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Nasdaq · USD

ECHO

EchoStar CORP

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3188
SEC CIK
0001415404
Parsed reports
316

Last 12 months

Inside the activity.

1 purchase rows · 40 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202511
Dec 2025025
Jan 202600
Feb 202600
Mar 202605
Apr 202600
May 202600
Jun 202605
Jul 202600
Aug 202604
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 01, 2024 Filed Apr 3, 2024 21:54 UTC
Gaske PaulCOO, HUGHES
Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative 28,102 $0.00 Strike: $25.21 $0.00
Disclosure

SEC source: 0001415889-24-010131 · form4-04032024_090441.xml · derivative · entry 1

Gaske Paul · CIK 0001353340 · COO, HUGHES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 28,102 shares

Expires 2032-04-01

F1 · kind: The transactions reported herein reflect the exchange of "underwater" options to acquire shares of the Issuer's Class A Common Stock pursuant to the terms and conditions set forth in the Issuer's Offer to Exchange Eligible Stock Options dated March 4, 2024, which expired on April 1, 2024 (the "Exchange"). Effective April 1, 2024, the Issuer cancelled the options the Reporting Person elected to exchange and granted to the Reporting Person new options with, among other new terms, a new exercise price, a different vesting schedule and in certain cases a different number of options, for options that are not subject to achievement of certain performance criteria. The new exercise price is $14.04, which is the closing price of the Issuer's Class A Common Stock on April 1, 2024.

F2 · derivative.exercise_date: The option vests as to 8,000 shares on each of April 1, 2023 and April 1, 2024, and thereafter in three equal annual installments beginning on April 1, 2025.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 21:52 UTC
Manson DeanCHIEF LEGAL OFFICER
GrantEmployee Stock Option (Right to Buy) · Derivative 56,000 $0.00 Strike: $14.04 $0.00
Disclosure

SEC source: 0001415889-24-010127 · form4-04032024_090451.xml · derivative · entry 6

Manson Dean · CIK 0001353333 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,000

Underlying: Class A Common Stock · 56,000 shares

Expires 2034-04-01

F1 · kind: The transactions reported herein reflect the exchange of "underwater" options to acquire shares of the Issuer's Class A Common Stock pursuant to the terms and conditions set forth in the Issuer's Offer to Exchange Eligible Stock Options dated March 4, 2024, which expired on April 1, 2024 (the "Exchange"). Effective April 1, 2024, the Issuer cancelled the options the Reporting Person elected to exchange and granted to the Reporting Person new options with, among other new terms, a new exercise price, a different vesting schedule and in certain cases a different number of options, for options that are not subject to achievement of certain performance criteria. The new exercise price is $14.04, which is the closing price of the Issuer's Class A Common Stock on April 1, 2024.

F7 · derivative.exercise_date: The shares underlying these options vest 25% per year on each of April 1, 2025, April 1, 2026, April 1, 2027 and April 1, 2028.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 21:52 UTC
Manson DeanCHIEF LEGAL OFFICER
GrantEmployee Stock Option (Right to Buy) · Derivative 132,331 $0.00 Strike: $14.04 $0.00
Disclosure

SEC source: 0001415889-24-010127 · form4-04032024_090451.xml · derivative · entry 5

Manson Dean · CIK 0001353333 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,331

Underlying: Class A Common Stock · 132,331 shares

Expires 2034-04-01

F1 · kind: The transactions reported herein reflect the exchange of "underwater" options to acquire shares of the Issuer's Class A Common Stock pursuant to the terms and conditions set forth in the Issuer's Offer to Exchange Eligible Stock Options dated March 4, 2024, which expired on April 1, 2024 (the "Exchange"). Effective April 1, 2024, the Issuer cancelled the options the Reporting Person elected to exchange and granted to the Reporting Person new options with, among other new terms, a new exercise price, a different vesting schedule and in certain cases a different number of options, for options that are not subject to achievement of certain performance criteria. The new exercise price is $14.04, which is the closing price of the Issuer's Class A Common Stock on April 1, 2024.

F6 · derivative.exercise_date: 40% of the shares underlying these options vested immediately upon the grant date. The remaining 60% of the shares underlying these options vest 30% per year on each of April 1, 2025 and April 1, 2026.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 21:52 UTC
Manson DeanCHIEF LEGAL OFFICER
Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $25.21 $0.00
Disclosure

SEC source: 0001415889-24-010127 · form4-04032024_090451.xml · derivative · entry 4

Manson Dean · CIK 0001353333 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 100,000 shares

Expires 2032-04-01

F1 · kind: The transactions reported herein reflect the exchange of "underwater" options to acquire shares of the Issuer's Class A Common Stock pursuant to the terms and conditions set forth in the Issuer's Offer to Exchange Eligible Stock Options dated March 4, 2024, which expired on April 1, 2024 (the "Exchange"). Effective April 1, 2024, the Issuer cancelled the options the Reporting Person elected to exchange and granted to the Reporting Person new options with, among other new terms, a new exercise price, a different vesting schedule and in certain cases a different number of options, for options that are not subject to achievement of certain performance criteria. The new exercise price is $14.04, which is the closing price of the Issuer's Class A Common Stock on April 1, 2024.

F5 · derivative.exercise_date: The shares underlying the option vest at the rate of 20% per year, commencing on April 1, 2023.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 21:52 UTC
Manson DeanCHIEF LEGAL OFFICER
Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $38.89 $0.00
Disclosure

SEC source: 0001415889-24-010127 · form4-04032024_090451.xml · derivative · entry 3

Manson Dean · CIK 0001353333 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 100,000 shares

Expires 2029-10-01

F1 · kind: The transactions reported herein reflect the exchange of "underwater" options to acquire shares of the Issuer's Class A Common Stock pursuant to the terms and conditions set forth in the Issuer's Offer to Exchange Eligible Stock Options dated March 4, 2024, which expired on April 1, 2024 (the "Exchange"). Effective April 1, 2024, the Issuer cancelled the options the Reporting Person elected to exchange and granted to the Reporting Person new options with, among other new terms, a new exercise price, a different vesting schedule and in certain cases a different number of options, for options that are not subject to achievement of certain performance criteria. The new exercise price is $14.04, which is the closing price of the Issuer's Class A Common Stock on April 1, 2024.

F4 · derivative.exercise_date: The shares underlying the option vest at the rate of 20% per year, commencing on October 1, 2020.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 21:52 UTC
Manson DeanCHIEF LEGAL OFFICER
Disposition to issuerClass A Common Stock (Right to Buy) · Derivative 11,506 $0.00 Strike: $38.19 $0.00
Disclosure

SEC source: 0001415889-24-010127 · form4-04032024_090451.xml · derivative · entry 2

Manson Dean · CIK 0001353333 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 11,506 shares

Expires 2026-04-01

F1 · kind: The transactions reported herein reflect the exchange of "underwater" options to acquire shares of the Issuer's Class A Common Stock pursuant to the terms and conditions set forth in the Issuer's Offer to Exchange Eligible Stock Options dated March 4, 2024, which expired on April 1, 2024 (the "Exchange"). Effective April 1, 2024, the Issuer cancelled the options the Reporting Person elected to exchange and granted to the Reporting Person new options with, among other new terms, a new exercise price, a different vesting schedule and in certain cases a different number of options, for options that are not subject to achievement of certain performance criteria. The new exercise price is $14.04, which is the closing price of the Issuer's Class A Common Stock on April 1, 2024.

F3 · derivative.exercise_date: The shares underlying the option vest at the rate of 20% per year, commencing on April 1, 2017.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 21:52 UTC
Manson DeanCHIEF LEGAL OFFICER
Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative 57,537 $0.00 Strike: $44.99 $0.00
Disclosure

SEC source: 0001415889-24-010127 · form4-04032024_090451.xml · derivative · entry 1

Manson Dean · CIK 0001353333 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 57,537 shares

Expires 2025-04-01

F1 · kind: The transactions reported herein reflect the exchange of "underwater" options to acquire shares of the Issuer's Class A Common Stock pursuant to the terms and conditions set forth in the Issuer's Offer to Exchange Eligible Stock Options dated March 4, 2024, which expired on April 1, 2024 (the "Exchange"). Effective April 1, 2024, the Issuer cancelled the options the Reporting Person elected to exchange and granted to the Reporting Person new options with, among other new terms, a new exercise price, a different vesting schedule and in certain cases a different number of options, for options that are not subject to achievement of certain performance criteria. The new exercise price is $14.04, which is the closing price of the Issuer's Class A Common Stock on April 1, 2024.

F2 · derivative.exercise_date: The shares underlying the option vest at the rate of 20% per year, commencing on April 1, 2016.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 21:48 UTC
Akhavan HamidPRESIDENT AND CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 81,667 $0.00 Strike: $14.04 $0.00
Disclosure

SEC source: 0001415889-24-010116 · form4-04032024_090439.xml · derivative · entry 3

Akhavan Hamid · CIK 0001295252 · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,667

Underlying: Class A Common Stock · 81,667 shares

Expires 2034-04-01

F1 · kind: The transactions reported herein reflect the exchange of "underwater" options to acquire shares of the Issuer's Class A Common Stock pursuant to the terms and conditions set forth in the Issuer's Offer to Exchange Eligible Stock Options dated March 4, 2024, which expired on April 1, 2024 (the "Exchange"). Effective April 1, 2024, the Issuer cancelled the options the Reporting Person elected to exchange and granted to the Reporting Person new options with, among other new terms, a new exercise price, a different vesting schedule and in certain cases a different number of options, for options that are not subject to achievement of certain performance criteria. The new exercise price is $14.04, which is the closing price of the Issuer's Class A Common Stock on April 1, 2024.

F4 · derivative.exercise_date: The shares underlying these options vest 25% per year on each of April 1, 2025, April 1, 2026, April 1, 2027 and April 1, 2028.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 21:48 UTC
Akhavan HamidPRESIDENT AND CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 408,333 $0.00 Strike: $14.04 $0.00
Disclosure

SEC source: 0001415889-24-010116 · form4-04032024_090439.xml · derivative · entry 2

Akhavan Hamid · CIK 0001295252 · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 408,333

Underlying: Class A Common Stock · 408,333 shares

Expires 2034-04-01

F1 · kind: The transactions reported herein reflect the exchange of "underwater" options to acquire shares of the Issuer's Class A Common Stock pursuant to the terms and conditions set forth in the Issuer's Offer to Exchange Eligible Stock Options dated March 4, 2024, which expired on April 1, 2024 (the "Exchange"). Effective April 1, 2024, the Issuer cancelled the options the Reporting Person elected to exchange and granted to the Reporting Person new options with, among other new terms, a new exercise price, a different vesting schedule and in certain cases a different number of options, for options that are not subject to achievement of certain performance criteria. The new exercise price is $14.04, which is the closing price of the Issuer's Class A Common Stock on April 1, 2024.

F3 · derivative.exercise_date: 40% of the shares underlying these options vested immediately upon the grant date. The remaining 60% of the shares underlying these options vest 30% per year on each of April 1, 2025 and April 1, 2026.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 21:48 UTC
Akhavan HamidPRESIDENT AND CEO
Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative 700,000 $0.00 Strike: $25.21 $0.00
Disclosure

SEC source: 0001415889-24-010116 · form4-04032024_090439.xml · derivative · entry 1

Akhavan Hamid · CIK 0001295252 · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 700,000 shares

Expires 2032-04-01

F1 · kind: The transactions reported herein reflect the exchange of "underwater" options to acquire shares of the Issuer's Class A Common Stock pursuant to the terms and conditions set forth in the Issuer's Offer to Exchange Eligible Stock Options dated March 4, 2024, which expired on April 1, 2024 (the "Exchange"). Effective April 1, 2024, the Issuer cancelled the options the Reporting Person elected to exchange and granted to the Reporting Person new options with, among other new terms, a new exercise price, a different vesting schedule and in certain cases a different number of options, for options that are not subject to achievement of certain performance criteria. The new exercise price is $14.04, which is the closing price of the Issuer's Class A Common Stock on April 1, 2024.

F2 · derivative.exercise_date: The option vests in three equal annual installments beginning on December 31, 2024.

Read SEC document
March 08, 2024 Filed Mar 12, 2024 18:00 UTC PurchaseClass A Common Stock 110,000 $13.48 $1,482,800.00
Disclosure

SEC source: 0001415889-24-007697 · form4-03122024_060301.xml · nonDerivative · entry 1

DEFRANCO JAMES · CIK 0001090537 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 306,951

F1 · price: Based on a weighted average purchase price. The shares reported in this transaction were purchased at prices ranging from $13.41 to $13.54. Information regarding the number of shares purchased at each separate price will be made available upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer.

Read SEC document
March 07, 2024 Filed Mar 8, 2024 21:30 UTC PurchaseClass A Common Stock 20,000 $13.44 $268,800.00
Disclosure

SEC source: 0001415889-24-007467 · form4-03082024_090301.xml · nonDerivative · entry 2

DEFRANCO JAMES · CIK 0001090537 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 196,951

F2 · price: Based on a weighted average purchase price. The shares reported in this transaction were purchased at prices ranging from $13.42 to $13.46. Information regarding the number of shares purchased at each separate price will be made available upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer.

Read SEC document
March 06, 2024 Filed Mar 8, 2024 21:30 UTC PurchaseClass A Common Stock 70,000 $13.14 $919,800.00
Disclosure

SEC source: 0001415889-24-007467 · form4-03082024_090301.xml · nonDerivative · entry 1

DEFRANCO JAMES · CIK 0001090537 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 176,951

F1 · price: Based on a weighted average purchase price. The shares reported in this transaction were purchased at prices ranging from $13.12 to $13.16. Information regarding the number of shares purchased at each separate price will be made available upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 23:55 UTC
ERGEN CHARLES WDirector · Chairman · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 413 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-000997 · tm2333986-3_4seq1.xml · derivative · entry 9

ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 413 shares

Expires 2024-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Issuer Class A Common Stock, which will be issued to the reporting person immediately upon vesting.

F8 · derivative.exercise_date: The RSUs vest in three equal annual installments, commencing January 1, 2022.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 23:55 UTC
ERGEN CHARLES WDirector · Chairman · 10% owner
Tax withholdingClass A Common Stock 142 $16.57 $2,352.94
Disclosure

SEC source: 0001104659-24-000997 · tm2333986-3_4seq1.xml · nonDerivative · entry 4

ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,230,257

F11 · kind: Represents shares withheld to cover certain tax obligations in connection with the vested restricted stock units listed in Table II.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 23:55 UTC
ERGEN CHARLES WDirector · Chairman · 10% owner
Exercise / conversionClass A Common Stock 413 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-000997 · tm2333986-3_4seq1.xml · nonDerivative · entry 3

ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,230,399

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Issuer Class A Common Stock, which will be issued to the reporting person immediately upon vesting.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 19:30 UTC Exercise / conversionRestricted Stock Units · Derivative 55 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-001018 · tm2333986-26_4seq1.xml · derivative · entry 13

DEFRANCO JAMES · CIK 0001090537 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 55 shares

Expires 2024-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Issuer Class A Common Stock, which will be issued to the reporting person immediately upon vesting.

F12 · derivative.exercise_date: The RSUs vest in three equal annual installments, commencing upon January 1, 2022.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 19:30 UTC Tax withholdingClass A Common Stock 18 $16.57 $298.26
Disclosure

SEC source: 0001104659-24-001018 · tm2333986-26_4seq1.xml · nonDerivative · entry 9

DEFRANCO JAMES · CIK 0001090537 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,951

F14 · kind: Represents shares withheld to cover certain tax obligations in connection with vested Restricted Stock Units Listed in Table II.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 19:30 UTC Exercise / conversionClass A Common Stock 55 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-001018 · tm2333986-26_4seq1.xml · nonDerivative · entry 8

DEFRANCO JAMES · CIK 0001090537 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,969

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Issuer Class A Common Stock, which will be issued to the reporting person immediately upon vesting.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 23:57 UTC
ERGEN CANTEYDirector · 10% owner · Senior Advisor
Exercise / conversionRestricted Stock Units · Derivative 16 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-000999 · tm2333986-8_4seq1.xml · derivative · entry 10

ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · Senior Advisor

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 16 shares

Expires 2024-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Issuer Class A Common Stock, which will be issued to the reporting person immediately upon vesting.

F5 · derivative.exercise_date: The RSUs vest in three equal annual installments, commencing January 1, 2022.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 23:57 UTC
ERGEN CANTEYDirector · 10% owner · Senior Advisor
Tax withholdingClass A Common Stock 6 $16.57 $99.42
Disclosure

SEC source: 0001104659-24-000999 · tm2333986-8_4seq1.xml · nonDerivative · entry 4

ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · Senior Advisor

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 213

F7 · kind: Represents shares withheld to cover certain tax obligations in connection with the vested restricted stock units listed in Table II.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 23:57 UTC
ERGEN CANTEYDirector · 10% owner · Senior Advisor
Exercise / conversionClass A Common Stock 16 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-000999 · tm2333986-8_4seq1.xml · nonDerivative · entry 3

ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · Senior Advisor

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 219

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Issuer Class A Common Stock, which will be issued to the reporting person immediately upon vesting.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 19:04 UTC
Swieringa JohnPresident, Technology and COO
GrantRestricted Stock Units · Derivative 70,175 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-001006 · tm2333986-13_4seq1.xml · derivative · entry 17

Swieringa John · CIK 0001661534 · President, Technology and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,175

Underlying: Class A Common Stock · 70,175 shares

Expires 2029-01-01

F8 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer, which will be issued to the Reporting Person immediately upon vesting.

F8 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer, which will be issued to the Reporting Person immediately upon vesting.

F14 · derivative.exercise_date: The RSUs vest 20% per year beginning upon January 1, 2025.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 19:04 UTC
Swieringa JohnPresident, Technology and COO
GrantEmployee Stock Option (Right to Buy) · Derivative 175,439 $0.00 Strike: $16.57 $0.00
Disclosure

SEC source: 0001104659-24-001006 · tm2333986-13_4seq1.xml · derivative · entry 16

Swieringa John · CIK 0001661534 · President, Technology and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,439

Underlying: Class A Common Stock · 175,439 shares

Expires 2034-01-01

F13 · derivative.exercise_date: The shares underlying these options vest 20% per year on each of January 1, 2025, January 1, 2026, January 1, 2027, January 1, 2028 and January 1, 2029.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 19:04 UTC
Swieringa JohnPresident, Technology and COO
Exercise / conversionRestricted Stock Units · Derivative 7,017 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-001006 · tm2333986-13_4seq1.xml · derivative · entry 15

Swieringa John · CIK 0001661534 · President, Technology and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,053

Underlying: Class A Common Stock · 7,017 shares

Expires 2024-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer, which will be issued to the Reporting Person immediately upon vesting.

F11 · derivative.exercise_date: The RSUs vest in three equal annual installments, commencing upon January 1, 2022.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 19:04 UTC
Swieringa JohnPresident, Technology and COO
Exercise / conversionRestricted Stock Units · Derivative 258 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-001006 · tm2333986-13_4seq1.xml · derivative · entry 14

Swieringa John · CIK 0001661534 · President, Technology and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 258 shares

Expires 2024-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer, which will be issued to the Reporting Person immediately upon vesting.

F11 · derivative.exercise_date: The RSUs vest in three equal annual installments, commencing upon January 1, 2022.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 19:04 UTC
Swieringa JohnPresident, Technology and COO
Tax withholdingClass A Common Stock 2,406 $16.57 $39,867.42
Disclosure

SEC source: 0001104659-24-001006 · tm2333986-13_4seq1.xml · nonDerivative · entry 6

Swieringa John · CIK 0001661534 · President, Technology and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,328

F12 · kind: Represents shares withheld to cover certain tax obligations in connection with vested Restricted Stock Units listed in Table II.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 19:04 UTC
Swieringa JohnPresident, Technology and COO
Tax withholdingClass A Common Stock 89 $16.57 $1,474.73
Disclosure

SEC source: 0001104659-24-001006 · tm2333986-13_4seq1.xml · nonDerivative · entry 5

Swieringa John · CIK 0001661534 · President, Technology and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,734

F12 · kind: Represents shares withheld to cover certain tax obligations in connection with vested Restricted Stock Units listed in Table II.

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January 01, 2024 Filed Jan 3, 2024 19:04 UTC
Swieringa JohnPresident, Technology and COO
Exercise / conversionClass A Common Stock 7,017 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-001006 · tm2333986-13_4seq1.xml · nonDerivative · entry 4

Swieringa John · CIK 0001661534 · President, Technology and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,823

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer, which will be issued to the Reporting Person immediately upon vesting.

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January 01, 2024 Filed Jan 3, 2024 19:04 UTC
Swieringa JohnPresident, Technology and COO
Exercise / conversionClass A Common Stock 258 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-001006 · tm2333986-13_4seq1.xml · nonDerivative · entry 3

Swieringa John · CIK 0001661534 · President, Technology and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,806

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer, which will be issued to the Reporting Person immediately upon vesting.

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January 01, 2024 Filed Jan 4, 2024 00:08 UTC
Ortolf Tom ADirector
GrantEmployee Stock Option (Right to Buy) · Derivative 1,403 $0.00 Strike: $16.57 $0.00
Disclosure

SEC source: 0001104659-24-001015 · tm2333986-10_4seq1.xml · derivative · entry 9

Ortolf Tom A · CIK 0001327225 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Reporting Person's child

Disclosed balance after: 1,403

Underlying: Class A Common Stock · 1,403 shares

Expires 2034-01-01

F5 · derivative.exercise_date: The shares underlying the option vest at a rate of 20% per year from the date of grant.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares, except to the extent of their pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

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January 01, 2024 Filed Jan 4, 2024 00:06 UTC
ORBAN PAUL WEVP and CFO, DISH
Exercise / conversionRestricted Stock Units · Derivative 189 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-001013 · tm2333986-9_4seq1.xml · derivative · entry 11

ORBAN PAUL W · CIK 0001197815 · EVP and CFO, DISH

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 189 shares

Expires 2024-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer, which will be issued to the Reporting Person immediately upon vesting.

F9 · derivative.exercise_date: The RSUs vest in three equal annual installments, commencing upon January 1, 2022. Pursuant to the Merger Agreement, at the Effective Time, each RSU held by the Reporting Person was converted into a corresponding award with respect to Issuer Class A Common Stock.

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January 01, 2024 Filed Jan 4, 2024 00:06 UTC
ORBAN PAUL WEVP and CFO, DISH
Tax withholdingClass A Common Stock 65 $16.57 $1,077.05
Disclosure

SEC source: 0001104659-24-001013 · tm2333986-9_4seq1.xml · nonDerivative · entry 4

ORBAN PAUL W · CIK 0001197815 · EVP and CFO, DISH

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,177

F11 · kind: Represents shares withheld to cover certain tax obligations in connection with the vested Restricted Stock Units listed in Table II.

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January 01, 2024 Filed Jan 4, 2024 00:06 UTC
ORBAN PAUL WEVP and CFO, DISH
Exercise / conversionClass A Common Stock 189 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-001013 · tm2333986-9_4seq1.xml · nonDerivative · entry 3

ORBAN PAUL W · CIK 0001197815 · EVP and CFO, DISH

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,242

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer, which will be issued to the Reporting Person immediately upon vesting.

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January 01, 2024 Filed Jan 3, 2024 23:50 UTC
Akhavan HamidDirector · CEO and President
GrantRestricted Stock Units · Derivative 263,158 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-000990 · tm2333986-2_4seq1.xml · derivative · entry 8

Akhavan Hamid · CIK 0001295252 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 263,158

Underlying: Class A Common Stock · 263,158 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into Class A Common Stock on a one-for-one basis.

F6 · derivative.exercise_date: The restricted stock units vest on December 31, 2024.

F6 · derivative.expiration_date: The restricted stock units vest on December 31, 2024.

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December 31, 2023 Filed Jan 3, 2024 23:58 UTC
ERGEN CHARLES WDirector · Chairman · 10% owner
ERGEN CANTEYDirector · 10% owner · Senior Advisor
GrantClass B Common Stock · Derivative 22,382,661 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-001000 · tm2333986-7_4seq1.xml · derivative · entry 8

ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner

ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · Senior Advisor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · I

Disclosed balance after: 35,190,866

Underlying: Class A Common Stock · 22,382,661 shares

Expires not disclosed

F6 · derivative.exercise_price: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F7 · price: Received in exchange for shares of DISH Class B Common Stock in connection with the Merger. At the Effective Time, each outstanding share of DISH Class B Common Stock was converted into the right to receive a number of shares of Issuer Class B Common Stock equal to the Exchange Ratio.

F6 · derivative.exercise_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F6 · derivative.expiration_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F4 · ownership.nature: These shares are held by Telluray Holdings, LLC ("Telluray"). Mrs. Ergen has sole voting power over the shares held by Telluray and Mr. Ergen and Mrs. Ergen share dispositive power over the shares held by Telluray. The reporting persons disclaim beneficial ownership of the shares, except to the extent of their pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:58 UTC
ERGEN CHARLES WDirector · Chairman · 10% owner
ERGEN CANTEYDirector · 10% owner · Senior Advisor
GrantClass B Common Stock · Derivative 19,999,989 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-001000 · tm2333986-7_4seq1.xml · derivative · entry 7

ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner

ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · Senior Advisor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · I

Disclosed balance after: 28,799,989

Underlying: Class A Common Stock · 19,999,989 shares

Expires not disclosed

F6 · derivative.exercise_price: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F7 · price: Received in exchange for shares of DISH Class B Common Stock in connection with the Merger. At the Effective Time, each outstanding share of DISH Class B Common Stock was converted into the right to receive a number of shares of Issuer Class B Common Stock equal to the Exchange Ratio.

F6 · derivative.exercise_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F6 · derivative.expiration_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F9 · ownership.nature: On December 22, 2023, Mr. Ergen established the Ergen Two-Year December 2023 SATS GRAT (the "2023 December GRAT") and contributed a total of 8,800,000 Issuer Class B shares and 57,000,000 shares of DISH Class B Common Stock to such trust. In connection with the Merger, such DISH shares converted into the right to receive 19,999,989 shares of Issuer Class B Common Stock. The 2023 December GRAT is scheduled to expire in accordance with its terms on December 22, 2025. Mrs. Cantey M. Ergen serves as the trustee of the 2023 December GRAT.

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December 31, 2023 Filed Jan 3, 2024 23:58 UTC
ERGEN CHARLES WDirector · Chairman · 10% owner
ERGEN CANTEYDirector · 10% owner · Senior Advisor
GrantClass B Common Stock · Derivative 31,403,491 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-001000 · tm2333986-7_4seq1.xml · derivative · entry 6

ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner

ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · Senior Advisor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · I

Disclosed balance after: 31,403,491

Underlying: Class A Common Stock · 31,403,491 shares

Expires not disclosed

F6 · derivative.exercise_price: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F7 · price: Received in exchange for shares of DISH Class B Common Stock in connection with the Merger. At the Effective Time, each outstanding share of DISH Class B Common Stock was converted into the right to receive a number of shares of Issuer Class B Common Stock equal to the Exchange Ratio.

F6 · derivative.exercise_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F6 · derivative.expiration_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F8 · ownership.nature: On June 26, 2023, Mr. Ergen established the Ergen Two-Year June 2023 DISH GRAT (the "2023 June DISH GRAT") and contributed a total of 89,500,000 shares of DISH Class B Common Stock to such trust. In connection with the Merger, such shares converted into the right to receive 31,403,491 shares of Issuer Class B Common Stock. The 2023 June DISH GRAT is scheduled to expire in accordance with its terms on June 26, 2025. Mrs. Cantey M. Ergen serves as the trustee of the 2023 June DISH GRAT.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:58 UTC
ERGEN CHARLES WDirector · Chairman · 10% owner
ERGEN CANTEYDirector · 10% owner · Senior Advisor
GrantClass B Common Stock · Derivative 9,824,556 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-001000 · tm2333986-7_4seq1.xml · derivative · entry 5

ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner

ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · Senior Advisor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · I

Disclosed balance after: 9,824,556

Underlying: Class A Common Stock · 9,824,556 shares

Expires not disclosed

F6 · derivative.exercise_price: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F7 · price: Received in exchange for shares of DISH Class B Common Stock in connection with the Merger. At the Effective Time, each outstanding share of DISH Class B Common Stock was converted into the right to receive a number of shares of Issuer Class B Common Stock equal to the Exchange Ratio.

F6 · derivative.exercise_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F6 · derivative.expiration_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F5 · ownership.nature: On May 12, 2023, Mr. Charles W. Ergen established the Ergen Two-Year May 2023 DISH GRAT (the "2023 May DISH GRAT") and contributed a total of 26,000,000 shares of DISH Class A Common Stock and 28,000,000 shares of Class B Common Stock, par value $0.01 per share of DISH ("DISH Class B Common Stock") to such trust. In connection with the Merger, such shares converted into the right to receive 9,122,802 shares of Issuer Class A Common Stock and 9,824,556 shares of Issuer Class B Common Stock, respectively. The 2023 May DISH GRAT is scheduled to expire in accordance with its terms on May 12, 2025. Mrs. Cantey M. Ergen serves as the trustee of the 2023 May DISH GRAT.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:58 UTC
ERGEN CHARLES WDirector · Chairman · 10% owner
ERGEN CANTEYDirector · 10% owner · Senior Advisor
GrantClass A Common Stock 9,122,802 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-001000 · tm2333986-7_4seq1.xml · nonDerivative · entry 4

ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner

ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · Senior Advisor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · I

Disclosed balance after: 9,122,802

F1 · price: Received in exchange for shares of Class A Common Stock, par value $.01 par value per share ("DISH Class A Common Stock"), of DISH Network Corporation, a Nevada corporation ("DISH") in connection with the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, DISH and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of the Issuer ("Merger Sub"). Pursuant to the Merger Agreement, on December 31, 2023, Merger Sub merged with and into DISH with DISH surviving the merger as a wholly owned subsidiary of the Issuer (the "Merger"). At the effective time of the Merger (the "Effective Time"), each outstanding share of DISH Class A Common Stock was converted into the right to receive a number of Issuer Class A Common Stock equal to 0.350877 (the "Exchange Ratio").

F5 · ownership.nature: On May 12, 2023, Mr. Charles W. Ergen established the Ergen Two-Year May 2023 DISH GRAT (the "2023 May DISH GRAT") and contributed a total of 26,000,000 shares of DISH Class A Common Stock and 28,000,000 shares of Class B Common Stock, par value $0.01 per share of DISH ("DISH Class B Common Stock") to such trust. In connection with the Merger, such shares converted into the right to receive 9,122,802 shares of Issuer Class A Common Stock and 9,824,556 shares of Issuer Class B Common Stock, respectively. The 2023 May DISH GRAT is scheduled to expire in accordance with its terms on May 12, 2025. Mrs. Cantey M. Ergen serves as the trustee of the 2023 May DISH GRAT.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:58 UTC
ERGEN CHARLES WDirector · Chairman · 10% owner
ERGEN CANTEYDirector · 10% owner · Senior Advisor
GrantClass A Common Stock 2,350,696 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-001000 · tm2333986-7_4seq1.xml · nonDerivative · entry 3

ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner

ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · Senior Advisor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · I

Disclosed balance after: 2,350,696

F1 · price: Received in exchange for shares of Class A Common Stock, par value $.01 par value per share ("DISH Class A Common Stock"), of DISH Network Corporation, a Nevada corporation ("DISH") in connection with the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, DISH and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of the Issuer ("Merger Sub"). Pursuant to the Merger Agreement, on December 31, 2023, Merger Sub merged with and into DISH with DISH surviving the merger as a wholly owned subsidiary of the Issuer (the "Merger"). At the effective time of the Merger (the "Effective Time"), each outstanding share of DISH Class A Common Stock was converted into the right to receive a number of Issuer Class A Common Stock equal to 0.350877 (the "Exchange Ratio").

F4 · ownership.nature: These shares are held by Telluray Holdings, LLC ("Telluray"). Mrs. Ergen has sole voting power over the shares held by Telluray and Mr. Ergen and Mrs. Ergen share dispositive power over the shares held by Telluray. The reporting persons disclaim beneficial ownership of the shares, except to the extent of their pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:58 UTC
ERGEN CHARLES WDirector · Chairman · 10% owner
ERGEN CANTEYDirector · 10% owner · Senior Advisor
GrantClass A Common Stock 761,043 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-001000 · tm2333986-7_4seq1.xml · nonDerivative · entry 2

ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner

ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · Senior Advisor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Charitable Foundation

Disclosed balance after: 766,443

F1 · price: Received in exchange for shares of Class A Common Stock, par value $.01 par value per share ("DISH Class A Common Stock"), of DISH Network Corporation, a Nevada corporation ("DISH") in connection with the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, DISH and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of the Issuer ("Merger Sub"). Pursuant to the Merger Agreement, on December 31, 2023, Merger Sub merged with and into DISH with DISH surviving the merger as a wholly owned subsidiary of the Issuer (the "Merger"). At the effective time of the Merger (the "Effective Time"), each outstanding share of DISH Class A Common Stock was converted into the right to receive a number of Issuer Class A Common Stock equal to 0.350877 (the "Exchange Ratio").

F3 · ownership.nature: These shares are held by a charitable foundation. The reporting persons are officers of the charitable foundation and share voting and dispositive power for the foundation. The reporting persons disclaim beneficial ownership of the shares, except to the extent of their pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:58 UTC
ERGEN CHARLES WDirector · Chairman · 10% owner
ERGEN CANTEYDirector · 10% owner · Senior Advisor
GrantClass A Common Stock 3,844 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-001000 · tm2333986-7_4seq1.xml · nonDerivative · entry 1

ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner

ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · Senior Advisor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By child

Disclosed balance after: 9,966

F1 · price: Received in exchange for shares of Class A Common Stock, par value $.01 par value per share ("DISH Class A Common Stock"), of DISH Network Corporation, a Nevada corporation ("DISH") in connection with the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, DISH and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of the Issuer ("Merger Sub"). Pursuant to the Merger Agreement, on December 31, 2023, Merger Sub merged with and into DISH with DISH surviving the merger as a wholly owned subsidiary of the Issuer (the "Merger"). At the effective time of the Merger (the "Effective Time"), each outstanding share of DISH Class A Common Stock was converted into the right to receive a number of Issuer Class A Common Stock equal to 0.350877 (the "Exchange Ratio").

F2 · ownership.nature: The reporting persons disclaim beneficial ownership of these shares, except to the extent of their pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:55 UTC
ERGEN CHARLES WDirector · Chairman · 10% owner
GrantEmployee Stock Option (Right to Buy) · Derivative 17,543 Not disclosed Strike: $100.95 Not disclosed
Disclosure

SEC source: 0001104659-24-000997 · tm2333986-3_4seq1.xml · derivative · entry 11

ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,543

Underlying: Class A Common Stock · 17,543 shares

Expires 2028-10-01

F5 · price: Received in exchange for an employee stock option to acquire shares of DISH Class A Common Stock in connection with the Merger. At the Effective Time, each stock option held by the reporting person was converted into an Issuer stock option on substantially the same terms and conditions, with respect to a number of shares of Issuer Class A Common Stock equal to (i) the number of shares of DISH Class A Common Stock subject to the corresponding DISH stock option immediately prior to the Effective Time, multiplied by the Exchange Ratio, at an exercise price equal to the exercise price of the corresponding DISH stock option immediately prior to the Effective Time divided by the Exchange Ratio.

F12 · derivative.exercise_date: The shares underlying the options vest at the rate of 20% per year, commencing October 1, 2019.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:55 UTC
ERGEN CHARLES WDirector · Chairman · 10% owner
GrantEmployee Stock Option (Right to Buy) · Derivative 35,087 Not disclosed Strike: $100.95 Not disclosed
Disclosure

SEC source: 0001104659-24-000997 · tm2333986-3_4seq1.xml · derivative · entry 10

ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,087

Underlying: Class A Common Stock · 35,087 shares

Expires 2028-10-01

F5 · price: Received in exchange for an employee stock option to acquire shares of DISH Class A Common Stock in connection with the Merger. At the Effective Time, each stock option held by the reporting person was converted into an Issuer stock option on substantially the same terms and conditions, with respect to a number of shares of Issuer Class A Common Stock equal to (i) the number of shares of DISH Class A Common Stock subject to the corresponding DISH stock option immediately prior to the Effective Time, multiplied by the Exchange Ratio, at an exercise price equal to the exercise price of the corresponding DISH stock option immediately prior to the Effective Time divided by the Exchange Ratio.

F10 · derivative.exercise_date: The grant is subject to achievement of certain performance criteria prior to December 31, 2023 and will vest based on achievement of such criteria. The performance criteria are not tied to the market price of the Issuer's securities.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:55 UTC
ERGEN CHARLES WDirector · Chairman · 10% owner
GrantRestricted Stock Units · Derivative 413 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-000997 · tm2333986-3_4seq1.xml · derivative · entry 8

ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 413

Underlying: Class A Common Stock · 413 shares

Expires 2024-01-01

F7 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Issuer Class A Common Stock, which will be issued to the reporting person immediately upon vesting.

F9 · price: Received in exchange for restricted stock units representing a contingent right to receive DISH Class A Common Stock in connection with the Merger. At the Effective Time, each restricted stock unit held by the reporting person was converted into an Issuer RSU on substantially the same terms and conditions, with respect to a number of shares of Issuer Class A Common Stock equal to (i) the number of shares of DISH Class A Common Stock subject to the corresponding DISH restricted stock unit award immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio.

F8 · derivative.exercise_date: The RSUs vest in three equal annual installments, commencing January 1, 2022.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:55 UTC
ERGEN CHARLES WDirector · Chairman · 10% owner
GrantEmployee Stock Option (Right to Buy) · Derivative 4,385,962 Not disclosed Strike: $78.98 Not disclosed
Disclosure

SEC source: 0001104659-24-000997 · tm2333986-3_4seq1.xml · derivative · entry 7

ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,385,962

Underlying: Class A Common Stock · 4,385,962 shares

Expires 2031-02-06

F5 · price: Received in exchange for an employee stock option to acquire shares of DISH Class A Common Stock in connection with the Merger. At the Effective Time, each stock option held by the reporting person was converted into an Issuer stock option on substantially the same terms and conditions, with respect to a number of shares of Issuer Class A Common Stock equal to (i) the number of shares of DISH Class A Common Stock subject to the corresponding DISH stock option immediately prior to the Effective Time, multiplied by the Exchange Ratio, at an exercise price equal to the exercise price of the corresponding DISH stock option immediately prior to the Effective Time divided by the Exchange Ratio.

F6 · derivative.exercise_date: The grant is subject to the achievement of performance vesting goals based on specified stock targets. For additional information, please refer to DISH's Quarterly Report on Form 10-Q for the quarter ended September 30, 2020 filed with the Securities and Exchange Commission on November 6, 2020. As a result of the Merger, the DISH Class A Common Stock price targets will be adjusted by dividing such price targets by the Exchange Ratio.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:55 UTC
ERGEN CHARLES WDirector · Chairman · 10% owner
GrantEmployee Stock Option (Right to Buy) · Derivative 21,052 Not disclosed Strike: $165.11 Not disclosed
Disclosure

SEC source: 0001104659-24-000997 · tm2333986-3_4seq1.xml · derivative · entry 6

ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,052

Underlying: Class A Common Stock · 21,052 shares

Expires 2027-01-01

F5 · price: Received in exchange for an employee stock option to acquire shares of DISH Class A Common Stock in connection with the Merger. At the Effective Time, each stock option held by the reporting person was converted into an Issuer stock option on substantially the same terms and conditions, with respect to a number of shares of Issuer Class A Common Stock equal to (i) the number of shares of DISH Class A Common Stock subject to the corresponding DISH stock option immediately prior to the Effective Time, multiplied by the Exchange Ratio, at an exercise price equal to the exercise price of the corresponding DISH stock option immediately prior to the Effective Time divided by the Exchange Ratio.

F4 · derivative.exercise_date: The grant was subject to achievement of certain performance criteria prior to December 31, 2020 and will vest based on achievement of such criteria. The performance criteria are not tied to the market price of the Issuer's securities.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:55 UTC
ERGEN CHARLES WDirector · Chairman · 10% owner
GrantClass B Common Stock · Derivative 50,732 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-000997 · tm2333986-3_4seq1.xml · derivative · entry 5

ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,664

Underlying: Class A Common Stock · 50,732 shares

Expires not disclosed

F2 · derivative.exercise_price: The holder of the Class B shares may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration.

F3 · price: Received in exchange for shares of Class B Common Stock, par value $0.01 per share of DISH ("DISH Class B Common Stock") in connection with the Merger. At the Effective Time, each outstanding share of DISH Class B Common Stock was converted into the right to receive a number of shares of Issuer Class B Common Stock equal to the Exchange Ratio.

F2 · derivative.exercise_date: The holder of the Class B shares may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration.

F2 · derivative.expiration_date: The holder of the Class B shares may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration.

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December 31, 2023 Filed Jan 3, 2024 23:55 UTC
ERGEN CHARLES WDirector · Chairman · 10% owner
GrantClass A Common Stock 7,575 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-000997 · tm2333986-3_4seq1.xml · nonDerivative · entry 2

ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By 401(k)

Disclosed balance after: 11,280

F1 · price: Received in exchange for shares of Class A Common Stock, par value $.01 par value per share ("DISH Class A Common Stock"), of DISH Network Corporation, a Nevada corporation ("DISH") in connection with the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, DISH and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of the Issuer ("Merger Sub"). Pursuant to the Merger Agreement, on December 31, 2023, Merger Sub merged with and into DISH with DISH surviving the merger as a wholly owned subsidiary of the Issuer (the "Merger"). At the effective time of the Merger (the "Effective Time"), each outstanding share of DISH Class A Common Stock was converted into the right to receive a number of Issuer Class A Common Stock equal to 0.350877 (the "Exchange Ratio").

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.