Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 09, 2018 Filed May 10, 2018 18:12 UTC |
SIMON RONALD IDirector
|
PurchaseCommon shares of beneficial interest | 2,500 | $10.81 | $27,025.00 |
DisclosureSEC source: 0001628280-18-006622 · wf-form4_152599031857027.xml · nonDerivative · entry 1 SIMON RONALD I · CIK 0001060435 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,494 Read SEC document |
| May 09, 2018 Filed May 10, 2018 18:11 UTC |
Penn LaurenceDirector · CEO and President
|
PurchaseCommon shares | 15,000 | $10.88 | $163,200.00 |
DisclosureSEC source: 0001628280-18-006621 · wf-form4_152599025603897.xml · nonDerivative · entry 1 Penn Laurence · CIK 0001474801 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,710 F1 · price: This transaction was executed in multiple trades at prices ranging from $10.77 to $11.00. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 16, 2018 Filed Mar 20, 2018 01:34 UTC |
Blackstone Holdings III L.P.10% owner
BTO EARN Manager L.L.C.10% owner
BTOA L.L.C.10% owner
Blackstone Holdings III GP L.P.10% owner
Blackstone Inc.10% owner
Blackstone Group Management L.L.C.10% owner
SCHWARZMAN STEPHEN A10% owner
|
PurchaseCommon Stock | 2,700 | $11.43 | $30,861.00 |
DisclosureSEC source: 0000899243-18-008067 · doc4.xml · nonDerivative · entry 2 Blackstone Holdings III L.P. · CIK 0001404073 · 10% owner Blackstone Tactical Opportunities EARN Holdings L.L.C. · CIK 0001575483 · 10% owner BTO EARN Manager L.L.C. · CIK 0001575479 · 10% owner BTOA L.L.C. · CIK 0001575478 · 10% owner Blackstone Holdings III GP L.P. · CIK 0001478809 · 10% owner Blackstone Holdings III GP Management L.L.C. · CIK 0001478815 · 10% owner Blackstone Group L.P. · CIK 0001393818 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,774,523 F6 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $11.41 to $11.45, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F2 · ownership.nature: These shares represent common shares of beneficial interest, $0.01 par value per share ("Common Shares") of Ellington Residential Mortgage REIT (the "Issuer") that are directly held by Blackstone Tactical Opportunities EARN Holdings L.L.C. ("EARN Holdings"). F3 · ownership.nature: BTO EARN Manager L.L.C. is the managing member of EARN Holdings. BTOA L.L.C. is the sole member of BTO EARN Manager L.L.C. Blackstone Holdings III L.P. is the managing member of BTOA L.L.C. The general partner of Blackstone Holdings III L.P. is Blackstone Holdings III GP L.P. F4 · ownership.nature: The general partner of Blackstone Holdings III GP L.P. is Blackstone Holdings III GP Management L.L.C. The sole member of Blackstone Holdings III GP Management L.L.C. is The Blackstone Group L.P. The general partner of The Blackstone Group L.P. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. As a result of his control of Blackstone Group Management L.L.C., Mr. Schwarzman may be deemed to have voting and investment power with respect to the Common Shares held by EARN Holdings. F5 · ownership.nature: Each of such Blackstone entities and Mr. Schwarzman may be deemed to beneficially own the shares beneficially owned by EARN Holdings directly or indirectly controlled by it or him, but each (other than EARN Holdings to the extent of its direct holdings) disclaims beneficial ownership of such shares, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document |
| March 15, 2018 Filed Mar 20, 2018 01:34 UTC |
Blackstone Holdings III L.P.10% owner
BTO EARN Manager L.L.C.10% owner
BTOA L.L.C.10% owner
Blackstone Holdings III GP L.P.10% owner
Blackstone Inc.10% owner
Blackstone Group Management L.L.C.10% owner
SCHWARZMAN STEPHEN A10% owner
|
PurchaseCommon Stock | 11,278 | $11.42 | $128,794.76 |
DisclosureSEC source: 0000899243-18-008067 · doc4.xml · nonDerivative · entry 1 Blackstone Holdings III L.P. · CIK 0001404073 · 10% owner Blackstone Tactical Opportunities EARN Holdings L.L.C. · CIK 0001575483 · 10% owner BTO EARN Manager L.L.C. · CIK 0001575479 · 10% owner BTOA L.L.C. · CIK 0001575478 · 10% owner Blackstone Holdings III GP L.P. · CIK 0001478809 · 10% owner Blackstone Holdings III GP Management L.L.C. · CIK 0001478815 · 10% owner Blackstone Group L.P. · CIK 0001393818 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,771,823 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $11.38 to $11.45, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F2 · ownership.nature: These shares represent common shares of beneficial interest, $0.01 par value per share ("Common Shares") of Ellington Residential Mortgage REIT (the "Issuer") that are directly held by Blackstone Tactical Opportunities EARN Holdings L.L.C. ("EARN Holdings"). F3 · ownership.nature: BTO EARN Manager L.L.C. is the managing member of EARN Holdings. BTOA L.L.C. is the sole member of BTO EARN Manager L.L.C. Blackstone Holdings III L.P. is the managing member of BTOA L.L.C. The general partner of Blackstone Holdings III L.P. is Blackstone Holdings III GP L.P. F4 · ownership.nature: The general partner of Blackstone Holdings III GP L.P. is Blackstone Holdings III GP Management L.L.C. The sole member of Blackstone Holdings III GP Management L.L.C. is The Blackstone Group L.P. The general partner of The Blackstone Group L.P. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. As a result of his control of Blackstone Group Management L.L.C., Mr. Schwarzman may be deemed to have voting and investment power with respect to the Common Shares held by EARN Holdings. F5 · ownership.nature: Each of such Blackstone entities and Mr. Schwarzman may be deemed to beneficially own the shares beneficially owned by EARN Holdings directly or indirectly controlled by it or him, but each (other than EARN Holdings to the extent of its direct holdings) disclaims beneficial ownership of such shares, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document |
| March 12, 2018 Filed Mar 14, 2018 01:31 UTC |
Blackstone Holdings III L.P.10% owner
BTO EARN Manager L.L.C.10% owner
BTOA L.L.C.10% owner
Blackstone Holdings III GP L.P.10% owner
Blackstone Inc.10% owner
Blackstone Group Management L.L.C.10% owner
SCHWARZMAN STEPHEN A10% owner
|
PurchaseCommon Stock | 7,841 | $11.43 | $89,622.63 |
DisclosureSEC source: 0000899243-18-007331 · doc4.xml · nonDerivative · entry 2 Blackstone Holdings III L.P. · CIK 0001404073 · 10% owner Blackstone Tactical Opportunities EARN Holdings L.L.C. · CIK 0001575483 · 10% owner BTO EARN Manager L.L.C. · CIK 0001575479 · 10% owner BTOA L.L.C. · CIK 0001575478 · 10% owner Blackstone Holdings III GP L.P. · CIK 0001478809 · 10% owner Blackstone Holdings III GP Management L.L.C. · CIK 0001478815 · 10% owner Blackstone Group L.P. · CIK 0001393818 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,760,545 F6 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $11.20 to $11.45, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F2 · ownership.nature: These shares represent common shares of beneficial interest, $0.01 par value per share ("Common Shares") of Ellington Residential Mortgage REIT (the "Issuer") that are directly held by Blackstone Tactical Opportunities EARN Holdings L.L.C. ("EARN Holdings"). F3 · ownership.nature: BTO EARN Manager L.L.C. is the managing member of EARN Holdings. BTOA L.L.C. is the sole member of BTO EARN Manager L.L.C. Blackstone Holdings III L.P. is the managing member of BTOA L.L.C. The general partner of Blackstone Holdings III L.P. is Blackstone Holdings III GP L.P. F4 · ownership.nature: The general partner of Blackstone Holdings III GP L.P. is Blackstone Holdings III GP Management L.L.C. The sole member of Blackstone Holdings III GP Management L.L.C. is The Blackstone Group L.P. The general partner of The Blackstone Group L.P. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. As a result of his control of Blackstone Group Management L.L.C., Mr. Schwarzman may be deemed to have voting and investment power with respect to the Common Shares held by EARN Holdings. F5 · ownership.nature: Each of such Blackstone entities and Mr. Schwarzman may be deemed to beneficially own the shares beneficially owned by EARN Holdings directly or indirectly controlled by it or him, but each (other than EARN Holdings to the extent of its direct holdings) disclaims beneficial ownership of such shares, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document |
| March 09, 2018 Filed Mar 14, 2018 01:31 UTC |
Blackstone Holdings III L.P.10% owner
BTO EARN Manager L.L.C.10% owner
BTOA L.L.C.10% owner
Blackstone Holdings III GP L.P.10% owner
Blackstone Inc.10% owner
Blackstone Group Management L.L.C.10% owner
SCHWARZMAN STEPHEN A10% owner
|
PurchaseCommon Stock | 20,536 | $11.20 | $230,003.20 |
DisclosureSEC source: 0000899243-18-007331 · doc4.xml · nonDerivative · entry 1 Blackstone Holdings III L.P. · CIK 0001404073 · 10% owner Blackstone Tactical Opportunities EARN Holdings L.L.C. · CIK 0001575483 · 10% owner BTO EARN Manager L.L.C. · CIK 0001575479 · 10% owner BTOA L.L.C. · CIK 0001575478 · 10% owner Blackstone Holdings III GP L.P. · CIK 0001478809 · 10% owner Blackstone Holdings III GP Management L.L.C. · CIK 0001478815 · 10% owner Blackstone Group L.P. · CIK 0001393818 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,752,704 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $11.05 to $11.29, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F2 · ownership.nature: These shares represent common shares of beneficial interest, $0.01 par value per share ("Common Shares") of Ellington Residential Mortgage REIT (the "Issuer") that are directly held by Blackstone Tactical Opportunities EARN Holdings L.L.C. ("EARN Holdings"). F3 · ownership.nature: BTO EARN Manager L.L.C. is the managing member of EARN Holdings. BTOA L.L.C. is the sole member of BTO EARN Manager L.L.C. Blackstone Holdings III L.P. is the managing member of BTOA L.L.C. The general partner of Blackstone Holdings III L.P. is Blackstone Holdings III GP L.P. F4 · ownership.nature: The general partner of Blackstone Holdings III GP L.P. is Blackstone Holdings III GP Management L.L.C. The sole member of Blackstone Holdings III GP Management L.L.C. is The Blackstone Group L.P. The general partner of The Blackstone Group L.P. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. As a result of his control of Blackstone Group Management L.L.C., Mr. Schwarzman may be deemed to have voting and investment power with respect to the Common Shares held by EARN Holdings. F5 · ownership.nature: Each of such Blackstone entities and Mr. Schwarzman may be deemed to beneficially own the shares beneficially owned by EARN Holdings directly or indirectly controlled by it or him, but each (other than EARN Holdings to the extent of its direct holdings) disclaims beneficial ownership of such shares, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document |
| March 08, 2018 Filed Mar 9, 2018 02:36 UTC |
Blackstone Holdings III L.P.10% owner
BTO EARN Manager L.L.C.10% owner
BTOA L.L.C.10% owner
Blackstone Holdings III GP L.P.10% owner
Blackstone Inc.10% owner
Blackstone Group Management L.L.C.10% owner
SCHWARZMAN STEPHEN A10% owner
|
PurchaseCommon Stock | 10,855 | $11.01 | $119,513.55 |
DisclosureSEC source: 0000899243-18-006878 · doc4.xml · nonDerivative · entry 3 Blackstone Holdings III L.P. · CIK 0001404073 · 10% owner Blackstone Tactical Opportunities EARN Holdings L.L.C. · CIK 0001575483 · 10% owner BTO EARN Manager L.L.C. · CIK 0001575479 · 10% owner BTOA L.L.C. · CIK 0001575478 · 10% owner Blackstone Holdings III GP L.P. · CIK 0001478809 · 10% owner Blackstone Holdings III GP Management L.L.C. · CIK 0001478815 · 10% owner Blackstone Group L.P. · CIK 0001393818 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,732,168 F7 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $10.88 to $11.09, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F2 · ownership.nature: These shares represent common shares of beneficial interest, $0.01 par value per share ("Common Shares") of Ellington Residential Mortgage REIT (the "Issuer") that are directly held by Blackstone Tactical Opportunities EARN Holdings L.L.C. ("EARN Holdings"). F3 · ownership.nature: BTO EARN Manager L.L.C. is the managing member of EARN Holdings. BTOA L.L.C. is the sole member of BTO EARN Manager L.L.C. Blackstone Holdings III L.P. is the managing member of BTOA L.L.C. The general partner of Blackstone Holdings III L.P. is Blackstone Holdings III GP L.P. F4 · ownership.nature: The general partner of Blackstone Holdings III GP L.P. is Blackstone Holdings III GP Management L.L.C. The sole member of Blackstone Holdings III GP Management L.L.C. is The Blackstone Group L.P. The general partner of The Blackstone Group L.P. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. As a result of his control of Blackstone Group Management L.L.C., Mr. Schwarzman may be deemed to have voting and investment power with respect to the Common Shares held by EARN Holdings. F5 · ownership.nature: Each of such Blackstone entities and Mr. Schwarzman may be deemed to beneficially own the shares beneficially owned by EARN Holdings directly or indirectly controlled by it or him, but each (other than EARN Holdings to the extent of its direct holdings) disclaims beneficial ownership of such shares, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document |
| March 07, 2018 Filed Mar 9, 2018 02:36 UTC |
Blackstone Holdings III L.P.10% owner
BTO EARN Manager L.L.C.10% owner
BTOA L.L.C.10% owner
Blackstone Holdings III GP L.P.10% owner
Blackstone Inc.10% owner
Blackstone Group Management L.L.C.10% owner
SCHWARZMAN STEPHEN A10% owner
|
PurchaseCommon Stock | 13,609 | $10.90 | $148,338.10 |
DisclosureSEC source: 0000899243-18-006878 · doc4.xml · nonDerivative · entry 2 Blackstone Holdings III L.P. · CIK 0001404073 · 10% owner Blackstone Tactical Opportunities EARN Holdings L.L.C. · CIK 0001575483 · 10% owner BTO EARN Manager L.L.C. · CIK 0001575479 · 10% owner BTOA L.L.C. · CIK 0001575478 · 10% owner Blackstone Holdings III GP L.P. · CIK 0001478809 · 10% owner Blackstone Holdings III GP Management L.L.C. · CIK 0001478815 · 10% owner Blackstone Group L.P. · CIK 0001393818 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,721,313 F6 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $10.80 to $10.96, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F2 · ownership.nature: These shares represent common shares of beneficial interest, $0.01 par value per share ("Common Shares") of Ellington Residential Mortgage REIT (the "Issuer") that are directly held by Blackstone Tactical Opportunities EARN Holdings L.L.C. ("EARN Holdings"). F3 · ownership.nature: BTO EARN Manager L.L.C. is the managing member of EARN Holdings. BTOA L.L.C. is the sole member of BTO EARN Manager L.L.C. Blackstone Holdings III L.P. is the managing member of BTOA L.L.C. The general partner of Blackstone Holdings III L.P. is Blackstone Holdings III GP L.P. F4 · ownership.nature: The general partner of Blackstone Holdings III GP L.P. is Blackstone Holdings III GP Management L.L.C. The sole member of Blackstone Holdings III GP Management L.L.C. is The Blackstone Group L.P. The general partner of The Blackstone Group L.P. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. As a result of his control of Blackstone Group Management L.L.C., Mr. Schwarzman may be deemed to have voting and investment power with respect to the Common Shares held by EARN Holdings. F5 · ownership.nature: Each of such Blackstone entities and Mr. Schwarzman may be deemed to beneficially own the shares beneficially owned by EARN Holdings directly or indirectly controlled by it or him, but each (other than EARN Holdings to the extent of its direct holdings) disclaims beneficial ownership of such shares, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document |
| March 06, 2018 Filed Mar 9, 2018 02:36 UTC |
Blackstone Holdings III L.P.10% owner
BTO EARN Manager L.L.C.10% owner
BTOA L.L.C.10% owner
Blackstone Holdings III GP L.P.10% owner
Blackstone Inc.10% owner
Blackstone Group Management L.L.C.10% owner
SCHWARZMAN STEPHEN A10% owner
|
PurchaseCommon Stock | 18,002 | $10.81 | $194,601.62 |
DisclosureSEC source: 0000899243-18-006878 · doc4.xml · nonDerivative · entry 1 Blackstone Holdings III L.P. · CIK 0001404073 · 10% owner Blackstone Tactical Opportunities EARN Holdings L.L.C. · CIK 0001575483 · 10% owner BTO EARN Manager L.L.C. · CIK 0001575479 · 10% owner BTOA L.L.C. · CIK 0001575478 · 10% owner Blackstone Holdings III GP L.P. · CIK 0001478809 · 10% owner Blackstone Holdings III GP Management L.L.C. · CIK 0001478815 · 10% owner Blackstone Group L.P. · CIK 0001393818 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,707,704 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $10.65 to $10.92, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F2 · ownership.nature: These shares represent common shares of beneficial interest, $0.01 par value per share ("Common Shares") of Ellington Residential Mortgage REIT (the "Issuer") that are directly held by Blackstone Tactical Opportunities EARN Holdings L.L.C. ("EARN Holdings"). F3 · ownership.nature: BTO EARN Manager L.L.C. is the managing member of EARN Holdings. BTOA L.L.C. is the sole member of BTO EARN Manager L.L.C. Blackstone Holdings III L.P. is the managing member of BTOA L.L.C. The general partner of Blackstone Holdings III L.P. is Blackstone Holdings III GP L.P. F4 · ownership.nature: The general partner of Blackstone Holdings III GP L.P. is Blackstone Holdings III GP Management L.L.C. The sole member of Blackstone Holdings III GP Management L.L.C. is The Blackstone Group L.P. The general partner of The Blackstone Group L.P. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. As a result of his control of Blackstone Group Management L.L.C., Mr. Schwarzman may be deemed to have voting and investment power with respect to the Common Shares held by EARN Holdings. F5 · ownership.nature: Each of such Blackstone entities and Mr. Schwarzman may be deemed to beneficially own the shares beneficially owned by EARN Holdings directly or indirectly controlled by it or him, but each (other than EARN Holdings to the extent of its direct holdings) disclaims beneficial ownership of such shares, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 16:19 UTC |
Mumford LisaChief Financial Officer
|
GrantCommon shares | 3,567 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-012334 · wf-form4_151326836585077.xml · nonDerivative · entry 1 Mumford Lisa · CIK 0001380384 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,209 F1 · price: The common shares of beneficial interest (the "Common Shares") were granted to the Reporting Person as the Company's Chief Financial Officer, under the Ellington Residential Mortgage REIT 2013 Equity Incentive Plan. 1,784 of the Common Shares will vest, subject to certain limitations, on December 12, 2018, and the remaining 1,783 of the Common Shares will vest, subject to certain limitations, on December 12, 2019. Read SEC document |
| September 12, 2017 Filed Sep 14, 2017 16:16 UTC |
SIMON RONALD IDirector
|
GrantCommon shares of beneficial interest | 2,494 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-009302 · wf-form4_150542017736868.xml · nonDerivative · entry 1 SIMON RONALD I · CIK 0001060435 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,994 F1 · price: The common shares of beneficial interest (the "Common Shares") of Ellington Residential Mortgage REIT (the "Company") were granted to the reporting person as an independent trustee under the Company's 2013 Equity Incentive Plan. The Common Shares will vest, subject to certain limitations, on September 11, 2018. F2 · balance_after: Excludes 2,464 Common Shares previously owned directly which were transferred to the Simon Family Trust (the "Trust") on September 13, 2017. Read SEC document |
| September 12, 2017 Filed Sep 14, 2017 16:16 UTC |
Allardice Robert B. IIIDirector
|
GrantCommon shares of beneficial interest | 2,494 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-009301 · wf-form4_150542015783821.xml · nonDerivative · entry 1 Allardice Robert B. III · CIK 0001446359 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,239 F1 · price: The common shares of beneficial interest (the "Common Shares") of Ellington Residential Mortgage REIT (the "Company") were granted to the reporting person as an independent trustee under the Company's 2013 Equity Incentive Plan. The Common Shares will vest, subject to certain limitations, on September 11, 2018. Read SEC document |
| September 12, 2017 Filed Sep 14, 2017 16:16 UTC |
ROBARDS THOMAS FDirector
|
GrantCommon shares of beneficial interest | 2,494 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-009303 · wf-form4_150542019694604.xml · nonDerivative · entry 1 ROBARDS THOMAS F · CIK 0001185488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,239 F1 · price: The common shares of beneficial interest (the "Common Shares") of Ellington Residential Mortgage REIT (the "Company") were granted to the reporting person as an independent trustee under the Company's 2013 Equity Incentive Plan. The Common Shares will vest, subject to certain limitations, on September 11, 2018. Read SEC document |
| September 12, 2017 Filed Sep 14, 2017 20:15 UTC |
Miller DavidDirector
|
GrantCommon shares of beneficial interest | 2,494 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-009300 · wf-form4_150542014090888.xml · nonDerivative · entry 1 Miller David · CIK 0001577126 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,239 F1 · price: The common shares of beneficial interest (the "Common Shares") of Ellington Residential Mortgage REIT (the "Company") were granted to the reporting person as an independent trustee under the Company's 2013 Equity Incentive Plan. The Common Shares will vest, subject to certain limitations, on September 11, 2018. F2 · ownership.direct: 10,000 shares purchased in open market transactions are held in a joint account with spouse. Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 21:32 UTC |
Mumford LisaChief Financial Officer
|
GrantCommon shares | 3,113 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-022036 · wf-form4_148175114680626.xml · nonDerivative · entry 1 Mumford Lisa · CIK 0001380384 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,642 F1 · price: The common shares of beneficial interest (the "Common Shares") were granted to the Reporting Person as the Company's Chief Financial Officer, under the Ellington Residential Mortgage REIT 2013 Equity Incentive Plan. 1,557 of the Common Shares will vest, subject to certain limitations, on December 13, 2017, and the remaining 1,556 of the Common Shares will vest, subject to certain limitations, on December 13, 2018. Read SEC document |
| September 13, 2016 Filed Sep 15, 2016 16:39 UTC |
SIMON RONALD IDirector
|
GrantCommon shares of beneficial interest | 2,464 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-019601 · wf-form4_147397194100552.xml · nonDerivative · entry 1 SIMON RONALD I · CIK 0001060435 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,964 F1 · price: The common shares of beneficial interest (the "Common Shares") were granted to the Reporting Person as an independent trustee under the Ellington Residential Mortgage REIT 2013 Equity Incentive Plan. The Common Shares will vest, subject to certain limitations, on September 12, 2017. F2 · balance_after: Excludes 2,307 common shares previously owned directly which were transferred to the Simon Family Trust (the "Trust") on September 14, 2016 Read SEC document |
| September 13, 2016 Filed Sep 15, 2016 16:38 UTC |
Allardice Robert B. IIIDirector
|
GrantCommon shares of beneficial interest | 2,464 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-019598 · wf-form4_147397189428447.xml · nonDerivative · entry 1 Allardice Robert B. III · CIK 0001446359 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,745 F1 · price: The common shares of beneficial interest (the "Common Shares") were granted to the Reporting Person as an independent trustee under the Ellington Residential Mortgage REIT 2013 Equity Incentive Plan. The Common Shares will vest, subject to certain limitations, on September 12, 2017. Read SEC document |
| September 13, 2016 Filed Sep 15, 2016 16:38 UTC |
ROBARDS THOMAS FDirector
|
GrantCommon shares of beneficial interest | 2,464 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-019599 · wf-form4_147397190854456.xml · nonDerivative · entry 1 ROBARDS THOMAS F · CIK 0001185488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,745 F1 · price: The common shares of beneficial interest (the "Common Shares") were granted to the Reporting Person as an independent trustee under the Ellington Residential Mortgage REIT 2013 Equity Incentive Plan. The Common Shares will vest, subject to certain limitations, on September 12, 2017. Read SEC document |
| September 13, 2016 Filed Sep 15, 2016 20:38 UTC |
Miller DavidDirector
|
GrantCommon shares of beneficial interest | 2,464 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-019600 · wf-form4_147397192584140.xml · nonDerivative · entry 1 Miller David · CIK 0001577126 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,745 F1 · price: The common shares of beneficial interest (the "Common Shares") were granted to the Reporting Person as an independent trustee under the Ellington Residential Mortgage REIT 2013 Equity Incentive Plan. The Common Shares will vest, subject to certain limitations, on September 12, 2017. F2 · ownership.direct: 10,000 shares purchased in open market transactions are held in a joint account with spouse. Read SEC document |
| February 18, 2016 Filed Feb 18, 2016 22:17 UTC |
Blackstone Holdings III L.P.10% owner
BTO EARN Manager L.L.C.10% owner
BTOA L.L.C.10% owner
Blackstone Holdings III GP L.P.10% owner
Blackstone Inc.10% owner
Blackstone Group Management L.L.C.10% owner
SCHWARZMAN STEPHEN A10% owner
|
PurchaseCommon Stock | 2,938 | $11.80 | $34,668.40 |
DisclosureSEC source: 0000899243-16-013735 · doc4.xml · nonDerivative · entry 3 Blackstone Holdings III L.P. · CIK 0001404073 · 10% owner Blackstone Tactical Opportunities EARN Holdings L.L.C. · CIK 0001575483 · 10% owner BTO EARN Manager L.L.C. · CIK 0001575479 · 10% owner BTOA L.L.C. · CIK 0001575478 · 10% owner Blackstone Holdings III GP L.P. · CIK 0001478809 · 10% owner Blackstone Holdings III GP Management L.L.C. · CIK 0001478815 · 10% owner Blackstone Group L.P. · CIK 0001393818 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,689,702 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $11.71 to $11.88, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F4 · ownership.nature: These shares represent common shares of beneficial interest, $0.01 par value per share ("Common Shares") of Ellington Residential Mortgage REIT (the "Issuer") that are directly held by Blackstone Tactical Opportunities EARN Holdings L.L.C. ("EARN Holdings"). F5 · ownership.nature: BTO EARN Manager L.L.C. is the managing member of EARN Holdings. BTOA L.L.C. is the sole member of BTO EARN Manager L.L.C. Blackstone Holdings III L.P. is the managing member of BTOA L.L.C. The general partner of Blackstone Holdings III L.P. is Blackstone Holdings III GP L.P. F6 · ownership.nature: The general partner of Blackstone Holdings III GP L.P. is Blackstone Holdings III GP Management L.L.C. The sole member of Blackstone Holdings III GP Management L.L.C. is The Blackstone Group L.P. The general partner of The Blackstone Group L.P. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. As a result of his control of Blackstone Group Management L.L.C., Mr. Schwarzman may be deemed to have voting and investment power with respect to the Common Shares held by EARN Holdings. F7 · ownership.nature: Each of such Blackstone entities and Mr. Schwarzman may be deemed to beneficially own the shares beneficially owned by EARN Holdings directly or indirectly controlled by it or him, but each (other than EARN Holdings to the extent of its direct holdings) disclaims beneficial ownership of such shares, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document |
| February 17, 2016 Filed Feb 18, 2016 22:17 UTC |
Blackstone Holdings III L.P.10% owner
BTO EARN Manager L.L.C.10% owner
BTOA L.L.C.10% owner
Blackstone Holdings III GP L.P.10% owner
Blackstone Inc.10% owner
Blackstone Group Management L.L.C.10% owner
SCHWARZMAN STEPHEN A10% owner
|
PurchaseCommon Stock | 2,527 | $11.70 | $29,565.90 |
DisclosureSEC source: 0000899243-16-013735 · doc4.xml · nonDerivative · entry 2 Blackstone Holdings III L.P. · CIK 0001404073 · 10% owner Blackstone Tactical Opportunities EARN Holdings L.L.C. · CIK 0001575483 · 10% owner BTO EARN Manager L.L.C. · CIK 0001575479 · 10% owner BTOA L.L.C. · CIK 0001575478 · 10% owner Blackstone Holdings III GP L.P. · CIK 0001478809 · 10% owner Blackstone Holdings III GP Management L.L.C. · CIK 0001478815 · 10% owner Blackstone Group L.P. · CIK 0001393818 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,686,764 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $11.65 to $11.81, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F4 · ownership.nature: These shares represent common shares of beneficial interest, $0.01 par value per share ("Common Shares") of Ellington Residential Mortgage REIT (the "Issuer") that are directly held by Blackstone Tactical Opportunities EARN Holdings L.L.C. ("EARN Holdings"). F5 · ownership.nature: BTO EARN Manager L.L.C. is the managing member of EARN Holdings. BTOA L.L.C. is the sole member of BTO EARN Manager L.L.C. Blackstone Holdings III L.P. is the managing member of BTOA L.L.C. The general partner of Blackstone Holdings III L.P. is Blackstone Holdings III GP L.P. F6 · ownership.nature: The general partner of Blackstone Holdings III GP L.P. is Blackstone Holdings III GP Management L.L.C. The sole member of Blackstone Holdings III GP Management L.L.C. is The Blackstone Group L.P. The general partner of The Blackstone Group L.P. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. As a result of his control of Blackstone Group Management L.L.C., Mr. Schwarzman may be deemed to have voting and investment power with respect to the Common Shares held by EARN Holdings. F7 · ownership.nature: Each of such Blackstone entities and Mr. Schwarzman may be deemed to beneficially own the shares beneficially owned by EARN Holdings directly or indirectly controlled by it or him, but each (other than EARN Holdings to the extent of its direct holdings) disclaims beneficial ownership of such shares, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document |
| February 16, 2016 Filed Feb 18, 2016 22:17 UTC |
Blackstone Holdings III L.P.10% owner
BTO EARN Manager L.L.C.10% owner
BTOA L.L.C.10% owner
Blackstone Holdings III GP L.P.10% owner
Blackstone Inc.10% owner
Blackstone Group Management L.L.C.10% owner
SCHWARZMAN STEPHEN A10% owner
|
PurchaseCommon Stock | 2,140 | $11.44 | $24,481.60 |
DisclosureSEC source: 0000899243-16-013735 · doc4.xml · nonDerivative · entry 1 Blackstone Holdings III L.P. · CIK 0001404073 · 10% owner Blackstone Tactical Opportunities EARN Holdings L.L.C. · CIK 0001575483 · 10% owner BTO EARN Manager L.L.C. · CIK 0001575479 · 10% owner BTOA L.L.C. · CIK 0001575478 · 10% owner Blackstone Holdings III GP L.P. · CIK 0001478809 · 10% owner Blackstone Holdings III GP Management L.L.C. · CIK 0001478815 · 10% owner Blackstone Group L.P. · CIK 0001393818 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,684,237 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $11.28 to $11.56, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F4 · ownership.nature: These shares represent common shares of beneficial interest, $0.01 par value per share ("Common Shares") of Ellington Residential Mortgage REIT (the "Issuer") that are directly held by Blackstone Tactical Opportunities EARN Holdings L.L.C. ("EARN Holdings"). F5 · ownership.nature: BTO EARN Manager L.L.C. is the managing member of EARN Holdings. BTOA L.L.C. is the sole member of BTO EARN Manager L.L.C. Blackstone Holdings III L.P. is the managing member of BTOA L.L.C. The general partner of Blackstone Holdings III L.P. is Blackstone Holdings III GP L.P. F6 · ownership.nature: The general partner of Blackstone Holdings III GP L.P. is Blackstone Holdings III GP Management L.L.C. The sole member of Blackstone Holdings III GP Management L.L.C. is The Blackstone Group L.P. The general partner of The Blackstone Group L.P. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. As a result of his control of Blackstone Group Management L.L.C., Mr. Schwarzman may be deemed to have voting and investment power with respect to the Common Shares held by EARN Holdings. F7 · ownership.nature: Each of such Blackstone entities and Mr. Schwarzman may be deemed to beneficially own the shares beneficially owned by EARN Holdings directly or indirectly controlled by it or him, but each (other than EARN Holdings to the extent of its direct holdings) disclaims beneficial ownership of such shares, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document |
| November 10, 2015 Filed Nov 11, 2015 00:49 UTC |
Blackstone Holdings III L.P.10% owner
BTO EARN Manager L.L.C.10% owner
BTOA L.L.C.10% owner
Blackstone Holdings III GP L.P.10% owner
Blackstone Inc.10% owner
Blackstone Group Management L.L.C.10% owner
SCHWARZMAN STEPHEN A10% owner
|
PurchaseCommon Stock | 20,346 | $13.16 | $267,753.36 |
DisclosureSEC source: 0000899243-15-007930 · doc4.xml · nonDerivative · entry 3 Blackstone Holdings III L.P. · CIK 0001404073 · 10% owner Blackstone Tactical Opportunities EARN Holdings L.L.C. · CIK 0001575483 · 10% owner BTO EARN Manager L.L.C. · CIK 0001575479 · 10% owner BTOA L.L.C. · CIK 0001575478 · 10% owner Blackstone Holdings III GP L.P. · CIK 0001478809 · 10% owner Blackstone Holdings III GP Management L.L.C. · CIK 0001478815 · 10% owner Blackstone Group L.P. · CIK 0001393818 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,682,097 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $12.97 to $13.37, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F4 · ownership.nature: These shares represent common shares of beneficial interest, $0.01 par value per share ("Common Shares") of Ellington Residential Mortgage REIT (the "Issuer") that are directly held by Blackstone Tactical Opportunities EARN Holdings L.L.C. ("EARN Holdings"). F5 · ownership.nature: BTO EARN Manager L.L.C. is the managing member of EARN Holdings. BTOA L.L.C. is the sole member of BTO EARN Manager L.L.C. Blackstone Holdings III L.P. is the managing member of BTOA L.L.C. The general partner of Blackstone Holdings III L.P. is Blackstone Holdings III GP L.P. F6 · ownership.nature: The general partner of Blackstone Holdings III GP L.P. is Blackstone Holdings III GP Management L.L.C. The sole member of Blackstone Holdings III GP Management L.L.C. is The Blackstone Group L.P. The general partner of The Blackstone Group L.P. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. As a result of his control of Blackstone Group Management L.L.C., Mr. Schwarzman may be deemed to have voting and investment power with respect to the Common Shares held by EARN Holdings. F7 · ownership.nature: Each of such Blackstone entities and Mr. Schwarzman may be deemed to beneficially own the shares beneficially owned by EARN Holdings directly or indirectly controlled by it or him, but each (other than EARN Holdings to the extent of its direct holdings) disclaims beneficial ownership of such shares, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document |
| November 09, 2015 Filed Nov 11, 2015 00:49 UTC |
Blackstone Holdings III L.P.10% owner
BTO EARN Manager L.L.C.10% owner
BTOA L.L.C.10% owner
Blackstone Holdings III GP L.P.10% owner
Blackstone Inc.10% owner
Blackstone Group Management L.L.C.10% owner
SCHWARZMAN STEPHEN A10% owner
|
PurchaseCommon Stock | 56,152 | $12.77 | $717,061.04 |
DisclosureSEC source: 0000899243-15-007930 · doc4.xml · nonDerivative · entry 2 Blackstone Holdings III L.P. · CIK 0001404073 · 10% owner Blackstone Tactical Opportunities EARN Holdings L.L.C. · CIK 0001575483 · 10% owner BTO EARN Manager L.L.C. · CIK 0001575479 · 10% owner BTOA L.L.C. · CIK 0001575478 · 10% owner Blackstone Holdings III GP L.P. · CIK 0001478809 · 10% owner Blackstone Holdings III GP Management L.L.C. · CIK 0001478815 · 10% owner Blackstone Group L.P. · CIK 0001393818 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,661,751 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $12.53 to $12.93, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F4 · ownership.nature: These shares represent common shares of beneficial interest, $0.01 par value per share ("Common Shares") of Ellington Residential Mortgage REIT (the "Issuer") that are directly held by Blackstone Tactical Opportunities EARN Holdings L.L.C. ("EARN Holdings"). F5 · ownership.nature: BTO EARN Manager L.L.C. is the managing member of EARN Holdings. BTOA L.L.C. is the sole member of BTO EARN Manager L.L.C. Blackstone Holdings III L.P. is the managing member of BTOA L.L.C. The general partner of Blackstone Holdings III L.P. is Blackstone Holdings III GP L.P. F6 · ownership.nature: The general partner of Blackstone Holdings III GP L.P. is Blackstone Holdings III GP Management L.L.C. The sole member of Blackstone Holdings III GP Management L.L.C. is The Blackstone Group L.P. The general partner of The Blackstone Group L.P. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. As a result of his control of Blackstone Group Management L.L.C., Mr. Schwarzman may be deemed to have voting and investment power with respect to the Common Shares held by EARN Holdings. F7 · ownership.nature: Each of such Blackstone entities and Mr. Schwarzman may be deemed to beneficially own the shares beneficially owned by EARN Holdings directly or indirectly controlled by it or him, but each (other than EARN Holdings to the extent of its direct holdings) disclaims beneficial ownership of such shares, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document |
| November 06, 2015 Filed Nov 11, 2015 00:49 UTC |
Blackstone Holdings III L.P.10% owner
BTO EARN Manager L.L.C.10% owner
BTOA L.L.C.10% owner
Blackstone Holdings III GP L.P.10% owner
Blackstone Inc.10% owner
Blackstone Group Management L.L.C.10% owner
SCHWARZMAN STEPHEN A10% owner
|
PurchaseCommon Stock | 50,000 | $12.47 | $623,500.00 |
DisclosureSEC source: 0000899243-15-007930 · doc4.xml · nonDerivative · entry 1 Blackstone Holdings III L.P. · CIK 0001404073 · 10% owner Blackstone Tactical Opportunities EARN Holdings L.L.C. · CIK 0001575483 · 10% owner BTO EARN Manager L.L.C. · CIK 0001575479 · 10% owner BTOA L.L.C. · CIK 0001575478 · 10% owner Blackstone Holdings III GP L.P. · CIK 0001478809 · 10% owner Blackstone Holdings III GP Management L.L.C. · CIK 0001478815 · 10% owner Blackstone Group L.P. · CIK 0001393818 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,605,599 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $12.225 to $12.68, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F4 · ownership.nature: These shares represent common shares of beneficial interest, $0.01 par value per share ("Common Shares") of Ellington Residential Mortgage REIT (the "Issuer") that are directly held by Blackstone Tactical Opportunities EARN Holdings L.L.C. ("EARN Holdings"). F5 · ownership.nature: BTO EARN Manager L.L.C. is the managing member of EARN Holdings. BTOA L.L.C. is the sole member of BTO EARN Manager L.L.C. Blackstone Holdings III L.P. is the managing member of BTOA L.L.C. The general partner of Blackstone Holdings III L.P. is Blackstone Holdings III GP L.P. F6 · ownership.nature: The general partner of Blackstone Holdings III GP L.P. is Blackstone Holdings III GP Management L.L.C. The sole member of Blackstone Holdings III GP Management L.L.C. is The Blackstone Group L.P. The general partner of The Blackstone Group L.P. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. As a result of his control of Blackstone Group Management L.L.C., Mr. Schwarzman may be deemed to have voting and investment power with respect to the Common Shares held by EARN Holdings. F7 · ownership.nature: Each of such Blackstone entities and Mr. Schwarzman may be deemed to beneficially own the shares beneficially owned by EARN Holdings directly or indirectly controlled by it or him, but each (other than EARN Holdings to the extent of its direct holdings) disclaims beneficial ownership of such shares, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.