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EBS

Emergent BioSolutions Inc.

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5902
SEC CIK
0001367644
Parsed reports
449

Last 12 months

Inside the activity.

0 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202606
Jun 202600
Jul 202601
Aug 202600
Sep 202600
Oct 202602

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 26, 2019 Filed Mar 1, 2019 00:21 UTC
El-Hibri FuadDirector · Chairman · 10% owner
GrantRestricted Stock Units · Derivative 18,029 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-005313 · doc4.xml · derivative · entry 13

El-Hibri Fuad · CIK 0001380185 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,197

Underlying: Common Stock · 18,029 shares

Expires not disclosed

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F9 · derivative.exercise_date: On February 26, 2019, Mr. El-Hibri was granted 18,029 restricted stock units vesting in three approximately equal annual installments beginning on the day prior to the first anniversary of the grant date.

F9 · derivative.expiration_date: On February 26, 2019, Mr. El-Hibri was granted 18,029 restricted stock units vesting in three approximately equal annual installments beginning on the day prior to the first anniversary of the grant date.

Read SEC document
February 26, 2019 Filed Mar 1, 2019 00:21 UTC
El-Hibri FuadDirector · Chairman · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 6,430 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-005313 · doc4.xml · derivative · entry 12

El-Hibri Fuad · CIK 0001380185 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,168

Underlying: Common Stock · 6,430 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F8 · derivative.exercise_date: On February 27, 2018, Mr. El-Hibri was granted 19,288 restricted stock units vesting in three approximately equal annual installments beginning on the day prior to the first anniversary of the grant date.

F8 · derivative.expiration_date: On February 27, 2018, Mr. El-Hibri was granted 19,288 restricted stock units vesting in three approximately equal annual installments beginning on the day prior to the first anniversary of the grant date.

Read SEC document
February 26, 2019 Filed Mar 1, 2019 00:21 UTC
El-Hibri FuadDirector · Chairman · 10% owner
Tax withholdingCommon Stock 1,566 $61.01 $95,541.66
Disclosure

SEC source: 0000899243-19-005313 · doc4.xml · nonDerivative · entry 3

El-Hibri Fuad · CIK 0001380185 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,483,170

Read SEC document
February 26, 2019 Filed Mar 1, 2019 00:21 UTC
El-Hibri FuadDirector · Chairman · 10% owner
Exercise / conversionCommon Stock 6,430 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-005313 · doc4.xml · nonDerivative · entry 2

El-Hibri Fuad · CIK 0001380185 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,484,736

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 26, 2019 Filed Mar 1, 2019 00:21 UTC
El-Hibri FuadDirector · Chairman · 10% owner
SaleCommon Stock 10,369 $59.65 $618,510.85
Disclosure

SEC source: 0000899243-19-005313 · doc4.xml · nonDerivative · entry 1

El-Hibri Fuad · CIK 0001380185 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,478,306

F1 · kind: All sales listed on this Form 4 were made by Mr. El-Hibri pursuant to a trading plan adopted on June 6, 2018 that is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934 (the "Exchange Act").

F2 · price: The price reported reflects a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.40 to $61.21.

Read SEC document
February 26, 2019 Filed Mar 1, 2019 00:06 UTC
LINDAHL RICHARD SEVP, Chief Financial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 20,321 $61.01 Strike: $61.01 $1,239,784.21
Disclosure

SEC source: 0001567619-19-005674 · doc1.xml · derivative · entry 3

LINDAHL RICHARD S · CIK 0001196632 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,321

Underlying: Common Stock · 20,321 shares

Expires 2026-02-25

F4 · derivative.exercise_date: Vests in three equal installments beginning on the day prior to the first anniversary of the date of grant, assuming continued service with the company.

Read SEC document
February 26, 2019 Filed Mar 1, 2019 00:06 UTC
LINDAHL RICHARD SEVP, Chief Financial Officer
GrantCommon Stock 5,081 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-005674 · doc1.xml · nonDerivative · entry 2

LINDAHL RICHARD S · CIK 0001196632 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,696

F3 · shares: Consists of performance stock units granted under the Emergent BioSolutions Inc. Stock Incentive Plan. Each PSU represents a right to receive one share of common stock. The PSUs vest upon achievement with respect to adjusted net income as a percentage of total GAAP revenue for the 2021 fiscal year, as certified by the Compensation Committee following the performance period.

Read SEC document
February 26, 2019 Filed Mar 1, 2019 00:06 UTC
LINDAHL RICHARD SEVP, Chief Financial Officer
GrantCommon Stock 5,081 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-005674 · doc1.xml · nonDerivative · entry 1

LINDAHL RICHARD S · CIK 0001196632 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,615

F1 · security: Consists of restricted stock units granted under the company's stock incentive plan, as amended and restated.

F2 · shares: These restricted stock units vest in three equal annual installments beginning on the day prior to the first anniversary of the date of grant, assuming continued service with the company. Each restricted stock unit represents the right of the Reporting Person to receive one share of common stock of Emergent BioSolutions Inc., subject to adjustment as provided in the grant agreement.

Read SEC document
February 26, 2019 Filed Mar 1, 2019 00:31 UTC
SARAN ATULEVP, Corp Dev, GC & Secretary
GrantEmployee Stock Option (Right to Buy) · Derivative 20,321 $61.01 Strike: $61.01 $1,239,784.21
Disclosure

SEC source: 0001567619-19-005677 · doc1.xml · derivative · entry 4

SARAN ATUL · CIK 0001591070 · EVP, Corp Dev, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,321

Underlying: Common Stock · 20,321 shares

Expires 2016-02-25

F4 · derivative.exercise_date: Vests in three equal installments beginning on the day prior to the first anniversary of the date of grant, assuming continued service with the company.

Read SEC document
February 26, 2019 Filed Mar 1, 2019 00:31 UTC
SARAN ATULEVP, Corp Dev, GC & Secretary
GrantCommon Stock 5,081 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-005677 · doc1.xml · nonDerivative · entry 3

SARAN ATUL · CIK 0001591070 · EVP, Corp Dev, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,782

F3 · shares: Consists of performance stock units granted under the Emergent BioSolutions Inc. Stock Incentive Plan. Each PSU represents a right to receive one share of common stock. The PSUs vest upon achievement with respect to adjusted net income as a percentage of total GAAP revenue for the 2021 fiscal year, as certified by the Compensation Committee following the performance period.

Read SEC document
February 26, 2019 Filed Mar 1, 2019 00:31 UTC
SARAN ATULEVP, Corp Dev, GC & Secretary
GrantCommon Stock 5,081 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-005677 · doc1.xml · nonDerivative · entry 2

SARAN ATUL · CIK 0001591070 · EVP, Corp Dev, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,701

F2 · shares: These restricted stock units vest in three equal annual installments beginning on the day prior to the first anniversary of the date of grant, assuming continued service with the company. Each restricted stock unit represents the right of the Reporting Person to receive one share of common stock of Emergent BioSolutions Inc., subject to adjustment as provided in the grant agreement.

Read SEC document
February 26, 2019 Filed Mar 1, 2019 00:31 UTC
SARAN ATULEVP, Corp Dev, GC & Secretary
Tax withholdingCommon Stock 534 $61.01 $32,579.34
Disclosure

SEC source: 0001567619-19-005677 · doc1.xml · nonDerivative · entry 1

SARAN ATUL · CIK 0001591070 · EVP, Corp Dev, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,620

F1 · security: Consists of restricted stock units granted under the company's stock incentive plan, as amended and restated.

Read SEC document
February 26, 2019 Filed Mar 1, 2019 00:35 UTC
Kramer RobertPresident and COO
GrantEmployee Stock Option (Right to Buy) · Derivative 47,197 $61.01 Strike: $61.01 $2,879,488.97
Disclosure

SEC source: 0001567619-19-005678 · doc1.xml · derivative · entry 6

Kramer Robert · CIK 0001380956 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,197

Underlying: Common Stock · 47,197 shares

Expires 2026-02-25

F4 · derivative.exercise_date: Vests in three equal installments beginning on the day prior to the anniversary date of the grant.

Read SEC document
February 26, 2019 Filed Mar 1, 2019 00:35 UTC
Kramer RobertPresident and COO
GrantCommon Stock 11,801 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-005678 · doc1.xml · nonDerivative · entry 3

Kramer Robert · CIK 0001380956 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,209

F3 · shares: Consists of performance stock units granted under the Emergent BioSolutions Inc. Stock Incentive Plan. Each PSU represents a right to receive one share of common stock. The PSUs vest upon achievement with respect to adjusted net income as a percentage of total GAAP revenue for the 2021 fiscal year, as certified by the Compensation Committee following the performance period.

Read SEC document
February 26, 2019 Filed Mar 1, 2019 00:35 UTC
Kramer RobertPresident and COO
GrantCommon Stock 11,801 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-005678 · doc1.xml · nonDerivative · entry 2

Kramer Robert · CIK 0001380956 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,408

F2 · shares: These restricted stock units vest in three equal annual installments beginning on the day prior to the first anniversary of the date of grant, assuming continued service with the company. Each restricted stock unit represents the right of the Reporting Person to receive one share of common stock of Emergent BioSolutions Inc., subject to adjustment as provided in the grant agreement.

Read SEC document
February 26, 2019 Filed Mar 1, 2019 00:35 UTC
Kramer RobertPresident and COO
Tax withholdingCommon Stock 565 $61.01 $34,470.65
Disclosure

SEC source: 0001567619-19-005678 · doc1.xml · nonDerivative · entry 1

Kramer Robert · CIK 0001380956 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,607

F1 · security: Consists of restricted stock units granted under the company's stock incentive plan, as amended and restated.

Read SEC document
February 26, 2019 Filed Mar 1, 2019 00:38 UTC
Havey AdamEVP, Business Operations
GrantEmployee Stock Option (Right to Buy) · Derivative 20,321 $61.01 Strike: $61.01 $1,239,784.21
Disclosure

SEC source: 0001567619-19-005679 · doc1.xml · derivative · entry 6

Havey Adam · CIK 0001514588 · EVP, Business Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,321

Underlying: Common Stock · 20,321 shares

Expires 2026-02-25

F4 · derivative.exercise_date: Vests in three equal installments beginning on the day prior to the first anniversary of the date of grant, assuming continued service with the company.

Read SEC document
February 26, 2019 Filed Mar 1, 2019 00:38 UTC
Havey AdamEVP, Business Operations
GrantCommon Stock 5,081 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-005679 · doc1.xml · nonDerivative · entry 3

Havey Adam · CIK 0001514588 · EVP, Business Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,934

F3 · shares: Consists of performance stock units granted under the Emergent BioSolutions Inc. Stock Incentive Plan. Each PSU represents a right to receive one share of common stock. The PSUs vest upon achievement with respect to adjusted net income as a percentage of total GAAP revenue for the 2021 fiscal year, as certified by the Compensation Committee following the performance period.

Read SEC document
February 26, 2019 Filed Mar 1, 2019 00:38 UTC
Havey AdamEVP, Business Operations
GrantCommon Stock 5,081 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-005679 · doc1.xml · nonDerivative · entry 2

Havey Adam · CIK 0001514588 · EVP, Business Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,853

F2 · shares: These restricted stock units vest in three equal annual installments beginning on the day prior to the first anniversary of the date of grant, assuming continued service with the company. Each restricted stock unit represents the right of the Reporting Person to receive one share of common stock of Emergent BioSolutions Inc., subject to adjustment as provided in the grant agreement.

Read SEC document
February 26, 2019 Filed Mar 1, 2019 00:38 UTC
Havey AdamEVP, Business Operations
Tax withholdingCommon Stock 481 $61.01 $29,345.81
Disclosure

SEC source: 0001567619-19-005679 · doc1.xml · nonDerivative · entry 1

Havey Adam · CIK 0001514588 · EVP, Business Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,772

F1 · security: Consists of restricted stock units granted under the company's stock incentive plan, as amended and restated.

Read SEC document
February 26, 2019 Filed Mar 1, 2019 00:03 UTC
Abdun-Nabi DanielDirector · CEO
Tax withholdingCommon Stock 1,714 $61.01 $104,571.14
Disclosure

SEC source: 0001567619-19-005673 · doc1.xml · nonDerivative · entry 1

Abdun-Nabi Daniel · CIK 0001380187 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,853

F1 · security: Consists of restricted stock units granted under the company's stock incentive plan, as amended and restated.

Read SEC document
November 27, 2018 Filed Nov 28, 2018 22:48 UTC
El-Hibri FuadDirector · Chairman · 10% owner
SaleCommon Stock 20,832 $69.59 $1,449,698.88
Disclosure

SEC source: 0000899243-18-029754 · doc4.xml · nonDerivative · entry 2

El-Hibri Fuad · CIK 0001380185 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,407,670

F1 · kind: All sales listed on this Form 4 were made by Mr. El-Hibri pursuant to a trading plan adopted on June 6, 2018 that is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934 (the "Exchange Act").

F3 · price: The price reported reflects a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.31 to $70.32.

Read SEC document
November 27, 2018 Filed Nov 29, 2018 16:41 UTC
Bailey SueDirector
Exercise / conversionStock Option (Right to buy) · Derivative 3,158 $0.00 Strike: $13.37 $0.00
Disclosure

SEC source: 0001567619-18-007116 · doc1.xml · derivative · entry 12

Bailey Sue · CIK 0001403769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,158 shares

Expires 2019-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Consists of an option granted under the company's stock incentive plan as amended and restated.

F3 · derivative.exercise_date: The option grant vests in three equal installments on the day prior to the first, second and third anniversary dates of the grant.

Read SEC document
November 27, 2018 Filed Nov 29, 2018 16:41 UTC
Bailey SueDirector
Exercise / conversionStock Option (Right to buy) · Derivative 4,736 $0.00 Strike: $13.00 $0.00
Disclosure

SEC source: 0001567619-18-007116 · doc1.xml · derivative · entry 11

Bailey Sue · CIK 0001403769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,736 shares

Expires 2020-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Consists of an option granted under the company's stock incentive plan as amended and restated.

F3 · derivative.exercise_date: The option grant vests in three equal installments on the day prior to the first, second and third anniversary dates of the grant.

Read SEC document
November 27, 2018 Filed Nov 29, 2018 16:41 UTC
Bailey SueDirector
Exercise / conversionStock Option (Right to buy) · Derivative 1,579 $0.00 Strike: $20.08 $0.00
Disclosure

SEC source: 0001567619-18-007116 · doc1.xml · derivative · entry 10

Bailey Sue · CIK 0001403769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,579 shares

Expires 2021-05-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Consists of an option granted under the company's stock incentive plan as amended and restated.

F3 · derivative.exercise_date: The option grant vests in three equal installments on the day prior to the first, second and third anniversary dates of the grant.

Read SEC document
November 27, 2018 Filed Nov 29, 2018 16:41 UTC
Bailey SueDirector
Exercise / conversionStock Option (Right to buy) · Derivative 8,244 $0.00 Strike: $18.64 $0.00
Disclosure

SEC source: 0001567619-18-007116 · doc1.xml · derivative · entry 9

Bailey Sue · CIK 0001403769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,244 shares

Expires 2021-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Consists of an option granted under the company's stock incentive plan as amended and restated.

F3 · derivative.exercise_date: The option grant vests in three equal installments on the day prior to the first, second and third anniversary dates of the grant.

Read SEC document
November 27, 2018 Filed Nov 29, 2018 16:41 UTC
Bailey SueDirector
SaleCommon Stock 3,158 $69.62 $219,859.01
Disclosure

SEC source: 0001567619-18-007116 · doc1.xml · nonDerivative · entry 8

Bailey Sue · CIK 0001403769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,972

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.50 to $70.05, inclusive.

Read SEC document
November 27, 2018 Filed Nov 29, 2018 16:41 UTC
Bailey SueDirector
Exercise / conversionCommon Stock 3,158 $13.37 $42,222.46
Disclosure

SEC source: 0001567619-18-007116 · doc1.xml · nonDerivative · entry 7

Bailey Sue · CIK 0001403769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,130

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 27, 2018 Filed Nov 29, 2018 16:41 UTC
Bailey SueDirector
SaleCommon Stock 4,736 $69.62 $329,718.90
Disclosure

SEC source: 0001567619-18-007116 · doc1.xml · nonDerivative · entry 6

Bailey Sue · CIK 0001403769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,972

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.50 to $70.05, inclusive.

Read SEC document
November 27, 2018 Filed Nov 29, 2018 16:41 UTC
Bailey SueDirector
Exercise / conversionCommon Stock 4,736 $13.00 $61,568.00
Disclosure

SEC source: 0001567619-18-007116 · doc1.xml · nonDerivative · entry 5

Bailey Sue · CIK 0001403769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,708

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 27, 2018 Filed Nov 29, 2018 16:41 UTC
Bailey SueDirector
SaleCommon Stock 1,579 $69.62 $109,929.51
Disclosure

SEC source: 0001567619-18-007116 · doc1.xml · nonDerivative · entry 4

Bailey Sue · CIK 0001403769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,972

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.50 to $70.05, inclusive.

Read SEC document
November 27, 2018 Filed Nov 29, 2018 16:41 UTC
Bailey SueDirector
Exercise / conversionCommon Stock 1,579 $20.08 $31,706.32
Disclosure

SEC source: 0001567619-18-007116 · doc1.xml · nonDerivative · entry 3

Bailey Sue · CIK 0001403769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,551

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 27, 2018 Filed Nov 29, 2018 16:41 UTC
Bailey SueDirector
SaleCommon Stock 8,244 $69.62 $573,944.81
Disclosure

SEC source: 0001567619-18-007116 · doc1.xml · nonDerivative · entry 2

Bailey Sue · CIK 0001403769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,972

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.50 to $70.05, inclusive.

Read SEC document
November 27, 2018 Filed Nov 29, 2018 16:41 UTC
Bailey SueDirector
Exercise / conversionCommon Stock 8,244 $18.64 $153,668.16
Disclosure

SEC source: 0001567619-18-007116 · doc1.xml · nonDerivative · entry 1

Bailey Sue · CIK 0001403769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,216

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 27, 2018 Filed Feb 21, 2019 00:48 UTC Amendment
El-Hibri FuadDirector · Chairman · 10% owner
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 20,832 $0.00 Strike: $13.38 $0.00
Disclosure

SEC source: 0000899243-19-004317 · doc4a.xml · derivative · entry 9

El-Hibri Fuad · CIK 0001380185 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,832 shares

Expires 2020-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: All transactions listed on this Form 4 were made by the Reporting Person pursuant to a trading plan adopted on June 6, 2018 that is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended.

F4 · kind: The reported option exercises were inadvertently omitted from the original Form 4 filed with the SEC on November 28, 2018, which reported the sales of shares of Common Stock only, rather than the exercises of the options and subsequent sales of the shares of Common Stock acquired upon such exercises.

F7 · derivative.exercise_date: The options vested in three equal installments on March 11, 2014, March 11, 2015 and March 11, 2016.

Read SEC document
November 27, 2018 Filed Feb 21, 2019 00:48 UTC Amendment
El-Hibri FuadDirector · Chairman · 10% owner
SaleCommon Stock 20,832 $69.59 $1,449,698.88
Disclosure

SEC source: 0000899243-19-004317 · doc4a.xml · nonDerivative · entry 5

El-Hibri Fuad · CIK 0001380185 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,488,675

F1 · kind: All transactions listed on this Form 4 were made by the Reporting Person pursuant to a trading plan adopted on June 6, 2018 that is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended.

F5 · price: The price reported reflects a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.31 to $70.32.

Read SEC document
November 27, 2018 Filed Feb 21, 2019 00:48 UTC Amendment
El-Hibri FuadDirector · Chairman · 10% owner
Exercise / conversionCommon Stock 20,832 $13.38 $278,732.16
Disclosure

SEC source: 0000899243-19-004317 · doc4a.xml · nonDerivative · entry 4

El-Hibri Fuad · CIK 0001380185 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,509,507

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: All transactions listed on this Form 4 were made by the Reporting Person pursuant to a trading plan adopted on June 6, 2018 that is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended.

F4 · kind: The reported option exercises were inadvertently omitted from the original Form 4 filed with the SEC on November 28, 2018, which reported the sales of shares of Common Stock only, rather than the exercises of the options and subsequent sales of the shares of Common Stock acquired upon such exercises.

F3 · balance_after: The number of shares of Common Stock directly beneficially owned by the Reporting Person reported on this amended Form 4 gives effect to the sales of Common Stock by the Reporting Person as reported on the Forms 4 filed with the SEC on November 21, 2018 and November 28, 2018, as applicable.

Read SEC document
November 26, 2018 Filed Nov 28, 2018 22:48 UTC
El-Hibri FuadDirector · Chairman · 10% owner
SaleCommon Stock 25,000 $69.96 $1,749,000.00
Disclosure

SEC source: 0000899243-18-029754 · doc4.xml · nonDerivative · entry 1

El-Hibri Fuad · CIK 0001380185 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,428,502

F1 · kind: All sales listed on this Form 4 were made by Mr. El-Hibri pursuant to a trading plan adopted on June 6, 2018 that is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934 (the "Exchange Act").

F2 · price: The price reported reflects a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.98 to $71.76.

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November 26, 2018 Filed Feb 21, 2019 00:48 UTC Amendment
El-Hibri FuadDirector · Chairman · 10% owner
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 25,000 $0.00 Strike: $13.38 $0.00
Disclosure

SEC source: 0000899243-19-004317 · doc4a.xml · derivative · entry 8

El-Hibri Fuad · CIK 0001380185 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,832

Underlying: Common Stock · 25,000 shares

Expires 2020-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: All transactions listed on this Form 4 were made by the Reporting Person pursuant to a trading plan adopted on June 6, 2018 that is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended.

F4 · kind: The reported option exercises were inadvertently omitted from the original Form 4 filed with the SEC on November 28, 2018, which reported the sales of shares of Common Stock only, rather than the exercises of the options and subsequent sales of the shares of Common Stock acquired upon such exercises.

F7 · derivative.exercise_date: The options vested in three equal installments on March 11, 2014, March 11, 2015 and March 11, 2016.

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November 26, 2018 Filed Feb 21, 2019 00:48 UTC Amendment
El-Hibri FuadDirector · Chairman · 10% owner
Exercise / conversionCommon Stock 25,000 $13.38 $334,500.00
Disclosure

SEC source: 0000899243-19-004317 · doc4a.xml · nonDerivative · entry 3

El-Hibri Fuad · CIK 0001380185 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,513,675

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: All transactions listed on this Form 4 were made by the Reporting Person pursuant to a trading plan adopted on June 6, 2018 that is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended.

F4 · kind: The reported option exercises were inadvertently omitted from the original Form 4 filed with the SEC on November 28, 2018, which reported the sales of shares of Common Stock only, rather than the exercises of the options and subsequent sales of the shares of Common Stock acquired upon such exercises.

F3 · balance_after: The number of shares of Common Stock directly beneficially owned by the Reporting Person reported on this amended Form 4 gives effect to the sales of Common Stock by the Reporting Person as reported on the Forms 4 filed with the SEC on November 21, 2018 and November 28, 2018, as applicable.

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November 20, 2018 Filed Nov 21, 2018 21:15 UTC
El-Hibri FuadDirector · Chairman · 10% owner
SaleCommon Stock 15,173 $70.03 $1,062,565.19
Disclosure

SEC source: 0000899243-18-029546 · doc4.xml · nonDerivative · entry 2

El-Hibri Fuad · CIK 0001380185 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,453,502

F1 · kind: All sales listed on this Form 4 were made by Mr. El-Hibri pursuant to a trading plan adopted on June 6, 2018 that is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934 (the "Exchange Act").

F3 · price: The price reported reflects a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.67 to $71.18.

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November 20, 2018 Filed Feb 21, 2019 00:48 UTC Amendment
El-Hibri FuadDirector · Chairman · 10% owner
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 15,173 $0.00 Strike: $14.44 $0.00
Disclosure

SEC source: 0000899243-19-004317 · doc4a.xml · derivative · entry 7

El-Hibri Fuad · CIK 0001380185 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,173 shares

Expires 2019-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: All transactions listed on this Form 4 were made by the Reporting Person pursuant to a trading plan adopted on June 6, 2018 that is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended.

F2 · kind: The reported option exercises were inadvertently omitted from the original Form 4 filed with the Securities and Exchange Commission ("SEC") on November 21, 2018, which reported the sales of shares of the Issuer's common stock ("Common Stock") only, rather than the exercises of the options and subsequent sales of the shares of Common Stock acquired upon such exercises.

F6 · derivative.exercise_date: The options vested in three equal installments on March 12, 2013, March 12, 2014 and March 12, 2015.

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November 20, 2018 Filed Feb 21, 2019 00:48 UTC Amendment
El-Hibri FuadDirector · Chairman · 10% owner
Exercise / conversionCommon Stock 15,173 $14.44 $219,098.12
Disclosure

SEC source: 0000899243-19-004317 · doc4a.xml · nonDerivative · entry 2

El-Hibri Fuad · CIK 0001380185 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,503,848

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: All transactions listed on this Form 4 were made by the Reporting Person pursuant to a trading plan adopted on June 6, 2018 that is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended.

F2 · kind: The reported option exercises were inadvertently omitted from the original Form 4 filed with the Securities and Exchange Commission ("SEC") on November 21, 2018, which reported the sales of shares of the Issuer's common stock ("Common Stock") only, rather than the exercises of the options and subsequent sales of the shares of Common Stock acquired upon such exercises.

F3 · balance_after: The number of shares of Common Stock directly beneficially owned by the Reporting Person reported on this amended Form 4 gives effect to the sales of Common Stock by the Reporting Person as reported on the Forms 4 filed with the SEC on November 21, 2018 and November 28, 2018, as applicable.

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November 19, 2018 Filed Nov 21, 2018 21:15 UTC
El-Hibri FuadDirector · Chairman · 10% owner
SaleCommon Stock 20,000 $69.54 $1,390,800.00
Disclosure

SEC source: 0000899243-18-029546 · doc4.xml · nonDerivative · entry 1

El-Hibri Fuad · CIK 0001380185 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,468,675

F1 · kind: All sales listed on this Form 4 were made by Mr. El-Hibri pursuant to a trading plan adopted on June 6, 2018 that is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934 (the "Exchange Act").

F2 · price: The price reported reflects a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.51 to $71.27.

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November 19, 2018 Filed Feb 21, 2019 00:48 UTC Amendment
El-Hibri FuadDirector · Chairman · 10% owner
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 20,000 $0.00 Strike: $14.44 $0.00
Disclosure

SEC source: 0000899243-19-004317 · doc4a.xml · derivative · entry 6

El-Hibri Fuad · CIK 0001380185 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,173

Underlying: Common Stock · 20,000 shares

Expires 2019-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: All transactions listed on this Form 4 were made by the Reporting Person pursuant to a trading plan adopted on June 6, 2018 that is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended.

F2 · kind: The reported option exercises were inadvertently omitted from the original Form 4 filed with the Securities and Exchange Commission ("SEC") on November 21, 2018, which reported the sales of shares of the Issuer's common stock ("Common Stock") only, rather than the exercises of the options and subsequent sales of the shares of Common Stock acquired upon such exercises.

F6 · derivative.exercise_date: The options vested in three equal installments on March 12, 2013, March 12, 2014 and March 12, 2015.

Read SEC document
November 19, 2018 Filed Feb 21, 2019 00:48 UTC Amendment
El-Hibri FuadDirector · Chairman · 10% owner
Exercise / conversionCommon Stock 20,000 $14.44 $288,800.00
Disclosure

SEC source: 0000899243-19-004317 · doc4a.xml · nonDerivative · entry 1

El-Hibri Fuad · CIK 0001380185 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,508,675

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: All transactions listed on this Form 4 were made by the Reporting Person pursuant to a trading plan adopted on June 6, 2018 that is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended.

F2 · kind: The reported option exercises were inadvertently omitted from the original Form 4 filed with the Securities and Exchange Commission ("SEC") on November 21, 2018, which reported the sales of shares of the Issuer's common stock ("Common Stock") only, rather than the exercises of the options and subsequent sales of the shares of Common Stock acquired upon such exercises.

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November 07, 2018 Filed Nov 8, 2018 23:49 UTC SaleCommon Stock 1,871 $70.08 $131,117.62
Disclosure

SEC source: 0001567619-18-005458 · doc1.xml · nonDerivative · entry 2

Zoon Kathryn C · CIK 0001685720 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,643

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.05 to $70.18, inclusive.

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November 07, 2018 Filed Nov 8, 2018 23:49 UTC SaleCommon Stock 2,371 $69.48 $164,738.03
Disclosure

SEC source: 0001567619-18-005458 · doc1.xml · nonDerivative · entry 1

Zoon Kathryn C · CIK 0001685720 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,514

F1 · shares: The transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by Dr. Zoon.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.90 to $70.14, inclusive.

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November 07, 2018 Filed Nov 8, 2018 22:14 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 7,893 $0.00 Strike: $13.00 $0.00
Disclosure

SEC source: 0001567619-18-005447 · doc1.xml · derivative · entry 3

Richard Ronald · CIK 0001380177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Comon Stock · 7,893 shares

Expires 2020-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Consists of an option granted under the company's stock incentive plan as amended and restated.

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Richard.

F3 · derivative.exercise_date: The option grant vests in three equal installments on the day prior to the first, second and third anniversary dates of the grant.

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November 07, 2018 Filed Nov 8, 2018 22:14 UTC SaleCommon Stock 7,893 $70.00 $552,510.00
Disclosure

SEC source: 0001567619-18-005447 · doc1.xml · nonDerivative · entry 2

Richard Ronald · CIK 0001380177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,963

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Richard.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.