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ESTEE LAUDER COMPANIES INC

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3097
SEC CIK
0001001250
Parsed reports
1,250

Last 12 months

Inside the activity.

0 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202507
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202602
Sep 202605
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 15, 2021 Filed Sep 16, 2021 15:43 UTC GrantStock Units (Share Payout) · Derivative 2.13 $326.25 $694.91
Disclosure

SEC source: 0001001250-21-000159 · wf-form4_163180701458312.xml · derivative · entry 1

Hyman Jennifer · CIK 0001737388 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,314.81

Underlying: Class A Common Stock · 2.13 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
September 15, 2021 Filed Sep 16, 2021 15:42 UTC GrantStock Units (Share Payout) · Derivative 14.76 $326.25 $4,815.45
Disclosure

SEC source: 0001001250-21-000158 · wf-form4_163180693073904.xml · derivative · entry 1

Christianson Wei Sun · CIK 0001514187 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,100.85

Underlying: Class A Common Stock · 14.76 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

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September 15, 2021 Filed Sep 16, 2021 15:37 UTC GrantStock Units (Share Payout) · Derivative 31.15 $326.25 $10,162.69
Disclosure

SEC source: 0001001250-21-000155 · wf-form4_163180660594247.xml · derivative · entry 1

BARSHEFSKY CHARLENE · CIK 0001145766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,210.43

Underlying: Class A Common Stock · 31.15 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

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September 15, 2021 Filed Sep 16, 2021 15:40 UTC GrantStock Units (Cash Payout) · Derivative 113.66 $326.25 $37,081.58
Disclosure

SEC source: 0001001250-21-000157 · wf-form4_163180681547274.xml · derivative · entry 2

FORESTER LYNN · CIK 0001050985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,076.74

Underlying: Class A Common Stock · 113.66 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
September 15, 2021 Filed Sep 16, 2021 15:40 UTC GrantStock Units (Share Payout) · Derivative 30.79 $326.25 $10,045.24
Disclosure

SEC source: 0001001250-21-000157 · wf-form4_163180681547274.xml · derivative · entry 1

FORESTER LYNN · CIK 0001050985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,986.04

Underlying: Class A Common Stock · 30.79 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
September 15, 2021 Filed Sep 16, 2021 15:38 UTC GrantStock Units (Share Payout) · Derivative 25.22 $326.25 $8,228.03
Disclosure

SEC source: 0001001250-21-000156 · wf-form4_163180668863310.xml · derivative · entry 1

BRAVO ROSE MARIE · CIK 0001184314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,555.51

Underlying: Class A Common Stock · 25.22 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

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September 03, 2021 Filed Sep 7, 2021 22:03 UTC
O'HARE MICHAELEVP-Global Human Resources
SaleClass A Common Stock 2,947 $343.18 $1,011,351.46
Disclosure

SEC source: 0001001250-21-000142 · wf-form4_163105218274020.xml · nonDerivative · entry 3

O'HARE MICHAEL · CIK 0001587814 · EVP-Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
September 03, 2021 Filed Sep 7, 2021 22:02 UTC
Freda FabrizioDirector · President and CEO
SaleClass A Common Stock 500 $343.91 $171,955.00
Disclosure

SEC source: 0001001250-21-000141 · wf-form4_163105216331110.xml · nonDerivative · entry 5

Freda Fabrizio · CIK 0001428855 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,674

F3 · kind: The sales of the shares of Class A Common Stock were made pursuant to a plan intended to comply with Rule 10b5-1(c) entered into on May 10, 2021.

F4 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F4 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F7 · price: Sales prices range from $343.68 to $344.39 per share, inclusive.

Read SEC document
September 03, 2021 Filed Sep 7, 2021 22:02 UTC
Freda FabrizioDirector · President and CEO
SaleClass A Common Stock 6,958 $342.88 $2,385,759.04
Disclosure

SEC source: 0001001250-21-000141 · wf-form4_163105216331110.xml · nonDerivative · entry 4

Freda Fabrizio · CIK 0001428855 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,174

F3 · kind: The sales of the shares of Class A Common Stock were made pursuant to a plan intended to comply with Rule 10b5-1(c) entered into on May 10, 2021.

F4 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F4 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F6 · price: Sales prices range from $342.51 to $343.32 per share, inclusive.

Read SEC document
September 03, 2021 Filed Sep 7, 2021 22:02 UTC
Freda FabrizioDirector · President and CEO
SaleClass A Common Stock 7,503 $342.24 $2,567,826.72
Disclosure

SEC source: 0001001250-21-000141 · wf-form4_163105216331110.xml · nonDerivative · entry 3

Freda Fabrizio · CIK 0001428855 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,132

F3 · kind: The sales of the shares of Class A Common Stock were made pursuant to a plan intended to comply with Rule 10b5-1(c) entered into on May 10, 2021.

F4 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F4 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F5 · price: Sales prices range from $341.52 to $342.50 per share, inclusive.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 22:07 UTC
Canevari RobertoExecutive Vice President
GrantRestricted Stock Units (Share Payout) · Derivative 1,647 Not disclosed Not disclosed
Disclosure

SEC source: 0001001250-21-000153 · wf-form4_163105242336648.xml · derivative · entry 2

Canevari Roberto · CIK 0001849900 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,647

Underlying: Class A Common Stock · 1,647 shares

Expires not disclosed

F2 · derivative.exercise_price: Not applicable.

F3 · shares: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 549 on November 1, 2022; 549 on November 1, 2023; and 549 on November 1, 2024. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · price: Not applicable.

F3 · derivative.exercise_date: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 549 on November 1, 2022; 549 on November 1, 2023; and 549 on November 1, 2024. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F3 · derivative.expiration_date: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 549 on November 1, 2022; 549 on November 1, 2023; and 549 on November 1, 2024. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 22:07 UTC
Canevari RobertoExecutive Vice President
GrantOption (right to buy) · Derivative 6,370 Not disclosed Strike: $344.06 Not disclosed
Disclosure

SEC source: 0001001250-21-000153 · wf-form4_163105242336648.xml · derivative · entry 1

Canevari Roberto · CIK 0001849900 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,370

Underlying: Class A Common Stock · 6,370 shares

Expires 2031-09-02

F1 · shares: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of: 2,123 shares exercisable from and after January 1, 2023; 2,123 shares exercisable from and after January 1, 2024; and 2,124 shares exercisable from and after January 1, 2025.

F2 · price: Not applicable.

F1 · derivative.exercise_date: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of: 2,123 shares exercisable from and after January 1, 2023; 2,123 shares exercisable from and after January 1, 2024; and 2,124 shares exercisable from and after January 1, 2025.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 22:06 UTC
Stanley DeirdreEVP & General Counsel
GrantRestricted Stock Units (Share Payout) · Derivative 1,753 Not disclosed Not disclosed
Disclosure

SEC source: 0001001250-21-000152 · wf-form4_163105240016662.xml · derivative · entry 2

Stanley Deirdre · CIK 0001722817 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,753

Underlying: Class A Common Stock · 1,753 shares

Expires not disclosed

F2 · derivative.exercise_price: Not applicable.

F3 · shares: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 584 on November 1, 2022; 584 on November 1, 2023; and 585 on November 1, 2024. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · price: Not applicable.

F3 · derivative.exercise_date: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 584 on November 1, 2022; 584 on November 1, 2023; and 585 on November 1, 2024. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F3 · derivative.expiration_date: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 584 on November 1, 2022; 584 on November 1, 2023; and 585 on November 1, 2024. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 22:06 UTC
Stanley DeirdreEVP & General Counsel
GrantOption (right to buy) · Derivative 6,782 Not disclosed Strike: $344.06 Not disclosed
Disclosure

SEC source: 0001001250-21-000152 · wf-form4_163105240016662.xml · derivative · entry 1

Stanley Deirdre · CIK 0001722817 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,782

Underlying: Class A Common Stock · 6,782 shares

Expires 2031-09-02

F1 · shares: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of: 2,260 shares exercisable from and after January 1, 2023; 2,261 shares exercisable from and after January 1, 2024; and 2,261 shares exercisable from and after January 1, 2025.

F2 · price: Not applicable.

F1 · derivative.exercise_date: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of: 2,260 shares exercisable from and after January 1, 2023; 2,261 shares exercisable from and after January 1, 2024; and 2,261 shares exercisable from and after January 1, 2025.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 22:06 UTC
Hertzmark Hudis JaneGroup President
GrantRestricted Stock Units (Share Payout) · Derivative 10,173 Not disclosed Not disclosed
Disclosure

SEC source: 0001001250-21-000151 · wf-form4_163105236560097.xml · derivative · entry 5

Hertzmark Hudis Jane · CIK 0001745075 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,173

Underlying: Class A Common Stock · 10,173 shares

Expires not disclosed

F4 · derivative.exercise_price: Not applicable.

F6 · shares: Assuming continued employment, these non-annual Restricted Stock Units ("RSUs") will vest and be paid out on November 1, 2024. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F4 · price: Not applicable.

F6 · derivative.exercise_date: Assuming continued employment, these non-annual Restricted Stock Units ("RSUs") will vest and be paid out on November 1, 2024. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F6 · derivative.expiration_date: Assuming continued employment, these non-annual Restricted Stock Units ("RSUs") will vest and be paid out on November 1, 2024. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 22:06 UTC
Hertzmark Hudis JaneGroup President
GrantRestricted Stock Units (Share Payout) · Derivative 4,190 Not disclosed Not disclosed
Disclosure

SEC source: 0001001250-21-000151 · wf-form4_163105236560097.xml · derivative · entry 4

Hertzmark Hudis Jane · CIK 0001745075 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,190

Underlying: Class A Common Stock · 4,190 shares

Expires not disclosed

F4 · derivative.exercise_price: Not applicable.

F5 · shares: Assuming continued employment, these annual Restricted Stock Units ("RSUs") will vest and be paid out as follows: 1,396 on November 1, 2022; 1,397 on November 1, 2023; and 1,397 on November 1, 2024. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F4 · price: Not applicable.

F5 · derivative.exercise_date: Assuming continued employment, these annual Restricted Stock Units ("RSUs") will vest and be paid out as follows: 1,396 on November 1, 2022; 1,397 on November 1, 2023; and 1,397 on November 1, 2024. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F5 · derivative.expiration_date: Assuming continued employment, these annual Restricted Stock Units ("RSUs") will vest and be paid out as follows: 1,396 on November 1, 2022; 1,397 on November 1, 2023; and 1,397 on November 1, 2024. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 22:06 UTC
Hertzmark Hudis JaneGroup President
GrantOption (right to buy) · Derivative 16,206 Not disclosed Strike: $344.06 Not disclosed
Disclosure

SEC source: 0001001250-21-000151 · wf-form4_163105236560097.xml · derivative · entry 3

Hertzmark Hudis Jane · CIK 0001745075 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,206

Underlying: Class A Common Stock · 16,206 shares

Expires 2031-09-02

F3 · shares: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of: 5,402 shares exercisable from and after January 1, 2023; 5,402 shares exercisable from and after January 1, 2024; and 5,402 shares exercisable from and after January 1, 2025.

F4 · price: Not applicable.

F3 · derivative.exercise_date: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of: 5,402 shares exercisable from and after January 1, 2023; 5,402 shares exercisable from and after January 1, 2024; and 5,402 shares exercisable from and after January 1, 2025.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 22:06 UTC
Hertzmark Hudis JaneGroup President
Tax withholdingClass A Common Stock 4,637 $0.00 $0.00
Disclosure

SEC source: 0001001250-21-000151 · wf-form4_163105236560097.xml · nonDerivative · entry 2

Hertzmark Hudis Jane · CIK 0001745075 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,425

F2 · kind: Represents the withholding of shares for tax purposes in connection with the payout of the PSUs.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 22:06 UTC
Hertzmark Hudis JaneGroup President
GrantClass A Common Stock 8,824 $0.00 $0.00
Disclosure

SEC source: 0001001250-21-000151 · wf-form4_163105236560097.xml · nonDerivative · entry 1

Hertzmark Hudis Jane · CIK 0001745075 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,062

F1 · kind: Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 4, 2018.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 22:06 UTC GrantRestricted Stock Units (Share Payout) · Derivative 5,583 Not disclosed Not disclosed
Disclosure

SEC source: 0001001250-21-000150 · wf-form4_163105234244213.xml · derivative · entry 4

TRAVIS TRACEY THOMAS · CIK 0001258930 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,583

Underlying: Class A Common Stock · 5,583 shares

Expires not disclosed

F4 · derivative.exercise_price: Not applicable.

F5 · shares: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 1,861 on November 1, 2022; 1,861 on November 1, 2023; and 1,861 on November 1, 2024. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F4 · price: Not applicable.

F5 · derivative.exercise_date: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 1,861 on November 1, 2022; 1,861 on November 1, 2023; and 1,861 on November 1, 2024. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F5 · derivative.expiration_date: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 1,861 on November 1, 2022; 1,861 on November 1, 2023; and 1,861 on November 1, 2024. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 22:06 UTC GrantOption (right to buy) · Derivative 21,589 Not disclosed Strike: $344.06 Not disclosed
Disclosure

SEC source: 0001001250-21-000150 · wf-form4_163105234244213.xml · derivative · entry 3

TRAVIS TRACEY THOMAS · CIK 0001258930 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,589

Underlying: Class A Common Stock · 21,589 shares

Expires 2031-09-02

F3 · shares: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of: 7,196 shares exercisable from and after January 1, 2023; 7,196 shares exercisable from and after January 1, 2024; and 7,197 shares exercisable from and after January 1, 2025.

F4 · price: Not applicable.

F3 · derivative.exercise_date: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of: 7,196 shares exercisable from and after January 1, 2023; 7,196 shares exercisable from and after January 1, 2024; and 7,197 shares exercisable from and after January 1, 2025.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 22:06 UTC Tax withholdingClass A Common Stock 7,221 $0.00 $0.00
Disclosure

SEC source: 0001001250-21-000150 · wf-form4_163105234244213.xml · nonDerivative · entry 2

TRAVIS TRACEY THOMAS · CIK 0001258930 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,709

F2 · kind: Represents the withholding of shares for tax purposes in connection with the payout of the PSUs.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 22:06 UTC GrantClass A Common Stock 13,591 $0.00 $0.00
Disclosure

SEC source: 0001001250-21-000150 · wf-form4_163105234244213.xml · nonDerivative · entry 1

TRAVIS TRACEY THOMAS · CIK 0001258930 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,930

F1 · kind: Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 4, 2018.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 22:05 UTC
Haney Carl P.EVP-Global R&D
GrantRestricted Stock Units (Share Payout) · Derivative 4,360 Not disclosed Not disclosed
Disclosure

SEC source: 0001001250-21-000149 · wf-form4_163105231539576.xml · derivative · entry 5

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,360

Underlying: Class A Common Stock · 4,360 shares

Expires not disclosed

F4 · derivative.exercise_price: Not applicable.

F6 · shares: Assuming continued employment, these non-annual Restricted Stock Units ("RSUs") will vest and be paid out on November 1, 2024. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F4 · price: Not applicable.

F6 · derivative.exercise_date: Assuming continued employment, these non-annual Restricted Stock Units ("RSUs") will vest and be paid out on November 1, 2024. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F6 · derivative.expiration_date: Assuming continued employment, these non-annual Restricted Stock Units ("RSUs") will vest and be paid out on November 1, 2024. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 22:05 UTC
Haney Carl P.EVP-Global R&D
GrantRestricted Stock Units (Share Payout) · Derivative 2,506 Not disclosed Not disclosed
Disclosure

SEC source: 0001001250-21-000149 · wf-form4_163105231539576.xml · derivative · entry 4

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,506

Underlying: Class A Common Stock · 2,506 shares

Expires not disclosed

F4 · derivative.exercise_price: Not applicable.

F5 · shares: Assuming continued employment, these annual Restricted Stock Units ("RSUs") will vest and be paid out as follows: 835 on November 1, 2022; 835 on November 1, 2023; and 836 on November 1, 2024. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F4 · price: Not applicable.

F5 · derivative.exercise_date: Assuming continued employment, these annual Restricted Stock Units ("RSUs") will vest and be paid out as follows: 835 on November 1, 2022; 835 on November 1, 2023; and 836 on November 1, 2024. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F5 · derivative.expiration_date: Assuming continued employment, these annual Restricted Stock Units ("RSUs") will vest and be paid out as follows: 835 on November 1, 2022; 835 on November 1, 2023; and 836 on November 1, 2024. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 22:05 UTC
Haney Carl P.EVP-Global R&D
GrantOption (right to buy) · Derivative 9,689 Not disclosed Strike: $344.06 Not disclosed
Disclosure

SEC source: 0001001250-21-000149 · wf-form4_163105231539576.xml · derivative · entry 3

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,689

Underlying: Class A Common Stock · 9,689 shares

Expires 2031-09-02

F3 · shares: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of: 3,229 shares exercisable from and after January 1, 2023; 3,320 shares exercisable from and after January 1, 2024; and 3,230 shares exercisable from and after January 1, 2025.

F4 · price: Not applicable.

F3 · derivative.exercise_date: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of: 3,229 shares exercisable from and after January 1, 2023; 3,320 shares exercisable from and after January 1, 2024; and 3,230 shares exercisable from and after January 1, 2025.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 22:05 UTC
Haney Carl P.EVP-Global R&D
Tax withholdingClass A Common Stock 2,926 $0.00 $0.00
Disclosure

SEC source: 0001001250-21-000149 · wf-form4_163105231539576.xml · nonDerivative · entry 2

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,110

F2 · kind: Represents the withholding of shares for tax purposes in connection with the payout of the PSUs.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 22:05 UTC
Haney Carl P.EVP-Global R&D
GrantClass A Common Stock 5,848 $0.00 $0.00
Disclosure

SEC source: 0001001250-21-000149 · wf-form4_163105231539576.xml · nonDerivative · entry 1

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,036

F1 · kind: Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 4, 2018.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 22:05 UTC
Webster MeridithEVP Global Comm/Public Affairs
GrantRestricted Stock Units (Share Payout) · Derivative 872 Not disclosed Not disclosed
Disclosure

SEC source: 0001001250-21-000148 · wf-form4_163105229594884.xml · derivative · entry 2

Webster Meridith · CIK 0001857146 · EVP Global Comm/Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 872

Underlying: Class A Common Stock · 872 shares

Expires not disclosed

F2 · derivative.exercise_price: Not applicable.

F3 · shares: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 290 on November 1, 2022; 291 on November 1, 2023; and 291 on November 1, 2024. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · price: Not applicable.

F3 · derivative.exercise_date: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 290 on November 1, 2022; 291 on November 1, 2023; and 291 on November 1, 2024. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F3 · derivative.expiration_date: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 290 on November 1, 2022; 291 on November 1, 2023; and 291 on November 1, 2024. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 22:05 UTC
Webster MeridithEVP Global Comm/Public Affairs
GrantOption (right to buy) · Derivative 3,372 Not disclosed Strike: $344.06 Not disclosed
Disclosure

SEC source: 0001001250-21-000148 · wf-form4_163105229594884.xml · derivative · entry 1

Webster Meridith · CIK 0001857146 · EVP Global Comm/Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,372

Underlying: Class A Common Stock · 3,372 shares

Expires 2031-09-02

F1 · shares: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of: 1,124 shares exercisable from and after January 1, 2023; 1,124 shares exercisable from and after January 1, 2024; and 1,124 shares exercisable from and after January 1, 2025.

F2 · price: Not applicable.

F1 · derivative.exercise_date: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of: 1,124 shares exercisable from and after January 1, 2023; 1,124 shares exercisable from and after January 1, 2024; and 1,124 shares exercisable from and after January 1, 2025.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 22:04 UTC
Demsey JohnGroup President
GrantRestricted Stock Units (Share Payout) · Derivative 5,563 Not disclosed Not disclosed
Disclosure

SEC source: 0001001250-21-000147 · wf-form4_163105227903371.xml · derivative · entry 4

Demsey John · CIK 0001369789 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,563

Underlying: Class A Common Stock · 5,563 shares

Expires not disclosed

F4 · derivative.exercise_price: Not applicable.

F5 · shares: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 1,854 on November 1, 2022; 1,854 on November 1, 2023; and 1,855 on November 1, 2024. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F4 · price: Not applicable.

F5 · derivative.exercise_date: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 1,854 on November 1, 2022; 1,854 on November 1, 2023; and 1,855 on November 1, 2024. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F5 · derivative.expiration_date: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 1,854 on November 1, 2022; 1,854 on November 1, 2023; and 1,855 on November 1, 2024. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 22:04 UTC
Demsey JohnGroup President
GrantOption (right to buy) · Derivative 21,513 Not disclosed Strike: $344.06 Not disclosed
Disclosure

SEC source: 0001001250-21-000147 · wf-form4_163105227903371.xml · derivative · entry 3

Demsey John · CIK 0001369789 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,513

Underlying: Class A Common Stock · 21,513 shares

Expires 2031-09-02

F3 · shares: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of: 7,171 shares exercisable from and after January 1, 2023; 7,171 shares exercisable from and after January 1, 2024; and 7,171 shares exercisable from and after January 1, 2025.

F4 · price: Not applicable.

F3 · derivative.exercise_date: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of: 7,171 shares exercisable from and after January 1, 2023; 7,171 shares exercisable from and after January 1, 2024; and 7,171 shares exercisable from and after January 1, 2025.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 22:04 UTC
Demsey JohnGroup President
Tax withholdingClass A Common Stock 8,867 $0.00 $0.00
Disclosure

SEC source: 0001001250-21-000147 · wf-form4_163105227903371.xml · nonDerivative · entry 2

Demsey John · CIK 0001369789 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,605

F2 · kind: Represents the withholding of shares for tax purposes in connection with the payout of the PSUs.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 22:04 UTC
Demsey JohnGroup President
GrantClass A Common Stock 15,453 $0.00 $0.00
Disclosure

SEC source: 0001001250-21-000147 · wf-form4_163105227903371.xml · nonDerivative · entry 1

Demsey John · CIK 0001369789 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,472

F1 · kind: Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 4, 2018.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 22:04 UTC
Lauder William PDirector · Executive Chairman · 10% owner
GrantRestricted Stock Units (Share Payout) · Derivative 3,318 Not disclosed Not disclosed
Disclosure

SEC source: 0001001250-21-000146 · wf-form4_163105226189912.xml · derivative · entry 4

Lauder William P · CIK 0001008082 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,318

Underlying: Class A Common Stock · 3,318 shares

Expires not disclosed

F4 · derivative.exercise_price: Not applicable.

F5 · shares: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 1,106 on November 1, 2022; 1,106 on November 1, 2023; and 1,106 on November 1, 2024. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F4 · price: Not applicable.

F5 · derivative.exercise_date: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 1,106 on November 1, 2022; 1,106 on November 1, 2023; and 1,106 on November 1, 2024. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F5 · derivative.expiration_date: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 1,106 on November 1, 2022; 1,106 on November 1, 2023; and 1,106 on November 1, 2024. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 22:04 UTC
Lauder William PDirector · Executive Chairman · 10% owner
GrantOption (right to buy) · Derivative 12,834 Not disclosed Strike: $344.06 Not disclosed
Disclosure

SEC source: 0001001250-21-000146 · wf-form4_163105226189912.xml · derivative · entry 3

Lauder William P · CIK 0001008082 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,834

Underlying: Class A Common Stock · 12,834 shares

Expires 2031-09-02

F3 · shares: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of: 4,278 shares exercisable from and after January 1, 2023; 4,278 shares exercisable from and after January 1, 2024; and 4,278 shares exercisable from and after January 1, 2025.

F4 · price: Not applicable.

F3 · derivative.exercise_date: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of: 4,278 shares exercisable from and after January 1, 2023; 4,278 shares exercisable from and after January 1, 2024; and 4,278 shares exercisable from and after January 1, 2025.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 22:04 UTC
Lauder William PDirector · Executive Chairman · 10% owner
Tax withholdingClass A Common Stock 4,207 $0.00 $0.00
Disclosure

SEC source: 0001001250-21-000146 · wf-form4_163105226189912.xml · nonDerivative · entry 2

Lauder William P · CIK 0001008082 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,850

F2 · kind: Represents the withholding of shares for tax purposes in connection with the payout of the PSUs.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 22:04 UTC
Lauder William PDirector · Executive Chairman · 10% owner
GrantClass A Common Stock 8,057 $0.00 $0.00
Disclosure

SEC source: 0001001250-21-000146 · wf-form4_163105226189912.xml · nonDerivative · entry 1

Lauder William P · CIK 0001008082 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,057

F1 · kind: Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 4, 2018.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 22:04 UTC
PROUVE CEDRICGroup President, International
GrantRestricted Stock Units (Share Payout) · Derivative 5,288 Not disclosed Not disclosed
Disclosure

SEC source: 0001001250-21-000145 · wf-form4_163105223698636.xml · derivative · entry 4

PROUVE CEDRIC · CIK 0001206140 · Group President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,288

Underlying: Class A Common Stock · 5,288 shares

Expires not disclosed

F4 · derivative.exercise_price: Not applicable.

F5 · shares: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 1,762 on November 1, 2022; 1,763 on November 1, 2023; and 1,763 on November 1, 2024. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F4 · price: Not applicable.

F5 · derivative.exercise_date: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 1,762 on November 1, 2022; 1,763 on November 1, 2023; and 1,763 on November 1, 2024. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F5 · derivative.expiration_date: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 1,762 on November 1, 2022; 1,763 on November 1, 2023; and 1,763 on November 1, 2024. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 22:04 UTC
PROUVE CEDRICGroup President, International
GrantOption (right to buy) · Derivative 20,446 Not disclosed Strike: $344.06 Not disclosed
Disclosure

SEC source: 0001001250-21-000145 · wf-form4_163105223698636.xml · derivative · entry 3

PROUVE CEDRIC · CIK 0001206140 · Group President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,446

Underlying: Class A Common Stock · 20,446 shares

Expires 2031-09-02

F3 · shares: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of: 6,815 shares exercisable from and after January 1, 2023; 6,815 shares exercisable from and after January 1, 2024; and 6,816 shares exercisable from and after January 1, 2025.

F4 · price: Not applicable.

F3 · derivative.exercise_date: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of: 6,815 shares exercisable from and after January 1, 2023; 6,815 shares exercisable from and after January 1, 2024; and 6,816 shares exercisable from and after January 1, 2025.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 22:04 UTC
PROUVE CEDRICGroup President, International
Tax withholdingClass A Common Stock 7,938 $0.00 $0.00
Disclosure

SEC source: 0001001250-21-000145 · wf-form4_163105223698636.xml · nonDerivative · entry 2

PROUVE CEDRIC · CIK 0001206140 · Group President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,720

F2 · kind: Represents the withholding of shares for tax purposes in connection with the payout of the PSUs.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 22:04 UTC
PROUVE CEDRICGroup President, International
GrantClass A Common Stock 14,939 $0.00 $0.00
Disclosure

SEC source: 0001001250-21-000145 · wf-form4_163105223698636.xml · nonDerivative · entry 1

PROUVE CEDRIC · CIK 0001206140 · Group President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,658

F1 · kind: Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 4, 2018.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 22:03 UTC
MOSS SARA EVice Chairman
GrantRestricted Stock Units (Share Payout) · Derivative 2,057 Not disclosed Not disclosed
Disclosure

SEC source: 0001001250-21-000144 · wf-form4_163105221965146.xml · derivative · entry 9

MOSS SARA E · CIK 0001204538 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,057

Underlying: Class A Common Stock · 2,057 shares

Expires not disclosed

F8 · derivative.exercise_price: Not applicable.

F9 · shares: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 685 on November 1, 2022; 686 on November 1, 2023; and 686 on November 1, 2024. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F8 · price: Not applicable.

F9 · derivative.exercise_date: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 685 on November 1, 2022; 686 on November 1, 2023; and 686 on November 1, 2024. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F9 · derivative.expiration_date: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 685 on November 1, 2022; 686 on November 1, 2023; and 686 on November 1, 2024. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 22:03 UTC
MOSS SARA EVice Chairman
GrantOption (right to buy) · Derivative 7,951 Not disclosed Strike: $344.06 Not disclosed
Disclosure

SEC source: 0001001250-21-000144 · wf-form4_163105221965146.xml · derivative · entry 8

MOSS SARA E · CIK 0001204538 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,951

Underlying: Class A Common Stock · 7,951 shares

Expires 2031-09-02

F7 · shares: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of: 2,650 shares exercisable from and after January 1, 2023; 2,650 shares exercisable from and after January 1, 2024; and 2,651 shares exercisable from and after January 1, 2025.

F8 · price: Not applicable.

F7 · derivative.exercise_date: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of: 2,650 shares exercisable from and after January 1, 2023; 2,650 shares exercisable from and after January 1, 2024; and 2,651 shares exercisable from and after January 1, 2025.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 22:03 UTC
MOSS SARA EVice Chairman
SaleClass A Common Stock 1,112 $343.04 $381,460.48
Disclosure

SEC source: 0001001250-21-000144 · wf-form4_163105221965146.xml · nonDerivative · entry 4

MOSS SARA E · CIK 0001204538 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: The sales of the shares of Class A Common Stock were made pursuant to a plan intended to comply with Rule 10b5-1(c) entered into on March 1, 2021.

F4 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F4 · acquired: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F6 · acquired: Sales prices range from $342.72 to $343.42 per share, inclusive.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 22:03 UTC
MOSS SARA EVice Chairman
SaleClass A Common Stock 2,339 $342.33 $800,709.87
Disclosure

SEC source: 0001001250-21-000144 · wf-form4_163105221965146.xml · nonDerivative · entry 3

MOSS SARA E · CIK 0001204538 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,112

F3 · kind: The sales of the shares of Class A Common Stock were made pursuant to a plan intended to comply with Rule 10b5-1(c) entered into on March 1, 2021.

F4 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F4 · acquired: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F5 · acquired: Sales prices range from $341.72 to $342.68 per share, inclusive.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 22:03 UTC
MOSS SARA EVice Chairman
Tax withholdingClass A Common Stock 4,648 $0.00 $0.00
Disclosure

SEC source: 0001001250-21-000144 · wf-form4_163105221965146.xml · nonDerivative · entry 2

MOSS SARA E · CIK 0001204538 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,451

F2 · kind: Represents the withholding of shares for tax purposes in connection with the payout of the PSUs.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 22:03 UTC
MOSS SARA EVice Chairman
GrantClass A Common Stock 8,099 $0.00 $0.00
Disclosure

SEC source: 0001001250-21-000144 · wf-form4_163105221965146.xml · nonDerivative · entry 1

MOSS SARA E · CIK 0001204538 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,099

F1 · kind: Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 4, 2018.

F1 · shares: Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 4, 2018.

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September 02, 2021 Filed Sep 7, 2021 22:03 UTC
LAUDER JANEDirector
GrantRestricted Stock Units (Share Payout) · Derivative 1,888 Not disclosed Not disclosed
Disclosure

SEC source: 0001001250-21-000143 · wf-form4_163105220167693.xml · derivative · entry 4

LAUDER JANE · CIK 0001008091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,888

Underlying: Class A Common Stock · 1,888 shares

Expires not disclosed

F4 · derivative.exercise_price: Not applicable.

F5 · shares: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 629 on November 1, 2022; 629 on November 1, 2023; and 630 on November 1, 2024. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F4 · price: Not applicable.

F5 · derivative.exercise_date: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 629 on November 1, 2022; 629 on November 1, 2023; and 630 on November 1, 2024. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F5 · derivative.expiration_date: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 629 on November 1, 2022; 629 on November 1, 2023; and 630 on November 1, 2024. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

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September 02, 2021 Filed Sep 7, 2021 22:03 UTC
LAUDER JANEDirector
GrantOption (right to buy) · Derivative 7,302 Not disclosed Strike: $344.06 Not disclosed
Disclosure

SEC source: 0001001250-21-000143 · wf-form4_163105220167693.xml · derivative · entry 3

LAUDER JANE · CIK 0001008091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,302

Underlying: Class A Common Stock · 7,302 shares

Expires 2031-09-02

F3 · shares: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of: 2,434 shares exercisable from and after January 1, 2023; 2,434 shares exercisable from and after January 1, 2024; and 2,434 shares exercisable from and after January 1, 2025.

F4 · price: Not applicable.

F3 · derivative.exercise_date: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of: 2,434 shares exercisable from and after January 1, 2023; 2,434 shares exercisable from and after January 1, 2024; and 2,434 shares exercisable from and after January 1, 2025.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.