Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2023 Filed Apr 4, 2023 20:45 UTC |
Cooney John FSVP, Chief Accounting Officer
|
Tax withholdingCommon Stock, $0.01 par value | 1,841 | $5.51 | $10,143.91 |
DisclosureSEC source: 0001062993-23-008564 · form4.xml · nonDerivative · entry 2 Cooney John F · CIK 0001643413 · SVP, Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,647 F2 · shares: Represents shares withheld from shares otherwise issuable upon vesting of RSUs for payment of taxes. Read SEC document |
| April 01, 2023 Filed Apr 4, 2023 20:45 UTC |
Cooney John FSVP, Chief Accounting Officer
|
Exercise / conversionCommon Stock, $0.01 par value | 4,929 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-008564 · form4.xml · nonDerivative · entry 1 Cooney John F · CIK 0001643413 · SVP, Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,488 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. Read SEC document |
| April 01, 2023 Filed Apr 4, 2023 20:44 UTC |
Chane Francis CSVPSupply Chain,CustomerFulfil
|
Exercise / conversionRestricted Stock Units · Derivative | 7,419 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-008562 · form4.xml · derivative · entry 3 Chane Francis C · CIK 0001437218 · SVPSupply Chain,CustomerFulfil 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,419 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: Represents RSUs for time-based compensation granted to the Reporting Person on August 7, 2019 under the 2019-2021 Long-Term Incentive Plan. F3 · derivative.expiration_date: Represents RSUs for time-based compensation granted to the Reporting Person on August 7, 2019 under the 2019-2021 Long-Term Incentive Plan. Read SEC document |
| April 01, 2023 Filed Apr 4, 2023 20:44 UTC |
Chane Francis CSVPSupply Chain,CustomerFulfil
|
Tax withholdingCommon Stock, $0.01 par value | 2,771 | $5.51 | $15,268.21 |
DisclosureSEC source: 0001062993-23-008562 · form4.xml · nonDerivative · entry 2 Chane Francis C · CIK 0001437218 · SVPSupply Chain,CustomerFulfil 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 160,597 F2 · shares: Represents shares withheld from shares otherwise issuable upon vesting of RSUs for payment of taxes. Read SEC document |
| April 01, 2023 Filed Apr 4, 2023 20:44 UTC |
Chane Francis CSVPSupply Chain,CustomerFulfil
|
Exercise / conversionCommon Stock, $0.01 par value | 7,419 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-008562 · form4.xml · nonDerivative · entry 1 Chane Francis C · CIK 0001437218 · SVPSupply Chain,CustomerFulfil 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 163,368 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. Read SEC document |
| April 01, 2023 Filed Apr 3, 2024 20:11 UTC |
Surette AllisonChief Merchandising Officer
|
GrantRestricted Stock Units · Derivative | 18,485 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-007921 · form4.xml · derivative · entry 1 Surette Allison · CIK 0001741394 · Chief Merchandising Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,485 Underlying: Common Stock · 18,485 shares Expires 2034-04-01 F1 · derivative.exercise_date: The Restricted Stock Units ("RSUs") represent the time-based portion of the 2024-2026 Long-Term Incentive Plan award for the Reporting Person. The RSUs vest and become exercisable in four equal installments on April 1, 2025, April 1, 2026, April 1, 2027 and April 1, 2028. F2 · derivative.underlying_shares: Each RSU, as defined in the Company's 2016 Incentive Compensation Plan, represents a contingent right to receive one share of DXLG common stock. Read SEC document |
| March 23, 2023 Filed Mar 27, 2023 20:16 UTC |
Surette AllisonChief Merchandising Officer
|
GrantRestricted Stock Units · Derivative | 14,442 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-007732 · form4.xml · derivative · entry 1 Surette Allison · CIK 0001741394 · Chief Merchandising Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,442 Underlying: Common Stock · 14,442 shares Expires 2033-03-23 F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") for performance-based compensation granted to the Reporting Person based on the Company's performance over the applicable performance period under the 2020-2022 Long-Term Incentive Plan. The RSU's vest August 31, 2023. F2 · derivative.underlying_shares: Each RSU, as defined in the Company's 2016 Incentive Compensation Plan, represents a contingent right to receive one share of DXLG common stock. Read SEC document |
| March 23, 2023 Filed Mar 27, 2023 20:16 UTC |
Stratton Peter H Jr.EVP, CFO, Treasurer
|
GrantRestricted Stock Units · Derivative | 20,016 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-007731 · form4.xml · derivative · entry 1 Stratton Peter H Jr. · CIK 0001470555 · EVP, CFO, Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,016 Underlying: Common Stock · 20,016 shares Expires 2033-03-23 F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") for performance-based compensation granted to the Reporting Person based on the Company's performance over the applicable performance period under the 2020-2022 Long-Term Incentive Plan. The RSU's vest August 31, 2023. F2 · derivative.underlying_shares: Each RSU, as defined in the Company's 2016 Incentive Compensation Plan, represents a contingent right to receive one share of DXLG common stock. Read SEC document |
| March 23, 2023 Filed Mar 27, 2023 20:16 UTC |
REATH JAMESChief Marketing Officer
|
GrantRestricted Stock Units · Derivative | 2,320 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-007730 · form4.xml · derivative · entry 1 REATH JAMES · CIK 0001947712 · Chief Marketing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,320 Underlying: Common Stock · 2,320 shares Expires 2033-03-23 F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") for performance-based compensation granted to the Reporting Person based on the Company's performance over the applicable performance period under the 2020-2022 Long-Term Incentive Plan. The RSU's vest September 26, 2023. F2 · derivative.underlying_shares: Each RSU, as defined in the Company's 2016 Incentive Compensation Plan, represents a contingent right to receive one share of DXLG common stock. Read SEC document |
| March 23, 2023 Filed Mar 27, 2023 20:16 UTC |
Molloy Robert SGeneral Counsel & Secretary
|
GrantRestricted Stock Units · Derivative | 19,003 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-007729 · form4.xml · derivative · entry 1 Molloy Robert S · CIK 0001431242 · General Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,003 Underlying: Common Stock · 19,003 shares Expires 2033-03-23 F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") for performance-based compensation granted to the Reporting Person based on the Company's performance over the applicable performance period under the 2020-2022 Long-Term Incentive Plan. The RSU's vest August 31, 2023. F2 · derivative.underlying_shares: Each RSU, as defined in the Company's 2016 Incentive Compensation Plan, represents a contingent right to receive one share of DXLG common stock. Read SEC document |
| March 23, 2023 Filed Mar 27, 2023 20:15 UTC |
KANTER HARVEY SDirector · President and CEO
|
GrantRestricted Stock Units · Derivative | 90,456 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-007728 · form4.xml · derivative · entry 1 KANTER HARVEY S · CIK 0001232404 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,456 Underlying: Common Stock · 90,456 shares Expires 2033-03-23 F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") for performance-based compensation granted to the Reporting Person based on the Company's performance over the applicable performance period under the 2020-2022 Long-Term Incentive Plan. The RSU's vest August 31, 2023. F2 · derivative.underlying_shares: Each RSU, as defined in the Company's 2016 Incentive Compensation Plan, represents a contingent right to receive one share of DXLG common stock. Read SEC document |
| March 23, 2023 Filed Mar 27, 2023 20:15 UTC |
Jones StaceyChief Human Resources Officer
|
GrantRestricted Stock Units · Derivative | 11,519 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-007727 · form4.xml · derivative · entry 1 Jones Stacey · CIK 0001846467 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,519 Underlying: Common Stock · 11,519 shares Expires 2033-03-23 F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") for performance-based compensation granted to the Reporting Person based on the Company's performance over the applicable performance period under the 2020-2022 Long-Term Incentive Plan. The RSU's vest August 31, 2023. F2 · derivative.underlying_shares: Each RSU, as defined in the Company's 2016 Incentive Compensation Plan, represents a contingent right to receive one share of DXLG common stock. Read SEC document |
| March 23, 2023 Filed Mar 27, 2023 20:15 UTC |
Gaeta AnthonyChief Stores Officer
|
GrantRestricted Stock Units · Derivative | 14,949 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-007726 · form4.xml · derivative · entry 1 Gaeta Anthony · CIK 0001723868 · Chief Stores Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,949 Underlying: Common Stock · 14,949 shares Expires 2033-03-23 F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") for performance-based compensation granted to the Reporting Person based on the Company's performance over the applicable performance period under the 2020-2022 Long-Term Incentive Plan. The RSU's vest August 31, 2023. F2 · derivative.underlying_shares: Each RSU, as defined in the Company's 2016 Incentive Compensation Plan, represents a contingent right to receive one share of DXLG common stock. Read SEC document |
| March 23, 2023 Filed Mar 27, 2023 20:14 UTC |
Cooney John FSVP, Chief Accounting Officer
|
GrantRestricted Stock Units · Derivative | 9,764 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-007724 · form4.xml · derivative · entry 1 Cooney John F · CIK 0001643413 · SVP, Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,764 Underlying: Common Stock · 9,764 shares Expires 2033-03-23 F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") for performance-based compensation granted to the Reporting Person based on the Company's performance over the applicable performance period under the 2020-2022 Long-Term Incentive Plan. The RSU's vest August 31, 2023. F2 · derivative.underlying_shares: Each RSU, as defined in the Company's 2016 Incentive Compensation Plan, represents a contingent right to receive one share of DXLG common stock. Read SEC document |
| March 23, 2023 Filed Mar 27, 2023 20:13 UTC |
Chane Francis CSVPSupply Chain,CustomerFulfil
|
GrantRestricted Stock Units · Derivative | 14,695 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-007723 · form4.xml · derivative · entry 1 Chane Francis C · CIK 0001437218 · SVPSupply Chain,CustomerFulfil 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,695 Underlying: Common Stock · 14,695 shares Expires 2033-03-23 F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") for performance-based compensation granted to the Reporting Person based on the Company's performance over the applicable performance period under the 2020-2022 Long-Term Incentive Plan. The RSU's vest August 31, 2023. F2 · derivative.underlying_shares: Each RSU, as defined in the Company's 2016 Incentive Compensation Plan, represents a contingent right to receive one share of DXLG common stock. Read SEC document |
| March 16, 2023 Filed Mar 17, 2023 20:30 UTC |
AWM Investment Company, Inc.10% owner
|
SaleCommon Stock | 26,677 | $6.19 | $165,234.67 |
DisclosureSEC source: 0001535264-23-000046 · primary_doc.xml · nonDerivative · entry 1 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 9,399,297 F2 · shares: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 5,729,930 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 1,799,797 Shares held by Cay and 1,869,570 Shares held by SSPE. F3 · shares: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · price: This is a weighted average price. F2 · balance_after: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 5,729,930 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 1,799,797 Shares held by Cay and 1,869,570 Shares held by SSPE. F3 · balance_after: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.direct: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 5,729,930 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 1,799,797 Shares held by Cay and 1,869,570 Shares held by SSPE. F3 · ownership.direct: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.nature: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 5,729,930 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 1,799,797 Shares held by Cay and 1,869,570 Shares held by SSPE. F3 · ownership.nature: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| March 16, 2023 Filed Mar 17, 2023 20:03 UTC |
Gaeta AnthonyChief Stores Officer
|
Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $0.75 | $0.00 |
DisclosureSEC source: 0001062993-23-007171 · form4.xml · derivative · entry 3 Gaeta Anthony · CIK 0001723868 · Chief Stores Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,058 Underlying: Common Stock · 10,000 shares Expires 2031-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · balance_after: Represents a grant of non-qualified stock options ("Stock Options") to the Reporting Person on March 9, 2021 under the Company's 2016 Incentive Compensation Plan. 8,686 Stock Options will become exercisable on March 9, 2024. Read SEC document |
| March 16, 2023 Filed Mar 17, 2023 20:03 UTC |
Gaeta AnthonyChief Stores Officer
|
SaleCommon Stock, $0.01 par value | 10,000 | $6.25 | $62,527.00 |
DisclosureSEC source: 0001062993-23-007171 · form4.xml · nonDerivative · entry 2 Gaeta Anthony · CIK 0001723868 · Chief Stores Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,711 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.25 to $6.27, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 16, 2023 Filed Mar 17, 2023 20:03 UTC |
Gaeta AnthonyChief Stores Officer
|
Exercise / conversionCommon Stock, $0.01 par value | 10,000 | $0.75 | $7,500.00 |
DisclosureSEC source: 0001062993-23-007171 · form4.xml · nonDerivative · entry 1 Gaeta Anthony · CIK 0001723868 · Chief Stores Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,711 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2023 Filed Feb 14, 2023 21:48 UTC |
Gaeta AnthonyChief Stores Officer
|
SaleCommon Stock, $0.01 par value | 20,000 | $6.54 | $130,848.00 |
DisclosureSEC source: 0001062993-23-003449 · form4.xml · nonDerivative · entry 1 Gaeta Anthony · CIK 0001723868 · Chief Stores Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,711 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.42 to $6.70, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 13, 2023 Filed Feb 14, 2023 21:46 UTC |
Surette AllisonChief Merchandising Officer
|
SaleCommon Stock, $0.01 par value | 30,000 | $6.75 | $202,560.00 |
DisclosureSEC source: 0001062993-23-003448 · form4.xml · nonDerivative · entry 1 Surette Allison · CIK 0001741394 · Chief Merchandising Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,123 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.75 to $6.765, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 02, 2023 Filed Feb 6, 2023 22:28 UTC |
Boyle JackDirector
|
SaleCommon Stock, $0.01 par value | 11,600 | $7.54 | $87,437.32 |
DisclosureSEC source: 0001062993-23-002288 · form4.xml · nonDerivative · entry 1 Boyle Jack · CIK 0001712634 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 438,682 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.50 to $7.55, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| February 02, 2023 Filed Feb 6, 2023 21:14 UTC |
AWM Investment Company, Inc.10% owner
|
SaleCommon Stock | 2,500 | $7.54 | $18,846.00 |
DisclosureSEC source: 0001535264-23-000006 · primary_doc.xml · nonDerivative · entry 1 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 9,425,974 F2 · shares: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 5,746,193 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 1,804,905 Shares held by Cay and 1,874,876 Shares held by SSPE. F3 · shares: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · price: This is a weighted average price. F2 · balance_after: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 5,746,193 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 1,804,905 Shares held by Cay and 1,874,876 Shares held by SSPE. F3 · balance_after: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.direct: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 5,746,193 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 1,804,905 Shares held by Cay and 1,874,876 Shares held by SSPE. F3 · ownership.direct: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.nature: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 5,746,193 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 1,804,905 Shares held by Cay and 1,874,876 Shares held by SSPE. F3 · ownership.nature: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| January 30, 2023 Filed Jan 31, 2023 21:20 UTC |
Ross IvyDirector
|
GrantCommon Stock, $0.01 par value | 2,370 | $7.12 | $16,874.40 |
DisclosureSEC source: 0001062993-23-001698 · form4.xml · nonDerivative · entry 1 Ross Ivy · CIK 0001569594 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,396 F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee. Read SEC document |
| January 30, 2023 Filed Jan 31, 2023 21:21 UTC |
Rubin ElaineDirector
|
GrantCommon Stock, $0.01 par value | 2,370 | $7.12 | $16,874.40 |
DisclosureSEC source: 0001062993-23-001701 · form4.xml · nonDerivative · entry 1 Rubin Elaine · CIK 0001680353 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,243 F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer. Read SEC document |
| January 30, 2023 Filed Jan 31, 2023 21:20 UTC |
MESDAG WILLEMDirector
|
GrantCommon Stock, $0.01 par value | 5,091 | $7.12 | $36,247.92 |
DisclosureSEC source: 0001062993-23-001697 · form4.xml · nonDerivative · entry 1 MESDAG WILLEM · CIK 0001374566 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,569,765 F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee. The Reporting Person's ownership includes (i) 420,286 shares held by the Mesdag Family Limited Partnership, (ii) 97,529 shares held by the Mesdag Family Foundation, (iii) 44,746 shares held by the 2012 Mesdag Trust, (iv) 1,763,373 shares held by Red Mountain Capital Partners LLC, and (v) 243,831 shares held by Red Mountain Capital Management Inc. The Reporting Person is the president, sole executive officer, sole director and sole shareholder of Red Mountain Capital Management Inc. The Reporting Person disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein. The filing system would not permit the filer to report his ownership as indirect. F1 · ownership.direct: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee. The Reporting Person's ownership includes (i) 420,286 shares held by the Mesdag Family Limited Partnership, (ii) 97,529 shares held by the Mesdag Family Foundation, (iii) 44,746 shares held by the 2012 Mesdag Trust, (iv) 1,763,373 shares held by Red Mountain Capital Partners LLC, and (v) 243,831 shares held by Red Mountain Capital Management Inc. The Reporting Person is the president, sole executive officer, sole director and sole shareholder of Red Mountain Capital Management Inc. The Reporting Person disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein. The filing system would not permit the filer to report his ownership as indirect. Read SEC document |
| January 30, 2023 Filed Jan 31, 2023 21:19 UTC |
Boyle JackDirector
|
GrantCommon Stock, $0.01 par value | 2,545 | $7.12 | $18,120.40 |
DisclosureSEC source: 0001062993-23-001695 · form4.xml · nonDerivative · entry 1 Boyle Jack · CIK 0001712634 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,282 F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee. Read SEC document |
| January 30, 2023 Filed Jan 31, 2023 21:19 UTC |
Bauza CarmenDirector
|
GrantCommon Stock, $0.01 par value | 2,844 | $7.12 | $20,249.28 |
DisclosureSEC source: 0001062993-23-001694 · form4.xml · nonDerivative · entry 1 Bauza Carmen · CIK 0001879173 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,568 F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer. Read SEC document |
| January 27, 2023 Filed Jan 27, 2023 23:25 UTC |
Boyle JackDirector
|
SaleCommon Stock, $0.01 par value | 8,600 | $7.50 | $64,539.56 |
DisclosureSEC source: 0001062993-23-001516 · form4.xml · nonDerivative · entry 2 Boyle Jack · CIK 0001712634 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 447,737 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| January 27, 2023 Filed Jan 31, 2023 21:13 UTC |
PAUKER DARAChief Operating Officer
|
GrantRestricted Stock Units · Derivative | 8,626 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-001682 · form4.xml · derivative · entry 3 PAUKER DARA · CIK 0001963959 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,626 Underlying: Common Stock · 8,626 shares Expires 2033-01-27 F3 · derivative.exercise_date: Represents RSUs for the time-based portion of the 2022-2024 Long-Term Incentive Plan award to the Reporting Person. The RSUs vest and become exercisable in four equal installments on January 27, 2024, April 1, 2024, April 1, 2025 and April 1, 2026. F4 · derivative.underlying_shares: Each RSU, as defined in the Company's 2016 Incentive Compensation Plan, represents a contingent right to receive one share of DXLG common stock. Read SEC document |
| January 27, 2023 Filed Jan 31, 2023 21:13 UTC |
PAUKER DARAChief Operating Officer
|
GrantRestricted Stock Units · Derivative | 40,376 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-001682 · form4.xml · derivative · entry 2 PAUKER DARA · CIK 0001963959 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,376 Underlying: Common Stock · 40,376 shares Expires 2033-01-27 F2 · derivative.exercise_date: These Restricted Stock Units ("RSUs") represent an inducement grant pursuant to the Company's 2016 Incentive Compensation Plan. The RSUs vest and become exercisable in three equal installments on January 27, 2024, January 27, 2025 and January 27, 2026. F4 · derivative.underlying_shares: Each RSU, as defined in the Company's 2016 Incentive Compensation Plan, represents a contingent right to receive one share of DXLG common stock. Read SEC document |
| January 27, 2023 Filed Jan 31, 2023 21:13 UTC |
PAUKER DARAChief Operating Officer
|
GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 3,276 | $0.00 Strike: $7.43 | $0.00 |
DisclosureSEC source: 0001062993-23-001682 · form4.xml · derivative · entry 1 PAUKER DARA · CIK 0001963959 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,276 Underlying: Common Stock · 3,276 shares Expires 2033-01-27 F1 · derivative.exercise_date: The Non-Qualified Stock Options ("Stock Options") represent the time-based portion of the 2021-2023 Long-Term Incentive Plan award to the Reporting Person. The Stock Options become exercisable in three equal installments on January 27, 2024, April 1, 2024 and April 1, 2025. Read SEC document |
| January 26, 2023 Filed Jan 27, 2023 23:25 UTC |
Boyle JackDirector
|
SaleCommon Stock, $0.01 par value | 12,100 | $7.50 | $90,750.00 |
DisclosureSEC source: 0001062993-23-001516 · form4.xml · nonDerivative · entry 1 Boyle Jack · CIK 0001712634 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 456,337 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| January 26, 2023 Filed Jan 30, 2023 21:51 UTC |
AWM Investment Company, Inc.10% owner
|
SaleCommon Stock | 36,356 | $7.46 | $271,368.46 |
DisclosureSEC source: 0001535264-23-000005 · primary_doc.xml · nonDerivative · entry 1 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 9,428,474 F2 · shares: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 5,747,717 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 1,805,384 Shares held by Cay and 1,875,373 Shares held by SSPE. F3 · shares: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · price: This is a weighted average price. F2 · balance_after: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 5,747,717 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 1,805,384 Shares held by Cay and 1,875,373 Shares held by SSPE. F3 · balance_after: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.direct: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 5,747,717 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 1,805,384 Shares held by Cay and 1,875,373 Shares held by SSPE. F3 · ownership.direct: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.nature: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 5,747,717 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 1,805,384 Shares held by Cay and 1,875,373 Shares held by SSPE. F3 · ownership.nature: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| January 24, 2023 Filed Jan 24, 2023 21:16 UTC |
Cooney John FSVP, Chief Accounting Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 8,000 | $0.00 Strike: $0.69 | $0.00 |
DisclosureSEC source: 0001062993-23-001333 · form4.xml · derivative · entry 3 Cooney John F · CIK 0001643413 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,264 Underlying: Common Stock · 8,000 shares Expires 2031-03-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The Non-Qualified Stock Option represents the time-based portion of the 2021-2023 Long-Term Incentive Plan award to the Reporting Person. The option vests in four equal installments. 9,066 shares became exercisable on April 1, 2022. 9,066 shares will become exercisable on each of April 1, 2023, April 1, 2024 and April 1, 2025. Read SEC document |
| January 24, 2023 Filed Jan 24, 2023 21:16 UTC |
Cooney John FSVP, Chief Accounting Officer
|
SaleCommon Stock, $0.01 par value | 13,000 | $7.25 | $94,250.00 |
DisclosureSEC source: 0001062993-23-001333 · form4.xml · nonDerivative · entry 2 Cooney John F · CIK 0001643413 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,559 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| January 24, 2023 Filed Jan 24, 2023 21:16 UTC |
Cooney John FSVP, Chief Accounting Officer
|
Exercise / conversionCommon Stock, $0.01 par value | 8,000 | $0.69 | $5,520.00 |
DisclosureSEC source: 0001062993-23-001333 · form4.xml · nonDerivative · entry 1 Cooney John F · CIK 0001643413 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,559 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 17, 2023 Filed Jan 17, 2023 21:04 UTC |
Cooney John FSVP, Chief Accounting Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 8,000 | $0.00 Strike: $0.53 | $0.00 |
DisclosureSEC source: 0001062993-23-000965 · form4.xml · derivative · entry 3 Cooney John F · CIK 0001643413 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,430 Underlying: Common Stock · 8,000 shares Expires 2030-06-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The non-qualified stock options represent the time-based portion of the 2020-2022 Long-Term Incentive Plan award to the Reporting Person. The option vests in four equal installments. 23,858 options became exercisable on each of June 11, 2021 and April 1, 2022. 23,858 options will become exercisable on each of April 1, 2023 and April 1, 2024. Read SEC document |
| January 17, 2023 Filed Jan 17, 2023 21:04 UTC |
Cooney John FSVP, Chief Accounting Officer
|
SaleCommon Stock, $0.01 par value | 13,000 | $6.85 | $89,030.50 |
DisclosureSEC source: 0001062993-23-000965 · form4.xml · nonDerivative · entry 2 Cooney John F · CIK 0001643413 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,559 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.80 to $6.90, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. Read SEC document |
| January 17, 2023 Filed Jan 17, 2023 21:04 UTC |
Cooney John FSVP, Chief Accounting Officer
|
Exercise / conversionCommon Stock, $0.01 par value | 8,000 | $0.53 | $4,240.00 |
DisclosureSEC source: 0001062993-23-000965 · form4.xml · nonDerivative · entry 1 Cooney John F · CIK 0001643413 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,559 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 12, 2023 Filed Jan 13, 2023 21:33 UTC |
AWM Investment Company, Inc.10% owner
|
SaleCommon Stock | 87,572 | $7.00 | $613,389.32 |
DisclosureSEC source: 0001535264-23-000002 · primary_doc.xml · nonDerivative · entry 3 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 9,464,830 F2 · shares: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 5,769,880 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 1,812,346 Shares held by Cay and 1,882,604 Shares held by SSPE. F3 · shares: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · price: This is a weighted average price. F2 · balance_after: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 5,769,880 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 1,812,346 Shares held by Cay and 1,882,604 Shares held by SSPE. F3 · balance_after: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.direct: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 5,769,880 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 1,812,346 Shares held by Cay and 1,882,604 Shares held by SSPE. F3 · ownership.direct: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.nature: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 5,769,880 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 1,812,346 Shares held by Cay and 1,882,604 Shares held by SSPE. F3 · ownership.nature: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| January 11, 2023 Filed Jan 12, 2023 21:03 UTC |
Gaeta AnthonyChief Stores Officer
|
Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 18,719 | $0.00 Strike: $5.04 | $0.00 |
DisclosureSEC source: 0001062993-23-000880 · form4.xml · derivative · entry 3 Gaeta Anthony · CIK 0001723868 · Chief Stores Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,719 shares Expires 2023-05-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Represents a grant of non-qualified stock options to the Reporting Person on May 28, 2013 under the 2013-2016 Long-Term Incentive Plan. The shares subject to time-based vesting became fully vested January 28, 2017. F1 · derivative.exercise_date: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.03 to $7.12, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| January 11, 2023 Filed Jan 12, 2023 21:03 UTC |
Gaeta AnthonyChief Stores Officer
|
SaleCommon Stock, $0.01 par value | 18,719 | $7.04 | $131,783.63 |
DisclosureSEC source: 0001062993-23-000880 · form4.xml · nonDerivative · entry 2 Gaeta Anthony · CIK 0001723868 · Chief Stores Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,711 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.03 to $7.12, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| January 11, 2023 Filed Jan 12, 2023 21:03 UTC |
Gaeta AnthonyChief Stores Officer
|
Exercise / conversionCommon Stock, $0.01 par value | 18,719 | $5.04 | $94,343.76 |
DisclosureSEC source: 0001062993-23-000880 · form4.xml · nonDerivative · entry 1 Gaeta Anthony · CIK 0001723868 · Chief Stores Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,430 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 11, 2023 Filed Jan 12, 2023 21:03 UTC |
Jones StaceyChief Human Resources Officer
|
Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 20,447 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-000879 · form4.xml · derivative · entry 5 Jones Stacey · CIK 0001846467 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,341 Underlying: Common Stock · 20,447 shares Expires 2030-06-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.00 to $7.075, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. F3 · shares: Represents a grant of Stock Options to the Reporting Person on June 11, 2020 under the 2020-2022 Long-Term Incentive Plan. 20,447 Stock Options became exercisable on each of June 11, 2021 and April 1, 2022, and 20,447 Stock Options will become exercisable on each of April 1, 2023 and April 1, 2024. Read SEC document |
| January 11, 2023 Filed Jan 12, 2023 21:03 UTC |
Jones StaceyChief Human Resources Officer
|
Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 16,304 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-000879 · form4.xml · derivative · entry 4 Jones Stacey · CIK 0001846467 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,304 shares Expires 2023-05-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.00 to $7.075, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. F2 · shares: Represents a grant of non-qualified stock options ("Stock Options") to the Reporting Person on May 28, 2013 under the 2013-2016 Long-Term Incentive Plan. The shares subject to time-based vesting became fully vested January 28, 2017. Read SEC document |
| January 11, 2023 Filed Jan 12, 2023 21:03 UTC |
Jones StaceyChief Human Resources Officer
|
SaleCommon Stock, $0.01 par value | 36,751 | $7.02 | $258,054.50 |
DisclosureSEC source: 0001062993-23-000879 · form4.xml · nonDerivative · entry 3 Jones Stacey · CIK 0001846467 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,533 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.00 to $7.075, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| January 11, 2023 Filed Jan 12, 2023 21:03 UTC |
Jones StaceyChief Human Resources Officer
|
Exercise / conversionCommon Stock, $0.01 par value | 20,447 | $0.53 | $10,836.91 |
DisclosureSEC source: 0001062993-23-000879 · form4.xml · nonDerivative · entry 2 Jones Stacey · CIK 0001846467 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,284 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 11, 2023 Filed Jan 12, 2023 21:03 UTC |
Jones StaceyChief Human Resources Officer
|
Exercise / conversionCommon Stock, $0.01 par value | 16,304 | $5.04 | $82,172.16 |
DisclosureSEC source: 0001062993-23-000879 · form4.xml · nonDerivative · entry 1 Jones Stacey · CIK 0001846467 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,837 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 11, 2023 Filed Jan 13, 2023 21:33 UTC |
AWM Investment Company, Inc.10% owner
|
SaleCommon Stock | 10,000 | $7.16 | $71,604.00 |
DisclosureSEC source: 0001535264-23-000002 · primary_doc.xml · nonDerivative · entry 2 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 9,552,402 F1 · price: This is a weighted average price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.