Last 12 months
Inside the activity.
1 purchase rows · 40 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 1 |
| Dec 2025 | 0 | 25 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 5 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 5 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 4 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2024 Filed Apr 3, 2024 21:54 UTC |
Gaske PaulCOO, HUGHES
|
Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 28,102 | $0.00 Strike: $25.21 | $0.00 |
DisclosureSEC source: 0001415889-24-010131 · form4-04032024_090441.xml · derivative · entry 1 Gaske Paul · CIK 0001353340 · COO, HUGHES 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 28,102 shares Expires 2032-04-01 F1 · kind: The transactions reported herein reflect the exchange of "underwater" options to acquire shares of the Issuer's Class A Common Stock pursuant to the terms and conditions set forth in the Issuer's Offer to Exchange Eligible Stock Options dated March 4, 2024, which expired on April 1, 2024 (the "Exchange"). Effective April 1, 2024, the Issuer cancelled the options the Reporting Person elected to exchange and granted to the Reporting Person new options with, among other new terms, a new exercise price, a different vesting schedule and in certain cases a different number of options, for options that are not subject to achievement of certain performance criteria. The new exercise price is $14.04, which is the closing price of the Issuer's Class A Common Stock on April 1, 2024. F2 · derivative.exercise_date: The option vests as to 8,000 shares on each of April 1, 2023 and April 1, 2024, and thereafter in three equal annual installments beginning on April 1, 2025. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 21:52 UTC |
Manson DeanCHIEF LEGAL OFFICER
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 56,000 | $0.00 Strike: $14.04 | $0.00 |
DisclosureSEC source: 0001415889-24-010127 · form4-04032024_090451.xml · derivative · entry 6 Manson Dean · CIK 0001353333 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,000 Underlying: Class A Common Stock · 56,000 shares Expires 2034-04-01 F1 · kind: The transactions reported herein reflect the exchange of "underwater" options to acquire shares of the Issuer's Class A Common Stock pursuant to the terms and conditions set forth in the Issuer's Offer to Exchange Eligible Stock Options dated March 4, 2024, which expired on April 1, 2024 (the "Exchange"). Effective April 1, 2024, the Issuer cancelled the options the Reporting Person elected to exchange and granted to the Reporting Person new options with, among other new terms, a new exercise price, a different vesting schedule and in certain cases a different number of options, for options that are not subject to achievement of certain performance criteria. The new exercise price is $14.04, which is the closing price of the Issuer's Class A Common Stock on April 1, 2024. F7 · derivative.exercise_date: The shares underlying these options vest 25% per year on each of April 1, 2025, April 1, 2026, April 1, 2027 and April 1, 2028. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 21:52 UTC |
Manson DeanCHIEF LEGAL OFFICER
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 132,331 | $0.00 Strike: $14.04 | $0.00 |
DisclosureSEC source: 0001415889-24-010127 · form4-04032024_090451.xml · derivative · entry 5 Manson Dean · CIK 0001353333 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 132,331 Underlying: Class A Common Stock · 132,331 shares Expires 2034-04-01 F1 · kind: The transactions reported herein reflect the exchange of "underwater" options to acquire shares of the Issuer's Class A Common Stock pursuant to the terms and conditions set forth in the Issuer's Offer to Exchange Eligible Stock Options dated March 4, 2024, which expired on April 1, 2024 (the "Exchange"). Effective April 1, 2024, the Issuer cancelled the options the Reporting Person elected to exchange and granted to the Reporting Person new options with, among other new terms, a new exercise price, a different vesting schedule and in certain cases a different number of options, for options that are not subject to achievement of certain performance criteria. The new exercise price is $14.04, which is the closing price of the Issuer's Class A Common Stock on April 1, 2024. F6 · derivative.exercise_date: 40% of the shares underlying these options vested immediately upon the grant date. The remaining 60% of the shares underlying these options vest 30% per year on each of April 1, 2025 and April 1, 2026. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 21:52 UTC |
Manson DeanCHIEF LEGAL OFFICER
|
Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $25.21 | $0.00 |
DisclosureSEC source: 0001415889-24-010127 · form4-04032024_090451.xml · derivative · entry 4 Manson Dean · CIK 0001353333 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 100,000 shares Expires 2032-04-01 F1 · kind: The transactions reported herein reflect the exchange of "underwater" options to acquire shares of the Issuer's Class A Common Stock pursuant to the terms and conditions set forth in the Issuer's Offer to Exchange Eligible Stock Options dated March 4, 2024, which expired on April 1, 2024 (the "Exchange"). Effective April 1, 2024, the Issuer cancelled the options the Reporting Person elected to exchange and granted to the Reporting Person new options with, among other new terms, a new exercise price, a different vesting schedule and in certain cases a different number of options, for options that are not subject to achievement of certain performance criteria. The new exercise price is $14.04, which is the closing price of the Issuer's Class A Common Stock on April 1, 2024. F5 · derivative.exercise_date: The shares underlying the option vest at the rate of 20% per year, commencing on April 1, 2023. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 21:52 UTC |
Manson DeanCHIEF LEGAL OFFICER
|
Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $38.89 | $0.00 |
DisclosureSEC source: 0001415889-24-010127 · form4-04032024_090451.xml · derivative · entry 3 Manson Dean · CIK 0001353333 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 100,000 shares Expires 2029-10-01 F1 · kind: The transactions reported herein reflect the exchange of "underwater" options to acquire shares of the Issuer's Class A Common Stock pursuant to the terms and conditions set forth in the Issuer's Offer to Exchange Eligible Stock Options dated March 4, 2024, which expired on April 1, 2024 (the "Exchange"). Effective April 1, 2024, the Issuer cancelled the options the Reporting Person elected to exchange and granted to the Reporting Person new options with, among other new terms, a new exercise price, a different vesting schedule and in certain cases a different number of options, for options that are not subject to achievement of certain performance criteria. The new exercise price is $14.04, which is the closing price of the Issuer's Class A Common Stock on April 1, 2024. F4 · derivative.exercise_date: The shares underlying the option vest at the rate of 20% per year, commencing on October 1, 2020. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 21:52 UTC |
Manson DeanCHIEF LEGAL OFFICER
|
Disposition to issuerClass A Common Stock (Right to Buy) · Derivative | 11,506 | $0.00 Strike: $38.19 | $0.00 |
DisclosureSEC source: 0001415889-24-010127 · form4-04032024_090451.xml · derivative · entry 2 Manson Dean · CIK 0001353333 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 11,506 shares Expires 2026-04-01 F1 · kind: The transactions reported herein reflect the exchange of "underwater" options to acquire shares of the Issuer's Class A Common Stock pursuant to the terms and conditions set forth in the Issuer's Offer to Exchange Eligible Stock Options dated March 4, 2024, which expired on April 1, 2024 (the "Exchange"). Effective April 1, 2024, the Issuer cancelled the options the Reporting Person elected to exchange and granted to the Reporting Person new options with, among other new terms, a new exercise price, a different vesting schedule and in certain cases a different number of options, for options that are not subject to achievement of certain performance criteria. The new exercise price is $14.04, which is the closing price of the Issuer's Class A Common Stock on April 1, 2024. F3 · derivative.exercise_date: The shares underlying the option vest at the rate of 20% per year, commencing on April 1, 2017. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 21:52 UTC |
Manson DeanCHIEF LEGAL OFFICER
|
Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 57,537 | $0.00 Strike: $44.99 | $0.00 |
DisclosureSEC source: 0001415889-24-010127 · form4-04032024_090451.xml · derivative · entry 1 Manson Dean · CIK 0001353333 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 57,537 shares Expires 2025-04-01 F1 · kind: The transactions reported herein reflect the exchange of "underwater" options to acquire shares of the Issuer's Class A Common Stock pursuant to the terms and conditions set forth in the Issuer's Offer to Exchange Eligible Stock Options dated March 4, 2024, which expired on April 1, 2024 (the "Exchange"). Effective April 1, 2024, the Issuer cancelled the options the Reporting Person elected to exchange and granted to the Reporting Person new options with, among other new terms, a new exercise price, a different vesting schedule and in certain cases a different number of options, for options that are not subject to achievement of certain performance criteria. The new exercise price is $14.04, which is the closing price of the Issuer's Class A Common Stock on April 1, 2024. F2 · derivative.exercise_date: The shares underlying the option vest at the rate of 20% per year, commencing on April 1, 2016. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 21:48 UTC |
Akhavan HamidPRESIDENT AND CEO
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 81,667 | $0.00 Strike: $14.04 | $0.00 |
DisclosureSEC source: 0001415889-24-010116 · form4-04032024_090439.xml · derivative · entry 3 Akhavan Hamid · CIK 0001295252 · PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,667 Underlying: Class A Common Stock · 81,667 shares Expires 2034-04-01 F1 · kind: The transactions reported herein reflect the exchange of "underwater" options to acquire shares of the Issuer's Class A Common Stock pursuant to the terms and conditions set forth in the Issuer's Offer to Exchange Eligible Stock Options dated March 4, 2024, which expired on April 1, 2024 (the "Exchange"). Effective April 1, 2024, the Issuer cancelled the options the Reporting Person elected to exchange and granted to the Reporting Person new options with, among other new terms, a new exercise price, a different vesting schedule and in certain cases a different number of options, for options that are not subject to achievement of certain performance criteria. The new exercise price is $14.04, which is the closing price of the Issuer's Class A Common Stock on April 1, 2024. F4 · derivative.exercise_date: The shares underlying these options vest 25% per year on each of April 1, 2025, April 1, 2026, April 1, 2027 and April 1, 2028. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 21:48 UTC |
Akhavan HamidPRESIDENT AND CEO
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 408,333 | $0.00 Strike: $14.04 | $0.00 |
DisclosureSEC source: 0001415889-24-010116 · form4-04032024_090439.xml · derivative · entry 2 Akhavan Hamid · CIK 0001295252 · PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 408,333 Underlying: Class A Common Stock · 408,333 shares Expires 2034-04-01 F1 · kind: The transactions reported herein reflect the exchange of "underwater" options to acquire shares of the Issuer's Class A Common Stock pursuant to the terms and conditions set forth in the Issuer's Offer to Exchange Eligible Stock Options dated March 4, 2024, which expired on April 1, 2024 (the "Exchange"). Effective April 1, 2024, the Issuer cancelled the options the Reporting Person elected to exchange and granted to the Reporting Person new options with, among other new terms, a new exercise price, a different vesting schedule and in certain cases a different number of options, for options that are not subject to achievement of certain performance criteria. The new exercise price is $14.04, which is the closing price of the Issuer's Class A Common Stock on April 1, 2024. F3 · derivative.exercise_date: 40% of the shares underlying these options vested immediately upon the grant date. The remaining 60% of the shares underlying these options vest 30% per year on each of April 1, 2025 and April 1, 2026. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 21:48 UTC |
Akhavan HamidPRESIDENT AND CEO
|
Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 700,000 | $0.00 Strike: $25.21 | $0.00 |
DisclosureSEC source: 0001415889-24-010116 · form4-04032024_090439.xml · derivative · entry 1 Akhavan Hamid · CIK 0001295252 · PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 700,000 shares Expires 2032-04-01 F1 · kind: The transactions reported herein reflect the exchange of "underwater" options to acquire shares of the Issuer's Class A Common Stock pursuant to the terms and conditions set forth in the Issuer's Offer to Exchange Eligible Stock Options dated March 4, 2024, which expired on April 1, 2024 (the "Exchange"). Effective April 1, 2024, the Issuer cancelled the options the Reporting Person elected to exchange and granted to the Reporting Person new options with, among other new terms, a new exercise price, a different vesting schedule and in certain cases a different number of options, for options that are not subject to achievement of certain performance criteria. The new exercise price is $14.04, which is the closing price of the Issuer's Class A Common Stock on April 1, 2024. F2 · derivative.exercise_date: The option vests in three equal annual installments beginning on December 31, 2024. Read SEC document |
| March 08, 2024 Filed Mar 12, 2024 18:00 UTC |
DEFRANCO JAMESDirector
|
PurchaseClass A Common Stock | 110,000 | $13.48 | $1,482,800.00 |
DisclosureSEC source: 0001415889-24-007697 · form4-03122024_060301.xml · nonDerivative · entry 1 DEFRANCO JAMES · CIK 0001090537 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 306,951 F1 · price: Based on a weighted average purchase price. The shares reported in this transaction were purchased at prices ranging from $13.41 to $13.54. Information regarding the number of shares purchased at each separate price will be made available upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer. Read SEC document |
| March 07, 2024 Filed Mar 8, 2024 21:30 UTC |
DEFRANCO JAMESDirector
|
PurchaseClass A Common Stock | 20,000 | $13.44 | $268,800.00 |
DisclosureSEC source: 0001415889-24-007467 · form4-03082024_090301.xml · nonDerivative · entry 2 DEFRANCO JAMES · CIK 0001090537 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 196,951 F2 · price: Based on a weighted average purchase price. The shares reported in this transaction were purchased at prices ranging from $13.42 to $13.46. Information regarding the number of shares purchased at each separate price will be made available upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer. Read SEC document |
| March 06, 2024 Filed Mar 8, 2024 21:30 UTC |
DEFRANCO JAMESDirector
|
PurchaseClass A Common Stock | 70,000 | $13.14 | $919,800.00 |
DisclosureSEC source: 0001415889-24-007467 · form4-03082024_090301.xml · nonDerivative · entry 1 DEFRANCO JAMES · CIK 0001090537 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 176,951 F1 · price: Based on a weighted average purchase price. The shares reported in this transaction were purchased at prices ranging from $13.12 to $13.16. Information regarding the number of shares purchased at each separate price will be made available upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer. Read SEC document |
| January 01, 2024 Filed Jan 3, 2024 23:55 UTC |
ERGEN CHARLES WDirector · Chairman · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 413 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-000997 · tm2333986-3_4seq1.xml · derivative · entry 9 ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 413 shares Expires 2024-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Issuer Class A Common Stock, which will be issued to the reporting person immediately upon vesting. F8 · derivative.exercise_date: The RSUs vest in three equal annual installments, commencing January 1, 2022. Read SEC document |
| January 01, 2024 Filed Jan 3, 2024 23:55 UTC |
ERGEN CHARLES WDirector · Chairman · 10% owner
|
Tax withholdingClass A Common Stock | 142 | $16.57 | $2,352.94 |
DisclosureSEC source: 0001104659-24-000997 · tm2333986-3_4seq1.xml · nonDerivative · entry 4 ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,230,257 F11 · kind: Represents shares withheld to cover certain tax obligations in connection with the vested restricted stock units listed in Table II. Read SEC document |
| January 01, 2024 Filed Jan 3, 2024 23:55 UTC |
ERGEN CHARLES WDirector · Chairman · 10% owner
|
Exercise / conversionClass A Common Stock | 413 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-24-000997 · tm2333986-3_4seq1.xml · nonDerivative · entry 3 ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,230,399 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Issuer Class A Common Stock, which will be issued to the reporting person immediately upon vesting. Read SEC document |
| January 01, 2024 Filed Jan 3, 2024 19:30 UTC |
DEFRANCO JAMESDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 55 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-001018 · tm2333986-26_4seq1.xml · derivative · entry 13 DEFRANCO JAMES · CIK 0001090537 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 55 shares Expires 2024-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Issuer Class A Common Stock, which will be issued to the reporting person immediately upon vesting. F12 · derivative.exercise_date: The RSUs vest in three equal annual installments, commencing upon January 1, 2022. Read SEC document |
| January 01, 2024 Filed Jan 3, 2024 19:30 UTC |
DEFRANCO JAMESDirector
|
Tax withholdingClass A Common Stock | 18 | $16.57 | $298.26 |
DisclosureSEC source: 0001104659-24-001018 · tm2333986-26_4seq1.xml · nonDerivative · entry 9 DEFRANCO JAMES · CIK 0001090537 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 106,951 F14 · kind: Represents shares withheld to cover certain tax obligations in connection with vested Restricted Stock Units Listed in Table II. Read SEC document |
| January 01, 2024 Filed Jan 3, 2024 19:30 UTC |
DEFRANCO JAMESDirector
|
Exercise / conversionClass A Common Stock | 55 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-24-001018 · tm2333986-26_4seq1.xml · nonDerivative · entry 8 DEFRANCO JAMES · CIK 0001090537 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 106,969 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Issuer Class A Common Stock, which will be issued to the reporting person immediately upon vesting. Read SEC document |
| January 01, 2024 Filed Jan 3, 2024 23:57 UTC |
ERGEN CANTEYDirector · 10% owner · Senior Advisor
|
Exercise / conversionRestricted Stock Units · Derivative | 16 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-000999 · tm2333986-8_4seq1.xml · derivative · entry 10 ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · Senior Advisor 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 16 shares Expires 2024-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Issuer Class A Common Stock, which will be issued to the reporting person immediately upon vesting. F5 · derivative.exercise_date: The RSUs vest in three equal annual installments, commencing January 1, 2022. Read SEC document |
| January 01, 2024 Filed Jan 3, 2024 23:57 UTC |
ERGEN CANTEYDirector · 10% owner · Senior Advisor
|
Tax withholdingClass A Common Stock | 6 | $16.57 | $99.42 |
DisclosureSEC source: 0001104659-24-000999 · tm2333986-8_4seq1.xml · nonDerivative · entry 4 ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · Senior Advisor 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 213 F7 · kind: Represents shares withheld to cover certain tax obligations in connection with the vested restricted stock units listed in Table II. Read SEC document |
| January 01, 2024 Filed Jan 3, 2024 23:57 UTC |
ERGEN CANTEYDirector · 10% owner · Senior Advisor
|
Exercise / conversionClass A Common Stock | 16 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-24-000999 · tm2333986-8_4seq1.xml · nonDerivative · entry 3 ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · Senior Advisor 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 219 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Issuer Class A Common Stock, which will be issued to the reporting person immediately upon vesting. Read SEC document |
| January 01, 2024 Filed Jan 3, 2024 19:04 UTC |
Swieringa JohnPresident, Technology and COO
|
GrantRestricted Stock Units · Derivative | 70,175 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-24-001006 · tm2333986-13_4seq1.xml · derivative · entry 17 Swieringa John · CIK 0001661534 · President, Technology and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,175 Underlying: Class A Common Stock · 70,175 shares Expires 2029-01-01 F8 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer, which will be issued to the Reporting Person immediately upon vesting. F8 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer, which will be issued to the Reporting Person immediately upon vesting. F14 · derivative.exercise_date: The RSUs vest 20% per year beginning upon January 1, 2025. Read SEC document |
| January 01, 2024 Filed Jan 3, 2024 19:04 UTC |
Swieringa JohnPresident, Technology and COO
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 175,439 | $0.00 Strike: $16.57 | $0.00 |
DisclosureSEC source: 0001104659-24-001006 · tm2333986-13_4seq1.xml · derivative · entry 16 Swieringa John · CIK 0001661534 · President, Technology and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 175,439 Underlying: Class A Common Stock · 175,439 shares Expires 2034-01-01 F13 · derivative.exercise_date: The shares underlying these options vest 20% per year on each of January 1, 2025, January 1, 2026, January 1, 2027, January 1, 2028 and January 1, 2029. Read SEC document |
| January 01, 2024 Filed Jan 3, 2024 19:04 UTC |
Swieringa JohnPresident, Technology and COO
|
Exercise / conversionRestricted Stock Units · Derivative | 7,017 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-001006 · tm2333986-13_4seq1.xml · derivative · entry 15 Swieringa John · CIK 0001661534 · President, Technology and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,053 Underlying: Class A Common Stock · 7,017 shares Expires 2024-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer, which will be issued to the Reporting Person immediately upon vesting. F11 · derivative.exercise_date: The RSUs vest in three equal annual installments, commencing upon January 1, 2022. Read SEC document |
| January 01, 2024 Filed Jan 3, 2024 19:04 UTC |
Swieringa JohnPresident, Technology and COO
|
Exercise / conversionRestricted Stock Units · Derivative | 258 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-001006 · tm2333986-13_4seq1.xml · derivative · entry 14 Swieringa John · CIK 0001661534 · President, Technology and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 258 shares Expires 2024-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer, which will be issued to the Reporting Person immediately upon vesting. F11 · derivative.exercise_date: The RSUs vest in three equal annual installments, commencing upon January 1, 2022. Read SEC document |
| January 01, 2024 Filed Jan 3, 2024 19:04 UTC |
Swieringa JohnPresident, Technology and COO
|
Tax withholdingClass A Common Stock | 2,406 | $16.57 | $39,867.42 |
DisclosureSEC source: 0001104659-24-001006 · tm2333986-13_4seq1.xml · nonDerivative · entry 6 Swieringa John · CIK 0001661534 · President, Technology and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,328 F12 · kind: Represents shares withheld to cover certain tax obligations in connection with vested Restricted Stock Units listed in Table II. Read SEC document |
| January 01, 2024 Filed Jan 3, 2024 19:04 UTC |
Swieringa JohnPresident, Technology and COO
|
Tax withholdingClass A Common Stock | 89 | $16.57 | $1,474.73 |
DisclosureSEC source: 0001104659-24-001006 · tm2333986-13_4seq1.xml · nonDerivative · entry 5 Swieringa John · CIK 0001661534 · President, Technology and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,734 F12 · kind: Represents shares withheld to cover certain tax obligations in connection with vested Restricted Stock Units listed in Table II. Read SEC document |
| January 01, 2024 Filed Jan 3, 2024 19:04 UTC |
Swieringa JohnPresident, Technology and COO
|
Exercise / conversionClass A Common Stock | 7,017 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-24-001006 · tm2333986-13_4seq1.xml · nonDerivative · entry 4 Swieringa John · CIK 0001661534 · President, Technology and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,823 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer, which will be issued to the Reporting Person immediately upon vesting. Read SEC document |
| January 01, 2024 Filed Jan 3, 2024 19:04 UTC |
Swieringa JohnPresident, Technology and COO
|
Exercise / conversionClass A Common Stock | 258 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-24-001006 · tm2333986-13_4seq1.xml · nonDerivative · entry 3 Swieringa John · CIK 0001661534 · President, Technology and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,806 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer, which will be issued to the Reporting Person immediately upon vesting. Read SEC document |
| January 01, 2024 Filed Jan 4, 2024 00:08 UTC |
Ortolf Tom ADirector
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 1,403 | $0.00 Strike: $16.57 | $0.00 |
DisclosureSEC source: 0001104659-24-001015 · tm2333986-10_4seq1.xml · derivative · entry 9 Ortolf Tom A · CIK 0001327225 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Reporting Person's child Disclosed balance after: 1,403 Underlying: Class A Common Stock · 1,403 shares Expires 2034-01-01 F5 · derivative.exercise_date: The shares underlying the option vest at a rate of 20% per year from the date of grant. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares, except to the extent of their pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| January 01, 2024 Filed Jan 4, 2024 00:06 UTC |
ORBAN PAUL WEVP and CFO, DISH
|
Exercise / conversionRestricted Stock Units · Derivative | 189 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-001013 · tm2333986-9_4seq1.xml · derivative · entry 11 ORBAN PAUL W · CIK 0001197815 · EVP and CFO, DISH 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 189 shares Expires 2024-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer, which will be issued to the Reporting Person immediately upon vesting. F9 · derivative.exercise_date: The RSUs vest in three equal annual installments, commencing upon January 1, 2022. Pursuant to the Merger Agreement, at the Effective Time, each RSU held by the Reporting Person was converted into a corresponding award with respect to Issuer Class A Common Stock. Read SEC document |
| January 01, 2024 Filed Jan 4, 2024 00:06 UTC |
ORBAN PAUL WEVP and CFO, DISH
|
Tax withholdingClass A Common Stock | 65 | $16.57 | $1,077.05 |
DisclosureSEC source: 0001104659-24-001013 · tm2333986-9_4seq1.xml · nonDerivative · entry 4 ORBAN PAUL W · CIK 0001197815 · EVP and CFO, DISH 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,177 F11 · kind: Represents shares withheld to cover certain tax obligations in connection with the vested Restricted Stock Units listed in Table II. Read SEC document |
| January 01, 2024 Filed Jan 4, 2024 00:06 UTC |
ORBAN PAUL WEVP and CFO, DISH
|
Exercise / conversionClass A Common Stock | 189 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-24-001013 · tm2333986-9_4seq1.xml · nonDerivative · entry 3 ORBAN PAUL W · CIK 0001197815 · EVP and CFO, DISH 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,242 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer, which will be issued to the Reporting Person immediately upon vesting. Read SEC document |
| January 01, 2024 Filed Jan 3, 2024 23:50 UTC |
Akhavan HamidDirector · CEO and President
|
GrantRestricted Stock Units · Derivative | 263,158 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-000990 · tm2333986-2_4seq1.xml · derivative · entry 8 Akhavan Hamid · CIK 0001295252 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 263,158 Underlying: Class A Common Stock · 263,158 shares Expires not disclosed F2 · derivative.exercise_price: Restricted stock units convert into Class A Common Stock on a one-for-one basis. F6 · derivative.exercise_date: The restricted stock units vest on December 31, 2024. F6 · derivative.expiration_date: The restricted stock units vest on December 31, 2024. Read SEC document |
| December 31, 2023 Filed Jan 3, 2024 23:58 UTC |
ERGEN CHARLES WDirector · Chairman · 10% owner
ERGEN CANTEYDirector · 10% owner · Senior Advisor
|
GrantClass B Common Stock · Derivative | 22,382,661 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-24-001000 · tm2333986-7_4seq1.xml · derivative · entry 8 ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · Senior Advisor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · I Disclosed balance after: 35,190,866 Underlying: Class A Common Stock · 22,382,661 shares Expires not disclosed F6 · derivative.exercise_price: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration. F7 · price: Received in exchange for shares of DISH Class B Common Stock in connection with the Merger. At the Effective Time, each outstanding share of DISH Class B Common Stock was converted into the right to receive a number of shares of Issuer Class B Common Stock equal to the Exchange Ratio. F6 · derivative.exercise_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration. F6 · derivative.expiration_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration. F4 · ownership.nature: These shares are held by Telluray Holdings, LLC ("Telluray"). Mrs. Ergen has sole voting power over the shares held by Telluray and Mr. Ergen and Mrs. Ergen share dispositive power over the shares held by Telluray. The reporting persons disclaim beneficial ownership of the shares, except to the extent of their pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| December 31, 2023 Filed Jan 3, 2024 23:58 UTC |
ERGEN CHARLES WDirector · Chairman · 10% owner
ERGEN CANTEYDirector · 10% owner · Senior Advisor
|
GrantClass B Common Stock · Derivative | 19,999,989 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-24-001000 · tm2333986-7_4seq1.xml · derivative · entry 7 ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · Senior Advisor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · I Disclosed balance after: 28,799,989 Underlying: Class A Common Stock · 19,999,989 shares Expires not disclosed F6 · derivative.exercise_price: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration. F7 · price: Received in exchange for shares of DISH Class B Common Stock in connection with the Merger. At the Effective Time, each outstanding share of DISH Class B Common Stock was converted into the right to receive a number of shares of Issuer Class B Common Stock equal to the Exchange Ratio. F6 · derivative.exercise_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration. F6 · derivative.expiration_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration. F9 · ownership.nature: On December 22, 2023, Mr. Ergen established the Ergen Two-Year December 2023 SATS GRAT (the "2023 December GRAT") and contributed a total of 8,800,000 Issuer Class B shares and 57,000,000 shares of DISH Class B Common Stock to such trust. In connection with the Merger, such DISH shares converted into the right to receive 19,999,989 shares of Issuer Class B Common Stock. The 2023 December GRAT is scheduled to expire in accordance with its terms on December 22, 2025. Mrs. Cantey M. Ergen serves as the trustee of the 2023 December GRAT. Read SEC document |
| December 31, 2023 Filed Jan 3, 2024 23:58 UTC |
ERGEN CHARLES WDirector · Chairman · 10% owner
ERGEN CANTEYDirector · 10% owner · Senior Advisor
|
GrantClass B Common Stock · Derivative | 31,403,491 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-24-001000 · tm2333986-7_4seq1.xml · derivative · entry 6 ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · Senior Advisor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · I Disclosed balance after: 31,403,491 Underlying: Class A Common Stock · 31,403,491 shares Expires not disclosed F6 · derivative.exercise_price: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration. F7 · price: Received in exchange for shares of DISH Class B Common Stock in connection with the Merger. At the Effective Time, each outstanding share of DISH Class B Common Stock was converted into the right to receive a number of shares of Issuer Class B Common Stock equal to the Exchange Ratio. F6 · derivative.exercise_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration. F6 · derivative.expiration_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration. F8 · ownership.nature: On June 26, 2023, Mr. Ergen established the Ergen Two-Year June 2023 DISH GRAT (the "2023 June DISH GRAT") and contributed a total of 89,500,000 shares of DISH Class B Common Stock to such trust. In connection with the Merger, such shares converted into the right to receive 31,403,491 shares of Issuer Class B Common Stock. The 2023 June DISH GRAT is scheduled to expire in accordance with its terms on June 26, 2025. Mrs. Cantey M. Ergen serves as the trustee of the 2023 June DISH GRAT. Read SEC document |
| December 31, 2023 Filed Jan 3, 2024 23:58 UTC |
ERGEN CHARLES WDirector · Chairman · 10% owner
ERGEN CANTEYDirector · 10% owner · Senior Advisor
|
GrantClass B Common Stock · Derivative | 9,824,556 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-24-001000 · tm2333986-7_4seq1.xml · derivative · entry 5 ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · Senior Advisor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · I Disclosed balance after: 9,824,556 Underlying: Class A Common Stock · 9,824,556 shares Expires not disclosed F6 · derivative.exercise_price: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration. F7 · price: Received in exchange for shares of DISH Class B Common Stock in connection with the Merger. At the Effective Time, each outstanding share of DISH Class B Common Stock was converted into the right to receive a number of shares of Issuer Class B Common Stock equal to the Exchange Ratio. F6 · derivative.exercise_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration. F6 · derivative.expiration_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration. F5 · ownership.nature: On May 12, 2023, Mr. Charles W. Ergen established the Ergen Two-Year May 2023 DISH GRAT (the "2023 May DISH GRAT") and contributed a total of 26,000,000 shares of DISH Class A Common Stock and 28,000,000 shares of Class B Common Stock, par value $0.01 per share of DISH ("DISH Class B Common Stock") to such trust. In connection with the Merger, such shares converted into the right to receive 9,122,802 shares of Issuer Class A Common Stock and 9,824,556 shares of Issuer Class B Common Stock, respectively. The 2023 May DISH GRAT is scheduled to expire in accordance with its terms on May 12, 2025. Mrs. Cantey M. Ergen serves as the trustee of the 2023 May DISH GRAT. Read SEC document |
| December 31, 2023 Filed Jan 3, 2024 23:58 UTC |
ERGEN CHARLES WDirector · Chairman · 10% owner
ERGEN CANTEYDirector · 10% owner · Senior Advisor
|
GrantClass A Common Stock | 9,122,802 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-24-001000 · tm2333986-7_4seq1.xml · nonDerivative · entry 4 ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · Senior Advisor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · I Disclosed balance after: 9,122,802 F1 · price: Received in exchange for shares of Class A Common Stock, par value $.01 par value per share ("DISH Class A Common Stock"), of DISH Network Corporation, a Nevada corporation ("DISH") in connection with the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, DISH and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of the Issuer ("Merger Sub"). Pursuant to the Merger Agreement, on December 31, 2023, Merger Sub merged with and into DISH with DISH surviving the merger as a wholly owned subsidiary of the Issuer (the "Merger"). At the effective time of the Merger (the "Effective Time"), each outstanding share of DISH Class A Common Stock was converted into the right to receive a number of Issuer Class A Common Stock equal to 0.350877 (the "Exchange Ratio"). F5 · ownership.nature: On May 12, 2023, Mr. Charles W. Ergen established the Ergen Two-Year May 2023 DISH GRAT (the "2023 May DISH GRAT") and contributed a total of 26,000,000 shares of DISH Class A Common Stock and 28,000,000 shares of Class B Common Stock, par value $0.01 per share of DISH ("DISH Class B Common Stock") to such trust. In connection with the Merger, such shares converted into the right to receive 9,122,802 shares of Issuer Class A Common Stock and 9,824,556 shares of Issuer Class B Common Stock, respectively. The 2023 May DISH GRAT is scheduled to expire in accordance with its terms on May 12, 2025. Mrs. Cantey M. Ergen serves as the trustee of the 2023 May DISH GRAT. Read SEC document |
| December 31, 2023 Filed Jan 3, 2024 23:58 UTC |
ERGEN CHARLES WDirector · Chairman · 10% owner
ERGEN CANTEYDirector · 10% owner · Senior Advisor
|
GrantClass A Common Stock | 2,350,696 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-24-001000 · tm2333986-7_4seq1.xml · nonDerivative · entry 3 ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · Senior Advisor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · I Disclosed balance after: 2,350,696 F1 · price: Received in exchange for shares of Class A Common Stock, par value $.01 par value per share ("DISH Class A Common Stock"), of DISH Network Corporation, a Nevada corporation ("DISH") in connection with the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, DISH and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of the Issuer ("Merger Sub"). Pursuant to the Merger Agreement, on December 31, 2023, Merger Sub merged with and into DISH with DISH surviving the merger as a wholly owned subsidiary of the Issuer (the "Merger"). At the effective time of the Merger (the "Effective Time"), each outstanding share of DISH Class A Common Stock was converted into the right to receive a number of Issuer Class A Common Stock equal to 0.350877 (the "Exchange Ratio"). F4 · ownership.nature: These shares are held by Telluray Holdings, LLC ("Telluray"). Mrs. Ergen has sole voting power over the shares held by Telluray and Mr. Ergen and Mrs. Ergen share dispositive power over the shares held by Telluray. The reporting persons disclaim beneficial ownership of the shares, except to the extent of their pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| December 31, 2023 Filed Jan 3, 2024 23:58 UTC |
ERGEN CHARLES WDirector · Chairman · 10% owner
ERGEN CANTEYDirector · 10% owner · Senior Advisor
|
GrantClass A Common Stock | 761,043 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-24-001000 · tm2333986-7_4seq1.xml · nonDerivative · entry 2 ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · Senior Advisor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Charitable Foundation Disclosed balance after: 766,443 F1 · price: Received in exchange for shares of Class A Common Stock, par value $.01 par value per share ("DISH Class A Common Stock"), of DISH Network Corporation, a Nevada corporation ("DISH") in connection with the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, DISH and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of the Issuer ("Merger Sub"). Pursuant to the Merger Agreement, on December 31, 2023, Merger Sub merged with and into DISH with DISH surviving the merger as a wholly owned subsidiary of the Issuer (the "Merger"). At the effective time of the Merger (the "Effective Time"), each outstanding share of DISH Class A Common Stock was converted into the right to receive a number of Issuer Class A Common Stock equal to 0.350877 (the "Exchange Ratio"). F3 · ownership.nature: These shares are held by a charitable foundation. The reporting persons are officers of the charitable foundation and share voting and dispositive power for the foundation. The reporting persons disclaim beneficial ownership of the shares, except to the extent of their pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| December 31, 2023 Filed Jan 3, 2024 23:58 UTC |
ERGEN CHARLES WDirector · Chairman · 10% owner
ERGEN CANTEYDirector · 10% owner · Senior Advisor
|
GrantClass A Common Stock | 3,844 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-24-001000 · tm2333986-7_4seq1.xml · nonDerivative · entry 1 ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · Senior Advisor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By child Disclosed balance after: 9,966 F1 · price: Received in exchange for shares of Class A Common Stock, par value $.01 par value per share ("DISH Class A Common Stock"), of DISH Network Corporation, a Nevada corporation ("DISH") in connection with the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, DISH and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of the Issuer ("Merger Sub"). Pursuant to the Merger Agreement, on December 31, 2023, Merger Sub merged with and into DISH with DISH surviving the merger as a wholly owned subsidiary of the Issuer (the "Merger"). At the effective time of the Merger (the "Effective Time"), each outstanding share of DISH Class A Common Stock was converted into the right to receive a number of Issuer Class A Common Stock equal to 0.350877 (the "Exchange Ratio"). F2 · ownership.nature: The reporting persons disclaim beneficial ownership of these shares, except to the extent of their pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| December 31, 2023 Filed Jan 3, 2024 23:55 UTC |
ERGEN CHARLES WDirector · Chairman · 10% owner
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 17,543 | Not disclosed Strike: $100.95 | Not disclosed |
DisclosureSEC source: 0001104659-24-000997 · tm2333986-3_4seq1.xml · derivative · entry 11 ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,543 Underlying: Class A Common Stock · 17,543 shares Expires 2028-10-01 F5 · price: Received in exchange for an employee stock option to acquire shares of DISH Class A Common Stock in connection with the Merger. At the Effective Time, each stock option held by the reporting person was converted into an Issuer stock option on substantially the same terms and conditions, with respect to a number of shares of Issuer Class A Common Stock equal to (i) the number of shares of DISH Class A Common Stock subject to the corresponding DISH stock option immediately prior to the Effective Time, multiplied by the Exchange Ratio, at an exercise price equal to the exercise price of the corresponding DISH stock option immediately prior to the Effective Time divided by the Exchange Ratio. F12 · derivative.exercise_date: The shares underlying the options vest at the rate of 20% per year, commencing October 1, 2019. Read SEC document |
| December 31, 2023 Filed Jan 3, 2024 23:55 UTC |
ERGEN CHARLES WDirector · Chairman · 10% owner
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 35,087 | Not disclosed Strike: $100.95 | Not disclosed |
DisclosureSEC source: 0001104659-24-000997 · tm2333986-3_4seq1.xml · derivative · entry 10 ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,087 Underlying: Class A Common Stock · 35,087 shares Expires 2028-10-01 F5 · price: Received in exchange for an employee stock option to acquire shares of DISH Class A Common Stock in connection with the Merger. At the Effective Time, each stock option held by the reporting person was converted into an Issuer stock option on substantially the same terms and conditions, with respect to a number of shares of Issuer Class A Common Stock equal to (i) the number of shares of DISH Class A Common Stock subject to the corresponding DISH stock option immediately prior to the Effective Time, multiplied by the Exchange Ratio, at an exercise price equal to the exercise price of the corresponding DISH stock option immediately prior to the Effective Time divided by the Exchange Ratio. F10 · derivative.exercise_date: The grant is subject to achievement of certain performance criteria prior to December 31, 2023 and will vest based on achievement of such criteria. The performance criteria are not tied to the market price of the Issuer's securities. Read SEC document |
| December 31, 2023 Filed Jan 3, 2024 23:55 UTC |
ERGEN CHARLES WDirector · Chairman · 10% owner
|
GrantRestricted Stock Units · Derivative | 413 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-24-000997 · tm2333986-3_4seq1.xml · derivative · entry 8 ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 413 Underlying: Class A Common Stock · 413 shares Expires 2024-01-01 F7 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Issuer Class A Common Stock, which will be issued to the reporting person immediately upon vesting. F9 · price: Received in exchange for restricted stock units representing a contingent right to receive DISH Class A Common Stock in connection with the Merger. At the Effective Time, each restricted stock unit held by the reporting person was converted into an Issuer RSU on substantially the same terms and conditions, with respect to a number of shares of Issuer Class A Common Stock equal to (i) the number of shares of DISH Class A Common Stock subject to the corresponding DISH restricted stock unit award immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio. F8 · derivative.exercise_date: The RSUs vest in three equal annual installments, commencing January 1, 2022. Read SEC document |
| December 31, 2023 Filed Jan 3, 2024 23:55 UTC |
ERGEN CHARLES WDirector · Chairman · 10% owner
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 4,385,962 | Not disclosed Strike: $78.98 | Not disclosed |
DisclosureSEC source: 0001104659-24-000997 · tm2333986-3_4seq1.xml · derivative · entry 7 ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,385,962 Underlying: Class A Common Stock · 4,385,962 shares Expires 2031-02-06 F5 · price: Received in exchange for an employee stock option to acquire shares of DISH Class A Common Stock in connection with the Merger. At the Effective Time, each stock option held by the reporting person was converted into an Issuer stock option on substantially the same terms and conditions, with respect to a number of shares of Issuer Class A Common Stock equal to (i) the number of shares of DISH Class A Common Stock subject to the corresponding DISH stock option immediately prior to the Effective Time, multiplied by the Exchange Ratio, at an exercise price equal to the exercise price of the corresponding DISH stock option immediately prior to the Effective Time divided by the Exchange Ratio. F6 · derivative.exercise_date: The grant is subject to the achievement of performance vesting goals based on specified stock targets. For additional information, please refer to DISH's Quarterly Report on Form 10-Q for the quarter ended September 30, 2020 filed with the Securities and Exchange Commission on November 6, 2020. As a result of the Merger, the DISH Class A Common Stock price targets will be adjusted by dividing such price targets by the Exchange Ratio. Read SEC document |
| December 31, 2023 Filed Jan 3, 2024 23:55 UTC |
ERGEN CHARLES WDirector · Chairman · 10% owner
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 21,052 | Not disclosed Strike: $165.11 | Not disclosed |
DisclosureSEC source: 0001104659-24-000997 · tm2333986-3_4seq1.xml · derivative · entry 6 ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,052 Underlying: Class A Common Stock · 21,052 shares Expires 2027-01-01 F5 · price: Received in exchange for an employee stock option to acquire shares of DISH Class A Common Stock in connection with the Merger. At the Effective Time, each stock option held by the reporting person was converted into an Issuer stock option on substantially the same terms and conditions, with respect to a number of shares of Issuer Class A Common Stock equal to (i) the number of shares of DISH Class A Common Stock subject to the corresponding DISH stock option immediately prior to the Effective Time, multiplied by the Exchange Ratio, at an exercise price equal to the exercise price of the corresponding DISH stock option immediately prior to the Effective Time divided by the Exchange Ratio. F4 · derivative.exercise_date: The grant was subject to achievement of certain performance criteria prior to December 31, 2020 and will vest based on achievement of such criteria. The performance criteria are not tied to the market price of the Issuer's securities. Read SEC document |
| December 31, 2023 Filed Jan 3, 2024 23:55 UTC |
ERGEN CHARLES WDirector · Chairman · 10% owner
|
GrantClass B Common Stock · Derivative | 50,732 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-24-000997 · tm2333986-3_4seq1.xml · derivative · entry 5 ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,664 Underlying: Class A Common Stock · 50,732 shares Expires not disclosed F2 · derivative.exercise_price: The holder of the Class B shares may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration. F3 · price: Received in exchange for shares of Class B Common Stock, par value $0.01 per share of DISH ("DISH Class B Common Stock") in connection with the Merger. At the Effective Time, each outstanding share of DISH Class B Common Stock was converted into the right to receive a number of shares of Issuer Class B Common Stock equal to the Exchange Ratio. F2 · derivative.exercise_date: The holder of the Class B shares may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration. F2 · derivative.expiration_date: The holder of the Class B shares may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration. Read SEC document |
| December 31, 2023 Filed Jan 3, 2024 23:55 UTC |
ERGEN CHARLES WDirector · Chairman · 10% owner
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GrantClass A Common Stock | 7,575 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-24-000997 · tm2333986-3_4seq1.xml · nonDerivative · entry 2 ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By 401(k) Disclosed balance after: 11,280 F1 · price: Received in exchange for shares of Class A Common Stock, par value $.01 par value per share ("DISH Class A Common Stock"), of DISH Network Corporation, a Nevada corporation ("DISH") in connection with the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, DISH and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of the Issuer ("Merger Sub"). Pursuant to the Merger Agreement, on December 31, 2023, Merger Sub merged with and into DISH with DISH surviving the merger as a wholly owned subsidiary of the Issuer (the "Merger"). At the effective time of the Merger (the "Effective Time"), each outstanding share of DISH Class A Common Stock was converted into the right to receive a number of Issuer Class A Common Stock equal to 0.350877 (the "Exchange Ratio"). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.