Tapewire

Nasdaq · USD

DXLG

DESTINATION XL GROUP, INC.

Export transactions ↓
Tapewire entity
7402
SEC CIK
0000813298
Parsed reports
803

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 01, 2023 Filed Apr 4, 2023 20:45 UTC
Cooney John FSVP, Chief Accounting Officer
Tax withholdingCommon Stock, $0.01 par value 1,841 $5.51 $10,143.91
Disclosure

SEC source: 0001062993-23-008564 · form4.xml · nonDerivative · entry 2

Cooney John F · CIK 0001643413 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,647

F2 · shares: Represents shares withheld from shares otherwise issuable upon vesting of RSUs for payment of taxes.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 20:45 UTC
Cooney John FSVP, Chief Accounting Officer
Exercise / conversionCommon Stock, $0.01 par value 4,929 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-008564 · form4.xml · nonDerivative · entry 1

Cooney John F · CIK 0001643413 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,488

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 20:44 UTC
Chane Francis CSVPSupply Chain,CustomerFulfil
Exercise / conversionRestricted Stock Units · Derivative 7,419 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-008562 · form4.xml · derivative · entry 3

Chane Francis C · CIK 0001437218 · SVPSupply Chain,CustomerFulfil

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,419 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: Represents RSUs for time-based compensation granted to the Reporting Person on August 7, 2019 under the 2019-2021 Long-Term Incentive Plan.

F3 · derivative.expiration_date: Represents RSUs for time-based compensation granted to the Reporting Person on August 7, 2019 under the 2019-2021 Long-Term Incentive Plan.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 20:44 UTC
Chane Francis CSVPSupply Chain,CustomerFulfil
Tax withholdingCommon Stock, $0.01 par value 2,771 $5.51 $15,268.21
Disclosure

SEC source: 0001062993-23-008562 · form4.xml · nonDerivative · entry 2

Chane Francis C · CIK 0001437218 · SVPSupply Chain,CustomerFulfil

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,597

F2 · shares: Represents shares withheld from shares otherwise issuable upon vesting of RSUs for payment of taxes.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 20:44 UTC
Chane Francis CSVPSupply Chain,CustomerFulfil
Exercise / conversionCommon Stock, $0.01 par value 7,419 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-008562 · form4.xml · nonDerivative · entry 1

Chane Francis C · CIK 0001437218 · SVPSupply Chain,CustomerFulfil

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 163,368

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.

Read SEC document
April 01, 2023 Filed Apr 3, 2024 20:11 UTC
Surette AllisonChief Merchandising Officer
GrantRestricted Stock Units · Derivative 18,485 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-24-007921 · form4.xml · derivative · entry 1

Surette Allison · CIK 0001741394 · Chief Merchandising Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,485

Underlying: Common Stock · 18,485 shares

Expires 2034-04-01

F1 · derivative.exercise_date: The Restricted Stock Units ("RSUs") represent the time-based portion of the 2024-2026 Long-Term Incentive Plan award for the Reporting Person. The RSUs vest and become exercisable in four equal installments on April 1, 2025, April 1, 2026, April 1, 2027 and April 1, 2028.

F2 · derivative.underlying_shares: Each RSU, as defined in the Company's 2016 Incentive Compensation Plan, represents a contingent right to receive one share of DXLG common stock.

Read SEC document
March 23, 2023 Filed Mar 27, 2023 20:16 UTC
Surette AllisonChief Merchandising Officer
GrantRestricted Stock Units · Derivative 14,442 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007732 · form4.xml · derivative · entry 1

Surette Allison · CIK 0001741394 · Chief Merchandising Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,442

Underlying: Common Stock · 14,442 shares

Expires 2033-03-23

F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") for performance-based compensation granted to the Reporting Person based on the Company's performance over the applicable performance period under the 2020-2022 Long-Term Incentive Plan. The RSU's vest August 31, 2023.

F2 · derivative.underlying_shares: Each RSU, as defined in the Company's 2016 Incentive Compensation Plan, represents a contingent right to receive one share of DXLG common stock.

Read SEC document
March 23, 2023 Filed Mar 27, 2023 20:16 UTC
Stratton Peter H Jr.EVP, CFO, Treasurer
GrantRestricted Stock Units · Derivative 20,016 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007731 · form4.xml · derivative · entry 1

Stratton Peter H Jr. · CIK 0001470555 · EVP, CFO, Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,016

Underlying: Common Stock · 20,016 shares

Expires 2033-03-23

F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") for performance-based compensation granted to the Reporting Person based on the Company's performance over the applicable performance period under the 2020-2022 Long-Term Incentive Plan. The RSU's vest August 31, 2023.

F2 · derivative.underlying_shares: Each RSU, as defined in the Company's 2016 Incentive Compensation Plan, represents a contingent right to receive one share of DXLG common stock.

Read SEC document
March 23, 2023 Filed Mar 27, 2023 20:16 UTC
REATH JAMESChief Marketing Officer
GrantRestricted Stock Units · Derivative 2,320 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007730 · form4.xml · derivative · entry 1

REATH JAMES · CIK 0001947712 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,320

Underlying: Common Stock · 2,320 shares

Expires 2033-03-23

F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") for performance-based compensation granted to the Reporting Person based on the Company's performance over the applicable performance period under the 2020-2022 Long-Term Incentive Plan. The RSU's vest September 26, 2023.

F2 · derivative.underlying_shares: Each RSU, as defined in the Company's 2016 Incentive Compensation Plan, represents a contingent right to receive one share of DXLG common stock.

Read SEC document
March 23, 2023 Filed Mar 27, 2023 20:16 UTC
Molloy Robert SGeneral Counsel & Secretary
GrantRestricted Stock Units · Derivative 19,003 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007729 · form4.xml · derivative · entry 1

Molloy Robert S · CIK 0001431242 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,003

Underlying: Common Stock · 19,003 shares

Expires 2033-03-23

F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") for performance-based compensation granted to the Reporting Person based on the Company's performance over the applicable performance period under the 2020-2022 Long-Term Incentive Plan. The RSU's vest August 31, 2023.

F2 · derivative.underlying_shares: Each RSU, as defined in the Company's 2016 Incentive Compensation Plan, represents a contingent right to receive one share of DXLG common stock.

Read SEC document
March 23, 2023 Filed Mar 27, 2023 20:15 UTC
KANTER HARVEY SDirector · President and CEO
GrantRestricted Stock Units · Derivative 90,456 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007728 · form4.xml · derivative · entry 1

KANTER HARVEY S · CIK 0001232404 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,456

Underlying: Common Stock · 90,456 shares

Expires 2033-03-23

F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") for performance-based compensation granted to the Reporting Person based on the Company's performance over the applicable performance period under the 2020-2022 Long-Term Incentive Plan. The RSU's vest August 31, 2023.

F2 · derivative.underlying_shares: Each RSU, as defined in the Company's 2016 Incentive Compensation Plan, represents a contingent right to receive one share of DXLG common stock.

Read SEC document
March 23, 2023 Filed Mar 27, 2023 20:15 UTC
Jones StaceyChief Human Resources Officer
GrantRestricted Stock Units · Derivative 11,519 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007727 · form4.xml · derivative · entry 1

Jones Stacey · CIK 0001846467 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,519

Underlying: Common Stock · 11,519 shares

Expires 2033-03-23

F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") for performance-based compensation granted to the Reporting Person based on the Company's performance over the applicable performance period under the 2020-2022 Long-Term Incentive Plan. The RSU's vest August 31, 2023.

F2 · derivative.underlying_shares: Each RSU, as defined in the Company's 2016 Incentive Compensation Plan, represents a contingent right to receive one share of DXLG common stock.

Read SEC document
March 23, 2023 Filed Mar 27, 2023 20:15 UTC
Gaeta AnthonyChief Stores Officer
GrantRestricted Stock Units · Derivative 14,949 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007726 · form4.xml · derivative · entry 1

Gaeta Anthony · CIK 0001723868 · Chief Stores Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,949

Underlying: Common Stock · 14,949 shares

Expires 2033-03-23

F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") for performance-based compensation granted to the Reporting Person based on the Company's performance over the applicable performance period under the 2020-2022 Long-Term Incentive Plan. The RSU's vest August 31, 2023.

F2 · derivative.underlying_shares: Each RSU, as defined in the Company's 2016 Incentive Compensation Plan, represents a contingent right to receive one share of DXLG common stock.

Read SEC document
March 23, 2023 Filed Mar 27, 2023 20:14 UTC
Cooney John FSVP, Chief Accounting Officer
GrantRestricted Stock Units · Derivative 9,764 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007724 · form4.xml · derivative · entry 1

Cooney John F · CIK 0001643413 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,764

Underlying: Common Stock · 9,764 shares

Expires 2033-03-23

F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") for performance-based compensation granted to the Reporting Person based on the Company's performance over the applicable performance period under the 2020-2022 Long-Term Incentive Plan. The RSU's vest August 31, 2023.

F2 · derivative.underlying_shares: Each RSU, as defined in the Company's 2016 Incentive Compensation Plan, represents a contingent right to receive one share of DXLG common stock.

Read SEC document
March 23, 2023 Filed Mar 27, 2023 20:13 UTC
Chane Francis CSVPSupply Chain,CustomerFulfil
GrantRestricted Stock Units · Derivative 14,695 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007723 · form4.xml · derivative · entry 1

Chane Francis C · CIK 0001437218 · SVPSupply Chain,CustomerFulfil

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,695

Underlying: Common Stock · 14,695 shares

Expires 2033-03-23

F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") for performance-based compensation granted to the Reporting Person based on the Company's performance over the applicable performance period under the 2020-2022 Long-Term Incentive Plan. The RSU's vest August 31, 2023.

F2 · derivative.underlying_shares: Each RSU, as defined in the Company's 2016 Incentive Compensation Plan, represents a contingent right to receive one share of DXLG common stock.

Read SEC document
March 16, 2023 Filed Mar 17, 2023 20:30 UTC SaleCommon Stock 26,677 $6.19 $165,234.67
Disclosure

SEC source: 0001535264-23-000046 · primary_doc.xml · nonDerivative · entry 1

AWM Investment Company, Inc. · CIK 0001535264 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Partnerships

Disclosed balance after: 9,399,297

F2 · shares: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 5,729,930 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 1,799,797 Shares held by Cay and 1,869,570 Shares held by SSPE.

F3 · shares: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F1 · price: This is a weighted average price.

F2 · balance_after: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 5,729,930 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 1,799,797 Shares held by Cay and 1,869,570 Shares held by SSPE.

F3 · balance_after: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2 · ownership.direct: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 5,729,930 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 1,799,797 Shares held by Cay and 1,869,570 Shares held by SSPE.

F3 · ownership.direct: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2 · ownership.nature: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 5,729,930 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 1,799,797 Shares held by Cay and 1,869,570 Shares held by SSPE.

F3 · ownership.nature: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
March 16, 2023 Filed Mar 17, 2023 20:03 UTC
Gaeta AnthonyChief Stores Officer
Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001062993-23-007171 · form4.xml · derivative · entry 3

Gaeta Anthony · CIK 0001723868 · Chief Stores Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,058

Underlying: Common Stock · 10,000 shares

Expires 2031-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · balance_after: Represents a grant of non-qualified stock options ("Stock Options") to the Reporting Person on March 9, 2021 under the Company's 2016 Incentive Compensation Plan. 8,686 Stock Options will become exercisable on March 9, 2024.

Read SEC document
March 16, 2023 Filed Mar 17, 2023 20:03 UTC
Gaeta AnthonyChief Stores Officer
SaleCommon Stock, $0.01 par value 10,000 $6.25 $62,527.00
Disclosure

SEC source: 0001062993-23-007171 · form4.xml · nonDerivative · entry 2

Gaeta Anthony · CIK 0001723868 · Chief Stores Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,711

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.25 to $6.27, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 16, 2023 Filed Mar 17, 2023 20:03 UTC
Gaeta AnthonyChief Stores Officer
Exercise / conversionCommon Stock, $0.01 par value 10,000 $0.75 $7,500.00
Disclosure

SEC source: 0001062993-23-007171 · form4.xml · nonDerivative · entry 1

Gaeta Anthony · CIK 0001723868 · Chief Stores Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,711

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2023 Filed Feb 14, 2023 21:48 UTC
Gaeta AnthonyChief Stores Officer
SaleCommon Stock, $0.01 par value 20,000 $6.54 $130,848.00
Disclosure

SEC source: 0001062993-23-003449 · form4.xml · nonDerivative · entry 1

Gaeta Anthony · CIK 0001723868 · Chief Stores Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,711

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.42 to $6.70, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 13, 2023 Filed Feb 14, 2023 21:46 UTC
Surette AllisonChief Merchandising Officer
SaleCommon Stock, $0.01 par value 30,000 $6.75 $202,560.00
Disclosure

SEC source: 0001062993-23-003448 · form4.xml · nonDerivative · entry 1

Surette Allison · CIK 0001741394 · Chief Merchandising Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,123

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.75 to $6.765, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 02, 2023 Filed Feb 6, 2023 22:28 UTC
Boyle JackDirector
SaleCommon Stock, $0.01 par value 11,600 $7.54 $87,437.32
Disclosure

SEC source: 0001062993-23-002288 · form4.xml · nonDerivative · entry 1

Boyle Jack · CIK 0001712634 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 438,682

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.50 to $7.55, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

Read SEC document
February 02, 2023 Filed Feb 6, 2023 21:14 UTC SaleCommon Stock 2,500 $7.54 $18,846.00
Disclosure

SEC source: 0001535264-23-000006 · primary_doc.xml · nonDerivative · entry 1

AWM Investment Company, Inc. · CIK 0001535264 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Partnerships

Disclosed balance after: 9,425,974

F2 · shares: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 5,746,193 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 1,804,905 Shares held by Cay and 1,874,876 Shares held by SSPE.

F3 · shares: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F1 · price: This is a weighted average price.

F2 · balance_after: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 5,746,193 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 1,804,905 Shares held by Cay and 1,874,876 Shares held by SSPE.

F3 · balance_after: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2 · ownership.direct: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 5,746,193 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 1,804,905 Shares held by Cay and 1,874,876 Shares held by SSPE.

F3 · ownership.direct: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2 · ownership.nature: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 5,746,193 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 1,804,905 Shares held by Cay and 1,874,876 Shares held by SSPE.

F3 · ownership.nature: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
January 30, 2023 Filed Jan 31, 2023 21:20 UTC
Ross IvyDirector
GrantCommon Stock, $0.01 par value 2,370 $7.12 $16,874.40
Disclosure

SEC source: 0001062993-23-001698 · form4.xml · nonDerivative · entry 1

Ross Ivy · CIK 0001569594 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,396

F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee.

Read SEC document
January 30, 2023 Filed Jan 31, 2023 21:21 UTC
Rubin ElaineDirector
GrantCommon Stock, $0.01 par value 2,370 $7.12 $16,874.40
Disclosure

SEC source: 0001062993-23-001701 · form4.xml · nonDerivative · entry 1

Rubin Elaine · CIK 0001680353 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,243

F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer.

Read SEC document
January 30, 2023 Filed Jan 31, 2023 21:20 UTC GrantCommon Stock, $0.01 par value 5,091 $7.12 $36,247.92
Disclosure

SEC source: 0001062993-23-001697 · form4.xml · nonDerivative · entry 1

MESDAG WILLEM · CIK 0001374566 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,569,765

F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee. The Reporting Person's ownership includes (i) 420,286 shares held by the Mesdag Family Limited Partnership, (ii) 97,529 shares held by the Mesdag Family Foundation, (iii) 44,746 shares held by the 2012 Mesdag Trust, (iv) 1,763,373 shares held by Red Mountain Capital Partners LLC, and (v) 243,831 shares held by Red Mountain Capital Management Inc. The Reporting Person is the president, sole executive officer, sole director and sole shareholder of Red Mountain Capital Management Inc. The Reporting Person disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein. The filing system would not permit the filer to report his ownership as indirect.

F1 · ownership.direct: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee. The Reporting Person's ownership includes (i) 420,286 shares held by the Mesdag Family Limited Partnership, (ii) 97,529 shares held by the Mesdag Family Foundation, (iii) 44,746 shares held by the 2012 Mesdag Trust, (iv) 1,763,373 shares held by Red Mountain Capital Partners LLC, and (v) 243,831 shares held by Red Mountain Capital Management Inc. The Reporting Person is the president, sole executive officer, sole director and sole shareholder of Red Mountain Capital Management Inc. The Reporting Person disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein. The filing system would not permit the filer to report his ownership as indirect.

Read SEC document
January 30, 2023 Filed Jan 31, 2023 21:19 UTC
Boyle JackDirector
GrantCommon Stock, $0.01 par value 2,545 $7.12 $18,120.40
Disclosure

SEC source: 0001062993-23-001695 · form4.xml · nonDerivative · entry 1

Boyle Jack · CIK 0001712634 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450,282

F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee.

Read SEC document
January 30, 2023 Filed Jan 31, 2023 21:19 UTC
Bauza CarmenDirector
GrantCommon Stock, $0.01 par value 2,844 $7.12 $20,249.28
Disclosure

SEC source: 0001062993-23-001694 · form4.xml · nonDerivative · entry 1

Bauza Carmen · CIK 0001879173 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,568

F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer.

Read SEC document
January 27, 2023 Filed Jan 27, 2023 23:25 UTC
Boyle JackDirector
SaleCommon Stock, $0.01 par value 8,600 $7.50 $64,539.56
Disclosure

SEC source: 0001062993-23-001516 · form4.xml · nonDerivative · entry 2

Boyle Jack · CIK 0001712634 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 447,737

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
January 27, 2023 Filed Jan 31, 2023 21:13 UTC
PAUKER DARAChief Operating Officer
GrantRestricted Stock Units · Derivative 8,626 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-23-001682 · form4.xml · derivative · entry 3

PAUKER DARA · CIK 0001963959 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,626

Underlying: Common Stock · 8,626 shares

Expires 2033-01-27

F3 · derivative.exercise_date: Represents RSUs for the time-based portion of the 2022-2024 Long-Term Incentive Plan award to the Reporting Person. The RSUs vest and become exercisable in four equal installments on January 27, 2024, April 1, 2024, April 1, 2025 and April 1, 2026.

F4 · derivative.underlying_shares: Each RSU, as defined in the Company's 2016 Incentive Compensation Plan, represents a contingent right to receive one share of DXLG common stock.

Read SEC document
January 27, 2023 Filed Jan 31, 2023 21:13 UTC
PAUKER DARAChief Operating Officer
GrantRestricted Stock Units · Derivative 40,376 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-23-001682 · form4.xml · derivative · entry 2

PAUKER DARA · CIK 0001963959 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,376

Underlying: Common Stock · 40,376 shares

Expires 2033-01-27

F2 · derivative.exercise_date: These Restricted Stock Units ("RSUs") represent an inducement grant pursuant to the Company's 2016 Incentive Compensation Plan. The RSUs vest and become exercisable in three equal installments on January 27, 2024, January 27, 2025 and January 27, 2026.

F4 · derivative.underlying_shares: Each RSU, as defined in the Company's 2016 Incentive Compensation Plan, represents a contingent right to receive one share of DXLG common stock.

Read SEC document
January 27, 2023 Filed Jan 31, 2023 21:13 UTC
PAUKER DARAChief Operating Officer
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 3,276 $0.00 Strike: $7.43 $0.00
Disclosure

SEC source: 0001062993-23-001682 · form4.xml · derivative · entry 1

PAUKER DARA · CIK 0001963959 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,276

Underlying: Common Stock · 3,276 shares

Expires 2033-01-27

F1 · derivative.exercise_date: The Non-Qualified Stock Options ("Stock Options") represent the time-based portion of the 2021-2023 Long-Term Incentive Plan award to the Reporting Person. The Stock Options become exercisable in three equal installments on January 27, 2024, April 1, 2024 and April 1, 2025.

Read SEC document
January 26, 2023 Filed Jan 27, 2023 23:25 UTC
Boyle JackDirector
SaleCommon Stock, $0.01 par value 12,100 $7.50 $90,750.00
Disclosure

SEC source: 0001062993-23-001516 · form4.xml · nonDerivative · entry 1

Boyle Jack · CIK 0001712634 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 456,337

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
January 26, 2023 Filed Jan 30, 2023 21:51 UTC SaleCommon Stock 36,356 $7.46 $271,368.46
Disclosure

SEC source: 0001535264-23-000005 · primary_doc.xml · nonDerivative · entry 1

AWM Investment Company, Inc. · CIK 0001535264 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Partnerships

Disclosed balance after: 9,428,474

F2 · shares: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 5,747,717 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 1,805,384 Shares held by Cay and 1,875,373 Shares held by SSPE.

F3 · shares: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F1 · price: This is a weighted average price.

F2 · balance_after: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 5,747,717 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 1,805,384 Shares held by Cay and 1,875,373 Shares held by SSPE.

F3 · balance_after: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2 · ownership.direct: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 5,747,717 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 1,805,384 Shares held by Cay and 1,875,373 Shares held by SSPE.

F3 · ownership.direct: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2 · ownership.nature: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 5,747,717 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 1,805,384 Shares held by Cay and 1,875,373 Shares held by SSPE.

F3 · ownership.nature: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
January 24, 2023 Filed Jan 24, 2023 21:16 UTC
Cooney John FSVP, Chief Accounting Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 8,000 $0.00 Strike: $0.69 $0.00
Disclosure

SEC source: 0001062993-23-001333 · form4.xml · derivative · entry 3

Cooney John F · CIK 0001643413 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,264

Underlying: Common Stock · 8,000 shares

Expires 2031-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Non-Qualified Stock Option represents the time-based portion of the 2021-2023 Long-Term Incentive Plan award to the Reporting Person. The option vests in four equal installments. 9,066 shares became exercisable on April 1, 2022. 9,066 shares will become exercisable on each of April 1, 2023, April 1, 2024 and April 1, 2025.

Read SEC document
January 24, 2023 Filed Jan 24, 2023 21:16 UTC
Cooney John FSVP, Chief Accounting Officer
SaleCommon Stock, $0.01 par value 13,000 $7.25 $94,250.00
Disclosure

SEC source: 0001062993-23-001333 · form4.xml · nonDerivative · entry 2

Cooney John F · CIK 0001643413 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,559

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
January 24, 2023 Filed Jan 24, 2023 21:16 UTC
Cooney John FSVP, Chief Accounting Officer
Exercise / conversionCommon Stock, $0.01 par value 8,000 $0.69 $5,520.00
Disclosure

SEC source: 0001062993-23-001333 · form4.xml · nonDerivative · entry 1

Cooney John F · CIK 0001643413 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,559

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 17, 2023 Filed Jan 17, 2023 21:04 UTC
Cooney John FSVP, Chief Accounting Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 8,000 $0.00 Strike: $0.53 $0.00
Disclosure

SEC source: 0001062993-23-000965 · form4.xml · derivative · entry 3

Cooney John F · CIK 0001643413 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,430

Underlying: Common Stock · 8,000 shares

Expires 2030-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The non-qualified stock options represent the time-based portion of the 2020-2022 Long-Term Incentive Plan award to the Reporting Person. The option vests in four equal installments. 23,858 options became exercisable on each of June 11, 2021 and April 1, 2022. 23,858 options will become exercisable on each of April 1, 2023 and April 1, 2024.

Read SEC document
January 17, 2023 Filed Jan 17, 2023 21:04 UTC
Cooney John FSVP, Chief Accounting Officer
SaleCommon Stock, $0.01 par value 13,000 $6.85 $89,030.50
Disclosure

SEC source: 0001062993-23-000965 · form4.xml · nonDerivative · entry 2

Cooney John F · CIK 0001643413 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,559

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.80 to $6.90, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

Read SEC document
January 17, 2023 Filed Jan 17, 2023 21:04 UTC
Cooney John FSVP, Chief Accounting Officer
Exercise / conversionCommon Stock, $0.01 par value 8,000 $0.53 $4,240.00
Disclosure

SEC source: 0001062993-23-000965 · form4.xml · nonDerivative · entry 1

Cooney John F · CIK 0001643413 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,559

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 12, 2023 Filed Jan 13, 2023 21:33 UTC SaleCommon Stock 87,572 $7.00 $613,389.32
Disclosure

SEC source: 0001535264-23-000002 · primary_doc.xml · nonDerivative · entry 3

AWM Investment Company, Inc. · CIK 0001535264 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Partnerships

Disclosed balance after: 9,464,830

F2 · shares: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 5,769,880 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 1,812,346 Shares held by Cay and 1,882,604 Shares held by SSPE.

F3 · shares: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F1 · price: This is a weighted average price.

F2 · balance_after: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 5,769,880 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 1,812,346 Shares held by Cay and 1,882,604 Shares held by SSPE.

F3 · balance_after: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2 · ownership.direct: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 5,769,880 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 1,812,346 Shares held by Cay and 1,882,604 Shares held by SSPE.

F3 · ownership.direct: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2 · ownership.nature: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 5,769,880 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 1,812,346 Shares held by Cay and 1,882,604 Shares held by SSPE.

F3 · ownership.nature: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
January 11, 2023 Filed Jan 12, 2023 21:03 UTC
Gaeta AnthonyChief Stores Officer
Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 18,719 $0.00 Strike: $5.04 $0.00
Disclosure

SEC source: 0001062993-23-000880 · form4.xml · derivative · entry 3

Gaeta Anthony · CIK 0001723868 · Chief Stores Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,719 shares

Expires 2023-05-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents a grant of non-qualified stock options to the Reporting Person on May 28, 2013 under the 2013-2016 Long-Term Incentive Plan. The shares subject to time-based vesting became fully vested January 28, 2017.

F1 · derivative.exercise_date: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.03 to $7.12, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
January 11, 2023 Filed Jan 12, 2023 21:03 UTC
Gaeta AnthonyChief Stores Officer
SaleCommon Stock, $0.01 par value 18,719 $7.04 $131,783.63
Disclosure

SEC source: 0001062993-23-000880 · form4.xml · nonDerivative · entry 2

Gaeta Anthony · CIK 0001723868 · Chief Stores Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,711

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.03 to $7.12, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
January 11, 2023 Filed Jan 12, 2023 21:03 UTC
Gaeta AnthonyChief Stores Officer
Exercise / conversionCommon Stock, $0.01 par value 18,719 $5.04 $94,343.76
Disclosure

SEC source: 0001062993-23-000880 · form4.xml · nonDerivative · entry 1

Gaeta Anthony · CIK 0001723868 · Chief Stores Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,430

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 11, 2023 Filed Jan 12, 2023 21:03 UTC
Jones StaceyChief Human Resources Officer
Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 20,447 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-000879 · form4.xml · derivative · entry 5

Jones Stacey · CIK 0001846467 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,341

Underlying: Common Stock · 20,447 shares

Expires 2030-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.00 to $7.075, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

F3 · shares: Represents a grant of Stock Options to the Reporting Person on June 11, 2020 under the 2020-2022 Long-Term Incentive Plan. 20,447 Stock Options became exercisable on each of June 11, 2021 and April 1, 2022, and 20,447 Stock Options will become exercisable on each of April 1, 2023 and April 1, 2024.

Read SEC document
January 11, 2023 Filed Jan 12, 2023 21:03 UTC
Jones StaceyChief Human Resources Officer
Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 16,304 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-000879 · form4.xml · derivative · entry 4

Jones Stacey · CIK 0001846467 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,304 shares

Expires 2023-05-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.00 to $7.075, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

F2 · shares: Represents a grant of non-qualified stock options ("Stock Options") to the Reporting Person on May 28, 2013 under the 2013-2016 Long-Term Incentive Plan. The shares subject to time-based vesting became fully vested January 28, 2017.

Read SEC document
January 11, 2023 Filed Jan 12, 2023 21:03 UTC
Jones StaceyChief Human Resources Officer
SaleCommon Stock, $0.01 par value 36,751 $7.02 $258,054.50
Disclosure

SEC source: 0001062993-23-000879 · form4.xml · nonDerivative · entry 3

Jones Stacey · CIK 0001846467 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,533

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.00 to $7.075, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
January 11, 2023 Filed Jan 12, 2023 21:03 UTC
Jones StaceyChief Human Resources Officer
Exercise / conversionCommon Stock, $0.01 par value 20,447 $0.53 $10,836.91
Disclosure

SEC source: 0001062993-23-000879 · form4.xml · nonDerivative · entry 2

Jones Stacey · CIK 0001846467 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,284

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 11, 2023 Filed Jan 12, 2023 21:03 UTC
Jones StaceyChief Human Resources Officer
Exercise / conversionCommon Stock, $0.01 par value 16,304 $5.04 $82,172.16
Disclosure

SEC source: 0001062993-23-000879 · form4.xml · nonDerivative · entry 1

Jones Stacey · CIK 0001846467 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,837

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 11, 2023 Filed Jan 13, 2023 21:33 UTC SaleCommon Stock 10,000 $7.16 $71,604.00
Disclosure

SEC source: 0001535264-23-000002 · primary_doc.xml · nonDerivative · entry 2

AWM Investment Company, Inc. · CIK 0001535264 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Partnerships

Disclosed balance after: 9,552,402

F1 · price: This is a weighted average price.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.