares exercisable from and after January 1, 2017; 9,071 shares exercisable from and after January 1, 2018; 9,072 shares exercisable from and after January 1, 2019.

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February 05, 2018 Filed Feb 7, 2018 22:31 UTC
Trower Alexandra C.EVP - Global Communications
Exercise / conversionClass A Common Stock 8,242 $76.23 $628,287.66
Disclosure

SEC source: 0001001250-18-000004 · edgar.xml · nonDerivative · entry 1

Trower Alexandra C. · CIK 0001432251 · EVP - Global Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,575

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 8,242 shares exercisable from and after January 1, 2016; 8,242 shares exercisable from and after January 1, 2017; 8,242 shares exercisable from and after January 1, 2018.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.