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EBS

Emergent BioSolutions Inc.

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5902
SEC CIK
0001367644
Parsed reports
449

Last 12 months

Inside the activity.

0 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202606
Jun 202600
Jul 202601
Aug 202600
Sep 202600
Oct 202602

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 06, 2018 Filed Jun 7, 2018 20:21 UTC SaleCommon Stock 7,342 $53.00 $389,126.00
Disclosure

SEC source: 0001140361-18-027686 · doc1.xml · nonDerivative · entry 1

Richard Ronald · CIK 0001380177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,963

Read SEC document
June 05, 2018 Filed Jun 7, 2018 16:27 UTC SaleCommon Stock 8,375 $52.16 $436,876.01
Disclosure

SEC source: 0001140361-18-027687 · doc1.xml · nonDerivative · entry 1

Hauer Jerome M · CIK 0001294935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,588

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.00 to $52.63, inclusive.

Read SEC document
June 05, 2018 Filed Jun 7, 2018 21:07 UTC
Abdun-Nabi DanielDirector · Chief Executive Officer
SaleCommon Stock 15,785 $52.11 $822,614.75
Disclosure

SEC source: 0001140361-18-027713 · doc1.xml · nonDerivative · entry 1

Abdun-Nabi Daniel · CIK 0001380187 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,343

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.83 to $52.66. inclusive.

Read SEC document
May 24, 2018 Filed May 24, 2018 20:34 UTC GrantCommon Stock 4,895 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-025519 · doc1.xml · nonDerivative · entry 1

Zoon Kathryn C · CIK 0001685720 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,638

F1 · security: Consists of restricted stock units granted under the Fourth Amended and Restated Emergent BioSolutions Inc. 2006 Stock Incentive Plan, as amended.

F2 · shares: These restricted stock units vest in three equal annual installments beginning on the earlier of (i) the day prior to the anniversary of the date of grant or (ii) one business day prior to date of the Company's next annual meeting; provided that the individual is serving on the Board on such date.

Read SEC document
May 24, 2018 Filed May 24, 2018 18:25 UTC
Bailey SueDirector
GrantCommon Stock 4,895 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-025558 · doc1.xml · nonDerivative · entry 1

Bailey Sue · CIK 0001403769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,972

F1 · security: Consists of restricted stock units granted under the Fourth Amended and Restated Emergent BioSolutions Inc. 2006 Stock Incentive Plan, as amended.

F2 · shares: These restricted stock units vest in three equal annual installments beginning on the earlier of (i) the day prior to the anniversary of the date of grant or (ii) one business day prior to date of the Company's next annual meeting; provided that the individual is serving on the Board on such date.

Read SEC document
May 24, 2018 Filed May 24, 2018 18:07 UTC GrantCommon Stock 4,895 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-025551 · doc1.xml · nonDerivative · entry 1

Hauer Jerome M · CIK 0001294935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,963

F1 · security: Consists of restricted stock units granted under the Fourth Amended and Restated Emergent BioSolutions Inc. 2006 Stock Incentive Plan, as amended.

F2 · shares: These restricted stock units vest in three equal annual installments beginning on the earlier of (i) the day prior to the anniversary of the date of grant or (ii) one business day prior to date of the Company's next annual meeting; provided that the individual is serving on the Board on such date.

Read SEC document
May 24, 2018 Filed May 24, 2018 18:30 UTC GrantCommon Stock 4,895 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-025562 · doc1.xml · nonDerivative · entry 1

JOULWAN GEORGE A · CIK 0001222197 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,272

F1 · security: Consists of restricted stock units granted under the Fourth Amended and Restated Emergent BioSolutions Inc. 2006 Stock Incentive Plan, as amended.

F2 · shares: These restricted stock units vest in three equal annual installments beginning on the earlier of (i) the day prior to the anniversary of the date of grant or (ii) one business day prior to date of the Company's next annual meeting; provided that the individual is serving on the Board on such date.

Read SEC document
May 24, 2018 Filed May 24, 2018 20:33 UTC GrantCommon Stock 4,895 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-025518 · doc1.xml · nonDerivative · entry 1

SULLIVAN LOUIS W · CIK 0001193522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,972

F1 · security: Consists of restricted stock units granted under the Fourth Amended and Restated Emergent BioSolutions Inc. 2006 Stock Incentive Plan, as amended.

F2 · shares: These restricted stock units vest in three equal annual installments beginning on the earlier of (i) the day prior to the anniversary of the date of grant or (ii) one business day prior to date of the Company's next annual meeting; provided that the individual is serving on the Board on such date.

F3 · balance_after: The amount of securities beneficially owned includes the correction of a mathematical error reported in a Form 4 filed on May 26, 2017.

Read SEC document
May 24, 2018 Filed May 24, 2018 22:29 UTC GrantCommon Stock 4,895 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-025560 · doc1.xml · nonDerivative · entry 1

Harsanyi Zsolt · CIK 0001380184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,972

F1 · security: Consists of restricted stock units granted under the Fourth Amended and Restated Emergent BioSolutions Inc. 2006 Stock Incentive Plan, as amended.

F2 · shares: These restricted stock units vest in three equal annual installments beginning on the earlier of (i) the day prior to the anniversary of the date of grant or (ii) one business day prior to date of the Company's next annual meeting; provided that the individual is serving on the Board on such date.

Read SEC document
May 24, 2018 Filed May 24, 2018 22:28 UTC GrantCommon Stock 4,895 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-025559 · doc1.xml · nonDerivative · entry 1

Richard Ronald · CIK 0001380177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,305

F1 · security: Consists of restricted stock units granted under the Fourth Amended and Restated Emergent BioSolutions Inc. 2006 Stock Incentive Plan, as amended.

F2 · shares: These restricted stock units vest in three equal annual installments beginning on the earlier of (i) the day prior to the anniversary of the date of grant or (ii) one business day prior to date of the Company's next annual meeting; provided that the individual is serving on the Board on such date.

Read SEC document
May 24, 2018 Filed May 29, 2018 20:16 UTC SaleCommon Stock 1,377 $51.15 $70,433.55
Disclosure

SEC source: 0001140361-18-025992 · doc1.xml · nonDerivative · entry 1

Zoon Kathryn C · CIK 0001685720 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,261

F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by Dr. Zoon.

Read SEC document
May 08, 2018 Filed May 10, 2018 16:39 UTC
Strei KatherineEVP, Chief HR Officer
Tax withholdingCommon Stock 237 $48.33 $11,454.21
Disclosure

SEC source: 0001140361-18-022813 · doc1.xml · nonDerivative · entry 1

Strei Katherine · CIK 0001709639 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,834

F1 · security: Consists of restricted stock units granted under the Amended and Restated Emergent BioSolutions Inc. 2006 Stock Incentive Plan, as amended.

Read SEC document
May 08, 2018 Filed May 10, 2018 21:56 UTC
LINDAHL RICHARD SEVP, Chief Financial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 19,963 $48.33 Strike: $48.33 $964,811.79
Disclosure

SEC source: 0001140361-18-022841 · doc1.xml · derivative · entry 4

LINDAHL RICHARD S · CIK 0001196632 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,963

Underlying: Common Stock · 19,963 shares

Expires 2025-05-07

F4 · derivative.exercise_date: Vests in three equal installments on May 7, 2019, May 7, 2020 and May 7, 2021.

Read SEC document
May 08, 2018 Filed May 10, 2018 21:56 UTC
LINDAHL RICHARD SEVP, Chief Financial Officer
GrantCommon Stock 4,991 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-022841 · doc1.xml · nonDerivative · entry 3

LINDAHL RICHARD S · CIK 0001196632 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,534

F3 · shares: Consists of performance stock units granted under the Amended and Restated 2006 Emergent BioSolutions Inc. Stock Incentive Plan, as amended. Each PSU represents a right to receive one share of common stock. The PSUs vest upon achievement with respect to net income as a percentage of total revenue for the 2020 fiscal year, each as determined in accordance with GAAP, as certified by the Compensation Committee following the performance period.

Read SEC document
May 08, 2018 Filed May 10, 2018 21:56 UTC
LINDAHL RICHARD SEVP, Chief Financial Officer
GrantCommon Stock 1,551 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-022841 · doc1.xml · nonDerivative · entry 2

LINDAHL RICHARD S · CIK 0001196632 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,543

F1 · security: Consists of restricted stock units granted under the Amended and Restated Emergent BioSolutions Inc. 2006 Stock Incentive Plan, as amended.

F2 · shares: These restricted stock units vest in three equal annual installments beginning on the day prior to the first anniversary of the date of grant, assuming continued service with the company. Each restricted stock unit represents the right of the Reporting Person to receive one share of common stock of Emergent BioSolutions Inc., subject to adjustment as provided in the grant agreement.

Read SEC document
May 08, 2018 Filed May 10, 2018 21:56 UTC
LINDAHL RICHARD SEVP, Chief Financial Officer
GrantCommon Stock 4,992 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-022841 · doc1.xml · nonDerivative · entry 1

LINDAHL RICHARD S · CIK 0001196632 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,992

F1 · security: Consists of restricted stock units granted under the Amended and Restated Emergent BioSolutions Inc. 2006 Stock Incentive Plan, as amended.

F2 · shares: These restricted stock units vest in three equal annual installments beginning on the day prior to the first anniversary of the date of grant, assuming continued service with the company. Each restricted stock unit represents the right of the Reporting Person to receive one share of common stock of Emergent BioSolutions Inc., subject to adjustment as provided in the grant agreement.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:37 UTC
Kramer RobertPresident and COO
GrantEmployee Stock Option · Derivative 2,586 $48.33 Strike: $48.33 $124,981.38
Disclosure

SEC source: 0001140361-18-022810 · doc1.xml · derivative · entry 4

Kramer Robert · CIK 0001380956 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,586

Underlying: Common Stock · 2,586 shares

Expires 2025-05-07

F5 · derivative.exercise_date: Vests on May 7, 2019; May 7, 2020 and May 7, 2021 in equal annual installments.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:37 UTC
Kramer RobertPresident and COO
GrantCommon Stock 646 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-022810 · doc1.xml · nonDerivative · entry 2

Kramer Robert · CIK 0001380956 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,172

F3 · shares: Consists of performance stock units granted under the Amended and Restated 2006 Emergent BioSolutions Inc. Stock Incentive Plan, as amended. Each PSU represents a right to receive one share of common stock. The PSUs vest upon achievement with respect to net income as a percentage of total revenue for the 2020 fiscal year, each as determined in accordance with GAAP, as certified by the Compensation Committee following the performance period.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:37 UTC
Kramer RobertPresident and COO
GrantCommon Stock 647 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-022810 · doc1.xml · nonDerivative · entry 1

Kramer Robert · CIK 0001380956 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,526

F1 · security: Consists of restricted stock units granted under the Amended and Restated Emergent BioSolutions Inc. 2006 Stock Incentive Plan, as amended.

F2 · shares: These restricted stock units vest in three equal annual installments beginning on the day prior to the first anniversary of the date of grant, assuming continued service with the company. Each restricted stock unit represents the right of the Reporting Person to receive one share of common stock of Emergent BioSolutions Inc., subject to adjustment as provided in the grant agreement.

Read SEC document
April 17, 2018 Filed Apr 19, 2018 20:49 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 7,893 $0.00 Strike: $13.37 $0.00
Disclosure

SEC source: 0001140361-18-019061 · doc1.xml · derivative · entry 3

Richard Ronald · CIK 0001380177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,893 shares

Expires 2019-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Consists of an option granted under the company's stock incentive plan as amended and restated.

F3 · derivative.exercise_date: The option grant is fully vested.

Read SEC document
April 17, 2018 Filed Apr 19, 2018 20:49 UTC SaleCommon Stock 7,893 $55.00 $434,115.00
Disclosure

SEC source: 0001140361-18-019061 · doc1.xml · nonDerivative · entry 2

Richard Ronald · CIK 0001380177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,410

F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Richard.

Read SEC document
April 17, 2018 Filed Apr 19, 2018 20:49 UTC Exercise / conversionCommon Stock 7,893 $13.37 $105,529.41
Disclosure

SEC source: 0001140361-18-019061 · doc1.xml · nonDerivative · entry 1

Richard Ronald · CIK 0001380177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,303

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Richard.

Read SEC document
March 12, 2018 Filed Mar 13, 2018 21:57 UTC
Havey AdamEVP, Business Operations
SaleCommon Stock 5,842 $52.82 $308,574.44
Disclosure

SEC source: 0001140361-18-013317 · doc1.xml · nonDerivative · entry 2

Havey Adam · CIK 0001514588 · EVP, Business Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,914

F2 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Havey.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.50 to $53.16, inclusive.

Read SEC document
March 09, 2018 Filed Mar 14, 2018 01:23 UTC
El-Hibri FuadDirector · Chairman · 10% owner
Exercise / conversionRestrictive Stock Units · Derivative 13,237 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-007329 · doc4.xml · derivative · entry 5

El-Hibri Fuad · CIK 0001380185 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,598

Underlying: Common Stock · 13,237 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On March 10, 2015, Mr. El-Hibri was granted 39,709 restricted stock units (after giving effect to the adjustment in connection with the Issuer's spin-off of Aptevo Therapeutics Inc.) vesting in three equal annual installments beginning on the day prior to the anniversary of the grant date.

F4 · derivative.expiration_date: On March 10, 2015, Mr. El-Hibri was granted 39,709 restricted stock units (after giving effect to the adjustment in connection with the Issuer's spin-off of Aptevo Therapeutics Inc.) vesting in three equal annual installments beginning on the day prior to the anniversary of the grant date.

Read SEC document
March 09, 2018 Filed Mar 14, 2018 01:23 UTC
El-Hibri FuadDirector · Chairman · 10% owner
Tax withholdingCommon Stock 3,224 $51.84 $167,132.16
Disclosure

SEC source: 0000899243-18-007329 · doc4.xml · nonDerivative · entry 2

El-Hibri Fuad · CIK 0001380185 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,554,993

Read SEC document
March 09, 2018 Filed Mar 14, 2018 01:23 UTC
El-Hibri FuadDirector · Chairman · 10% owner
Exercise / conversionCommon Stock 13,237 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-007329 · doc4.xml · nonDerivative · entry 1

El-Hibri Fuad · CIK 0001380185 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,558,217

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 21:57 UTC
Havey AdamEVP, Business Operations
Tax withholdingCommon Stock 974 $51.84 $50,492.16
Disclosure

SEC source: 0001140361-18-013317 · doc1.xml · nonDerivative · entry 1

Havey Adam · CIK 0001514588 · EVP, Business Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,756

F1 · security: Consists of restricted stock units granted under the Amended and Restated Emergent BioSolutions Inc. 2006 Stock Incentive Plan, as amended.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 22:18 UTC
Kramer RobertEVP, Administration and CFO
Tax withholdingCommon Stock 1,727 $51.84 $89,527.68
Disclosure

SEC source: 0001140361-18-013320 · doc1.xml · nonDerivative · entry 1

Kramer Robert · CIK 0001380956 · EVP, Administration and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,879

F1 · security: Consists of restricted stock units granted under the Amended and Restated Emergent BioSolutions Inc. 2006 Stock Incentive Plan, as amended.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 21:53 UTC
Abdun-Nabi DanielDirector · President & CEO
Tax withholdingCommon Stock 7,825 $51.84 $405,648.00
Disclosure

SEC source: 0001140361-18-013315 · doc1.xml · nonDerivative · entry 1

Abdun-Nabi Daniel · CIK 0001380187 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,128

F1 · security: Consists of restricted stock units granted under the Amended and Restated Emergent BioSolutions Inc. 2006 Stock Incentive Plan, as amended.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 22:24 UTC
Havey AdamEVP, Business Operations
Exercise / conversionStock Option (Right to Buy) · Derivative 6,573 $0.00 Strike: $22.03 $0.00
Disclosure

SEC source: 0001140361-18-012878 · doc1.xml · derivative · entry 3

Havey Adam · CIK 0001514588 · EVP, Business Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,573 shares

Expires 2018-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Consists of options granted under the Amended and Restated Emergent BioSolutions Inc. 2006 Stock Incentive Plan, as amended.

F3 · derivative.exercise_date: The option vested in three equal installments in March 2012, March 2013 and March 2014. Each option represents the right of the reporting person to receive one share of common stock of Emergent BioSolutions Inc., subject to adjustment as provided in the grant agreement.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 22:24 UTC
Havey AdamEVP, Business Operations
Tax withholdingCommon Stock 2,843 $50.43 $143,372.49
Disclosure

SEC source: 0001140361-18-012878 · doc1.xml · nonDerivative · entry 2

Havey Adam · CIK 0001514588 · EVP, Business Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,730

F1 · shares: Consists of shares owned by the reporting person and delivered to the issuer to satisfy the reporting persons exercise price for the reported stock option exercise.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 22:24 UTC
Havey AdamEVP, Business Operations
Exercise / conversionCommon Stock 6,573 $22.03 $144,803.19
Disclosure

SEC source: 0001140361-18-012878 · doc1.xml · nonDerivative · entry 1

Havey Adam · CIK 0001514588 · EVP, Business Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,573

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2018 Filed Mar 1, 2018 22:03 UTC
Havey AdamEVP, Business Operations
SaleCommon Stock 1,898 $49.50 $93,951.00
Disclosure

SEC source: 0001140361-18-011285 · doc1.xml · nonDerivative · entry 5

Havey Adam · CIK 0001514588 · EVP, Business Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,000

F5 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Havey.

Read SEC document
February 28, 2018 Filed Mar 1, 2018 17:05 UTC
Strei KatherineEVP, Chief HR Officer
Tax withholdingCommon Stock 540 $49.97 $26,983.80
Disclosure

SEC source: 0001140361-18-011289 · doc1.xml · nonDerivative · entry 4

Strei Katherine · CIK 0001709639 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,071

F1 · security: Consists of restricted stock units granted under the Amended and Restated Emergent BioSolutions Inc. 2006 Stock Incentive Plan, as amended.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 01:49 UTC
El-Hibri FuadDirector · Chairman · 10% owner
Exercise / conversionRestrictive Stock Units · Derivative 9,723 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-006002 · doc4.xml · derivative · entry 10

El-Hibri Fuad · CIK 0001380185 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,835

Underlying: Common Stock · 9,723 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F7 · derivative.exercise_date: On March 1, 2016, Mr. El-Hibri was granted 29,167 restricted stock units (after giving effect to the adjustment in connection with the Issuer's spin-off of Aptevo Therapeutics Inc.) vesting in three equal annual installments beginning on the day prior to the anniversary of the grant date.

F7 · derivative.expiration_date: On March 1, 2016, Mr. El-Hibri was granted 29,167 restricted stock units (after giving effect to the adjustment in connection with the Issuer's spin-off of Aptevo Therapeutics Inc.) vesting in three equal annual installments beginning on the day prior to the anniversary of the grant date.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 01:49 UTC
El-Hibri FuadDirector · Chairman · 10% owner
Tax withholdingCommon Stock 2,368 $49.97 $118,328.96
Disclosure

SEC source: 0000899243-18-006002 · doc4.xml · nonDerivative · entry 4

El-Hibri Fuad · CIK 0001380185 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,544,980

Read SEC document
February 28, 2018 Filed Mar 2, 2018 01:49 UTC
El-Hibri FuadDirector · Chairman · 10% owner
Exercise / conversionCommon Stock 9,723 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-006002 · doc4.xml · nonDerivative · entry 3

El-Hibri Fuad · CIK 0001380185 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,547,348

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 28, 2018 Filed Mar 1, 2018 22:04 UTC
Kramer RobertEVP, Administration and CFO
Tax withholdingCommon Stock 1,545 $49.97 $77,203.65
Disclosure

SEC source: 0001140361-18-011288 · doc1.xml · nonDerivative · entry 4

Kramer Robert · CIK 0001380956 · EVP, Administration and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,606

F1 · security: Consists of restricted stock units granted under the Amended and Restated Emergent BioSolutions Inc. 2006 Stock Incentive Plan, as amended.

Read SEC document
February 28, 2018 Filed Mar 1, 2018 22:03 UTC
Havey AdamEVP, Business Operations
Tax withholdingCommon Stock 811 $49.97 $40,525.67
Disclosure

SEC source: 0001140361-18-011285 · doc1.xml · nonDerivative · entry 4

Havey Adam · CIK 0001514588 · EVP, Business Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,898

F1 · security: Consists of restricted stock units granted under the Amended and Restated Emergent BioSolutions Inc. 2006 Stock Incentive Plan, as amended.

Read SEC document
February 28, 2018 Filed Mar 1, 2018 22:01 UTC
Abdun-Nabi DanielDirector · President & CEO
Tax withholdingCommon Stock 6,599 $49.97 $329,752.03
Disclosure

SEC source: 0001140361-18-011280 · doc1.xml · nonDerivative · entry 4

Abdun-Nabi Daniel · CIK 0001380187 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,953

F1 · security: Consists of restricted stock units granted under the Amended and Restated Emergent BioSolutions Inc. 2006 Stock Incentive Plan, as amended.

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February 27, 2018 Filed Mar 1, 2018 17:05 UTC
Strei KatherineEVP, Chief HR Officer
GrantEmployee Stock Option (right to buy) · Derivative 16,116 $49.64 Strike: $49.64 $799,998.24
Disclosure

SEC source: 0001140361-18-011289 · doc1.xml · derivative · entry 5

Strei Katherine · CIK 0001709639 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,116

Underlying: Common Stock · 16,116 shares

Expires 2025-02-26

F4 · derivative.exercise_date: Vests in three equal installments on February 26, 2019, February 26, 2020 and February 26, 2021.

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February 27, 2018 Filed Mar 1, 2018 17:05 UTC
Strei KatherineEVP, Chief HR Officer
Tax withholdingCommon Stock 387 $49.64 $19,210.68
Disclosure

SEC source: 0001140361-18-011289 · doc1.xml · nonDerivative · entry 3

Strei Katherine · CIK 0001709639 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,611

F1 · security: Consists of restricted stock units granted under the Amended and Restated Emergent BioSolutions Inc. 2006 Stock Incentive Plan, as amended.

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February 27, 2018 Filed Mar 1, 2018 17:05 UTC
Strei KatherineEVP, Chief HR Officer
GrantCommon Stock 4,029 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-011289 · doc1.xml · nonDerivative · entry 2

Strei Katherine · CIK 0001709639 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,998

F3 · shares: Consists of performance stock units granted under the Amended and Restated 2006 Emergent BioSolutions Inc. Stock Incentive Plan, as amended. Each PSU represents a right to receive one share of common stock. The PSUs vest upon achievement with respect to net income as a percentage of total revenue for the 2020 fiscal year, each as determined in accordance with GAAP, as certified by the Compensation Committee following the performance period.

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February 27, 2018 Filed Mar 1, 2018 17:05 UTC
Strei KatherineEVP, Chief HR Officer
GrantCommon Stock 4,029 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-011289 · doc1.xml · nonDerivative · entry 1

Strei Katherine · CIK 0001709639 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,969

F1 · security: Consists of restricted stock units granted under the Amended and Restated Emergent BioSolutions Inc. 2006 Stock Incentive Plan, as amended.

F2 · shares: These restricted stock units vest in three equal annual installments beginning on the day prior to the first anniversary of the date of grant, assuming continued service with the company. Each restricted stock unit represents the right of the Reporting Person to receive one share of common stock of Emergent BioSolutions Inc., subject to adjustment as provided in the grant agreement.

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February 27, 2018 Filed Mar 2, 2018 01:49 UTC
El-Hibri FuadDirector · Chairman · 10% owner
Exercise / conversionRestrictive Stock Units · Derivative 9,794 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-006002 · doc4.xml · derivative · entry 9

El-Hibri Fuad · CIK 0001380185 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,558

Underlying: Common Stock · 9,794 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: On February 28, 2017, Mr. El-Hibri was granted 29,382 restricted stock units vesting in three equal annual installments beginning on the day prior to the anniversary of the grant date.

F6 · derivative.expiration_date: On February 28, 2017, Mr. El-Hibri was granted 29,382 restricted stock units vesting in three equal annual installments beginning on the day prior to the anniversary of the grant date.

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February 27, 2018 Filed Mar 2, 2018 01:49 UTC
El-Hibri FuadDirector · Chairman · 10% owner
GrantEmployee Stock Options (Right to Buy) · Derivative 38,577 $0.00 Strike: $49.64 $0.00
Disclosure

SEC source: 0000899243-18-006002 · doc4.xml · derivative · entry 8

El-Hibri Fuad · CIK 0001380185 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,577

Underlying: Common Stock · 38,577 shares

Expires 2025-02-26

F5 · derivative.exercise_date: On February 27, 2018, Mr. El-Hibri was granted 38,577 stock options vesting in three equal annual installments beginning on the day prior to the anniversary of the grant date.

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February 27, 2018 Filed Mar 2, 2018 01:49 UTC
El-Hibri FuadDirector · Chairman · 10% owner
GrantRestrictive Stock Units · Derivative 19,288 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-006002 · doc4.xml · derivative · entry 7

El-Hibri Fuad · CIK 0001380185 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,352

Underlying: Common Stock · 19,288 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On February 27, 2018, Mr. El-Hibri was granted 19,288 restricted stock units vesting in three equal annual installments beginning on the day prior to the anniversary of the grant date.

F4 · derivative.expiration_date: On February 27, 2018, Mr. El-Hibri was granted 19,288 restricted stock units vesting in three equal annual installments beginning on the day prior to the anniversary of the grant date.

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February 27, 2018 Filed Mar 2, 2018 01:49 UTC
El-Hibri FuadDirector · Chairman · 10% owner
Tax withholdingCommon Stock 2,385 $49.64 $118,391.40
Disclosure

SEC source: 0000899243-18-006002 · doc4.xml · nonDerivative · entry 2

El-Hibri Fuad · CIK 0001380185 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,537,625

Read SEC document
February 27, 2018 Filed Mar 2, 2018 01:49 UTC
El-Hibri FuadDirector · Chairman · 10% owner
Exercise / conversionCommon Stock 9,794 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-006002 · doc4.xml · nonDerivative · entry 1

El-Hibri Fuad · CIK 0001380185 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,540,010

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 22:04 UTC
Kramer RobertEVP, Administration and CFO
GrantEmployee Stock Option (right to buy) · Derivative 23,670 $49.64 Strike: $49.64 $1,174,978.80
Disclosure

SEC source: 0001140361-18-011288 · doc1.xml · derivative · entry 6

Kramer Robert · CIK 0001380956 · EVP, Administration and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,670

Underlying: Common Stock · 23,670 shares

Expires 2025-02-26

F4 · derivative.exercise_date: Vests in three equal installments on February 26, 2019, February 26, 2020 and February 26, 2021.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.