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Nasdaq · USD

ECHO

EchoStar CORP

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3188
SEC CIK
0001415404
Parsed reports
316

Last 12 months

Inside the activity.

1 purchase rows · 40 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202511
Dec 2025025
Jan 202600
Feb 202600
Mar 202605
Apr 202600
May 202600
Jun 202605
Jul 202600
Aug 202604
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 12, 2019 Filed Nov 13, 2019 16:04 UTC
DUGAN MICHAEL TDirector · CEO and President
SaleClass A Common Stock 22,348 $41.53 $928,112.44
Disclosure

SEC source: 0001090536-19-000010 · wf-form4_157367903487124.xml · nonDerivative · entry 4

DUGAN MICHAEL T · CIK 0001090536 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,279

F2 · price: The price reported is the weighted average price. The shares reported in this transaction were sold at prices ranging between $41.50 and $41.63. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the indicated range.

Read SEC document
November 12, 2019 Filed Nov 13, 2019 16:04 UTC
DUGAN MICHAEL TDirector · CEO and President
Exercise / conversionClass A Common Stock 22,348 $17.51 $391,313.48
Disclosure

SEC source: 0001090536-19-000010 · wf-form4_157367903487124.xml · nonDerivative · entry 3

DUGAN MICHAEL T · CIK 0001090536 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,627

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2019 Filed Nov 13, 2019 16:04 UTC
DUGAN MICHAEL TDirector · CEO and President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 48,641 $0.00 Strike: $17.51 $0.00
Disclosure

SEC source: 0001090536-19-000010 · wf-form4_157367903487124.xml · derivative · entry 6

DUGAN MICHAEL T · CIK 0001090536 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,293

Underlying: Class A Common Stock · 48,641 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · date: This option was previously reported as an option for 110,306 shares of Class A common stock at an exercise price of $20.14 per share, but was adjusted to reflect the spin-off of the Issuer's broadcast satellite services business and certain related assets and business operations that occurred on September 10, 2019. As a result of the spin-off, the option also entitled the reporting person to receive, upon exercise, 16,628 shares of Class A common stock for no additional consideration.

F3 · shares: This option was previously reported as an option for 110,306 shares of Class A common stock at an exercise price of $20.14 per share, but was adjusted to reflect the spin-off of the Issuer's broadcast satellite services business and certain related assets and business operations that occurred on September 10, 2019. As a result of the spin-off, the option also entitled the reporting person to receive, upon exercise, 16,628 shares of Class A common stock for no additional consideration.

F4 · derivative.exercise_date: The shares underlying the option vest at the rate of one-third per year, commencing on December 31, 2010.

F3 · derivative.underlying_shares: This option was previously reported as an option for 110,306 shares of Class A common stock at an exercise price of $20.14 per share, but was adjusted to reflect the spin-off of the Issuer's broadcast satellite services business and certain related assets and business operations that occurred on September 10, 2019. As a result of the spin-off, the option also entitled the reporting person to receive, upon exercise, 16,628 shares of Class A common stock for no additional consideration.

Read SEC document
November 11, 2019 Filed Nov 13, 2019 16:04 UTC
DUGAN MICHAEL TDirector · CEO and President
SaleClass A Common Stock 31,508 $41.61 $1,311,047.88
Disclosure

SEC source: 0001090536-19-000010 · wf-form4_157367903487124.xml · nonDerivative · entry 2

DUGAN MICHAEL T · CIK 0001090536 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,279

F1 · price: The price reported is the weighted average price. The shares reported in this transaction were sold at prices ranging between $41.50 and $41.89. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the indicated range.

Read SEC document
November 11, 2019 Filed Nov 13, 2019 16:04 UTC
DUGAN MICHAEL TDirector · CEO and President
Exercise / conversionClass A Common Stock 48,641 $17.51 $851,703.91
Disclosure

SEC source: 0001090536-19-000010 · wf-form4_157367903487124.xml · nonDerivative · entry 1

DUGAN MICHAEL T · CIK 0001090536 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,787

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 16:30 UTC
DUGAN MICHAEL TDirector · CEO and President
GrantEmployee Stock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $38.89 $0.00
Disclosure

SEC source: 0001090536-19-000008 · wf-form4_157013462196011.xml · derivative · entry 1

DUGAN MICHAEL T · CIK 0001090536 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Class A Common Stock · 100,000 shares

Expires 2029-10-01

F1 · derivative.exercise_date: The shares underlying the option vest at the rate of 20% per year, commencing on October 1, 2020.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 20:33 UTC
RAYNER DAVIDEVP, CFO, COO & Treasurer
GrantEmployee Stock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $38.89 $0.00
Disclosure

SEC source: 0001184607-19-000001 · wf-form4_157013476347377.xml · derivative · entry 1

RAYNER DAVID · CIK 0001184607 · EVP, CFO, COO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Class A Common Stock · 100,000 shares

Expires 2029-10-01

F1 · derivative.exercise_date: The shares underlying the option vest at the rate of 20% per year, commencing on October 1, 2020.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 20:37 UTC
KAUL PRADMAN PDirector · President-Hughes Comm. Inc
GrantEmployee Stock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $38.89 $0.00
Disclosure

SEC source: 0001234890-19-000001 · wf-form4_157013505326600.xml · derivative · entry 1

KAUL PRADMAN P · CIK 0001234890 · Director · President-Hughes Comm. Inc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Class A Common Stock · 100,000 shares

Expires 2029-10-01

F1 · derivative.exercise_date: The shares underlying the option vest at the rate of 20% per year, commencing on October 1, 2020.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 20:36 UTC
Manson DeanEVP, Gen. Counsel & Secretary
GrantEmployee Stock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $38.89 $0.00
Disclosure

SEC source: 0001353333-19-000001 · wf-form4_157013496941432.xml · derivative · entry 1

Manson Dean · CIK 0001353333 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Class A Common Stock · 100,000 shares

Expires 2029-10-01

F1 · derivative.exercise_date: The shares underlying the option vest at the rate of 20% per year, commencing on October 1, 2020.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 20:34 UTC
Johnson Anders NCSO & President - ESS
GrantEmployee Stock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $38.89 $0.00
Disclosure

SEC source: 0001524852-19-000001 · wf-form4_157013486773142.xml · derivative · entry 1

Johnson Anders N · CIK 0001524852 · CSO & President - ESS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Class A Common Stock · 100,000 shares

Expires 2029-10-01

F1 · derivative.exercise_date: The shares underlying the option vest at the rate of 20% per year, commencing on October 1, 2020.

Read SEC document
August 15, 2019 Filed Aug 16, 2019 16:05 UTC
DUGAN MICHAEL TDirector · CEO and President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $20.14 $0.00
Disclosure

SEC source: 0001090536-19-000006 · wf-form4_156598592014271.xml · derivative · entry 7

DUGAN MICHAEL T · CIK 0001090536 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,306

Underlying: Class A Common Stock · 50,000 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares underlying the option vested at the rate of one-third per year, commencing on December 31, 2010.

Read SEC document
August 15, 2019 Filed Aug 16, 2019 16:05 UTC
DUGAN MICHAEL TDirector · CEO and President
SaleClass A Common Stock 50,000 $38.70 $1,935,000.00
Disclosure

SEC source: 0001090536-19-000006 · wf-form4_156598592014271.xml · nonDerivative · entry 4

DUGAN MICHAEL T · CIK 0001090536 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,146

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 25, 2019, as amended.

F3 · price: The price reported is the weighted average price. The shares reported in this transaction were sold at prices ranging between $38.44 and $38.96. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the indicated range.

Read SEC document
August 15, 2019 Filed Aug 16, 2019 16:05 UTC
DUGAN MICHAEL TDirector · CEO and President
Exercise / conversionClass A Common Stock 50,000 $20.14 $1,007,000.00
Disclosure

SEC source: 0001090536-19-000006 · wf-form4_156598592014271.xml · nonDerivative · entry 3

DUGAN MICHAEL T · CIK 0001090536 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,146

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 14, 2019 Filed Aug 16, 2019 16:05 UTC
DUGAN MICHAEL TDirector · CEO and President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $20.14 $0.00
Disclosure

SEC source: 0001090536-19-000006 · wf-form4_156598592014271.xml · derivative · entry 6

DUGAN MICHAEL T · CIK 0001090536 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,306

Underlying: Class A Common Stock · 50,000 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares underlying the option vested at the rate of one-third per year, commencing on December 31, 2010.

Read SEC document
August 14, 2019 Filed Aug 16, 2019 16:05 UTC
DUGAN MICHAEL TDirector · CEO and President
SaleClass A Common Stock 50,000 $39.43 $1,971,500.00
Disclosure

SEC source: 0001090536-19-000006 · wf-form4_156598592014271.xml · nonDerivative · entry 2

DUGAN MICHAEL T · CIK 0001090536 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,146

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 25, 2019, as amended.

F2 · price: The price reported is the weighted average price. The shares reported in this transaction were sold at prices ranging between $38.95 and $40.56. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the indicated range.

Read SEC document
August 14, 2019 Filed Aug 16, 2019 16:05 UTC
DUGAN MICHAEL TDirector · CEO and President
Exercise / conversionClass A Common Stock 50,000 $20.14 $1,007,000.00
Disclosure

SEC source: 0001090536-19-000006 · wf-form4_156598592014271.xml · nonDerivative · entry 1

DUGAN MICHAEL T · CIK 0001090536 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,146

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 20:15 UTC GrantNon-Employee Director Stock Option · Derivative 5,000 $0.00 Strike: $44.54 $0.00
Disclosure

SEC source: 0001183517-19-000005 · wf-form4_156218491433983.xml · derivative · entry 1

TARR JEFFREY R · CIK 0001183517 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Class A Common Shares · 5,000 shares

Expires 2024-07-01

F1 · derivative.exercise_date: The shares underlying the option were 100% vested upon the date of grant.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 20:13 UTC GrantNon-Employee Director Stock Option · Derivative 5,000 $0.00 Strike: $44.54 $0.00
Disclosure

SEC source: 0001697157-19-000001 · wf-form4_156218476578744.xml · derivative · entry 1

Wade William David · CIK 0001697157 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Class A Common Shares · 5,000 shares

Expires 2024-07-01

F1 · derivative.exercise_date: The shares underlying the option were 100% vested upon the date of grant.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 20:11 UTC GrantNon-Employee Director Stock Option · Derivative 5,000 $0.00 Strike: $44.54 $0.00
Disclosure

SEC source: 0001270319-19-000001 · wf-form4_156218465739838.xml · derivative · entry 1

SCHROEDER C MIKE · CIK 0001270319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Class A Common Stock · 5,000 shares

Expires 2024-07-01

F1 · derivative.exercise_date: The shares underlying the option were 100% vested upon the date of grant.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 20:10 UTC GrantNon-Employee Director Stock Option · Derivative 5,000 $0.00 Strike: $44.54 $0.00
Disclosure

SEC source: 0001404430-19-000001 · wf-form4_156218459434718.xml · derivative · entry 1

Dodge R Stanton · CIK 0001404430 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Class A Common Stock · 5,000 shares

Expires 2024-07-01

F1 · derivative.exercise_date: The shares underlying the option were 100% vested upon the date of grant.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 20:08 UTC GrantNon-Employee Director Stock Option · Derivative 5,000 $0.00 Strike: $44.54 $0.00
Disclosure

SEC source: 0001524438-19-000001 · wf-form4_156218451399441.xml · derivative · entry 1

Federico Anthony M · CIK 0001524438 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Class A Common Stock · 5,000 shares

Expires 2024-07-01

F1 · derivative.exercise_date: The shares underlying the option were 100% vested upon the date of grant.

Read SEC document
May 31, 2019 Filed Jun 3, 2019 16:22 UTC
DUGAN MICHAEL TDirector · CEO and President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $20.14 $0.00
Disclosure

SEC source: 0001090536-19-000004 · wf-form4_155959333714339.xml · derivative · entry 7

DUGAN MICHAEL T · CIK 0001090536 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,306

Underlying: Class A Common Stock · 50,000 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The shares underlying the option vest at the rate of one-third per year, commencing on December 31, 2010.

Read SEC document
May 31, 2019 Filed Jun 3, 2019 16:22 UTC
DUGAN MICHAEL TDirector · CEO and President
SaleClass A Common Stock 50,000 $42.72 $2,136,000.00
Disclosure

SEC source: 0001090536-19-000004 · wf-form4_155959333714339.xml · nonDerivative · entry 4

DUGAN MICHAEL T · CIK 0001090536 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,146

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 25, 2019.

F3 · price: The price reported is the weighted average price. The shares reported in this transaction were sold at prices ranging between $42.18 and $42.95. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the indicated range.

Read SEC document
May 31, 2019 Filed Jun 3, 2019 16:22 UTC
DUGAN MICHAEL TDirector · CEO and President
Exercise / conversionClass A Common Stock 50,000 $20.14 $1,007,000.00
Disclosure

SEC source: 0001090536-19-000004 · wf-form4_155959333714339.xml · nonDerivative · entry 3

DUGAN MICHAEL T · CIK 0001090536 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,146

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 30, 2019 Filed Jun 3, 2019 20:39 UTC
ERGEN CHARLES WDirector · Chairman · 10% owner
ERGEN CANTEY10% owner
GiftClass B Common Stock · Derivative 5,000,000 $0.00 $0.00
Disclosure

SEC source: 0000904548-19-000018 · wf-form4_155959433625139.xml · derivative · entry 12

ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner

ERGEN CANTEY · CIK 0001138538 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · I

Disclosed balance after: 5,000,000

Underlying: Class A Common Stock · 5,000,000 shares

Expires not disclosed

F4 · derivative.exercise_price: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F7 · kind: On May 30, 2019, Mr. Ergen established the Ergen Two-Year 2019 SATS GRAT II (the "2019 GRAT II") and contributed a total of 5,000,000 Class B shares to such trust. The 2019 GRAT II is scheduled to expire in accordance with its terms on May 30, 2021. Mrs. Cantey M. Ergen serves as the trustee of such GRAT.

F4 · derivative.exercise_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F4 · derivative.expiration_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F7 · ownership.nature: On May 30, 2019, Mr. Ergen established the Ergen Two-Year 2019 SATS GRAT II (the "2019 GRAT II") and contributed a total of 5,000,000 Class B shares to such trust. The 2019 GRAT II is scheduled to expire in accordance with its terms on May 30, 2021. Mrs. Cantey M. Ergen serves as the trustee of such GRAT.

Read SEC document
May 30, 2019 Filed Jun 3, 2019 20:39 UTC
ERGEN CHARLES WDirector · Chairman · 10% owner
ERGEN CANTEY10% owner
GiftClass B Common Stock · Derivative 5,000,000 $0.00 $0.00
Disclosure

SEC source: 0000904548-19-000018 · wf-form4_155959433625139.xml · derivative · entry 11

ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner

ERGEN CANTEY · CIK 0001138538 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,002,921

Underlying: Class A Common Stock · 5,000,000 shares

Expires not disclosed

F4 · derivative.exercise_price: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F7 · kind: On May 30, 2019, Mr. Ergen established the Ergen Two-Year 2019 SATS GRAT II (the "2019 GRAT II") and contributed a total of 5,000,000 Class B shares to such trust. The 2019 GRAT II is scheduled to expire in accordance with its terms on May 30, 2021. Mrs. Cantey M. Ergen serves as the trustee of such GRAT.

F4 · derivative.exercise_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F4 · derivative.expiration_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

Read SEC document
May 30, 2019 Filed Jun 3, 2019 20:39 UTC
ERGEN CHARLES WDirector · Chairman · 10% owner
ERGEN CANTEY10% owner
OtherClass B Common Stock · Derivative 1,480,477 $0.00 $0.00
Disclosure

SEC source: 0000904548-19-000018 · wf-form4_155959433625139.xml · derivative · entry 10

ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner

ERGEN CANTEY · CIK 0001138538 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,002,921

Underlying: Class A Common Stock · 1,480,477 shares

Expires not disclosed

F4 · derivative.exercise_price: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F6 · kind: On May 30, 2019, Mr. Ergen acquired beneficial ownership of 1,480,477 Class B shares held by a trust established for estate planning purposes by Mr. Ergen for the benefit of his family, when Mr. Ergen exercised his right, as grantor of such trust, to substitute other property of equivalent value in exchange for the Class B shares.

F4 · derivative.exercise_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F4 · derivative.expiration_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

Read SEC document
May 30, 2019 Filed Jun 3, 2019 20:39 UTC
ERGEN CHARLES WDirector · Chairman · 10% owner
ERGEN CANTEY10% owner
GiftClass B Common Stock · Derivative 3,626,472 $0.00 $0.00
Disclosure

SEC source: 0000904548-19-000018 · wf-form4_155959433625139.xml · derivative · entry 9

ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner

ERGEN CANTEY · CIK 0001138538 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,522,444

Underlying: Class A Common Stock · 3,626,472 shares

Expires not disclosed

F4 · derivative.exercise_price: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F5 · kind: Pursuant to the terms of the Ergen Three-Year 2017 SATS GRAT (the "2017 May GRAT"), 3,626,472 Class B shares were distributed to Mr. Ergen as an annuity payment on May 30, 2019, with the 2017 May GRAT retaining 1,264,486 Class B shares. The 2017 May GRAT is scheduled to expire in accordance with its terms on May 30, 2020. Mrs. Cantey M. Ergen serves as the trustee of such GRAT.

F4 · derivative.exercise_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F4 · derivative.expiration_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

Read SEC document
May 30, 2019 Filed Jun 3, 2019 20:39 UTC
ERGEN CHARLES WDirector · Chairman · 10% owner
ERGEN CANTEY10% owner
GiftClass B Common Stock · Derivative 3,626,472 $0.00 $0.00
Disclosure

SEC source: 0000904548-19-000018 · wf-form4_155959433625139.xml · derivative · entry 8

ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner

ERGEN CANTEY · CIK 0001138538 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · I

Disclosed balance after: 1,264,486

Underlying: Class A Common Stock · 3,626,472 shares

Expires not disclosed

F4 · derivative.exercise_price: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F5 · kind: Pursuant to the terms of the Ergen Three-Year 2017 SATS GRAT (the "2017 May GRAT"), 3,626,472 Class B shares were distributed to Mr. Ergen as an annuity payment on May 30, 2019, with the 2017 May GRAT retaining 1,264,486 Class B shares. The 2017 May GRAT is scheduled to expire in accordance with its terms on May 30, 2020. Mrs. Cantey M. Ergen serves as the trustee of such GRAT.

F4 · derivative.exercise_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F4 · derivative.expiration_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F5 · ownership.nature: Pursuant to the terms of the Ergen Three-Year 2017 SATS GRAT (the "2017 May GRAT"), 3,626,472 Class B shares were distributed to Mr. Ergen as an annuity payment on May 30, 2019, with the 2017 May GRAT retaining 1,264,486 Class B shares. The 2017 May GRAT is scheduled to expire in accordance with its terms on May 30, 2020. Mrs. Cantey M. Ergen serves as the trustee of such GRAT.

Read SEC document
May 30, 2019 Filed Jun 3, 2019 16:22 UTC
DUGAN MICHAEL TDirector · CEO and President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $20.14 $0.00
Disclosure

SEC source: 0001090536-19-000004 · wf-form4_155959333714339.xml · derivative · entry 6

DUGAN MICHAEL T · CIK 0001090536 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,306

Underlying: Class A Common Stock · 50,000 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The shares underlying the option vest at the rate of one-third per year, commencing on December 31, 2010.

Read SEC document
May 30, 2019 Filed Jun 3, 2019 16:22 UTC
DUGAN MICHAEL TDirector · CEO and President
SaleClass A Common Stock 50,000 $42.89 $2,144,500.00
Disclosure

SEC source: 0001090536-19-000004 · wf-form4_155959333714339.xml · nonDerivative · entry 2

DUGAN MICHAEL T · CIK 0001090536 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,146

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 25, 2019.

F2 · price: The price reported is the weighted average price. The shares reported in this transaction were sold at prices ranging between $42.56 and $43.32. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the indicated range.

Read SEC document
May 30, 2019 Filed Jun 3, 2019 16:22 UTC
DUGAN MICHAEL TDirector · CEO and President
Exercise / conversionClass A Common Stock 50,000 $20.14 $1,007,000.00
Disclosure

SEC source: 0001090536-19-000004 · wf-form4_155959333714339.xml · nonDerivative · entry 1

DUGAN MICHAEL T · CIK 0001090536 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,146

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2019 Filed May 22, 2019 20:04 UTC
ERGEN CHARLES WDirector · Chairman · 10% owner
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 700,000 $0.00 Strike: $38.38 $0.00
Disclosure

SEC source: 0000904548-19-000014 · wf-form4_155855543687252.xml · derivative · entry 12

ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 700,000 shares

Expires 2023-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The shares underlying the option vest at the rate of 20% per year, commencing on April 1, 2014.

Read SEC document
May 21, 2019 Filed May 22, 2019 20:04 UTC
ERGEN CHARLES WDirector · Chairman · 10% owner
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 800,000 $0.00 Strike: $37.85 $0.00
Disclosure

SEC source: 0000904548-19-000014 · wf-form4_155855543687252.xml · derivative · entry 11

ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 800,000 shares

Expires 2021-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The shares underlying the option vest at the rate of 20% per year, commencing March 31, 2012.

Read SEC document
May 21, 2019 Filed May 22, 2019 20:04 UTC
ERGEN CHARLES WDirector · Chairman · 10% owner
Exercise / conversionClass A Common Stock 700,000 $38.38 $26,866,000.00
Disclosure

SEC source: 0000904548-19-000014 · wf-form4_155855543687252.xml · nonDerivative · entry 2

ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,200,678

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2019 Filed May 22, 2019 20:04 UTC
ERGEN CHARLES WDirector · Chairman · 10% owner
Exercise / conversionClass A Common Stock 800,000 $37.85 $30,280,000.00
Disclosure

SEC source: 0000904548-19-000014 · wf-form4_155855543687252.xml · nonDerivative · entry 1

ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500,678

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2019 Filed May 22, 2019 20:04 UTC
ERGEN CHARLES WDirector · Chairman · 10% owner
GiftClass B Common Stock · Derivative 5,000,000 $0.00 $0.00
Disclosure

SEC source: 0000904548-19-000014 · wf-form4_155855543687252.xml · derivative · entry 10

ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · I

Disclosed balance after: 5,000,000

Underlying: Class A Common Stock · 5,000,000 shares

Expires not disclosed

F4 · derivative.exercise_price: The holder of the shares of Class B stock may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F5 · kind: On May 20, 2019, Mr. Ergen established the Ergen Two-Year May 2019 SATS GRAT (the "2019 May GRAT") and contributed a total of 5,000,000 Class B shares to such trust. The 2019 May GRAT is scheduled to expire in accordance with its terms on May 20, 2021. Mrs. Cantey M. Ergen serves as the trustee of such GRAT.

F4 · derivative.exercise_date: The holder of the shares of Class B stock may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F4 · derivative.expiration_date: The holder of the shares of Class B stock may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F5 · ownership.nature: On May 20, 2019, Mr. Ergen established the Ergen Two-Year May 2019 SATS GRAT (the "2019 May GRAT") and contributed a total of 5,000,000 Class B shares to such trust. The 2019 May GRAT is scheduled to expire in accordance with its terms on May 20, 2021. Mrs. Cantey M. Ergen serves as the trustee of such GRAT.

Read SEC document
May 20, 2019 Filed May 22, 2019 20:04 UTC
ERGEN CHARLES WDirector · Chairman · 10% owner
GiftClass B Common Stock · Derivative 5,000,000 $0.00 $0.00
Disclosure

SEC source: 0000904548-19-000014 · wf-form4_155855543687252.xml · derivative · entry 9

ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 895,972

Underlying: Class A Common Stock · 5,000,000 shares

Expires not disclosed

F4 · derivative.exercise_price: The holder of the shares of Class B stock may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F5 · kind: On May 20, 2019, Mr. Ergen established the Ergen Two-Year May 2019 SATS GRAT (the "2019 May GRAT") and contributed a total of 5,000,000 Class B shares to such trust. The 2019 May GRAT is scheduled to expire in accordance with its terms on May 20, 2021. Mrs. Cantey M. Ergen serves as the trustee of such GRAT.

F4 · derivative.exercise_date: The holder of the shares of Class B stock may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F4 · derivative.expiration_date: The holder of the shares of Class B stock may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:20 UTC GrantNon-Employee Director Stock Option · Derivative 10,000 $0.00 Strike: $36.91 $0.00
Disclosure

SEC source: 0001183517-19-000004 · wf-form4_155432279154175.xml · derivative · entry 1

TARR JEFFREY R · CIK 0001183517 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Class A Common Shares · 10,000 shares

Expires 2024-04-01

F1 · derivative.exercise_date: The shares underlying the option were 100% vested upon the date of grant.

Read SEC document
March 18, 2019 Filed Mar 19, 2019 17:59 UTC
DUGAN MICHAEL TDirector · CEO and President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $20.14 $0.00
Disclosure

SEC source: 0001090536-19-000002 · wf-form4_155303277007640.xml · derivative · entry 7

DUGAN MICHAEL T · CIK 0001090536 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,306

Underlying: Class A Common Stock · 50,000 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The shares underlying the option vested at the rate of one-third per year, commencing on December 31, 2010.

Read SEC document
March 18, 2019 Filed Mar 19, 2019 17:59 UTC
DUGAN MICHAEL TDirector · CEO and President
SaleClass A Common Stock 50,000 $37.25 $1,862,500.00
Disclosure

SEC source: 0001090536-19-000002 · wf-form4_155303277007640.xml · nonDerivative · entry 4

DUGAN MICHAEL T · CIK 0001090536 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,146

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 25, 2019.

F3 · price: The price reported is the weighted average price. The shares reported in this transaction were sold at prices ranging between $37.00 and $37.48. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the indicated range.

Read SEC document
March 18, 2019 Filed Mar 19, 2019 17:59 UTC
DUGAN MICHAEL TDirector · CEO and President
Exercise / conversionClass A Common Stock 50,000 $20.14 $1,007,000.00
Disclosure

SEC source: 0001090536-19-000002 · wf-form4_155303277007640.xml · nonDerivative · entry 3

DUGAN MICHAEL T · CIK 0001090536 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,146

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 17:59 UTC
DUGAN MICHAEL TDirector · CEO and President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $20.14 $0.00
Disclosure

SEC source: 0001090536-19-000002 · wf-form4_155303277007640.xml · derivative · entry 6

DUGAN MICHAEL T · CIK 0001090536 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360,306

Underlying: Class A Common Stock · 50,000 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The shares underlying the option vested at the rate of one-third per year, commencing on December 31, 2010.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 17:59 UTC
DUGAN MICHAEL TDirector · CEO and President
SaleClass A Common Stock 50,000 $37.23 $1,861,500.00
Disclosure

SEC source: 0001090536-19-000002 · wf-form4_155303277007640.xml · nonDerivative · entry 2

DUGAN MICHAEL T · CIK 0001090536 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,146

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 25, 2019.

F2 · price: The price reported is the weighted average price. The shares reported in this transaction were sold at prices ranging between $37.07 and $37.41. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the indicated range.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 17:59 UTC
DUGAN MICHAEL TDirector · CEO and President
Exercise / conversionClass A Common Stock 50,000 $20.14 $1,007,000.00
Disclosure

SEC source: 0001090536-19-000002 · wf-form4_155303277007640.xml · nonDerivative · entry 1

DUGAN MICHAEL T · CIK 0001090536 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,146

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2018 Filed Dec 4, 2018 21:12 UTC
ERGEN CHARLES WDirector · Chairman · 10% owner
ERGEN CANTEY10% owner
GiftClass B Common Stock · Derivative 20,000,000 $0.00 $0.00
Disclosure

SEC source: 0000904548-18-000046 · wf-form4_154395795456892.xml · derivative · entry 12

ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner

ERGEN CANTEY · CIK 0001138538 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · I

Disclosed balance after: 20,000,000

Underlying: Class A Common Stock · 20,000,000 shares

Expires not disclosed

F4 · derivative.exercise_price: The holder of the shares of Class B stock may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F7 · kind: On November 30, 2018, Mr. Ergen established the Ergen Two-Year November 2018 SATS GRAT (the "2018 November GRAT") and contributed a total of 20,000,000 Class B shares to such trust. The 2018 November GRAT is scheduled to expire in accordance with its terms on November 30, 2020. Mrs. Cantey M. Ergen serves as the trustee of such GRAT.

F4 · derivative.exercise_date: The holder of the shares of Class B stock may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F4 · derivative.expiration_date: The holder of the shares of Class B stock may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F7 · ownership.nature: On November 30, 2018, Mr. Ergen established the Ergen Two-Year November 2018 SATS GRAT (the "2018 November GRAT") and contributed a total of 20,000,000 Class B shares to such trust. The 2018 November GRAT is scheduled to expire in accordance with its terms on November 30, 2020. Mrs. Cantey M. Ergen serves as the trustee of such GRAT.

Read SEC document
November 30, 2018 Filed Dec 4, 2018 21:12 UTC
ERGEN CHARLES WDirector · Chairman · 10% owner
ERGEN CANTEY10% owner
GiftClass B Common Stock · Derivative 20,000,000 $0.00 $0.00
Disclosure

SEC source: 0000904548-18-000046 · wf-form4_154395795456892.xml · derivative · entry 11

ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner

ERGEN CANTEY · CIK 0001138538 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,895,972

Underlying: Class A Common Stock · 20,000,000 shares

Expires not disclosed

F4 · derivative.exercise_price: The holder of the shares of Class B stock may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F7 · kind: On November 30, 2018, Mr. Ergen established the Ergen Two-Year November 2018 SATS GRAT (the "2018 November GRAT") and contributed a total of 20,000,000 Class B shares to such trust. The 2018 November GRAT is scheduled to expire in accordance with its terms on November 30, 2020. Mrs. Cantey M. Ergen serves as the trustee of such GRAT.

F4 · derivative.exercise_date: The holder of the shares of Class B stock may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F4 · derivative.expiration_date: The holder of the shares of Class B stock may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

Read SEC document
November 30, 2018 Filed Dec 4, 2018 21:12 UTC
ERGEN CHARLES WDirector · Chairman · 10% owner
ERGEN CANTEY10% owner
GiftClass B Common Stock · Derivative 5,388,573 $0.00 $0.00
Disclosure

SEC source: 0000904548-18-000046 · wf-form4_154395795456892.xml · derivative · entry 10

ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner

ERGEN CANTEY · CIK 0001138538 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,895,972

Underlying: Class A Common Stock · 5,388,573 shares

Expires not disclosed

F4 · derivative.exercise_price: The holder of the shares of Class B stock may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F6 · kind: Pursuant to the terms of the Ergen Two-Year 2017 SATS GRAT (the "2017 November GRAT"), 5,388,573 Class B shares were distributed as an annuity to Mr. Ergen on November 30, 2018, with the 2017 November GRAT retaining 2,611,427 Class B shares. The 2017 November GRAT is scheduled to expire in accordance with its terms on November 30, 2019. Mrs. Cantey M. Ergen serves as the trustee of such GRAT.

F4 · derivative.exercise_date: The holder of the shares of Class B stock may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F4 · derivative.expiration_date: The holder of the shares of Class B stock may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

Read SEC document
November 30, 2018 Filed Dec 4, 2018 21:12 UTC
ERGEN CHARLES WDirector · Chairman · 10% owner
ERGEN CANTEY10% owner
GiftClass B Common Stock · Derivative 5,388,573 $0.00 $0.00
Disclosure

SEC source: 0000904548-18-000046 · wf-form4_154395795456892.xml · derivative · entry 9

ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner

ERGEN CANTEY · CIK 0001138538 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · I

Disclosed balance after: 2,611,427

Underlying: Class A Common Stock · 5,388,573 shares

Expires not disclosed

F4 · derivative.exercise_price: The holder of the shares of Class B stock may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F6 · kind: Pursuant to the terms of the Ergen Two-Year 2017 SATS GRAT (the "2017 November GRAT"), 5,388,573 Class B shares were distributed as an annuity to Mr. Ergen on November 30, 2018, with the 2017 November GRAT retaining 2,611,427 Class B shares. The 2017 November GRAT is scheduled to expire in accordance with its terms on November 30, 2019. Mrs. Cantey M. Ergen serves as the trustee of such GRAT.

F4 · derivative.exercise_date: The holder of the shares of Class B stock may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F4 · derivative.expiration_date: The holder of the shares of Class B stock may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F6 · ownership.nature: Pursuant to the terms of the Ergen Two-Year 2017 SATS GRAT (the "2017 November GRAT"), 5,388,573 Class B shares were distributed as an annuity to Mr. Ergen on November 30, 2018, with the 2017 November GRAT retaining 2,611,427 Class B shares. The 2017 November GRAT is scheduled to expire in accordance with its terms on November 30, 2019. Mrs. Cantey M. Ergen serves as the trustee of such GRAT.

Read SEC document
November 30, 2018 Filed Dec 4, 2018 21:12 UTC
ERGEN CHARLES WDirector · Chairman · 10% owner
ERGEN CANTEY10% owner
GiftClass B Common Stock · Derivative 3,489,069 $0.00 $0.00
Disclosure

SEC source: 0000904548-18-000046 · wf-form4_154395795456892.xml · derivative · entry 8

ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner

ERGEN CANTEY · CIK 0001138538 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,507,399

Underlying: Class A Common Stock · 3,489,069 shares

Expires not disclosed

F4 · derivative.exercise_price: The holder of the shares of Class B stock may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F5 · kind: Pursuant to the terms of the Ergen Three-Year 2015 SATS GRAT (the "2015 GRAT"), 3,489,069 Class B shares were distributed to Mr. Ergen as an annuity payment on November 30, 2018 and the remaining 1,480,477 Class B shares were distributed to a trust established by Mr. Ergen for the benefit of his family. Following these distributions, the 2015 GRAT expired in accordance with its terms.

F4 · derivative.exercise_date: The holder of the shares of Class B stock may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F4 · derivative.expiration_date: The holder of the shares of Class B stock may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.