Tapewire

NYSE · USD

EL

ESTEE LAUDER COMPANIES INC

Export transactions ↓
Tapewire entity
3097
SEC CIK
0001001250
Parsed reports
1,250

Last 12 months

Inside the activity.

0 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202507
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202602
Sep 202605
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 03, 2020 Filed Nov 4, 2020 00:00 UTC
Haney Carl P.EVP-Global R&D
SaleClass A Common Stock 900 $225.24 $202,716.00
Disclosure

SEC source: 0001001250-20-000110 · edgar.xml · nonDerivative · entry 5

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,188

F4 · shares: The number of securities reported represents an aggregated number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F4 · price: The number of securities reported represents an aggregated number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F7 · price: Sales prices range from $225.03 to $225.60, inclusive.

Read SEC document
November 03, 2020 Filed Nov 4, 2020 00:00 UTC
Haney Carl P.EVP-Global R&D
SaleClass A Common Stock 1,916 $224.42 $429,988.72
Disclosure

SEC source: 0001001250-20-000110 · edgar.xml · nonDerivative · entry 4

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,088

F4 · shares: The number of securities reported represents an aggregated number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F4 · price: The number of securities reported represents an aggregated number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F6 · price: Sales prices range from $224.29 to $224.82, inclusive.

Read SEC document
November 03, 2020 Filed Nov 4, 2020 00:00 UTC
Haney Carl P.EVP-Global R&D
SaleClass A Common Stock 5,300 $223.58 $1,184,974.00
Disclosure

SEC source: 0001001250-20-000110 · edgar.xml · nonDerivative · entry 3

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,004

F4 · shares: The number of securities reported represents an aggregated number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F4 · price: The number of securities reported represents an aggregated number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F5 · price: Sales prices range from $223.26 to $223.96, inclusive.

Read SEC document
November 03, 2020 Filed Nov 4, 2020 00:00 UTC
Freda FabrizioDirector · President and CEO
SaleClass A Common Stock 1,100 $226.39 $249,029.00
Disclosure

SEC source: 0001001250-20-000109 · edgar.xml · nonDerivative · entry 6

Freda Fabrizio · CIK 0001428855 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,174

F4 · kind: The sales of the shares of Class A Common Stock were made pursuant to a Rule 10b5-1(c) trading plan entered into on August 31, 2020.

Read SEC document
November 03, 2020 Filed Nov 4, 2020 00:00 UTC
Freda FabrizioDirector · President and CEO
SaleClass A Common Stock 3,166 $225.82 $714,946.12
Disclosure

SEC source: 0001001250-20-000109 · edgar.xml · nonDerivative · entry 5

Freda Fabrizio · CIK 0001428855 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,274

F4 · kind: The sales of the shares of Class A Common Stock were made pursuant to a Rule 10b5-1(c) trading plan entered into on August 31, 2020.

F5 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price range.

F5 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price range.

F8 · price: Sales prices range from $225.46 to $226.06 per share, inclusive.

Read SEC document
November 03, 2020 Filed Nov 4, 2020 00:00 UTC
Freda FabrizioDirector · President and CEO
SaleClass A Common Stock 5,988 $224.78 $1,345,982.64
Disclosure

SEC source: 0001001250-20-000109 · edgar.xml · nonDerivative · entry 4

Freda Fabrizio · CIK 0001428855 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,440

F4 · kind: The sales of the shares of Class A Common Stock were made pursuant to a Rule 10b5-1(c) trading plan entered into on August 31, 2020.

F5 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price range.

F5 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price range.

F7 · price: Sales prices range from $224.31 to $225.30 per share, inclusive.

Read SEC document
November 03, 2020 Filed Nov 4, 2020 00:00 UTC
Freda FabrizioDirector · President and CEO
SaleClass A Common Stock 3,240 $223.85 $725,274.00
Disclosure

SEC source: 0001001250-20-000109 · edgar.xml · nonDerivative · entry 3

Freda Fabrizio · CIK 0001428855 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,428

F4 · kind: The sales of the shares of Class A Common Stock were made pursuant to a Rule 10b5-1(c) trading plan entered into on August 31, 2020.

F5 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price range.

F5 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price range.

F6 · price: Sales prices range from $223.31 to $224.30 per share, inclusive.

Read SEC document
November 03, 2020 Filed Nov 3, 2020 23:59 UTC
Demsey JohnGroup President
SaleClass A Common Stock 5,907 $226.06 $1,335,336.42
Disclosure

SEC source: 0001001250-20-000108 · edgar.xml · nonDerivative · entry 3

Demsey John · CIK 0001369789 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,019

Read SEC document
November 02, 2020 Filed Nov 4, 2020 00:12 UTC
Stanley DeirdreEVP & General Counsel
GrantRestricted Stock Units (Share Payout) · Derivative 4,487 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-20-000122 · edgar.xml · derivative · entry 4

Stanley Deirdre · CIK 0001722817 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,975

Underlying: Class A Common Stock · 4,487 shares

Expires 2022-11-01

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments unless otherwise indicated. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F6 · derivative.exercise_date: Assuming continued employment, these additional (non-annual) RSUs will vest and be paid out as follows: 4,487 on November 1, 2021, and 4,488 on November 1, 2022.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 00:12 UTC
Stanley DeirdreEVP & General Counsel
GrantRestricted Stock Units (Share Payout) · Derivative 1,017 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-20-000122 · edgar.xml · derivative · entry 3

Stanley Deirdre · CIK 0001722817 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,034

Underlying: Class A Common Stock · 1,017 shares

Expires 2022-11-01

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments unless otherwise indicated. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F5 · derivative.exercise_date: Assuming continued employment, these annual RSUs will vest and be paid out as follows: 1,017 on November 1, 2021, and 1,017 on November 1, 2022.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 00:12 UTC
Stanley DeirdreEVP & General Counsel
Tax withholdingClass A Common Stock 2,930 $229.12 $671,321.60
Disclosure

SEC source: 0001001250-20-000122 · edgar.xml · nonDerivative · entry 2

Stanley Deirdre · CIK 0001722817 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,574

F3 · kind: Represents the withholding of shares for tax purposes.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 00:12 UTC
Stanley DeirdreEVP & General Counsel
Exercise / conversionClass A Common Stock 5,504 $0.00 $0.00
Disclosure

SEC source: 0001001250-20-000122 · edgar.xml · nonDerivative · entry 1

Stanley Deirdre · CIK 0001722817 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,504

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Payout of shares upon vesting of portions of Restricted Stock Units ("RSUs") granted October 28, 2019.

F2 · price: Not applicable.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 00:04 UTC Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 2,740 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-20-000119 · edgar.xml · derivative · entry 5

TRAVIS TRACEY THOMAS · CIK 0001258930 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,481

Underlying: Class A Common Stock · 2,740 shares

Expires 2022-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments unless otherwise indicated. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F7 · derivative.exercise_date: RSUs from grant dated September 3, 2019. Assuming continued employment, remaining RSUs will vest and be paid out as follows: 2,740 on November 1, 2021 and 2,741 on November 1, 2022.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 00:04 UTC Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 3,561 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-20-000119 · edgar.xml · derivative · entry 4

TRAVIS TRACEY THOMAS · CIK 0001258930 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,562

Underlying: Class A Common Stock · 3,561 shares

Expires 2021-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments unless otherwise indicated. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F6 · derivative.exercise_date: RSUs from grant dated September 4, 2018. Assuming continued employment, RSUs will vest and be paid out as follows: 3,562 on November 1, 2021.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 00:04 UTC Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 4,335 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-20-000119 · edgar.xml · derivative · entry 3

TRAVIS TRACEY THOMAS · CIK 0001258930 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,335 shares

Expires 2020-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments unless otherwise indicated. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F5 · derivative.exercise_date: RSUs from grant dated September 5, 2017.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 00:04 UTC Tax withholdingClass A Common Stock 5,663 $229.12 $1,297,506.56
Disclosure

SEC source: 0001001250-20-000119 · edgar.xml · nonDerivative · entry 2

TRAVIS TRACEY THOMAS · CIK 0001258930 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,998

F3 · kind: Represents the withholding of shares for tax purposes.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 00:04 UTC Exercise / conversionClass A Common Stock 10,636 $0.00 $0.00
Disclosure

SEC source: 0001001250-20-000119 · edgar.xml · nonDerivative · entry 1

TRAVIS TRACEY THOMAS · CIK 0001258930 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,661

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Payout of shares upon vesting of portions of Restricted Stock Units ("RSUs") granted September 5, 2017, September 4, 2018, and September 3, 2019.

F2 · price: Not applicable.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 00:05 UTC
Trower Alexandra C.EVP - Global Communications
Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 1,557 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-20-000120 · edgar.xml · derivative · entry 4

Trower Alexandra C. · CIK 0001432251 · EVP - Global Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,557

Underlying: Class A Common Stock · 1,557 shares

Expires 2021-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F6 · derivative.exercise_date: RSUs from grant dated September 4, 2018. Assuming continued employment, RSUs will vest and be paid out as follows: 1,557 on November 1, 2021.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 00:05 UTC
Trower Alexandra C.EVP - Global Communications
Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 2,048 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-20-000120 · edgar.xml · derivative · entry 3

Trower Alexandra C. · CIK 0001432251 · EVP - Global Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,048 shares

Expires 2020-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F5 · derivative.exercise_date: RSUs from grant dated September 5, 2017.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 00:05 UTC
Trower Alexandra C.EVP - Global Communications
Tax withholdingClass A Common Stock 2,528 $229.12 $579,215.36
Disclosure

SEC source: 0001001250-20-000120 · edgar.xml · nonDerivative · entry 2

Trower Alexandra C. · CIK 0001432251 · EVP - Global Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,048

F3 · kind: Represents the withholding of shares for tax purposes.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 00:05 UTC
Trower Alexandra C.EVP - Global Communications
Exercise / conversionClass A Common Stock 4,749 $0.00 $0.00
Disclosure

SEC source: 0001001250-20-000120 · edgar.xml · nonDerivative · entry 1

Trower Alexandra C. · CIK 0001432251 · EVP - Global Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,576

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Payout of shares upon vesting of portions of Restricted Stock Units ("RSUs") granted September 5, 2017, September 4, 2018, and September 3, 2019.

F2 · price: Not applicable.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 00:03 UTC
PROUVE CEDRICGroup President, International
Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 2,931 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-20-000117 · edgar.xml · derivative · entry 5

PROUVE CEDRIC · CIK 0001206140 · Group President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,864

Underlying: Class A Common Stock · 2,931 shares

Expires 2022-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F7 · derivative.exercise_date: RSUs from grant dated September 3, 2019. Assuming continued employment, remaining RSUs will vest and be paid out as follows: 2,932 on November 1, 2021 and 2,932 on November 1, 2022.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 00:03 UTC
PROUVE CEDRICGroup President, International
Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 3,915 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-20-000117 · edgar.xml · derivative · entry 4

PROUVE CEDRIC · CIK 0001206140 · Group President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,915

Underlying: Class A Common Stock · 3,915 shares

Expires 2021-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F6 · derivative.exercise_date: RSUs from grant dated September 4, 2018. Assuming continued employment, RSUs will vest and be paid out as follows: 3,915 on November 1, 2021.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 00:03 UTC
PROUVE CEDRICGroup President, International
Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 5,026 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-20-000117 · edgar.xml · derivative · entry 3

PROUVE CEDRIC · CIK 0001206140 · Group President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,026 shares

Expires 2020-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F5 · derivative.exercise_date: RSUs from grant dated September 5, 2017.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 00:03 UTC
PROUVE CEDRICGroup President, International
Tax withholdingClass A Common Stock 5,816 $229.12 $1,332,561.92
Disclosure

SEC source: 0001001250-20-000117 · edgar.xml · nonDerivative · entry 2

PROUVE CEDRIC · CIK 0001206140 · Group President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,018

F3 · kind: Represents the withholding of shares for tax purposes.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 00:03 UTC
PROUVE CEDRICGroup President, International
Exercise / conversionClass A Common Stock 11,872 $0.00 $0.00
Disclosure

SEC source: 0001001250-20-000117 · edgar.xml · nonDerivative · entry 1

PROUVE CEDRIC · CIK 0001206140 · Group President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,834

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Payout of shares upon vesting of portions of Restricted Stock Units ("RSUs") granted September 5, 2017, September 4, 2018, and September 3, 2019.

F2 · price: Not applicable.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 00:03 UTC
O'HARE MICHAELEVP-Global Human Resources
Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 1,323 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-20-000115 · edgar.xml · derivative · entry 7

O'HARE MICHAEL · CIK 0001587814 · EVP-Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,646

Underlying: Class A Common Stock · 1,323 shares

Expires 2022-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F8 · derivative.exercise_date: RSUs from grant dated September 3, 2019. Assuming continued employment, remaining RSUs will vest and be paid out as follows: 1,323 on November 1, 2021 and 1,323 on November 1, 2022.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 00:03 UTC
O'HARE MICHAELEVP-Global Human Resources
Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 9,264 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-20-000115 · edgar.xml · derivative · entry 6

O'HARE MICHAEL · CIK 0001587814 · EVP-Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 9,264 shares

Expires 2020-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F7 · derivative.exercise_date: RSUs from an additional (non-annual) grant dated September 4, 2018 vested and were paid out in full.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 00:03 UTC
O'HARE MICHAELEVP-Global Human Resources
Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 1,812 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-20-000115 · edgar.xml · derivative · entry 5

O'HARE MICHAEL · CIK 0001587814 · EVP-Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,813

Underlying: Class A Common Stock · 1,812 shares

Expires 2021-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F6 · derivative.exercise_date: RSUs from grant dated September 4, 2018. Assuming continued employment, RSUs will vest and be paid out as follows: 1,813 on November 1, 2021.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 00:03 UTC
O'HARE MICHAELEVP-Global Human Resources
Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 2,344 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-20-000115 · edgar.xml · derivative · entry 4

O'HARE MICHAEL · CIK 0001587814 · EVP-Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,344 shares

Expires 2020-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F5 · derivative.exercise_date: RSUs from grant dated September 5, 2017.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 00:03 UTC
O'HARE MICHAELEVP-Global Human Resources
Tax withholdingClass A Common Stock 7,849 $229.12 $1,798,362.88
Disclosure

SEC source: 0001001250-20-000115 · edgar.xml · nonDerivative · entry 2

O'HARE MICHAEL · CIK 0001587814 · EVP-Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,894

F3 · kind: Represents the withholding of shares for tax purposes.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 00:03 UTC
O'HARE MICHAELEVP-Global Human Resources
Exercise / conversionClass A Common Stock 14,743 $0.00 $0.00
Disclosure

SEC source: 0001001250-20-000115 · edgar.xml · nonDerivative · entry 1

O'HARE MICHAEL · CIK 0001587814 · EVP-Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,743

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Payout of shares upon vesting of portions of Restricted Stock Units ("RSUs") granted September 5, 2017, September 4, 2018, and September 3, 2019.

F2 · price: Not applicable.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 00:02 UTC
MOSS SARA EVice Chairman
Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 1,554 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-20-000114 · edgar.xml · derivative · entry 8

MOSS SARA E · CIK 0001204538 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,110

Underlying: Class A Common Stock · 1,554 shares

Expires 2022-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F7 · derivative.exercise_date: RSUs from grant dated September 3, 2019. Assuming continued employment, remaining RSUs will vest and be paid out as follows: 1,555 on November 1, 2021 and 1,555 on November 1, 2022.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 00:02 UTC
MOSS SARA EVice Chairman
Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 2,122 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-20-000114 · edgar.xml · derivative · entry 7

MOSS SARA E · CIK 0001204538 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,123

Underlying: Class A Common Stock · 2,122 shares

Expires 2021-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F6 · derivative.exercise_date: RSUs from grant dated September 4, 2018. Assuming continued employment, RSUs will vest and be paid out as follows: 2,123 on November 1, 2021.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 00:02 UTC
MOSS SARA EVice Chairman
Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 2,692 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-20-000114 · edgar.xml · derivative · entry 6

MOSS SARA E · CIK 0001204538 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,692 shares

Expires 2020-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F5 · derivative.exercise_date: RSUs from grant dated September 5, 2017.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 00:02 UTC
MOSS SARA EVice Chairman
Tax withholdingClass A Common Stock 3,391 $229.12 $776,945.92
Disclosure

SEC source: 0001001250-20-000114 · edgar.xml · nonDerivative · entry 2

MOSS SARA E · CIK 0001204538 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,977

F3 · kind: Represents the withholding of shares for tax purposes.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 00:02 UTC
MOSS SARA EVice Chairman
Exercise / conversionClass A Common Stock 6,368 $0.00 $0.00
Disclosure

SEC source: 0001001250-20-000114 · edgar.xml · nonDerivative · entry 1

MOSS SARA E · CIK 0001204538 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,368

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Payout of shares upon vesting of portions of Restricted Stock Units ("RSUs") granted September 5, 2017, September 4, 2018, and September 3, 2019.

F2 · price: Not applicable.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 00:03 UTC
Polcer GregoryEVP - Global Supply Chain
Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 1,158 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-20-000116 · edgar.xml · derivative · entry 8

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,316

Underlying: Class A Common Stock · 1,158 shares

Expires 2022-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F12 · derivative.exercise_date: RSUs from grant dated September 3, 2019. Assuming continued employment, remaining RSUs will vest and be paid out as follows: 1,158 on November 1, 2021 and 1,158 on November 1, 2022.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 00:03 UTC
Polcer GregoryEVP - Global Supply Chain
Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 1,644 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-20-000116 · edgar.xml · derivative · entry 7

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,644

Underlying: Class A Common Stock · 1,644 shares

Expires 2021-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F11 · derivative.exercise_date: RSUs from grant dated September 4, 2018. Assuming continued employment, RSUs will vest and be paid out as follows: 1,644 on November 1, 2021.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 00:03 UTC
Polcer GregoryEVP - Global Supply Chain
Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 2,216 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-20-000116 · edgar.xml · derivative · entry 6

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,216 shares

Expires 2020-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F10 · derivative.exercise_date: RSUs from grant dated September 5, 2017.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 00:03 UTC
Polcer GregoryEVP - Global Supply Chain
Tax withholdingClass A Common Stock 2,672 $229.12 $612,208.64
Disclosure

SEC source: 0001001250-20-000116 · edgar.xml · nonDerivative · entry 2

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,660

F3 · kind: Represents the withholding of shares for tax purposes.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 00:03 UTC
Polcer GregoryEVP - Global Supply Chain
Exercise / conversionClass A Common Stock 5,018 $0.00 $0.00
Disclosure

SEC source: 0001001250-20-000116 · edgar.xml · nonDerivative · entry 1

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,332

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Payout of shares upon vesting of portions of Restricted Stock Units ("RSUs") granted September 5, 2017, September 4, 2018, and September 3, 2019.

F2 · price: Not applicable.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 00:00 UTC
Haney Carl P.EVP-Global R&D
Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 1,173 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-20-000110 · edgar.xml · derivative · entry 8

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,346

Underlying: Class A Common Stock · 1,173 shares

Expires 2022-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F11 · derivative.exercise_date: RSUs from grant dated September 3, 2019. Assuming continued employment, remaining RSUs will vest and be paid out as follows: 1,173 on November 1, 2021 and 1,173 on November 1, 2022.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 00:00 UTC
Haney Carl P.EVP-Global R&D
Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 1,532 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-20-000110 · edgar.xml · derivative · entry 7

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,533

Underlying: Class A Common Stock · 1,532 shares

Expires 2021-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F10 · derivative.exercise_date: RSUs from grant dated September 4, 2018. Assuming continued employment, RSUs will vest and be paid out as follows: 1,533 on November 1, 2021.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 00:00 UTC
Haney Carl P.EVP-Global R&D
Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 2,064 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-20-000110 · edgar.xml · derivative · entry 6

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,064 shares

Expires 2020-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F9 · derivative.exercise_date: RSUs from grant dated September 5, 2017.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 00:00 UTC
Haney Carl P.EVP-Global R&D
Tax withholdingClass A Common Stock 2,540 $229.12 $581,964.80
Disclosure

SEC source: 0001001250-20-000110 · edgar.xml · nonDerivative · entry 2

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,304

F3 · kind: Represents the withholding of shares for tax purposes.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 00:00 UTC
Haney Carl P.EVP-Global R&D
Exercise / conversionClass A Common Stock 4,769 $0.00 $0.00
Disclosure

SEC source: 0001001250-20-000110 · edgar.xml · nonDerivative · entry 1

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,844

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Payout of shares upon vesting of portions of Restricted Stock Units ("RSUs") granted September 5, 2017, September 4, 2018, and September 3, 2019.

F2 · price: Not applicable.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 00:02 UTC
Lauder William PDirector · Executive Chairman · 10% owner
Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 1,671 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-20-000113 · edgar.xml · derivative · entry 6

Lauder William P · CIK 0001008082 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,342

Underlying: Class A Common Stock · 1,671 shares

Expires 2022-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F7 · derivative.exercise_date: RSUs from grant dated September 3, 2019. Assuming continued employment, remaining RSUs will vest and be paid out as follows: 1,671 on November 1, 2021 and 1,671 on November 1, 2022.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 00:02 UTC
Lauder William PDirector · Executive Chairman · 10% owner
Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 2,111 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-20-000113 · edgar.xml · derivative · entry 5

Lauder William P · CIK 0001008082 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,112

Underlying: Class A Common Stock · 2,111 shares

Expires 2021-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F6 · derivative.exercise_date: RSUs from grant dated September 4, 2018. Assuming continued employment, RSUs will vest and be paid out as follows: 2,112 on November 1, 2021.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 00:02 UTC
Lauder William PDirector · Executive Chairman · 10% owner
Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 2,779 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-20-000113 · edgar.xml · derivative · entry 4

Lauder William P · CIK 0001008082 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,779 shares

Expires 2020-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F5 · derivative.exercise_date: RSUs from grant dated September 5, 2017.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.