EGY

SEC source: 0001209191-22-034611 · doc4.xml · nonDerivative · entry 1

Nze-Bekale Fabrice · CIK 0001909585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,229

F1 · shares: Represents shares of restricted stock of VAALCO Energy, Inc. (the "Issuer") granted to the reporting person on June 2, 2022 (the "Grant Date"). All of the shares vest on the earlier of (i) the first anniversary of the Grant Date or (ii) the first annual meeting of stockholders of the Issuer following the Grant Date (but, in either case, not less than fifty (50) weeks following the Grant Date); provided, that the reporting person is then, and continuously from the Grant Date has been, an outside director of the Issuer and has not been terminated from service from the Issuer's board of directors on such vesting date.

SEC source: 0001209191-22-034605 · doc4.xml · nonDerivative · entry 1

FAWTHROP ANDREW LAWRENCE · CIK 0001623935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,788

F1 · shares: Represents shares of restricted stock of VAALCO Energy, Inc. (the "Issuer") granted to the reporting person on June 2, 2022 (the "Grant Date"). All of the shares vest on the earlier of (i) the first anniversary of the Grant Date or (ii) the first annual meeting of stockholders of the Issuer following the Grant Date (but, in either case, not less than fifty (50) weeks following the Grant Date); provided, that the reporting person is then, and continuously from the Grant Date has been, an outside director of the Issuer and has not been terminated from service from the Issuer's board of directors on such vesting date.

SEC source: 0001209191-22-034600 · doc4.xml · nonDerivative · entry 1

Stubbs Catherine L · CIK 0001570010 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,414

F1 · shares: Represents shares of restricted stock of VAALCO Energy, Inc. (the "Issuer") granted to the reporting person on June 2, 2022 (the "Grant Date"). All of the shares vest on the earlier of (i) the first anniversary of the Grant Date or (ii) the first annual meeting of stockholders of the Issuer following the Grant Date (but, in either case, not less than fifty (50) weeks following the Grant Date); provided, that the reporting person is then, and continuously from the Grant Date has been, an outside director of the Issuer and has not been terminated from service from the Issuer's board of directors on such vesting date.

SEC source: 0001209191-22-022199 · doc4.xml · nonDerivative · entry 1

Silver Michael G · CIK 0001772934 · EVP, Gen. Counsel & Corp. Sect

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,773

F1 · shares: Shares withheld to satisfy tax withholding obligations upon vesting of restricted stock.

SEC source: 0001209191-22-019055 · doc4.xml · nonDerivative · entry 1

Doornik Jason · CIK 0001778801 · CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,073

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.75 to $5.90. The reporting person undertakes to provide to VAALCO Energy, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001209191-22-019060 · doc4.xml · nonDerivative · entry 1

FAWTHROP ANDREW LAWRENCE · CIK 0001623935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,559

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.48 to $5.59, inclusive. The reporting person undertakes to provide to VAALCO Energy, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001209191-22-019058 · doc4.xml · derivative · entry 3

FAWTHROP ANDREW LAWRENCE · CIK 0001623935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 93,130 shares

Expires 2022-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-22-019058 · doc4.xml · nonDerivative · entry 2

FAWTHROP ANDREW LAWRENCE · CIK 0001623935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367,559

SEC source: 0001209191-22-019058 · doc4.xml · nonDerivative · entry 1

FAWTHROP ANDREW LAWRENCE · CIK 0001623935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,811,952

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-22-019052 · doc4.xml · derivative · entry 2

Silver Michael G · CIK 0001772934 · EVP, Gen. Counsel & Corp. Sect

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,221

Underlying: Common Stock · 46,221 shares

Expires 2032-03-11

F2 · shares: On March 11, 2022, the reporting person was granted an option, pursuant to the Plan, to purchase 46,221 shares of common stock. The option vests in three equal annual installments beginning on the first anniversary of the date of grant based upon satisfaction of stock price appreciation of 15.0%, 32.5% and 52.5%, respectively, using a 30-day average stock price from the stock price on the date of the grant.

SEC source: 0001209191-22-019052 · doc4.xml · nonDerivative · entry 1

Silver Michael G · CIK 0001772934 · EVP, Gen. Counsel & Corp. Sect

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,634

F1 · shares: Represents shares of restricted stock granted to the reporting person pursuant to the VAALCO Energy, Inc. 2020 Long Term Incentive Plan. The shares vest in three equal annual installments beginning on the first anniversary of the date of grant.

SEC source: 0001209191-22-019048 · doc4.xml · derivative · entry 2

Maxwell George W.M. · CIK 0001815725 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,925

Underlying: Common Stock · 98,925 shares

Expires 2032-03-11

F2 · shares: On March 11, 2022, the reporting person was granted an option, pursuant to the Plan, to purchase 98,925 shares of common stock. The option vests in three equal annual installments beginning on the first anniversary of the date of grant based upon satisfaction of stock price appreciation of 15.0%, 32.5% and 52.5%, respectively, using a 30-day average stock price from the stock price on the date of the grant.

SEC source: 0001209191-22-019048 · doc4.xml · nonDerivative · entry 1

Maxwell George W.M. · CIK 0001815725 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,840

F1 · shares: Represents shares of restricted stock granted to the reporting person pursuant to the VAALCO Energy, Inc. 2020 Long Term Incentive Plan. The shares vest in three equal annual installments beginning on the first anniversary of the date of grant.

SEC source: 0001209191-22-019043 · doc4.xml · nonDerivative · entry 1

Doornik Jason · CIK 0001778801 · CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,073

F1 · shares: Represents shares of restricted stock granted to the reporting person pursuant to the VAALCO Energy, Inc. 2020 Long Term Incentive Plan. The shares vest in three equal annual installments beginning on the first anniversary of the date of grant.

SEC source: 0001209191-22-019034 · doc4.xml · derivative · entry 2

DesAutels David · CIK 0001769860 · Executive VP, Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,849

Underlying: Common Stock · 30,849 shares

Expires 2032-03-11

F2 · shares: On March 11, 2022, the reporting person was granted an option, pursuant to the Plan, to purchase 30,849 shares of common stock. The option vests in three equal annual installments beginning on the first anniversary of the date of grant based upon satisfaction of stock price appreciation of 15.0%, 32.5% and 52.5%, respectively, using a 30-day average stock price from the stock price on the date of the grant.

SEC source: 0001209191-22-019034 · doc4.xml · nonDerivative · entry 1

DesAutels David · CIK 0001769860 · Executive VP, Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,816

F1 · shares: Represents shares of restricted stock granted to the reporting person pursuant to the VAALCO Energy, Inc. 2020 Long Term Incentive Plan. The shares vest in three equal annual installments beginning on the first anniversary of the date of grant.

SEC source: 0001209191-22-019031 · doc4.xml · derivative · entry 2

Bain Ronald Y · CIK 0001870408 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,432

Underlying: Common Stock · 46,432 shares

Expires 2032-03-11

F2 · shares: On March 11, 2022, the reporting person was granted an option, pursuant to the Plan, to purchase 46,432 shares of common stock. The option vests in three equal annual installments beginning on the first anniversary of the date of grant based upon satisfaction of stock price appreciation of 15.0%, 32.5% and 52.5%, respectively, using a 30-day average stock price from the stock price on the date of the grant.

SEC source: 0001209191-22-019031 · doc4.xml · nonDerivative · entry 1

Bain Ronald Y · CIK 0001870408 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,558

F1 · shares: Represents shares of restricted stock granted to the reporting person pursuant to the VAALCO Energy, Inc. 2020 Long Term Incentive Plan. The shares vest in three equal annual installments beginning on the first anniversary of the date of grant.

SEC source: 0000899243-22-011392 · doc4a.xml · derivative · entry 1

Maxwell George W.M. · CIK 0001815725 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,831

Underlying: Common Stock · 84,831 shares

Expires 2032-03-11

F1 · shares: On March 11, 2022, the reporting person was granted an option, pursuant to the VAALCO Energy, Inc. 2020 Long Term Incentive Plan, to purchase 84,831 shares of common stock. The option vests in three equal annual installments beginning on the first anniversary of the date of grant based upon satisfaction of stock price appreciation of 15.0%, 32.5% and 52.5%, respectively, using a 30-day average stock price from the stock price on the date of the grant.

F2 · shares: On March 15, 2022, the reporting person filed a Form 4, which inadvertently overstated the number of shares underlying the employee stock option granted to the reporting person. As reported in this amendment, the reporting person was granted an option to purchase 84,831 shares of common stock. Additionally, the original Form 4 did not indicate that the reporting person is also a director of the issuer.

F2 · derivative.underlying_shares: On March 15, 2022, the reporting person filed a Form 4, which inadvertently overstated the number of shares underlying the employee stock option granted to the reporting person. As reported in this amendment, the reporting person was granted an option to purchase 84,831 shares of common stock. Additionally, the original Form 4 did not indicate that the reporting person is also a director of the issuer.

F2 · balance_after: On March 15, 2022, the reporting person filed a Form 4, which inadvertently overstated the number of shares underlying the employee stock option granted to the reporting person. As reported in this amendment, the reporting person was granted an option to purchase 84,831 shares of common stock. Additionally, the original Form 4 did not indicate that the reporting person is also a director of the issuer.

SEC source: 0001209191-22-016138 · doc4.xml · nonDerivative · entry 1

Silver Michael G · CIK 0001772934 · EVP, Gen. Counsel & Corp. Sect

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,170

F1 · shares: Shares withheld to satisfy tax withholding obligations upon vesting of restricted stock.

SEC source: 0001209191-22-016136 · doc4.xml · nonDerivative · entry 1

Doornik Jason · CIK 0001778801 · CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,875

F1 · shares: Shares withheld to satisfy tax withholding obligations upon vesting of restricted stock.

SEC source: 0001209191-22-016134 · doc4.xml · nonDerivative · entry 1

DesAutels David · CIK 0001769860 · Executive VP, Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,158

F1 · shares: Shares withheld to satisfy tax withholding obligations upon vesting of restricted stock.

SEC source: 0001209191-22-014325 · doc4.xml · nonDerivative · entry 1

DesAutels David · CIK 0001769860 · Executive VP, Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,740

F1 · shares: Shares withheld to satisfy tax withholding obligations upon vesting of restricted stock.

SEC source: 0000921895-21-002724 · form409076008_11172021.xml · nonDerivative · entry 3

Radoff Bradley Louis · CIK 0001380585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,154,976

SEC source: 0000921895-21-002724 · form409076008_11172021.xml · nonDerivative · entry 2

Radoff Bradley Louis · CIK 0001380585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,254,976

SEC source: 0000921895-21-002724 · form409076008_11172021.xml · nonDerivative · entry 1

Radoff Bradley Louis · CIK 0001380585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,315,539

SEC source: 0000921895-21-002587 · form409076008_11102021.xml · nonDerivative · entry 4

Radoff Bradley Louis · CIK 0001380585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,354,976

SEC source: 0000921895-21-002587 · form409076008_11102021.xml · nonDerivative · entry 3

Radoff Bradley Louis · CIK 0001380585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,954,976

SEC source: 0000921895-21-002587 · form409076008_11102021.xml · nonDerivative · entry 5

Radoff Bradley Louis · CIK 0001380585 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · BLR Partners LP

Disclosed balance after: 0

F1 · kind: Represents shares of common stock (the "Shares") of VAALCO Energy, Inc. (the "Issuer") transfered from BLR Partners LP to its partners, including Mr. Radoff, as a pro-rata in-kind distribution of Shares.

F2 · ownership.direct: Shares that were beneficially owned directly by BLR Partners LP. Mr. Radoff, as the sole shareholder and sole director of each of BLRGP Inc. and FMLP Inc., which serve as the general partners of BLRPart, LP, and Fondren Management, LP, respecitvely, which serve as the general partner of and investment manager of BLR Partners LP, respecitively, may have been deemed the beneficial owner of the Shares beneficially owned by BLR Partners LP.

SEC source: 0000921895-21-002587 · form409076008_11102021.xml · nonDerivative · entry 2

Radoff Bradley Louis · CIK 0001380585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,414,976

F1 · kind: Represents shares of common stock (the "Shares") of VAALCO Energy, Inc. (the "Issuer") transfered from BLR Partners LP to its partners, including Mr. Radoff, as a pro-rata in-kind distribution of Shares.

SEC source: 0000921895-21-002587 · form409076008_11102021.xml · nonDerivative · entry 1

Radoff Bradley Louis · CIK 0001380585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,301,185

SEC source: 0001209191-21-043536 · doc4.xml · nonDerivative · entry 1

Silver Michael G · CIK 0001772934 · EVP, Gen. Counsel & Corp. Sect

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,476

F1 · shares: Shares withheld to satisfy tax withholding obligations upon vesting of restricted stock.

SEC source: 0001209191-21-043533 · doc4.xml · nonDerivative · entry 1

Doornik Jason · CIK 0001778801 · CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,356

F1 · shares: Shares withheld to satisfy tax withholding obligations upon vesting of restricted stock.

SEC source: 0001209191-21-043530 · doc4.xml · nonDerivative · entry 1

DesAutels David · CIK 0001769860 · Executive VP, Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,381

F1 · shares: Shares withheld to satisfy tax withholding obligations upon vesting of restricted stock.

SEC source: 0001209191-21-038518 · doc4.xml · nonDerivative · entry 1

Stubbs Catherine L · CIK 0001570010 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,185

F1 · shares: Represents shares of restricted stock of VAALCO Energy, Inc. (the "Issuer") granted to the reporting person on June 3, 2021 (the "Grant Date"). All of the shares vest on the earlier of (i) the first anniversary of the Grant Date or (ii) the first annual meeting of stockholders of the Issuer following the Grant Date (but, in either case, not less than fifty (50) weeks following the Grant Date); provided, that the reporting person is then, and continuously from the Grant Date has been, an outside director of the Issuer and has not been terminated from service from the Issuer's board of directors on such vesting date.

SEC source: 0001209191-21-038516 · doc4.xml · nonDerivative · entry 1

Radoff Bradley Louis · CIK 0001380585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,441,185

F1 · shares: Represents shares of restricted stock of VAALCO Energy, Inc. (the "Issuer") granted to the reporting person on June 3, 2021 (the "Grant Date"). All of the shares vest on the earlier of (i) the first anniversary of the Grant Date or (ii) the first annual meeting of stockholders of the Issuer following the Grant Date (but, in either case, not less than fifty (50) weeks following the Grant Date); provided, that the reporting person is then, and continuously from the Grant Date has been, an outside director of the Issuer and has not been terminated from service from the Issuer's board of directors on such vesting date.

SEC source: 0001209191-21-038514 · doc4.xml · nonDerivative · entry 1

FAWTHROP ANDREW LAWRENCE · CIK 0001623935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,762

F1 · shares: Represents shares of restricted stock of VAALCO Energy, Inc. (the "Issuer") granted to the reporting person on June 3, 2021 (the "Grant Date"). All of the shares vest on the earlier of (i) the first anniversary of the Grant Date or (ii) the first annual meeting of stockholders of the Issuer following the Grant Date (but, in either case, not less than fifty (50) weeks following the Grant Date); provided, that the reporting person is then, and continuously from the Grant Date has been, an outside director of the Issuer and has not been terminated from service from the Issuer's board of directors on such vesting date.

SEC source: 0001209191-21-029640 · doc4.xml · nonDerivative · entry 1

Bounds Cary M · CIK 0001647090 · Former Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 635,640

F1 · shares: Represents shares of unvested restricted stock forfeited as a result of the resignation of the reporting person from his positions as the Chief Executive Officer and Chief Operating Officer of VAALCO Energy, Inc. effective April 30, 2021.

SEC source: 0001209191-21-026475 · doc4.xml · derivative · entry 22

Bounds Cary M · CIK 0001647090 · Director · Chief Executive Officer & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 125,013 shares

Expires 2021-12-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-026475 · doc4.xml · derivative · entry 21

Bounds Cary M · CIK 0001647090 · Director · Chief Executive Officer & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,013

Underlying: Common Stock · 125,013 shares

Expires 2021-12-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-026475 · doc4.xml · derivative · entry 20

Bounds Cary M · CIK 0001647090 · Director · Chief Executive Officer & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,026

Underlying: Common Stock · 125,013 shares

Expires 2021-12-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-026475 · doc4.xml · derivative · entry 19

Bounds Cary M · CIK 0001647090 · Director · Chief Executive Officer & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 297,112 shares

Expires 2023-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-026475 · doc4.xml · derivative · entry 18

Bounds Cary M · CIK 0001647090 · Director · Chief Executive Officer & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,111

Underlying: Common Stock · 297,111 shares

Expires 2023-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-026475 · doc4.xml · derivative · entry 17

Bounds Cary M · CIK 0001647090 · Director · Chief Executive Officer & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 594,223

Underlying: Common Stock · 297,111 shares

Expires 2023-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-026475 · doc4.xml · derivative · entry 16

Bounds Cary M · CIK 0001647090 · Director · Chief Executive Officer & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 251,572 shares

Expires 2022-04-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-026475 · doc4.xml · derivative · entry 15

Bounds Cary M · CIK 0001647090 · Director · Chief Executive Officer & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,572

Underlying: Common Stock · 215,643 shares

Expires 2022-04-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-026475 · doc4.xml · nonDerivative · entry 14

Bounds Cary M · CIK 0001647090 · Director · Chief Executive Officer & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,008,010

F1 · kind: Represents exercise of cash-settled SARs, which is treated as simultaneous purchase for the number of shares for which SARs are exercised and the sale of the same number of shares. No shares were purchased or sold.

SEC source: 0001209191-21-026475 · doc4.xml · nonDerivative · entry 13

Bounds Cary M · CIK 0001647090 · Director · Chief Executive Officer & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,264,772

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents exercise of cash-settled SARs, which is treated as simultaneous purchase for the number of shares for which SARs are exercised and the sale of the same number of shares. No shares were purchased or sold.

SEC source: 0001209191-21-026475 · doc4.xml · nonDerivative · entry 12

Bounds Cary M · CIK 0001647090 · Director · Chief Executive Officer & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,139,759

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents exercise of cash-settled SARs, which is treated as simultaneous purchase for the number of shares for which SARs are exercised and the sale of the same number of shares. No shares were purchased or sold.

SEC source: 0001209191-21-026475 · doc4.xml · nonDerivative · entry 11

Bounds Cary M · CIK 0001647090 · Director · Chief Executive Officer & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,014,746

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents exercise of cash-settled SARs, which is treated as simultaneous purchase for the number of shares for which SARs are exercised and the sale of the same number of shares. No shares were purchased or sold.