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ESTEE LAUDER COMPANIES INC

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3097
SEC CIK
0001001250
Parsed reports
1,250

Last 12 months

Inside the activity.

0 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202507
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202602
Sep 202605
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 17, 2019 Filed Jun 18, 2019 19:34 UTC GrantStock Units (Cash Payout) · Derivative 78.21 $177.62 $13,891.66
Disclosure

SEC source: 0001001250-19-000061 · edgar.xml · derivative · entry 2

FRIBOURG PAUL J · CIK 0001070938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,384.73

Underlying: Class A Common Stock · 78.21 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
June 17, 2019 Filed Jun 18, 2019 19:34 UTC GrantStock Units (Share Payout) · Derivative 23.69 $177.62 $4,207.82
Disclosure

SEC source: 0001001250-19-000061 · edgar.xml · derivative · entry 1

FRIBOURG PAUL J · CIK 0001070938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,810.8

Underlying: Class A Common Stock · 23.69 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
June 17, 2019 Filed Jun 18, 2019 19:35 UTC GrantStock Units (Cash Payout) · Derivative 187.6 $177.62 $33,321.51
Disclosure

SEC source: 0001001250-19-000062 · edgar.xml · derivative · entry 2

Hockaday Irvine O Jr · CIK 0001113487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,679.85

Underlying: Class A Common Stock · 187.6 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The stock units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the company.

F3 · derivative.expiration_date: The stock units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the company.

Read SEC document
June 17, 2019 Filed Jun 18, 2019 19:35 UTC GrantStock Units (Share Payout) · Derivative 52.58 $177.62 $9,339.26
Disclosure

SEC source: 0001001250-19-000062 · edgar.xml · derivative · entry 1

Hockaday Irvine O Jr · CIK 0001113487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,774.02

Underlying: Class A Common Stock · 52.58 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The stock units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the company.

F3 · derivative.expiration_date: The stock units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the company.

Read SEC document
June 17, 2019 Filed Jun 18, 2019 19:31 UTC GrantStock Units (Share Payout) · Derivative 43.84 $177.62 $7,786.86
Disclosure

SEC source: 0001001250-19-000058 · edgar.xml · derivative · entry 1

BARSHEFSKY CHARLENE · CIK 0001145766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,155.53

Underlying: Class A Common Stock · 43.84 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
June 17, 2019 Filed Jun 18, 2019 19:33 UTC GrantStock Units (Share Payout) · Derivative 19.85 $177.62 $3,525.76
Disclosure

SEC source: 0001001250-19-000060 · edgar.xml · derivative · entry 1

Christianson Wei Sun · CIK 0001514187 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,219.49

Underlying: Class A Common Stock · 19.85 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
June 17, 2019 Filed Jun 18, 2019 19:32 UTC GrantStock Units (Share Payout) · Derivative 35.17 $177.62 $6,246.90
Disclosure

SEC source: 0001001250-19-000059 · edgar.xml · derivative · entry 1

BRAVO ROSE MARIE · CIK 0001184314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,563.35

Underlying: Class A Common Stock · 35.17 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
May 23, 2019 Filed May 24, 2019 17:09 UTC
LAUDER LEONARD ADirector · Chairman Emeritus · 10% owner
GiftClass A Common Stock 60,500 $0.00 $0.00
Disclosure

SEC source: 0001001250-19-000057 · edgar.xml · nonDerivative · entry 3

Leonard A. Lauder 2013 Revocable Trust · CIK 0001594022 · 10% owner

LAUDER LEONARD A · CIK 0001006352 · Director · Chairman Emeritus · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: Not applicable.

F4 · ownership.direct: Directly held by LAL.

Read SEC document
May 23, 2019 Filed May 24, 2019 17:09 UTC
LAUDER LEONARD ADirector · Chairman Emeritus · 10% owner
GiftClass A Common Stock 60,500 $0.00 $0.00
Disclosure

SEC source: 0001001250-19-000057 · edgar.xml · nonDerivative · entry 2

Leonard A. Lauder 2013 Revocable Trust · CIK 0001594022 · 10% owner

LAUDER LEONARD A · CIK 0001006352 · Director · Chairman Emeritus · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,500

F1 · kind: The Leonard A. Lauder 2013 Revocable Trust ("LAL Rev Trust") transferred the shares to Leonard A. Lauder ("LAL") for no consideration.

F2 · price: Not applicable.

F4 · ownership.direct: Directly held by LAL.

Read SEC document
May 23, 2019 Filed May 24, 2019 17:09 UTC
LAUDER LEONARD ADirector · Chairman Emeritus · 10% owner
GiftClass A Common Stock 60,500 $0.00 $0.00
Disclosure

SEC source: 0001001250-19-000057 · edgar.xml · nonDerivative · entry 1

Leonard A. Lauder 2013 Revocable Trust · CIK 0001594022 · 10% owner

LAUDER LEONARD A · CIK 0001006352 · Director · Chairman Emeritus · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,023,338

F1 · kind: The Leonard A. Lauder 2013 Revocable Trust ("LAL Rev Trust") transferred the shares to Leonard A. Lauder ("LAL") for no consideration.

F2 · price: Not applicable.

F3 · ownership.direct: Directly held by LAL Rev Trust. Indirectly held by LAL.

Read SEC document
May 21, 2019 Filed May 22, 2019 21:21 UTC GiftClass A Common Stock 1,800 Not disclosed Not disclosed
Disclosure

SEC source: 0001001250-19-000056 · edgar.xml · nonDerivative · entry 1

Hockaday Irvine O Jr · CIK 0001113487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,740

F1 · price: Not applicable.

Read SEC document
May 17, 2019 Filed May 20, 2019 19:04 UTC GrantStock Units (Cash Payout) · Derivative 161.07 $167.62 $26,998.55
Disclosure

SEC source: 0001001250-19-000055 · edgar.xml · derivative · entry 1

STERNLICHT BARRY S · CIK 0001034657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,773.41

Underlying: Class A Common Stock · 161.07 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Stock Unit (cash payout) is convertible into cash equal to the value of one share of Class A Common Stock (i.e. 1:1).

F2 · kind: Represents grant of Stock Units in lieu of cash for quarterly board and committee member retainers.

F3 · derivative.exercise_date: The Stock Units (cash payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units (cash payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
May 17, 2019 Filed May 20, 2019 19:02 UTC GrantStock Units (Cash Payout) · Derivative 161.07 $167.62 $26,998.55
Disclosure

SEC source: 0001001250-19-000054 · edgar.xml · derivative · entry 1

FORESTER LYNN · CIK 0001050985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,029.71

Underlying: Class A Common Stock · 161.07 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Stock Unit (cash payout) is convertible into cash equal to the value of one share of Class A Common Stock (i.e. 1:1).

F2 · kind: Represents grant of Stock Units in lieu of cash for quarterly board and committee member retainers.

F3 · derivative.exercise_date: The Stock Units (cash payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units (cash payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
May 17, 2019 Filed May 20, 2019 19:01 UTC GrantStock Units (Cash Payout) · Derivative 228.19 $167.62 $38,249.21
Disclosure

SEC source: 0001001250-19-000053 · edgar.xml · derivative · entry 1

Hockaday Irvine O Jr · CIK 0001113487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,492.25

Underlying: Class A Common Stock · 228.19 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Stock Unit (cash payout) is convertible into cash equal to the value of one share of Class A Common Stock (i.e. 1:1).

F2 · kind: Represents grant of Stock Units in lieu of cash for quarterly presiding director, board, committee chair, and committee member retainers.

F3 · derivative.exercise_date: The Stock Units (cash payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units (cash payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
May 17, 2019 Filed May 20, 2019 18:59 UTC GrantStock Units (Cash Payout) · Derivative 178.97 $167.62 $29,998.95
Disclosure

SEC source: 0001001250-19-000052 · edgar.xml · derivative · entry 1

FRIBOURG PAUL J · CIK 0001070938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,306.52

Underlying: Class A Common Stock · 178.97 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Stock Unit (cash payout) is convertible into cash equal to the value of one share of Class A Common Stock (i.e. 1:1).

F2 · kind: Represents grant of Stock Units in lieu of cash for quarterly board and committee member retainers.

F3 · derivative.exercise_date: The Stock Units (cash payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units (cash payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
May 16, 2019 Filed May 17, 2019 21:13 UTC Exercise / conversionOption (Right to Buy) · Derivative 10,000 Not disclosed Strike: $23.32 Not disclosed
Disclosure

SEC source: 0001001250-19-000051 · edgar.xml · derivative · entry 3

FORESTER LYNN · CIK 0001050985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 10,000 shares

Expires 2019-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Stock options granted pursuant to the Issuer's Non-Employee Director Share Incentive Plan.

F4 · price: Not applicable.

Read SEC document
May 16, 2019 Filed May 17, 2019 21:13 UTC SaleClass A Common Stock 10,000 $172.48 $1,724,800.00
Disclosure

SEC source: 0001001250-19-000051 · edgar.xml · nonDerivative · entry 2

FORESTER LYNN · CIK 0001050985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

F1 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F2 · price: Sales price range from $172.46 to $172.60 per share, inclusive.

Read SEC document
May 16, 2019 Filed May 17, 2019 21:13 UTC Exercise / conversionClass A Common Stock 10,000 $23.32 $233,200.00
Disclosure

SEC source: 0001001250-19-000051 · edgar.xml · nonDerivative · entry 1

FORESTER LYNN · CIK 0001050985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2019 Filed May 17, 2019 20:59 UTC
Freda FabrizioDirector · President and CEO
Exercise / conversionOption (Right to Buy) · Derivative 34,224 $0.00 Strike: $49.09 $0.00
Disclosure

SEC source: 0001001250-19-000050 · edgar.xml · derivative · entry 3

Freda Fabrizio · CIK 0001428855 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 34,224 shares

Expires 2021-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Not applicable.

F1 · derivative.exercise_date: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 55,884 shares exercisable from and after January 1, 2013; 55,884 shares exercisable from and after January 1, 2014; 55,884 shares exercisable from and after January 1, 2015, adjusted to reflect the stock split that occurred on January 20, 2012.

Read SEC document
May 16, 2019 Filed May 17, 2019 20:59 UTC
Freda FabrizioDirector · President and CEO
SaleClass A Common Stock 34,224 $170.20 $5,824,924.80
Disclosure

SEC source: 0001001250-19-000050 · edgar.xml · nonDerivative · entry 2

Freda Fabrizio · CIK 0001428855 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,174

F2 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F2 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F3 · price: Sales prices range from $170.00 to $170.66 per share, inclusive.

Read SEC document
May 16, 2019 Filed May 17, 2019 20:59 UTC
Freda FabrizioDirector · President and CEO
Exercise / conversionClass A Common Stock 34,224 $49.09 $1,680,056.16
Disclosure

SEC source: 0001001250-19-000050 · edgar.xml · nonDerivative · entry 1

Freda Fabrizio · CIK 0001428855 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,398

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 55,884 shares exercisable from and after January 1, 2013; 55,884 shares exercisable from and after January 1, 2014; 55,884 shares exercisable from and after January 1, 2015, adjusted to reflect the stock split that occurred on January 20, 2012.

Read SEC document
May 15, 2019 Filed May 15, 2019 21:20 UTC
Haney Carl P.EVP-Global R&D
SaleClass A Common Stock 8,950 $169.03 $1,512,818.50
Disclosure

SEC source: 0001001250-19-000048 · edgar.xml · nonDerivative · entry 1

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3

F1 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F1 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F2 · price: Sales prices range from $169.01 to $169.18 per share, inclusive.

Read SEC document
May 15, 2019 Filed May 15, 2019 21:19 UTC
Freda FabrizioDirector · President and CEO
Exercise / conversionOption (Right to Buy) · Derivative 65,776 $0.00 Strike: $49.09 $0.00
Disclosure

SEC source: 0001001250-19-000047 · edgar.xml · derivative · entry 7

Freda Fabrizio · CIK 0001428855 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,224

Underlying: Class A Common Stock · 65,776 shares

Expires 2021-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: Not applicable.

F1 · derivative.exercise_date: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 55,884 shares exercisable from and after January 1, 2013; 55,884 shares exercisable from and after January 1, 2014; 55,884 shares exercisable from and after January 1, 2015, adjusted to reflect the stock split that occurred on January 20, 2012.

Read SEC document
May 15, 2019 Filed May 15, 2019 21:19 UTC
Freda FabrizioDirector · President and CEO
SaleClass A Common Stock 15,776 $170.03 $2,682,393.28
Disclosure

SEC source: 0001001250-19-000047 · edgar.xml · nonDerivative · entry 5

Freda Fabrizio · CIK 0001428855 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,174

F2 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F2 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F5 · price: Sales prices range from $170.00 to $170.14 per share, inclusive.

Read SEC document
May 15, 2019 Filed May 15, 2019 21:19 UTC
Freda FabrizioDirector · President and CEO
SaleClass A Common Stock 50,000 $168.04 $8,402,000.00
Disclosure

SEC source: 0001001250-19-000047 · edgar.xml · nonDerivative · entry 4

Freda Fabrizio · CIK 0001428855 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,950

F2 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F2 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F4 · price: Sales prices range from $168.00 to $168.34 per share, inclusive.

Read SEC document
May 15, 2019 Filed May 15, 2019 21:19 UTC
Freda FabrizioDirector · President and CEO
Exercise / conversionClass A Common Stock 65,776 $49.09 $3,228,943.84
Disclosure

SEC source: 0001001250-19-000047 · edgar.xml · nonDerivative · entry 3

Freda Fabrizio · CIK 0001428855 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,950

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 55,884 shares exercisable from and after January 1, 2013; 55,884 shares exercisable from and after January 1, 2014; 55,884 shares exercisable from and after January 1, 2015, adjusted to reflect the stock split that occurred on January 20, 2012.

Read SEC document
May 14, 2019 Filed May 15, 2019 21:20 UTC SaleClass A Common Stock 15,269 $167.28 $2,554,198.32
Disclosure

SEC source: 0001001250-19-000049 · edgar.xml · nonDerivative · entry 3

LAUDER RONALD S FOUNDATION · CIK 0001008089 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,971

F2 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F2 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F4 · price: Sales prices range from $167.08 to $167.65 per share, inclusive.

Read SEC document
May 14, 2019 Filed May 15, 2019 21:20 UTC SaleClass A Common Stock 12,561 $166.82 $2,095,426.02
Disclosure

SEC source: 0001001250-19-000049 · edgar.xml · nonDerivative · entry 2

LAUDER RONALD S FOUNDATION · CIK 0001008089 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,240

F2 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F2 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F3 · price: Sales prices range from $166.08 to $167.07 per share, inclusive.

Read SEC document
May 13, 2019 Filed May 15, 2019 21:19 UTC
Freda FabrizioDirector · President and CEO
Exercise / conversionOption (Right to Buy) · Derivative 28,719 $0.00 Strike: $49.09 $0.00
Disclosure

SEC source: 0001001250-19-000047 · edgar.xml · derivative · entry 6

Freda Fabrizio · CIK 0001428855 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Class A Common Stock · 28,719 shares

Expires 2021-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: Not applicable.

F1 · derivative.exercise_date: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 55,884 shares exercisable from and after January 1, 2013; 55,884 shares exercisable from and after January 1, 2014; 55,884 shares exercisable from and after January 1, 2015, adjusted to reflect the stock split that occurred on January 20, 2012.

Read SEC document
May 13, 2019 Filed May 15, 2019 21:19 UTC
Freda FabrizioDirector · President and CEO
SaleClass A Common Stock 33,719 $164.42 $5,544,077.98
Disclosure

SEC source: 0001001250-19-000047 · edgar.xml · nonDerivative · entry 2

Freda Fabrizio · CIK 0001428855 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,174

F2 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F2 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F3 · price: Sales prices range from $164.00 to $164.92 per share, inclusive.

Read SEC document
May 13, 2019 Filed May 15, 2019 21:19 UTC
Freda FabrizioDirector · President and CEO
Exercise / conversionClass A Common Stock 28,719 $49.09 $1,409,815.71
Disclosure

SEC source: 0001001250-19-000047 · edgar.xml · nonDerivative · entry 1

Freda Fabrizio · CIK 0001428855 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,893

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 55,884 shares exercisable from and after January 1, 2013; 55,884 shares exercisable from and after January 1, 2014; 55,884 shares exercisable from and after January 1, 2015, adjusted to reflect the stock split that occurred on January 20, 2012.

Read SEC document
May 09, 2019 Filed May 10, 2019 20:44 UTC
LAUDER AERINDirector · 10% owner
ConversionClass B Common Stock · Derivative 12,600 $0.00 $0.00
Disclosure

SEC source: 0001001250-19-000046 · edgar.xml · derivative · entry 5

ZINTERHOFER AERIN LAUDER TRUST U/A/D 4/24/00 · CIK 0001142219 · 10% owner

TRUST UNDER ARTICLE 2 OF THE ZINTERHOFER 2008 DESCENDANTS TRUST AGREEMENT · CIK 0001492867 · 10% owner

LAUDER AERIN · CIK 0001008090 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,383,916

Underlying: Class A Common Stock · 12,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Shares of Class B Common Stock may be converted immediately into Class A Common Stock on a one-for-one basis by the holder and are automatically converted into Class A Common Stock on a one-for-one basis upon transfer to a person or entity that is not a "Permitted Transferee" or soon after a record date for a meeting of stockholders where the outstanding Class B Common Stock constitutes less than 10% of the outstanding shares of Common Stock of the Issuer.

F1 · price: Shares of Class B Common Stock may be converted immediately into Class A Common Stock on a one-for-one basis by the holder and are automatically converted into Class A Common Stock on a one-for-one basis upon transfer to a person or entity that is not a "Permitted Transferee" or soon after a record date for a meeting of stockholders where the outstanding Class B Common Stock constitutes less than 10% of the outstanding shares of Common Stock of the Issuer.

F1 · derivative.exercise_date: Shares of Class B Common Stock may be converted immediately into Class A Common Stock on a one-for-one basis by the holder and are automatically converted into Class A Common Stock on a one-for-one basis upon transfer to a person or entity that is not a "Permitted Transferee" or soon after a record date for a meeting of stockholders where the outstanding Class B Common Stock constitutes less than 10% of the outstanding shares of Common Stock of the Issuer.

F1 · derivative.expiration_date: Shares of Class B Common Stock may be converted immediately into Class A Common Stock on a one-for-one basis by the holder and are automatically converted into Class A Common Stock on a one-for-one basis upon transfer to a person or entity that is not a "Permitted Transferee" or soon after a record date for a meeting of stockholders where the outstanding Class B Common Stock constitutes less than 10% of the outstanding shares of Common Stock of the Issuer.

F2 · ownership.direct: Owned by the Aerin Lauder Zinterhofer 2000 Revocable Trust u/a/d April 24, 2000 (the "ALZ 2000 Trust") directly; owned indirectly by Aerin Lauder as Grantor and beneficial owner of the ALZ 2000 Trust.

Read SEC document
May 09, 2019 Filed May 10, 2019 20:44 UTC
LAUDER AERINDirector · 10% owner
GiftClass A Common Stock 1,200 $0.00 $0.00
Disclosure

SEC source: 0001001250-19-000046 · edgar.xml · nonDerivative · entry 3

ZINTERHOFER AERIN LAUDER TRUST U/A/D 4/24/00 · CIK 0001142219 · 10% owner

TRUST UNDER ARTICLE 2 OF THE ZINTERHOFER 2008 DESCENDANTS TRUST AGREEMENT · CIK 0001492867 · 10% owner

LAUDER AERIN · CIK 0001008090 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · price: Not applicable

F2 · ownership.direct: Owned by the Aerin Lauder Zinterhofer 2000 Revocable Trust u/a/d April 24, 2000 (the "ALZ 2000 Trust") directly; owned indirectly by Aerin Lauder as Grantor and beneficial owner of the ALZ 2000 Trust.

Read SEC document
May 09, 2019 Filed May 10, 2019 20:44 UTC
LAUDER AERINDirector · 10% owner
GiftClass A Common Stock 11,400 $0.00 $0.00
Disclosure

SEC source: 0001001250-19-000046 · edgar.xml · nonDerivative · entry 2

ZINTERHOFER AERIN LAUDER TRUST U/A/D 4/24/00 · CIK 0001142219 · 10% owner

TRUST UNDER ARTICLE 2 OF THE ZINTERHOFER 2008 DESCENDANTS TRUST AGREEMENT · CIK 0001492867 · 10% owner

LAUDER AERIN · CIK 0001008090 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,200

F3 · price: Not applicable

F2 · ownership.direct: Owned by the Aerin Lauder Zinterhofer 2000 Revocable Trust u/a/d April 24, 2000 (the "ALZ 2000 Trust") directly; owned indirectly by Aerin Lauder as Grantor and beneficial owner of the ALZ 2000 Trust.

Read SEC document
May 09, 2019 Filed May 10, 2019 20:44 UTC
LAUDER AERINDirector · 10% owner
ConversionClass A Common Stock 12,600 $0.00 $0.00
Disclosure

SEC source: 0001001250-19-000046 · edgar.xml · nonDerivative · entry 1

ZINTERHOFER AERIN LAUDER TRUST U/A/D 4/24/00 · CIK 0001142219 · 10% owner

TRUST UNDER ARTICLE 2 OF THE ZINTERHOFER 2008 DESCENDANTS TRUST AGREEMENT · CIK 0001492867 · 10% owner

LAUDER AERIN · CIK 0001008090 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class B Common Stock may be converted immediately into Class A Common Stock on a one-for-one basis by the holder and are automatically converted into Class A Common Stock on a one-for-one basis upon transfer to a person or entity that is not a "Permitted Transferee" or soon after a record date for a meeting of stockholders where the outstanding Class B Common Stock constitutes less than 10% of the outstanding shares of Common Stock of the Issuer.

F2 · ownership.direct: Owned by the Aerin Lauder Zinterhofer 2000 Revocable Trust u/a/d April 24, 2000 (the "ALZ 2000 Trust") directly; owned indirectly by Aerin Lauder as Grantor and beneficial owner of the ALZ 2000 Trust.

Read SEC document
May 08, 2019 Filed May 15, 2019 21:20 UTC GiftClass A Common Stock 27,830 $0.00 $0.00
Disclosure

SEC source: 0001001250-19-000049 · edgar.xml · nonDerivative · entry 1

LAUDER RONALD S FOUNDATION · CIK 0001008089 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,801

F1 · price: Not applicable.

Read SEC document
May 06, 2019 Filed May 6, 2019 21:58 UTC Exercise / conversionOption (Right to Buy) · Derivative 10,000 Not disclosed Strike: $23.32 Not disclosed
Disclosure

SEC source: 0001001250-19-000043 · edgar.xml · derivative · entry 4

BARSHEFSKY CHARLENE · CIK 0001145766 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by a family trust

Disclosed balance after: 0

Underlying: Class A Common Stock · 10,000 shares

Expires 2019-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Stock Options granted to the Reporting Person pursuant to the Issuer's Non-Employee Director Share Incentive Plan and previously transferred to a family trust.

F5 · price: Not applicable.

F1 · ownership.nature: Spouse of the Reporting Person is a trustee.

Read SEC document
May 06, 2019 Filed May 6, 2019 21:58 UTC SaleClass A Common Stock 1,356 $172.19 $233,489.64
Disclosure

SEC source: 0001001250-19-000043 · edgar.xml · nonDerivative · entry 2

BARSHEFSKY CHARLENE · CIK 0001145766 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by a family trust

Disclosed balance after: 57,411

F2 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F3 · price: Sales prices range from $172.14 to $172.23 per share, inclusive.

F1 · ownership.nature: Spouse of the Reporting Person is a trustee.

Read SEC document
May 06, 2019 Filed May 6, 2019 21:58 UTC Exercise / conversionClass A Common Stock 10,000 $23.32 $233,200.00
Disclosure

SEC source: 0001001250-19-000043 · edgar.xml · nonDerivative · entry 1

BARSHEFSKY CHARLENE · CIK 0001145766 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by a family trust

Disclosed balance after: 58,767

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Spouse of the Reporting Person is a trustee.

Read SEC document
May 06, 2019 Filed May 8, 2019 20:13 UTC
LAUDER AERINDirector · 10% owner
ConversionClass B Common Stock · Derivative 2,800,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-19-000045 · edgar.xml · derivative · entry 6

ZINTERHOFER AERIN LAUDER TRUST U/A/D 4/24/00 · CIK 0001142219 · 10% owner

TRUST UNDER ARTICLE 2 OF THE ZINTERHOFER 2008 DESCENDANTS TRUST AGREEMENT · CIK 0001492867 · 10% owner

LAUDER AERIN · CIK 0001008090 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,396,516

Underlying: Class A Common Stock · 2,800,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Shares of Class B Common Stock may be converted immediately into Class A Common Stock on a one-for-one basis by the holder and are automatically converted into Class A Common Stock on a one-for-one basis upon transfer to a person or entity that is not a "Permitted Transferee" or soon after a record date for a meeting of stockholders where the outstanding Class B Common Stock constitutes less than 10% of the outstanding shares of Common Stock of the Issuer.

F1 · price: Shares of Class B Common Stock may be converted immediately into Class A Common Stock on a one-for-one basis by the holder and are automatically converted into Class A Common Stock on a one-for-one basis upon transfer to a person or entity that is not a "Permitted Transferee" or soon after a record date for a meeting of stockholders where the outstanding Class B Common Stock constitutes less than 10% of the outstanding shares of Common Stock of the Issuer.

F1 · derivative.exercise_date: Shares of Class B Common Stock may be converted immediately into Class A Common Stock on a one-for-one basis by the holder and are automatically converted into Class A Common Stock on a one-for-one basis upon transfer to a person or entity that is not a "Permitted Transferee" or soon after a record date for a meeting of stockholders where the outstanding Class B Common Stock constitutes less than 10% of the outstanding shares of Common Stock of the Issuer.

F1 · derivative.expiration_date: Shares of Class B Common Stock may be converted immediately into Class A Common Stock on a one-for-one basis by the holder and are automatically converted into Class A Common Stock on a one-for-one basis upon transfer to a person or entity that is not a "Permitted Transferee" or soon after a record date for a meeting of stockholders where the outstanding Class B Common Stock constitutes less than 10% of the outstanding shares of Common Stock of the Issuer.

F2 · ownership.direct: Owned by the Aerin Lauder Zinterhofer 2000 Revocable Trust u/a/d April 24, 2000 (the "ALZ 2000 Trust") directly; owned indirectly by Aerin Lauder as Grantor and beneficial owner of the ALZ 2000 Trust.

Read SEC document
May 06, 2019 Filed May 8, 2019 20:13 UTC
LAUDER AERINDirector · 10% owner
SaleClass A Common Stock 29,799 $172.17 $5,130,493.83
Disclosure

SEC source: 0001001250-19-000045 · edgar.xml · nonDerivative · entry 4

ZINTERHOFER AERIN LAUDER TRUST U/A/D 4/24/00 · CIK 0001142219 · 10% owner

TRUST UNDER ARTICLE 2 OF THE ZINTERHOFER 2008 DESCENDANTS TRUST AGREEMENT · CIK 0001492867 · 10% owner

LAUDER AERIN · CIK 0001008090 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F1 · price: Shares of Class B Common Stock may be converted immediately into Class A Common Stock on a one-for-one basis by the holder and are automatically converted into Class A Common Stock on a one-for-one basis upon transfer to a person or entity that is not a "Permitted Transferee" or soon after a record date for a meeting of stockholders where the outstanding Class B Common Stock constitutes less than 10% of the outstanding shares of Common Stock of the Issuer.

F3 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F5 · price: Sales prices range from $172.00 to $172.57 per share, inclusive.

F2 · ownership.direct: Owned by the Aerin Lauder Zinterhofer 2000 Revocable Trust u/a/d April 24, 2000 (the "ALZ 2000 Trust") directly; owned indirectly by Aerin Lauder as Grantor and beneficial owner of the ALZ 2000 Trust.

Read SEC document
May 06, 2019 Filed May 8, 2019 20:13 UTC
LAUDER AERINDirector · 10% owner
SaleClass A Common Stock 46,933 $171.51 $8,049,478.83
Disclosure

SEC source: 0001001250-19-000045 · edgar.xml · nonDerivative · entry 3

ZINTERHOFER AERIN LAUDER TRUST U/A/D 4/24/00 · CIK 0001142219 · 10% owner

TRUST UNDER ARTICLE 2 OF THE ZINTERHOFER 2008 DESCENDANTS TRUST AGREEMENT · CIK 0001492867 · 10% owner

LAUDER AERIN · CIK 0001008090 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,799

F3 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F1 · price: Shares of Class B Common Stock may be converted immediately into Class A Common Stock on a one-for-one basis by the holder and are automatically converted into Class A Common Stock on a one-for-one basis upon transfer to a person or entity that is not a "Permitted Transferee" or soon after a record date for a meeting of stockholders where the outstanding Class B Common Stock constitutes less than 10% of the outstanding shares of Common Stock of the Issuer.

F3 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F4 · price: Sales prices range from $171.00 to $171.99 per share, inclusive.

F2 · ownership.direct: Owned by the Aerin Lauder Zinterhofer 2000 Revocable Trust u/a/d April 24, 2000 (the "ALZ 2000 Trust") directly; owned indirectly by Aerin Lauder as Grantor and beneficial owner of the ALZ 2000 Trust.

Read SEC document
May 06, 2019 Filed May 8, 2019 20:13 UTC
LAUDER AERINDirector · 10% owner
SaleClass A Common Stock 2,723,268 $166.05 $452,198,651.40
Disclosure

SEC source: 0001001250-19-000045 · edgar.xml · nonDerivative · entry 2

ZINTERHOFER AERIN LAUDER TRUST U/A/D 4/24/00 · CIK 0001142219 · 10% owner

TRUST UNDER ARTICLE 2 OF THE ZINTERHOFER 2008 DESCENDANTS TRUST AGREEMENT · CIK 0001492867 · 10% owner

LAUDER AERIN · CIK 0001008090 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,732

F2 · ownership.direct: Owned by the Aerin Lauder Zinterhofer 2000 Revocable Trust u/a/d April 24, 2000 (the "ALZ 2000 Trust") directly; owned indirectly by Aerin Lauder as Grantor and beneficial owner of the ALZ 2000 Trust.

Read SEC document
May 06, 2019 Filed May 8, 2019 20:13 UTC
LAUDER AERINDirector · 10% owner
ConversionClass A Common Stock 2,800,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001001250-19-000045 · edgar.xml · nonDerivative · entry 1

ZINTERHOFER AERIN LAUDER TRUST U/A/D 4/24/00 · CIK 0001142219 · 10% owner

TRUST UNDER ARTICLE 2 OF THE ZINTERHOFER 2008 DESCENDANTS TRUST AGREEMENT · CIK 0001492867 · 10% owner

LAUDER AERIN · CIK 0001008090 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,800,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class B Common Stock may be converted immediately into Class A Common Stock on a one-for-one basis by the holder and are automatically converted into Class A Common Stock on a one-for-one basis upon transfer to a person or entity that is not a "Permitted Transferee" or soon after a record date for a meeting of stockholders where the outstanding Class B Common Stock constitutes less than 10% of the outstanding shares of Common Stock of the Issuer.

F2 · ownership.direct: Owned by the Aerin Lauder Zinterhofer 2000 Revocable Trust u/a/d April 24, 2000 (the "ALZ 2000 Trust") directly; owned indirectly by Aerin Lauder as Grantor and beneficial owner of the ALZ 2000 Trust.

Read SEC document
May 06, 2019 Filed May 8, 2019 20:13 UTC
Freda FabrizioDirector · President and CEO
Exercise / conversionOption (Right to Buy) · Derivative 38,933 Not disclosed Strike: $49.09 Not disclosed
Disclosure

SEC source: 0001001250-19-000044 · edgar.xml · derivative · entry 3

Freda Fabrizio · CIK 0001428855 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,652

Underlying: Class A Common Stock · 38,933 shares

Expires 2021-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Not applicable.

F1 · derivative.exercise_date: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 55,884 shares exercisable from and after January 1, 2013; 55,884 shares exercisable from and after January 1, 2014; 55,884 shares exercisable from and after January 1, 2015, adjusted to reflect the stock split that occurred on January 20, 2012.

Read SEC document
May 06, 2019 Filed May 8, 2019 20:13 UTC
Freda FabrizioDirector · President and CEO
SaleClass A Common Stock 38,933 $172.19 $6,703,873.27
Disclosure

SEC source: 0001001250-19-000044 · edgar.xml · nonDerivative · entry 2

Freda Fabrizio · CIK 0001428855 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,174

F2 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F2 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F3 · price: Sales prices range from $172.00 to $172.60 per share, inclusive.

Read SEC document
May 06, 2019 Filed May 8, 2019 20:13 UTC
Freda FabrizioDirector · President and CEO
Exercise / conversionClass A Common Stock 38,933 $49.09 $1,911,220.97
Disclosure

SEC source: 0001001250-19-000044 · edgar.xml · nonDerivative · entry 1

Freda Fabrizio · CIK 0001428855 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,107

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 55,884 shares exercisable from and after January 1, 2013; 55,884 shares exercisable from and after January 1, 2014; 55,884 shares exercisable from and after January 1, 2015, adjusted to reflect the stock split that occurred on January 20, 2012.

Read SEC document
May 03, 2019 Filed May 3, 2019 20:52 UTC Exercise / conversionOption (Right to Buy) · Derivative 4,374 Not disclosed Strike: $71.33 Not disclosed
Disclosure

SEC source: 0001001250-19-000042 · edgar.xml · derivative · entry 14

Hockaday Irvine O Jr · CIK 0001113487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,374 shares

Expires 2024-11-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Stock Options granted pursuant to the Issuer's Non-Employee Director Share Incentive Plan.

F6 · price: Not applicable.

Read SEC document
May 03, 2019 Filed May 3, 2019 20:52 UTC Exercise / conversionOption (Right to Buy) · Derivative 3,972 Not disclosed Strike: $84.35 Not disclosed
Disclosure

SEC source: 0001001250-19-000042 · edgar.xml · derivative · entry 13

Hockaday Irvine O Jr · CIK 0001113487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,972 shares

Expires 2025-11-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Stock Options granted pursuant to the Issuer's Non-Employee Director Share Incentive Plan.

F6 · price: Not applicable.

Read SEC document
May 03, 2019 Filed May 3, 2019 20:52 UTC Exercise / conversionOption (Right to Buy) · Derivative 2,603 Not disclosed Strike: $78.36 Not disclosed
Disclosure

SEC source: 0001001250-19-000042 · edgar.xml · derivative · entry 12

Hockaday Irvine O Jr · CIK 0001113487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class Common Stock · 2,603 shares

Expires 2026-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Stock Options granted pursuant to the Issuer's Non-Employee Director Share Incentive Plan.

F6 · price: Not applicable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.