EL

SEC source: 0001001250-20-000080 · edgar.xml · derivative · entry 10

Freda Fabrizio · CIK 0001428855 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,746

Underlying: Class A Common Stock · 89,746 shares

Expires 2030-09-03

F11 · shares: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 29,915 shares exercisable from and after January 1, 2022; 29,915 shares exercisable from and after January 1, 2023; and 29,916 shares exercisable from and after January 1, 2024.

F12 · price: Not applicable.

F11 · derivative.exercise_date: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 29,915 shares exercisable from and after January 1, 2022; 29,915 shares exercisable from and after January 1, 2023; and 29,916 shares exercisable from and after January 1, 2024.

SEC source: 0001001250-20-000080 · edgar.xml · nonDerivative · entry 2

Freda Fabrizio · CIK 0001428855 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,205

F2 · kind: Represents the withholding of shares for tax purposes in connection with the payout of the PSUs.

SEC source: 0001001250-20-000080 · edgar.xml · nonDerivative · entry 1

Freda Fabrizio · CIK 0001428855 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,856

F1 · kind: Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 5, 2017.

F1 · shares: Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 5, 2017.

SEC source: 0001001250-20-000081 · edgar.xml · derivative · entry 4

PROUVE CEDRIC · CIK 0001206140 · Group President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,711

Underlying: Class A Common Stock · 8,711 shares

Expires not disclosed

F4 · derivative.exercise_price: Not applicable.

F5 · shares: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 2,903 on November 1, 2021; 2,904 on November 1, 2022; and 2,904 on November 1, 2023. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F4 · price: Not applicable.

F5 · derivative.exercise_date: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 2,903 on November 1, 2021; 2,904 on November 1, 2022; and 2,904 on November 1, 2023. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F5 · derivative.expiration_date: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 2,903 on November 1, 2021; 2,904 on November 1, 2022; and 2,904 on November 1, 2023. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

SEC source: 0001001250-20-000081 · edgar.xml · derivative · entry 3

PROUVE CEDRIC · CIK 0001206140 · Group President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,690

Underlying: Class A Common Stock · 32,690 shares

Expires 2030-09-03

F3 · shares: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 10,896 shares exercisable from and after January 1, 2022; 10,897 shares exercisable from and after January 1, 2023; and 10,897 shares exercisable from and after January 1, 2024.

F4 · price: Not applicable.

F3 · derivative.exercise_date: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 10,896 shares exercisable from and after January 1, 2022; 10,897 shares exercisable from and after January 1, 2023; and 10,897 shares exercisable from and after January 1, 2024.

SEC source: 0001001250-20-000081 · edgar.xml · nonDerivative · entry 2

PROUVE CEDRIC · CIK 0001206140 · Group President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,463

F2 · kind: Represents the withholding of shares for tax purposes in connection with the payout of the PSUs.

SEC source: 0001001250-20-000081 · edgar.xml · nonDerivative · entry 1

PROUVE CEDRIC · CIK 0001206140 · Group President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,911

F1 · kind: Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 5, 2017.

F1 · shares: Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 5, 2017.

SEC source: 0001001250-20-000077 · edgar.xml · derivative · entry 4

TRAVIS TRACEY THOMAS · CIK 0001258930 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,071

Underlying: Class A Common Stock · 9,071 shares

Expires not disclosed

F4 · derivative.exercise_price: Not applicable.

F5 · shares: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 3,023 on November 1, 2021; 3,024 on November 1, 2022; and 3,024 on November 1, 2023. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F4 · price: Not applicable.

F5 · derivative.exercise_date: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 3,023 on November 1, 2021; 3,024 on November 1, 2022; and 3,024 on November 1, 2023. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F5 · derivative.expiration_date: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 3,023 on November 1, 2021; 3,024 on November 1, 2022; and 3,024 on November 1, 2023. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

SEC source: 0001001250-20-000077 · edgar.xml · derivative · entry 3

TRAVIS TRACEY THOMAS · CIK 0001258930 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,040

Underlying: Class A Common Stock · 34,040 shares

Expires 2030-09-03

F3 · shares: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 11,346 shares exercisable from and after January 1, 2022; 11,347 shares exercisable from and after January 1, 2023; and 11,347 shares exercisable from and after January 1, 2024.

F4 · price: Not applicable.

F3 · derivative.exercise_date: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 11,346 shares exercisable from and after January 1, 2022; 11,347 shares exercisable from and after January 1, 2023; and 11,347 shares exercisable from and after January 1, 2024.

SEC source: 0001001250-20-000077 · edgar.xml · nonDerivative · entry 2

TRAVIS TRACEY THOMAS · CIK 0001258930 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,025

F2 · kind: Represents the withholding of shares for tax purposes in connection with the payout of the PSUs.

SEC source: 0001001250-20-000077 · edgar.xml · nonDerivative · entry 1

TRAVIS TRACEY THOMAS · CIK 0001258930 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,632

F1 · kind: Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 5, 2017.

F1 · shares: Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 5, 2017.

SEC source: 0001001250-20-000079 · edgar.xml · derivative · entry 3

Stanley Deirdre · CIK 0001722817 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,465

Underlying: Class A Common Stock · 11,465 shares

Expires not disclosed

F2 · derivative.exercise_price: Not applicable.

F4 · shares: Assuming continued employment, these additional, non-annual Restricted Stock Units ("RSUs") will vest and be paid out as follows: 3,821 on November 1, 2021; 3,822 on November 1, 2022; and 3,822 on November 1, 2023. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · price: Not applicable.

F4 · derivative.exercise_date: Assuming continued employment, these additional, non-annual Restricted Stock Units ("RSUs") will vest and be paid out as follows: 3,821 on November 1, 2021; 3,822 on November 1, 2022; and 3,822 on November 1, 2023. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F4 · derivative.expiration_date: Assuming continued employment, these additional, non-annual Restricted Stock Units ("RSUs") will vest and be paid out as follows: 3,821 on November 1, 2021; 3,822 on November 1, 2022; and 3,822 on November 1, 2023. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

SEC source: 0001001250-20-000079 · edgar.xml · derivative · entry 2

Stanley Deirdre · CIK 0001722817 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,607

Underlying: Class A Common Stock · 2,607 shares

Expires not disclosed

F2 · derivative.exercise_price: Not applicable.

F3 · shares: Assuming continued employment, these annual Restricted Stock Units ("RSUs") will vest and be paid out as follows: 869 on November 1, 2021; 869 on November 1, 2022; and 869 on November 1, 2023. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · price: Not applicable.

F3 · derivative.exercise_date: Assuming continued employment, these annual Restricted Stock Units ("RSUs") will vest and be paid out as follows: 869 on November 1, 2021; 869 on November 1, 2022; and 869 on November 1, 2023. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F3 · derivative.expiration_date: Assuming continued employment, these annual Restricted Stock Units ("RSUs") will vest and be paid out as follows: 869 on November 1, 2021; 869 on November 1, 2022; and 869 on November 1, 2023. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

SEC source: 0001001250-20-000079 · edgar.xml · derivative · entry 1

Stanley Deirdre · CIK 0001722817 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,779

Underlying: Class A Common Stock · 9,779 shares

Expires 2030-01-01

F1 · shares: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 3,259 shares exercisable from and after January 1, 2022; 3,260 shares exercisable from and after January 1, 2023; and 3,260 shares exercisable from and after January 1, 2024.

F2 · price: Not applicable.

F1 · derivative.exercise_date: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 3,259 shares exercisable from and after January 1, 2022; 3,260 shares exercisable from and after January 1, 2023; and 3,260 shares exercisable from and after January 1, 2024.

SEC source: 0001001250-20-000076 · edgar.xml · derivative · entry 4

Hertzmark Hudis Jane · CIK 0001745075 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,165

Underlying: Class A Common Stock · 7,165 shares

Expires not disclosed

F4 · derivative.exercise_price: Not applicable.

F5 · shares: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 2,388 on November 1, 2021; 2,388 on November 1, 2022; and 2,389 on November 1, 2023. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F4 · price: Not applicable.

F5 · derivative.exercise_date: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 2,388 on November 1, 2021; 2,388 on November 1, 2022; and 2,389 on November 1, 2023. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F5 · derivative.expiration_date: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 2,388 on November 1, 2021; 2,388 on November 1, 2022; and 2,389 on November 1, 2023. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

SEC source: 0001001250-20-000076 · edgar.xml · derivative · entry 3

Hertzmark Hudis Jane · CIK 0001745075 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,884

Underlying: Class A Common Stock · 26,884 shares

Expires 2030-09-03

F3 · shares: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 8,960 shares exercisable from and after January 1, 2022; 8,962 shares exercisable from and after January 1, 2023; and 8,962 shares exercisable from and after January 1, 2024.

F4 · price: Not applicable.

F3 · derivative.exercise_date: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 8,960 shares exercisable from and after January 1, 2022; 8,962 shares exercisable from and after January 1, 2023; and 8,962 shares exercisable from and after January 1, 2024.

SEC source: 0001001250-20-000076 · edgar.xml · nonDerivative · entry 2

Hertzmark Hudis Jane · CIK 0001745075 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,971

F2 · kind: Represents the withholding of shares for tax purposes in connection with the payout of the PSUs.

SEC source: 0001001250-20-000076 · edgar.xml · nonDerivative · entry 1

Hertzmark Hudis Jane · CIK 0001745075 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,620

F1 · kind: Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 5, 2017.

F1 · shares: Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 5, 2017.

SEC source: 0001001250-20-000073 · edgar.xml · derivative · entry 4

LAUDER JANE · CIK 0001008091 · Director · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,946

Underlying: Class A Common Stock · 2,946 shares

Expires not disclosed

F4 · derivative.exercise_price: Not applicable.

F5 · shares: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 981 on November 1, 2021; 982 on November 1, 2022; and 983 on November 1, 2023. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F4 · price: Not applicable.

F5 · derivative.exercise_date: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 981 on November 1, 2021; 982 on November 1, 2022; and 983 on November 1, 2023. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F5 · derivative.expiration_date: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 981 on November 1, 2021; 982 on November 1, 2022; and 983 on November 1, 2023. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

SEC source: 0001001250-20-000073 · edgar.xml · derivative · entry 3

LAUDER JANE · CIK 0001008091 · Director · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,062

Underlying: Class A Common Stock · 11,062 shares

Expires 2030-09-03

F3 · shares: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 3,687 shares exercisable from and after January 1, 2022; 3,687 shares exercisable from and after January 1, 2023; and 3,688 shares exercisable from and after January 1, 2024.

F4 · price: Not applicable.

F3 · derivative.exercise_date: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 3,687 shares exercisable from and after January 1, 2022; 3,687 shares exercisable from and after January 1, 2023; and 3,688 shares exercisable from and after January 1, 2024.

SEC source: 0001001250-20-000073 · edgar.xml · nonDerivative · entry 2

LAUDER JANE · CIK 0001008091 · Director · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,357

F2 · kind: Represents the withholding of shares for tax purposes in connection with the payout of the PSUs.

SEC source: 0001001250-20-000073 · edgar.xml · nonDerivative · entry 1

LAUDER JANE · CIK 0001008091 · Director · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,659

F1 · kind: Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 5, 2017.

F1 · shares: Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 5, 2017.

SEC source: 0001001250-20-000072 · edgar.xml · derivative · entry 16

Trower Alexandra C. · CIK 0001432251 · EVP - Global Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,921

Underlying: Class A Common Stock · 3,921 shares

Expires not disclosed

F14 · derivative.exercise_price: Not applicable.

F15 · shares: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 1,306 on November 1, 2021; 1,307 on November 1, 2022; and 1,308 on November 1, 2023. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F14 · price: Not applicable.

F15 · derivative.exercise_date: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 1,306 on November 1, 2021; 1,307 on November 1, 2022; and 1,308 on November 1, 2023. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F15 · derivative.expiration_date: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 1,306 on November 1, 2021; 1,307 on November 1, 2022; and 1,308 on November 1, 2023. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

SEC source: 0001001250-20-000072 · edgar.xml · derivative · entry 15

Trower Alexandra C. · CIK 0001432251 · EVP - Global Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,714

Underlying: Class A Common Stock · 14,714 shares

Expires 2030-09-03

F13 · shares: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 4,904 shares exercisable from and after January 1, 2022; 4,905 shares exercisable from and after January 1, 2023; and 4,905 shares exercisable from and after January 1, 2024.

F14 · price: Not applicable.

F13 · derivative.exercise_date: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 4,904 shares exercisable from and after January 1, 2022; 4,905 shares exercisable from and after January 1, 2023; and 4,905 shares exercisable from and after January 1, 2024.

SEC source: 0001001250-20-000072 · edgar.xml · nonDerivative · entry 4

Trower Alexandra C. · CIK 0001432251 · EVP - Global Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,827

F2 · kind: Represents the withholding of shares for tax purposes in connection with the payout of the PSUs.

SEC source: 0001001250-20-000072 · edgar.xml · nonDerivative · entry 3

Trower Alexandra C. · CIK 0001432251 · EVP - Global Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,751

F1 · kind: Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 5, 2017.

F1 · shares: Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 5, 2017.

SEC source: 0001001250-20-000072 · edgar.xml · nonDerivative · entry 2

Trower Alexandra C. · CIK 0001432251 · EVP - Global Communications

10b5-1 filing: Not disclosed

Ownership: Indirect · Through a revocable trust for the Reporting Person.

Disclosed balance after: 7,609

SEC source: 0001001250-20-000072 · edgar.xml · nonDerivative · entry 1

Trower Alexandra C. · CIK 0001432251 · EVP - Global Communications

10b5-1 filing: Not disclosed

Ownership: Indirect · Through a revocable trust for the Reporting Person.

Disclosed balance after: 7,709

SEC source: 0001001250-20-000071 · edgar.xml · derivative · entry 4

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,895

Underlying: Class A Common Stock · 3,895 shares

Expires not disclosed

F4 · derivative.exercise_price: Not applicable.

F5 · shares: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 1,297 on November 1, 2021; 1,299 on November 1, 2022; and 1,299 on November 1, 2023. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F4 · price: Not applicable.

F5 · derivative.exercise_date: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 1,297 on November 1, 2021; 1,299 on November 1, 2022; and 1,299 on November 1, 2023. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F5 · derivative.expiration_date: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 1,297 on November 1, 2021; 1,299 on November 1, 2022; and 1,299 on November 1, 2023. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

SEC source: 0001001250-20-000071 · edgar.xml · derivative · entry 3

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,612

Underlying: Class A Common Stock · 14,612 shares

Expires 2030-09-03

F3 · shares: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 4,870 shares exercisable from and after January 1, 2022; 4,871 shares exercisable from and after January 1, 2023; and 4,871 shares exercisable from and after January 1, 2024.

F4 · price: Not applicable.

F3 · derivative.exercise_date: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 4,870 shares exercisable from and after January 1, 2022; 4,871 shares exercisable from and after January 1, 2023; and 4,871 shares exercisable from and after January 1, 2024.

SEC source: 0001001250-20-000071 · edgar.xml · nonDerivative · entry 2

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,075

F2 · kind: Represents the withholding of shares for tax purposes in connection with the payout of the PSUs.

SEC source: 0001001250-20-000071 · edgar.xml · nonDerivative · entry 1

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,697

F1 · kind: Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 5, 2017.

F1 · shares: Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 5, 2017.

SEC source: 0001001250-20-000070 · edgar.xml · derivative · entry 5

O'HARE MICHAEL · CIK 0001587814 · EVP-Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,413

Underlying: Class A Common Stock · 4,413 shares

Expires not disclosed

F4 · derivative.exercise_price: Not applicable.

F5 · shares: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 1,470 on November 1, 2021; 1,471 on November 1, 2022; and 1,472 on November 1, 2023. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F4 · price: Not applicable.

F5 · derivative.exercise_date: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 1,470 on November 1, 2021; 1,471 on November 1, 2022; and 1,472 on November 1, 2023. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F5 · derivative.expiration_date: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 1,470 on November 1, 2021; 1,471 on November 1, 2022; and 1,472 on November 1, 2023. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

SEC source: 0001001250-20-000070 · edgar.xml · derivative · entry 4

O'HARE MICHAEL · CIK 0001587814 · EVP-Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,561

Underlying: Class A Common Stock · 16,561 shares

Expires 2030-09-03

F3 · shares: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 5,519 shares exercisable from and after January 1, 2022; 5,521 shares exercisable from and after January 1, 2023; and 5,521 shares exercisable from and after January 1, 2024.

F4 · price: Not applicable.

F3 · derivative.exercise_date: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 5,519 shares exercisable from and after January 1, 2022; 5,521 shares exercisable from and after January 1, 2023; and 5,521 shares exercisable from and after January 1, 2024.

SEC source: 0001001250-20-000070 · edgar.xml · nonDerivative · entry 2

O'HARE MICHAEL · CIK 0001587814 · EVP-Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,615

F2 · kind: Represents the withholding of shares for tax purposes in connection with the payout of the PSUs.

SEC source: 0001001250-20-000070 · edgar.xml · nonDerivative · entry 1

O'HARE MICHAEL · CIK 0001587814 · EVP-Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,729

F1 · kind: Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 5, 2017.

F1 · shares: Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 5, 2017.

SEC source: 0001001250-20-000069 · edgar.xml · derivative · entry 3

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,559

Underlying: Class A Common Stock · 15,118 shares

Expires 2027-09-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Not applicable.

F1 · derivative.exercise_date: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 7,559 shares exercisable from and after January 1, 2019; 7,559 shares exercisable from and after January 1, 2020; 7,559 shares exercisable from and after January 1, 2021.

SEC source: 0001001250-20-000069 · edgar.xml · nonDerivative · entry 2

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,893

F2 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F2 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F3 · price: Sales prices range from $221.47 to $222.05 per share, inclusive.

SEC source: 0001001250-20-000069 · edgar.xml · nonDerivative · entry 1

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,011

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 7,559 shares exercisable from and after January 1, 2019; 7,559 shares exercisable from and after January 1, 2020; 7,559 shares exercisable from and after January 1, 2021.

SEC source: 0001001250-20-000068 · edgar.xml · derivative · entry 8

MOSS SARA E · CIK 0001204538 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Class A Common Stock · 12,905 shares

Expires 2026-09-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: Not applicable.

F1 · derivative.exercise_date: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 10,968 shares exercisable from and after January 1, 2018; 10,968 shares exercisable from and after January 1, 2019; 10,969 shares exercisable from and after January 1, 2020.

SEC source: 0001001250-20-000068 · edgar.xml · nonDerivative · entry 4

MOSS SARA E · CIK 0001204538 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F2 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F5 · price: Sales prices range from $222.14 to $222.41 per share, inclusive.

SEC source: 0001001250-20-000068 · edgar.xml · nonDerivative · entry 3

MOSS SARA E · CIK 0001204538 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

F2 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F2 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F4 · price: Sales prices range from $221.14 to $221.81 per share, inclusive.

SEC source: 0001001250-20-000068 · edgar.xml · nonDerivative · entry 2

MOSS SARA E · CIK 0001204538 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,333

F2 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F2 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F3 · price: Sales prices range from $220.03 to $220.89 per share, inclusive.

SEC source: 0001001250-20-000068 · edgar.xml · nonDerivative · entry 1

MOSS SARA E · CIK 0001204538 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,905

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 10,968 shares exercisable from and after January 1, 2018; 10,968 shares exercisable from and after January 1, 2019; 10,969 shares exercisable from and after January 1, 2020.

SEC source: 0001001250-20-000067 · edgar.xml · derivative · entry 6

Freda Fabrizio · CIK 0001428855 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 183,822 shares

Expires 2022-09-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · price: Not applicable.

F1 · derivative.exercise_date: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 61,274 shares exercisable from and after January 1, 2014; 61,274 shares exercisable from and after January 1, 2015; 61,274 shares exercisable from and after January 1, 2016.

SEC source: 0001001250-20-000067 · edgar.xml · nonDerivative · entry 5

Freda Fabrizio · CIK 0001428855 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,174

F2 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F2 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F6 · price: Sales prices range from $222.50 to $222.80 per share, inclusive.

SEC source: 0001001250-20-000067 · edgar.xml · nonDerivative · entry 4

Freda Fabrizio · CIK 0001428855 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,539

F2 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F2 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F5 · price: Sales prices range from $221.49 to $222.45 per share, inclusive.

SEC source: 0001001250-20-000067 · edgar.xml · nonDerivative · entry 3

Freda Fabrizio · CIK 0001428855 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,869

F2 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F2 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F4 · price: Sales prices range from $220.49 to $221.47 per share, inclusive.

SEC source: 0001001250-20-000067 · edgar.xml · nonDerivative · entry 2

Freda Fabrizio · CIK 0001428855 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,119

F2 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F2 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F3 · price: Sales prices range from $219.47 to $220.37 per share, inclusive.

SEC source: 0001001250-20-000067 · edgar.xml · nonDerivative · entry 1

Freda Fabrizio · CIK 0001428855 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,996

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 61,274 shares exercisable from and after January 1, 2014; 61,274 shares exercisable from and after January 1, 2015; 61,274 shares exercisable from and after January 1, 2016.