EL

SEC source: 0001001250-23-000198 · wk-form4_1698955667.xml · nonDerivative · entry 2

Lauder William P · CIK 0001008082 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,014

F3 · shares: Represents the withholding of shares for tax purposes.

SEC source: 0001001250-23-000198 · wk-form4_1698955667.xml · nonDerivative · entry 1

Lauder William P · CIK 0001008082 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,608

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Payout of shares upon vesting of portions of Restricted Stock Units ("RSUs") granted September 3, 2020; September 2, 2021; and September 6, 2022.

F2 · price: Not applicable.

SEC source: 0001001250-23-000197 · wk-form4_1698955650.xml · derivative · entry 5

Haney Carl P. · CIK 0001537679 · EVP Research Prod & Innovation

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,495

Underlying: Class A Common Stock · 1,247 shares

Expires 2025-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F7 · derivative.exercise_date: RSUs from grant dated September 6, 2022. Assuming continued employment, these RSUs will vest and be paid out as follows: 1,247 on November 1, 2024; and 1,248 on November 3, 2025.

SEC source: 0001001250-23-000197 · wk-form4_1698955650.xml · derivative · entry 4

Haney Carl P. · CIK 0001537679 · EVP Research Prod & Innovation

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 836

Underlying: Class A Common Stock · 835 shares

Expires 2024-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F6 · derivative.exercise_date: RSUs from grant dated September 2, 2021. Assuming continued employment, these annual RSUs will vest and be paid out as follows: 836 on November 1, 2024.

SEC source: 0001001250-23-000197 · wk-form4_1698955650.xml · derivative · entry 3

Haney Carl P. · CIK 0001537679 · EVP Research Prod & Innovation

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,299 shares

Expires 2023-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F5 · derivative.exercise_date: RSUs from grant dated September 3, 2020.

SEC source: 0001001250-23-000197 · wk-form4_1698955650.xml · nonDerivative · entry 2

Haney Carl P. · CIK 0001537679 · EVP Research Prod & Innovation

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,041

F3 · shares: Represents the withholding of shares for tax purposes.

SEC source: 0001001250-23-000197 · wk-form4_1698955650.xml · nonDerivative · entry 1

Haney Carl P. · CIK 0001537679 · EVP Research Prod & Innovation

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,912

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Payout of shares upon vesting of portions of Restricted Stock Units ("RSUs") granted September 3, 2020; September 2, 2021; and September 6, 2022.

F2 · price: Not applicable.

SEC source: 0001001250-23-000196 · wk-form4_1698955634.xml · derivative · entry 4

Webster Meridith · CIK 0001857146 · EVP Global Comm/Public Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 983

Underlying: Class A Common Stock · 491 shares

Expires 2025-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights payable in cash at the time of the payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F6 · derivative.exercise_date: RSUs granted September 6, 2022. Assuming continued employment, these annual RSUs will vest and be paid out as follows: 491 on November 1, 2024; and 492 on November 3, 2025.

SEC source: 0001001250-23-000196 · wk-form4_1698955634.xml · derivative · entry 3

Webster Meridith · CIK 0001857146 · EVP Global Comm/Public Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 291

Underlying: Class A Common Stock · 291 shares

Expires 2024-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights payable in cash at the time of the payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F5 · derivative.exercise_date: RSUs granted September 2, 2021. Assuming continued employment, these annual RSUs will vest and be paid out as follows: 291 on November 1, 2024.

SEC source: 0001001250-23-000196 · wk-form4_1698955634.xml · nonDerivative · entry 2

Webster Meridith · CIK 0001857146 · EVP Global Comm/Public Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,645

F3 · kind: Represents the withholding of shares for tax purposes.

SEC source: 0001001250-23-000196 · wk-form4_1698955634.xml · nonDerivative · entry 1

Webster Meridith · CIK 0001857146 · EVP Global Comm/Public Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,928

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Payout of shares upon vesting of portions of Restricted Stock Units ("RSUs") granted September 2, 2021; and September 6, 2022.

F2 · price: Not applicable.

SEC source: 0001001250-23-000195 · wk-form4_1698955605.xml · derivative · entry 5

Freda Fabrizio · CIK 0001428855 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,106

Underlying: Class A Common Stock · 7,053 shares

Expires 2025-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments unless otherwise indicated. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights payable in cash at the time of the payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F7 · derivative.exercise_date: RSUS from grant dated September 6, 2022. Assuming continued employment, these RSUs will vest and be paid out as follows: 7,053 on November 1, 2024; and 7,053 on November 3, 2025.

SEC source: 0001001250-23-000195 · wk-form4_1698955605.xml · derivative · entry 4

Freda Fabrizio · CIK 0001428855 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,788

Underlying: Class A Common Stock · 4,788 shares

Expires 2024-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments unless otherwise indicated. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights payable in cash at the time of the payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F6 · derivative.exercise_date: RSUs from grant dated September 2, 2021. Assuming continued employment, these RSUs will vest and be paid out as follows: 4,788 on November 1, 2024.

SEC source: 0001001250-23-000195 · wk-form4_1698955605.xml · derivative · entry 3

Freda Fabrizio · CIK 0001428855 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 7,972 shares

Expires 2023-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments unless otherwise indicated. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights payable in cash at the time of the payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F5 · derivative.exercise_date: RSUs from grant dated September 3, 2020.

SEC source: 0001001250-23-000195 · wk-form4_1698955605.xml · nonDerivative · entry 2

Freda Fabrizio · CIK 0001428855 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 194,786

F3 · shares: Represents the withholding of shares for tax purposes.

SEC source: 0001001250-23-000195 · wk-form4_1698955605.xml · nonDerivative · entry 1

Freda Fabrizio · CIK 0001428855 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 205,744

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Payout of shares upon vesting of portions of Restricted Stock Units ("RSUs") granted September 3, 2020; September 2, 2021; and September 6, 2022.

F2 · price: Not applicable.

SEC source: 0001001250-23-000194 · wk-form4_1698955582.xml · derivative · entry 6

de la Faverie Stephane · CIK 0001955038 · Executive Group President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,276

Underlying: Class A Common Stock · 1,638 shares

Expires 2025-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments unless otherwise indicated. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights payable in cash at the time of the payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F9 · derivative.exercise_date: RSUs from annual grant dated September 6, 2022. Assuming continued employment, these RSUs will vest and be paid out as follows: 1,638 on November 1, 2024; and 1,638 on November 3, 2025.

SEC source: 0001001250-23-000194 · wk-form4_1698955582.xml · derivative · entry 5

de la Faverie Stephane · CIK 0001955038 · Executive Group President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 747

Underlying: Class A Common Stock · 747 shares

Expires 2024-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments unless otherwise indicated. Upon payout, shares will be withheld to cover statutory tax obligations. These RSUs, awarded to the Reporting Person prior to designation as a Section 16 Insider, are accompanied by dividend equivalent rights payable in shares at the time of the payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F7 · derivative.exercise_date: RSUs from annual grant dated September 2, 2021. Assuming continued employment, these RSUs will vest and be paid out as follows: 747 on November 1, 2024.

SEC source: 0001001250-23-000194 · wk-form4_1698955582.xml · derivative · entry 4

de la Faverie Stephane · CIK 0001955038 · Executive Group President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,440 shares

Expires 2023-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments unless otherwise indicated. Upon payout, shares will be withheld to cover statutory tax obligations. These RSUs, awarded to the Reporting Person prior to designation as a Section 16 Insider, are accompanied by dividend equivalent rights payable in shares at the time of the payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F6 · derivative.exercise_date: RSUs from non-annual grant dated September 3, 2020.

SEC source: 0001001250-23-000194 · wk-form4_1698955582.xml · derivative · entry 3

de la Faverie Stephane · CIK 0001955038 · Executive Group President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 871 shares

Expires 2023-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments unless otherwise indicated. Upon payout, shares will be withheld to cover statutory tax obligations. These RSUs, awarded to the Reporting Person prior to designation as a Section 16 Insider, are accompanied by dividend equivalent rights payable in shares at the time of the payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F5 · derivative.exercise_date: RSUs from annual grant dated September 3, 2020.

SEC source: 0001001250-23-000194 · wk-form4_1698955582.xml · nonDerivative · entry 2

de la Faverie Stephane · CIK 0001955038 · Executive Group President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,301

F3 · shares: Represents the withholding of shares for tax purposes.

SEC source: 0001001250-23-000194 · wk-form4_1698955582.xml · nonDerivative · entry 1

de la Faverie Stephane · CIK 0001955038 · Executive Group President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,942.996

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Payout of shares upon vesting of portions of Restricted Stock Units ("RSUs") granted September 3, 2020; September 2, 2021; and September 6, 2022. These shares include 76.9960 shares received for dividend equivalent rights

F2 · price: Not applicable.

SEC source: 0001001250-23-000193 · wk-form4_1698955567.xml · derivative · entry 6

Stanley Deirdre · CIK 0001722817 · EVP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,873

Underlying: Class A Common Stock · 936 shares

Expires 2025-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments unless otherwise indicated. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F8 · derivative.exercise_date: RSUs from annual grant dated September 6, 2022. Assuming continued employment, these RSUs will vest and be paid out as follows: 936 on November 1, 2024; and 937 on November 3, 2025.

SEC source: 0001001250-23-000193 · wk-form4_1698955567.xml · derivative · entry 5

Stanley Deirdre · CIK 0001722817 · EVP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 585

Underlying: Class A Common Stock · 584 shares

Expires 2024-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments unless otherwise indicated. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F7 · derivative.exercise_date: RSUs from annual grant dated September 2, 2021. Assuming continued employment, these RSUs will vest and be paid out as follows: 585 on November 1, 2024.

SEC source: 0001001250-23-000193 · wk-form4_1698955567.xml · derivative · entry 4

Stanley Deirdre · CIK 0001722817 · EVP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,822 shares

Expires 2023-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments unless otherwise indicated. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F6 · derivative.exercise_date: RSUs from non-annual grant dated September 3, 2020.

SEC source: 0001001250-23-000193 · wk-form4_1698955567.xml · derivative · entry 3

Stanley Deirdre · CIK 0001722817 · EVP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 869 shares

Expires 2023-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments unless otherwise indicated. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F5 · derivative.exercise_date: RSUs from annual grant dated September 3, 2020.

SEC source: 0001001250-23-000193 · wk-form4_1698955567.xml · nonDerivative · entry 2

Stanley Deirdre · CIK 0001722817 · EVP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,368

F3 · shares: Represents the withholding of shares for tax purposes.

SEC source: 0001001250-23-000193 · wk-form4_1698955567.xml · nonDerivative · entry 1

Stanley Deirdre · CIK 0001722817 · EVP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,626

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Payout of shares upon vesting of portions of Restricted Stock Units ("RSUs") granted September 3, 2020; September 2, 2021; and September 6, 2022.

F2 · price: Not applicable.

SEC source: 0001001250-23-000192 · wk-form4_1698955548.xml · derivative · entry 5

Hertzmark Hudis Jane · CIK 0001745075 · Executive Group President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,115

Underlying: Class A Common Stock · 2,057 shares

Expires 2025-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F7 · derivative.exercise_date: RSUs from grant dated September 6, 2022. Assuming continued employment, these RSUs will vest and be paid out as follows: 2,057 on November 1, 2024; and 2,058 on November 3, 2025.

SEC source: 0001001250-23-000192 · wk-form4_1698955548.xml · derivative · entry 4

Hertzmark Hudis Jane · CIK 0001745075 · Executive Group President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,397

Underlying: Class A Common Stock · 1,397 shares

Expires 2024-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F6 · derivative.exercise_date: RSUs from grant dated September 2, 2021. Assuming continued employment, these annual RSUs will vest and be paid out as follows: 1,397 on November 1, 2024.

SEC source: 0001001250-23-000192 · wk-form4_1698955548.xml · derivative · entry 3

Hertzmark Hudis Jane · CIK 0001745075 · Executive Group President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,389 shares

Expires 2023-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F5 · derivative.exercise_date: RSUs from grant dated September 3, 2020.

SEC source: 0001001250-23-000192 · wk-form4_1698955548.xml · nonDerivative · entry 2

Hertzmark Hudis Jane · CIK 0001745075 · Executive Group President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,060

F3 · shares: Represents the withholding of shares for tax purposes.

SEC source: 0001001250-23-000192 · wk-form4_1698955548.xml · nonDerivative · entry 1

Hertzmark Hudis Jane · CIK 0001745075 · Executive Group President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,293

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Payout of shares upon vesting of portions of Restricted Stock Units ("RSUs") granted September 3, 2020; September 2, 2021; and September 6, 2022.

F2 · price: Not applicable.

SEC source: 0001001250-23-000191 · wk-form4_1698955528.xml · derivative · entry 5

LAUDER JANE · CIK 0001008091 · Director · Executive Vice President & CDO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,972

Underlying: Class A Common Stock · 985 shares

Expires 2025-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F7 · derivative.exercise_date: RSUs from grant dated September 6, 2022. Assuming continued employment, these RSUs will vest and be paid out as follows: 986 on November 1, 2024; and 986 on November 3, 2025.

SEC source: 0001001250-23-000191 · wk-form4_1698955528.xml · derivative · entry 4

LAUDER JANE · CIK 0001008091 · Director · Executive Vice President & CDO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 630

Underlying: Class A Common Stock · 629 shares

Expires 2024-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F6 · derivative.exercise_date: RSUs from grant dated September 2, 2021. Assuming continued employment, these RSUs will vest and be paid out as follows: 630 on November 1, 2024.

SEC source: 0001001250-23-000191 · wk-form4_1698955528.xml · derivative · entry 3

LAUDER JANE · CIK 0001008091 · Director · Executive Vice President & CDO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 983 shares

Expires 2023-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F5 · derivative.exercise_date: RSUs from grant dated September 3, 2020.

SEC source: 0001001250-23-000191 · wk-form4_1698955528.xml · nonDerivative · entry 2

LAUDER JANE · CIK 0001008091 · Director · Executive Vice President & CDO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,389

F3 · shares: Represents the withholding of shares for tax purposes.

SEC source: 0001001250-23-000191 · wk-form4_1698955528.xml · nonDerivative · entry 1

LAUDER JANE · CIK 0001008091 · Director · Executive Vice President & CDO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,826

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Payout of shares upon vesting of portions of Restricted Stock Units ("RSUs") granted September 3, 2020; September 2, 2021; and September 6, 2022.

F2 · price: Not applicable.

SEC source: 0001001250-23-000190 · wk-form4_1698955501.xml · derivative · entry 5

Canevari Roberto · CIK 0001849900 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,709

Underlying: Class A Common Stock · 1,354 shares

Expires 2025-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights payable in cash at the time of the payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F7 · derivative.exercise_date: RSUs from non-annual grant dated September 6, 2022. Assuming continued employment, these RSUs will vest and be paid out as follows: 1,354 on November 1, 2024 and 1,355 on November 3, 2025.

SEC source: 0001001250-23-000190 · wk-form4_1698955501.xml · derivative · entry 4

Canevari Roberto · CIK 0001849900 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,938

Underlying: Class A Common Stock · 968 shares

Expires 2024-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights payable in cash at the time of the payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F6 · derivative.exercise_date: RSUs from annual grant dated September 6, 2022. Assuming continued employment, these RSUs will vest and be paid out as follows: 969 on November 1, 2024; and 969 on November 3, 2025.

SEC source: 0001001250-23-000190 · wk-form4_1698955501.xml · derivative · entry 3

Canevari Roberto · CIK 0001849900 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 549

Underlying: Class A Common Stock · 549 shares

Expires 2023-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights payable in cash at the time of the payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F5 · derivative.exercise_date: RSUs from annual grant dated September 2, 2021. Assuming continued employment, these RSUs will vest and be paid out as follows: 549 on November 1, 2024.

SEC source: 0001001250-23-000190 · wk-form4_1698955501.xml · nonDerivative · entry 2

Canevari Roberto · CIK 0001849900 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,701

F3 · shares: Represents the withholding of shares for tax purposes.

SEC source: 0001001250-23-000190 · wk-form4_1698955501.xml · nonDerivative · entry 1

Canevari Roberto · CIK 0001849900 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,290

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Payout of shares upon vesting of portions of Restricted Stock Units ("RSUs") granted September 2, 2021; and September 6, 2022.

F2 · price: Not applicable.

SEC source: 0001001250-23-000166 · wk-form4_1695066772.xml · derivative · entry 2

ZANNINO RICHARD F · CIK 0001189770 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by LLC

Disclosed balance after: 10,157.85

Underlying: Class A Common Stock · 42.87 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F4 · ownership.nature: Limited Liability Company ("LLC") owned by Reporting Person and spouse. The Reporting Person has investment power over the securities of the Issuer held by the LLC.

SEC source: 0001001250-23-000166 · wk-form4_1695066772.xml · derivative · entry 1

ZANNINO RICHARD F · CIK 0001189770 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 594.68

Underlying: Class A Common Stock · 2.51 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

SEC source: 0001001250-23-000165 · wk-form4_1695066724.xml · derivative · entry 1

Tejada Jennifer · CIK 0001736979 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,938.61

Underlying: Class A Common Stock · 8.18 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

SEC source: 0001001250-23-000164 · wk-form4_1695066672.xml · derivative · entry 2

STERNLICHT BARRY S · CIK 0001034657 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,034.32

Underlying: Class A Common Stock · 177.42 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

SEC source: 0001001250-23-000164 · wk-form4_1695066672.xml · derivative · entry 1

STERNLICHT BARRY S · CIK 0001034657 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,521.89

Underlying: Class A Common Stock · 65.51 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

SEC source: 0001001250-23-000163 · wk-form4_1695066623.xml · derivative · entry 2

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · as Co-Trustee for the Rebecca L. Parsons 2012 Trust

Disclosed balance after: 6,076.72

Underlying: Class A Common Stock · 25.65 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

SEC source: 0001001250-23-000163 · wk-form4_1695066623.xml · derivative · entry 1

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,069.42

Underlying: Class A Common Stock · 55.16 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.