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ESTEE LAUDER COMPANIES INC

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3097
SEC CIK
0001001250
Parsed reports
1,250

Last 12 months

Inside the activity.

0 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202507
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202602
Sep 202605
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 11, 2023 Filed May 12, 2023 18:45 UTC
Hertzmark Hudis JaneExecutive Group President
SaleClass A Common Stock 100 $202.76 $20,276.00
Disclosure

SEC source: 0001001250-23-000058 · wf-form4_168391709504650.xml · nonDerivative · entry 5

Hertzmark Hudis Jane · CIK 0001745075 · Executive Group President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,275

Read SEC document
May 11, 2023 Filed May 12, 2023 18:45 UTC
Hertzmark Hudis JaneExecutive Group President
SaleClass A Common Stock 100 $202.75 $20,275.00
Disclosure

SEC source: 0001001250-23-000058 · wf-form4_168391709504650.xml · nonDerivative · entry 4

Hertzmark Hudis Jane · CIK 0001745075 · Executive Group President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,375

Read SEC document
May 11, 2023 Filed May 12, 2023 18:45 UTC
Hertzmark Hudis JaneExecutive Group President
SaleClass A Common Stock 43,111 $202.09 $8,712,301.99
Disclosure

SEC source: 0001001250-23-000058 · wf-form4_168391709504650.xml · nonDerivative · entry 3

Hertzmark Hudis Jane · CIK 0001745075 · Executive Group President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,475

F3 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F3 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F4 · price: Sales prices range from $201.73 to $202.70 per share, inclusive.

Read SEC document
May 11, 2023 Filed May 12, 2023 18:45 UTC
Hertzmark Hudis JaneExecutive Group President
Exercise / conversionClass A Common Stock 23,176 $138.15 $3,201,764.40
Disclosure

SEC source: 0001001250-23-000058 · wf-form4_168391709504650.xml · nonDerivative · entry 2

Hertzmark Hudis Jane · CIK 0001745075 · Executive Group President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,586

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 7,725 shares exercisable from and after January 1, 2020; 7,725 shares exercisable from and after January 1, 2021; and 7,726 shares exercisable from and after January 1, 2022.

Read SEC document
May 11, 2023 Filed May 12, 2023 18:45 UTC
Hertzmark Hudis JaneExecutive Group President
Exercise / conversionClass A Common Stock 10,535 $107.95 $1,137,253.25
Disclosure

SEC source: 0001001250-23-000058 · wf-form4_168391709504650.xml · nonDerivative · entry 1

Hertzmark Hudis Jane · CIK 0001745075 · Executive Group President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,410

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of: 10,534 shares exercisable from and after January 1, 2019; 10,535 shares exercisable from and after January 1, 2020; and 10,535 shares exercisable from and after January 1, 2021.

Read SEC document
May 05, 2023 Filed May 9, 2023 14:09 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 3,813 Not disclosed Strike: $70.68 Not disclosed
Disclosure

SEC source: 0001001250-23-000056 · wf-form4_168364134745112.xml · derivative · entry 2

ZANNINO RICHARD F · CIK 0001189770 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by LLC

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,813 shares

Expires 2023-11-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Previously granted to the Reporting Person pursuant to the Issuer's Non-Employee Director Share Incentive Plan on November 12, 2013, and transferred to the LLC March 26, 2021.

F3 · price: Not applicable.

F1 · ownership.nature: Limited Liability Company ("LLC") owned by Reporting Person and spouse. The Reporting Person has investment power over the securities of the Issuer held by the LLC.

Read SEC document
May 05, 2023 Filed May 9, 2023 14:09 UTC Exercise / conversionClass A Common Stock 3,813 $70.68 $269,502.84
Disclosure

SEC source: 0001001250-23-000056 · wf-form4_168364134745112.xml · nonDerivative · entry 1

ZANNINO RICHARD F · CIK 0001189770 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by LLC

Disclosed balance after: 3,813

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Limited Liability Company ("LLC") owned by Reporting Person and spouse. The Reporting Person has investment power over the securities of the Issuer held by the LLC.

Read SEC document
April 19, 2023 Filed Apr 20, 2023 16:06 UTC
Canevari RobertoExecutive Vice President
Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 917 Not disclosed Not disclosed
Disclosure

SEC source: 0001001250-23-000048 · wf-form4_168200680548591.xml · derivative · entry 4

Canevari Roberto · CIK 0001849900 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 917

Underlying: Class A Common Stock · 917 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of the payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F6 · derivative.exercise_date: RSUs from grant dated April 19, 2021. Assuming continued employment, these annual RSUs will vest and be paid out as follows: 917 on April 19, 2024.

F6 · derivative.expiration_date: RSUs from grant dated April 19, 2021. Assuming continued employment, these annual RSUs will vest and be paid out as follows: 917 on April 19, 2024.

Read SEC document
April 19, 2023 Filed Apr 20, 2023 16:06 UTC
Canevari RobertoExecutive Vice President
Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 1,078 Not disclosed Not disclosed
Disclosure

SEC source: 0001001250-23-000048 · wf-form4_168200680548591.xml · derivative · entry 3

Canevari Roberto · CIK 0001849900 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,079

Underlying: Class A Common Stock · 1,078 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of the payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F5 · derivative.exercise_date: RSUs from grant dated April 19, 2021. Assuming continued employment, these non-annual RSUs will vest and be paid out as follows: 1,079 on April 19, 2024.

F5 · derivative.expiration_date: RSUs from grant dated April 19, 2021. Assuming continued employment, these non-annual RSUs will vest and be paid out as follows: 1,079 on April 19, 2024.

Read SEC document
April 19, 2023 Filed Apr 20, 2023 16:06 UTC
Canevari RobertoExecutive Vice President
Tax withholdingClass A Common Stock 882 $254.82 $224,751.24
Disclosure

SEC source: 0001001250-23-000048 · wf-form4_168200680548591.xml · nonDerivative · entry 2

Canevari Roberto · CIK 0001849900 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,419

F3 · shares: Represents the withholding of shares for tax purposes.

Read SEC document
April 19, 2023 Filed Apr 20, 2023 16:06 UTC
Canevari RobertoExecutive Vice President
Exercise / conversionClass A Common Stock 1,995 Not disclosed Not disclosed
Disclosure

SEC source: 0001001250-23-000048 · wf-form4_168200680548591.xml · nonDerivative · entry 1

Canevari Roberto · CIK 0001849900 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,301

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Payout of shares upon vesting of portions of Restricted Stock Units ("RSUs") granted April 19, 2021.

F2 · price: Not applicable.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 18:47 UTC GrantStock Units (Share Payout) · Derivative 16.76 $236.80 $3,968.77
Disclosure

SEC source: 0001001250-23-000046 · wf-form4_167899244652843.xml · derivative · entry 2

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · as Co-Trustee for the Rebecca L. Parsons 2012 Trust

Disclosed balance after: 6,031.11

Underlying: Class A Common Stock · 16.76 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 18:47 UTC GrantStock Units (Share Payout) · Derivative 36.05 $236.80 $8,536.64
Disclosure

SEC source: 0001001250-23-000046 · wf-form4_167899244652843.xml · derivative · entry 1

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,971.33

Underlying: Class A Common Stock · 36.05 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 18:47 UTC GrantStock Units (Cash Payout) · Derivative 199.32 $236.80 $47,198.98
Disclosure

SEC source: 0001001250-23-000045 · wf-form4_167899242778635.xml · derivative · entry 2

FORESTER LYNN · CIK 0001050985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,713.08

Underlying: Class A Common Stock · 199.32 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 18:47 UTC GrantStock Units (Share Payout) · Derivative 55.17 $236.80 $13,064.26
Disclosure

SEC source: 0001001250-23-000045 · wf-form4_167899242778635.xml · derivative · entry 1

FORESTER LYNN · CIK 0001050985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,851.48

Underlying: Class A Common Stock · 55.17 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 18:43 UTC GrantStock Units (Share Payout) · Derivative 5.34 $236.80 $1,264.51
Disclosure

SEC source: 0001001250-23-000042 · wf-form4_167899219465161.xml · derivative · entry 1

Hyman Jennifer · CIK 0001737388 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,924.07

Underlying: Class A Common Stock · 5.34 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 18:42 UTC GrantStock Units (Share Payout) · Derivative 1 $236.80 $236.80
Disclosure

SEC source: 0001001250-23-000040 · wf-form4_167899215995657.xml · derivative · entry 1

Dong Angela Wei · CIK 0001936156 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360.26

Underlying: Class A Common Stock · 1 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 18:43 UTC GrantStock Units (Share Payout) · Derivative 27.3 $236.80 $6,464.64
Disclosure

SEC source: 0001001250-23-000041 · wf-form4_167899217829030.xml · derivative · entry 1

Christianson Wei Sun · CIK 0001514187 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,823

Underlying: Class A Common Stock · 27.3 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 18:42 UTC GrantStock Units (Share Payout) · Derivative 5.34 $236.80 $1,264.51
Disclosure

SEC source: 0001001250-23-000039 · wf-form4_167899214354658.xml · derivative · entry 1

Tejada Jennifer · CIK 0001736979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,924.07

Underlying: Class A Common Stock · 5.34 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 18:33 UTC GrantStock Units (Cash Payout) · Derivative 115.18 $236.80 $27,274.62
Disclosure

SEC source: 0001001250-23-000034 · wf-form4_167899160648801.xml · derivative · entry 2

STERNLICHT BARRY S · CIK 0001034657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,441.1

Underlying: Class A Common Stock · 115.18 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 18:33 UTC GrantStock Units (Share Payout) · Derivative 42.81 $236.80 $10,137.41
Disclosure

SEC source: 0001001250-23-000034 · wf-form4_167899160648801.xml · derivative · entry 1

STERNLICHT BARRY S · CIK 0001034657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,405.4

Underlying: Class A Common Stock · 42.81 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 18:31 UTC GrantStock Units (Share Payout) · Derivative 55.8 $236.80 $13,213.44
Disclosure

SEC source: 0001001250-23-000033 · wf-form4_167899147910710.xml · derivative · entry 1

BARSHEFSKY CHARLENE · CIK 0001145766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,079.12

Underlying: Class A Common Stock · 55.8 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 18:31 UTC GrantStock Units (Cash Payout) · Derivative 97.23 $236.80 $23,024.06
Disclosure

SEC source: 0001001250-23-000032 · wf-form4_167899146070038.xml · derivative · entry 2

FRIBOURG PAUL J · CIK 0001070938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,982.88

Underlying: Class A Common Stock · 97.23 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 18:31 UTC GrantStock Units (Share Payout) · Derivative 31.86 $236.80 $7,544.45
Disclosure

SEC source: 0001001250-23-000032 · wf-form4_167899146070038.xml · derivative · entry 1

FRIBOURG PAUL J · CIK 0001070938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,465.55

Underlying: Class A Common Stock · 31.86 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 18:30 UTC GrantStock Units (Share Payout) · Derivative 28.02 $236.80 $6,635.14
Disclosure

SEC source: 0001001250-23-000031 · wf-form4_167899144739950.xml · derivative · entry 2

ZANNINO RICHARD F · CIK 0001189770 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by LLC

Disclosed balance after: 10,081.62

Underlying: Class A Common Stock · 28.02 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F4 · ownership.nature: Limited Liability Company ("LLC") owned by Reporting Person and spouse. The Reporting Person has investment power over the securities of the Issuer held by the LLC.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 18:30 UTC GrantStock Units (Share Payout) · Derivative 1.64 $236.80 $388.35
Disclosure

SEC source: 0001001250-23-000031 · wf-form4_167899144739950.xml · derivative · entry 1

ZANNINO RICHARD F · CIK 0001189770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 590.22

Underlying: Class A Common Stock · 1.64 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 18:30 UTC
Nunez ArturoDirector
GrantStock Units (Share Payout) · Derivative 5 $236.80 $1,184.00
Disclosure

SEC source: 0001001250-23-000030 · wf-form4_167899143109395.xml · derivative · entry 1

Nunez Arturo · CIK 0001923467 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,801.32

Underlying: Class A Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 16:38 UTC
MOSS SARA EVice Chairman
GiftClass A Common Stock 9,400 $0.00 $0.00
Disclosure

SEC source: 0001001250-23-000027 · wf-form4_167777507786608.xml · nonDerivative · entry 2

MOSS SARA E · CIK 0001204538 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Through a revocable trust.

Disclosed balance after: 14,307

F1 · price: Not applicable.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 16:38 UTC
MOSS SARA EVice Chairman
GiftClass A Common Stock 9,400 $0.00 $0.00
Disclosure

SEC source: 0001001250-23-000027 · wf-form4_167777507786608.xml · nonDerivative · entry 1

MOSS SARA E · CIK 0001204538 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Through a grantor retained annuity trust established in February 2022.

Disclosed balance after: 7,600

F1 · price: Not applicable.

Read SEC document
February 28, 2023 Filed Mar 1, 2023 19:31 UTC GrantStock Units (Cash Payout) · Derivative 111.08 $243.05 $26,997.99
Disclosure

SEC source: 0001001250-23-000025 · wf-form4_167769905445868.xml · derivative · entry 1

FORESTER LYNN · CIK 0001050985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,513.76

Underlying: Class A Common Stock · 111.08 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Stock Unit (cash payout) is convertible into cash equal to the value of one share of Class A Common Stock (i.e. 1:1).

F2 · kind: Represents grant of Stock Units in lieu of cash for quarterly board and committee member retainers.

F3 · derivative.exercise_date: The stock units (cash payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The stock units (cash payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

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February 28, 2023 Filed Mar 1, 2023 19:29 UTC GrantStock Units (Cash Payout) · Derivative 138.86 $243.05 $33,749.92
Disclosure

SEC source: 0001001250-23-000024 · wf-form4_167769894760958.xml · derivative · entry 1

FRIBOURG PAUL J · CIK 0001070938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,885.65

Underlying: Class A Common Stock · 138.86 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Stock Unit (cash payout) is convertible into cash equal to the value of one share of Class A Common Stock (i.e. 1:1).

F2 · kind: Represents grant of Stock Units in lieu of cash for quarterly board, committee chair, and committee member retainers.

F3 · derivative.exercise_date: The stock units (cash payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The stock units (cash payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

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February 28, 2023 Filed Mar 1, 2023 19:27 UTC GrantStock Units (Cash Payout) · Derivative 111.08 $243.05 $26,997.99
Disclosure

SEC source: 0001001250-23-000023 · wf-form4_167769885025145.xml · derivative · entry 1

STERNLICHT BARRY S · CIK 0001034657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,325.92

Underlying: Class A Common Stock · 111.08 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Stock Unit (cash payout) is convertible into cash equal to the value of one share of Class A Common Stock (i.e. 1:1).

F2 · kind: Represents grant of Stock Units in lieu of cash for quarterly board and committee member retainers.

F3 · derivative.exercise_date: The stock units (cash payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The stock units (cash payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

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February 27, 2023 Filed Feb 28, 2023 21:33 UTC
Stanley DeirdreEVP & General Counsel
GrantRestricted Stock Units (Share Payout) · Derivative 6,195 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-23-000019 · wf-form4_167761998750947.xml · derivative · entry 1

Stanley Deirdre · CIK 0001722817 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,195

Underlying: Class A Common Stock · 6,195 shares

Expires 2026-02-27

F1 · derivative.exercise_price: Not applicable.

F2 · shares: Assuming continued employment, these non-annual Restricted Stock Units ("RSUs") will vest and be paid out on February 27, 2026. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of the payout of the related shares.

F1 · price: Not applicable.

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February 27, 2023 Filed Feb 28, 2023 21:32 UTC
JUEPTNER PETERGroup President
GrantRestricted Stock Units (Share Payout) · Derivative 10,325 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-23-000018 · wf-form4_167761991991788.xml · derivative · entry 1

JUEPTNER PETER · CIK 0001201809 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,325

Underlying: Class A Common Stock · 10,325 shares

Expires 2026-02-27

F1 · derivative.exercise_price: Not applicable.

F2 · shares: Assuming continued employment, these non-annual Restricted Stock Units ("RSUs") will vest and be paid out on February 27, 2026. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of the payout of the related shares.

F1 · price: Not applicable.

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February 13, 2023 Filed Feb 14, 2023 14:30 UTC
Haney Carl P.EVP Research Prod & Innovation
Exercise / conversionStock Option (Right to Buy) · Derivative 9,741 $0.00 Strike: $218.06 $0.00
Disclosure

SEC source: 0001001250-23-000015 · wf-form4_167638502164921.xml · derivative · entry 3

Haney Carl P. · CIK 0001537679 · EVP Research Prod & Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,871

Underlying: Class A Common Stock · 9,741 shares

Expires 2030-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Not applicable.

F3 · derivative.exercise_date: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 4,870 shares exercisable from and after January 1, 2022; 4,871 shares exercisable from and after January 1, 2023; and 4,871 shares exercisable from and after January 1, 2024.

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February 13, 2023 Filed Feb 14, 2023 14:30 UTC
Haney Carl P.EVP Research Prod & Innovation
SaleClass A Common Stock 9,741 $253.90 $2,473,239.90
Disclosure

SEC source: 0001001250-23-000015 · wf-form4_167638502164921.xml · nonDerivative · entry 2

Haney Carl P. · CIK 0001537679 · EVP Research Prod & Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,773

F1 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F1 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F2 · price: Sales prices range from $253.74 to $254.08 per share, inclusive.

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February 13, 2023 Filed Feb 14, 2023 14:30 UTC
Haney Carl P.EVP Research Prod & Innovation
Exercise / conversionClass A Common Stock 9,741 $218.06 $2,124,122.46
Disclosure

SEC source: 0001001250-23-000015 · wf-form4_167638502164921.xml · nonDerivative · entry 1

Haney Carl P. · CIK 0001537679 · EVP Research Prod & Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,514

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2023 Filed Feb 6, 2023 19:08 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 1,905 Not disclosed Strike: $190.99 Not disclosed
Disclosure

SEC source: 0001001250-23-000013 · wf-form4_167571048934106.xml · derivative · entry 7

Hyman Jennifer · CIK 0001737388 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,905 shares

Expires 2029-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Stock Options granted pursuant to the Issuer's Non-Employee Director Share Incentive Plan.

F2 · price: Not applicable.

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February 03, 2023 Filed Feb 6, 2023 19:08 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 2,329 Not disclosed Strike: $143.39 Not disclosed
Disclosure

SEC source: 0001001250-23-000013 · wf-form4_167571048934106.xml · derivative · entry 6

Hyman Jennifer · CIK 0001737388 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,329 shares

Expires 2028-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Stock Options granted pursuant to the Issuer's Non-Employee Director Share Incentive Plan.

F2 · price: Not applicable.

Read SEC document
February 03, 2023 Filed Feb 6, 2023 19:08 UTC SaleClass A Common Stock 3,845 $266.58 $1,025,000.10
Disclosure

SEC source: 0001001250-23-000013 · wf-form4_167571048934106.xml · nonDerivative · entry 5

Hyman Jennifer · CIK 0001737388 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Read SEC document
February 03, 2023 Filed Feb 6, 2023 19:08 UTC SaleClass A Common Stock 389 $269.35 $104,777.15
Disclosure

SEC source: 0001001250-23-000013 · wf-form4_167571048934106.xml · nonDerivative · entry 4

Hyman Jennifer · CIK 0001737388 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,845

Read SEC document
February 03, 2023 Filed Feb 6, 2023 19:08 UTC SaleClass A Common Stock 1,000 $267.07 $267,070.00
Disclosure

SEC source: 0001001250-23-000013 · wf-form4_167571048934106.xml · nonDerivative · entry 3

Hyman Jennifer · CIK 0001737388 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,234

Read SEC document
February 03, 2023 Filed Feb 6, 2023 19:08 UTC Exercise / conversionClass A Common Stock 1,905 $190.99 $363,835.95
Disclosure

SEC source: 0001001250-23-000013 · wf-form4_167571048934106.xml · nonDerivative · entry 2

Hyman Jennifer · CIK 0001737388 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,234

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2023 Filed Feb 6, 2023 19:08 UTC Exercise / conversionClass A Common Stock 2,329 $143.39 $333,955.31
Disclosure

SEC source: 0001001250-23-000013 · wf-form4_167571048934106.xml · nonDerivative · entry 1

Hyman Jennifer · CIK 0001737388 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,329

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 15:24 UTC
Freda FabrizioDirector · President and CEO
SaleClass A Common Stock 6,831 $280.00 $1,912,680.00
Disclosure

SEC source: 0001001250-23-000011 · wf-form4_167543784321584.xml · nonDerivative · entry 1

Freda Fabrizio · CIK 0001428855 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,931

F1 · kind: The sales of the shares of Class A Common Stock were made pursuant to a plan intended to comply with Rule 10b5-1(c) entered into on August 25, 2022, as amended on December 2, 2022.

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January 23, 2023 Filed Jan 24, 2023 16:04 UTC
Freda FabrizioDirector · President and CEO
SaleClass A Common Stock 11,705 $270.00 $3,160,350.00
Disclosure

SEC source: 0001001250-23-000004 · wf-form4_167457623862854.xml · nonDerivative · entry 1

Freda Fabrizio · CIK 0001428855 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,762

F1 · kind: The sales of the shares of Class A Common Stock were made pursuant to a plan intended to comply with Rule 10b5-1(c) entered into on August 25, 2022, as amended on December 2, 2022.

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December 15, 2022 Filed Dec 16, 2022 17:45 UTC GrantStock Units (Cash Payout) · Derivative 95.05 $240.60 $22,869.03
Disclosure

SEC source: 0001001250-22-000245 · wf-form4_167121268763375.xml · derivative · entry 2

FRIBOURG PAUL J · CIK 0001070938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,746.79

Underlying: Class A Common Stock · 95.05 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
December 15, 2022 Filed Dec 16, 2022 17:45 UTC GrantStock Units (Share Payout) · Derivative 31.27 $240.60 $7,523.56
Disclosure

SEC source: 0001001250-22-000245 · wf-form4_167121268763375.xml · derivative · entry 1

FRIBOURG PAUL J · CIK 0001070938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,433.69

Underlying: Class A Common Stock · 31.27 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
December 15, 2022 Filed Dec 16, 2022 17:44 UTC GrantStock Units (Share Payout) · Derivative 0.98 $240.60 $235.79
Disclosure

SEC source: 0001001250-22-000243 · wf-form4_167121265239107.xml · derivative · entry 1

Dong Angela Wei · CIK 0001936156 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 359.26

Underlying: Class A Common Stock · 0.98 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
December 15, 2022 Filed Dec 16, 2022 17:45 UTC GrantStock Units (Share Payout) · Derivative 26.79 $240.60 $6,445.67
Disclosure

SEC source: 0001001250-22-000244 · wf-form4_167121267004401.xml · derivative · entry 1

Christianson Wei Sun · CIK 0001514187 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,795.7

Underlying: Class A Common Stock · 26.79 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.