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Nasdaq · USD

DXLG

DESTINATION XL GROUP, INC.

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7402
SEC CIK
0000813298
Parsed reports
803

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 01, 2023 Filed May 3, 2023 20:09 UTC
Cooney John FSVP, Chief Accounting Officer
GrantRestricted Stock Units · Derivative 7,915 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-23-010067 · form4.xml · derivative · entry 1

Cooney John F · CIK 0001643413 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,915

Underlying: Common Stock · 7,915 shares

Expires 2033-05-01

F1 · derivative.exercise_date: The Restricted Stock Units ("RSUs") represent the time-based portion of the 2023-2025 Long-Term Incentive Plan award to the Reporting Person. The RSU's vest and become exercisable in four equal installments on May 1, 2024, April 1, 2025, April 1, 2026 and April 1, 2027.

F2 · derivative.underlying_shares: Each RSU, as defined in the Company's 2016 Incentive Compensation Plan, represents a contingent right to receive one share of DXLG common stock.

Read SEC document
May 01, 2023 Filed May 3, 2023 20:09 UTC
Chane Francis CSVPSupply Chain,CustomerFulfil
GrantRestricted Stock Units · Derivative 11,919 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-23-010065 · form4.xml · derivative · entry 1

Chane Francis C · CIK 0001437218 · SVPSupply Chain,CustomerFulfil

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,919

Underlying: Common Stock · 11,919 shares

Expires 2033-05-01

F1 · derivative.exercise_date: The Restricted Stock Units ("RSUs") represent the time-based portion of the 2023-2025 Long-Term Incentive Plan award to the Reporting Person. The RSU's vest and become exercisable in four equal installments on May 1, 2024, April 1, 2025, April 1, 2026 and April 1, 2027.

F2 · derivative.underlying_shares: Each RSU, as defined in the Company's 2016 Incentive Compensation Plan, represents a contingent right to receive one share of DXLG common stock.

Read SEC document
May 01, 2023 Filed May 3, 2023 20:04 UTC
Rubin ElaineDirector
GrantCommon Stock, $0.01 par value 4,540 $4.46 $20,248.40
Disclosure

SEC source: 0001062993-23-010044 · form4.xml · nonDerivative · entry 1

Rubin Elaine · CIK 0001680353 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,783

F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer.

Read SEC document
May 01, 2023 Filed May 3, 2023 20:04 UTC
Ross IvyDirector
GrantCommon Stock, $0.01 par value 3,783 $4.46 $16,872.18
Disclosure

SEC source: 0001062993-23-010043 · form4.xml · nonDerivative · entry 1

Ross Ivy · CIK 0001569594 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 187,179

F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee.

Read SEC document
May 01, 2023 Filed May 3, 2023 20:03 UTC GrantCommon Stock, $0.01 par value 8,127 $4.46 $36,246.42
Disclosure

SEC source: 0001062993-23-010041 · form4.xml · nonDerivative · entry 1

MESDAG WILLEM · CIK 0001374566 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,577,892

F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee. The Reporting Person's ownership includes (i) 420,286 shares held by the Mesdag Family Limited Partnership, (ii) 97,529 shares held by the Mesdag Family Foundation, (iii) 44,746 shares held by the 2012 Mesdag Trust, (iv) 1,763,373 shares held by Red Mountain Capital Partners LLC, and (v) 251,958 shares held by Red Mountain Capital Management Inc. The Reporting Person is the president, sole executive officer, sole director and sole shareholder of Red Mountain Capital Management Inc. The Reporting Person disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein. The filing system would not permit the filer to report his ownership as indirect.

F1 · ownership.direct: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee. The Reporting Person's ownership includes (i) 420,286 shares held by the Mesdag Family Limited Partnership, (ii) 97,529 shares held by the Mesdag Family Foundation, (iii) 44,746 shares held by the 2012 Mesdag Trust, (iv) 1,763,373 shares held by Red Mountain Capital Partners LLC, and (v) 251,958 shares held by Red Mountain Capital Management Inc. The Reporting Person is the president, sole executive officer, sole director and sole shareholder of Red Mountain Capital Management Inc. The Reporting Person disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein. The filing system would not permit the filer to report his ownership as indirect.

Read SEC document
May 01, 2023 Filed May 3, 2023 20:03 UTC
Boyle JackDirector
GrantCommon Stock, $0.01 par value 4,063 $4.46 $18,120.98
Disclosure

SEC source: 0001062993-23-010039 · form4.xml · nonDerivative · entry 1

Boyle Jack · CIK 0001712634 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 442,745

F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee.

Read SEC document
May 01, 2023 Filed May 3, 2023 20:03 UTC
Bauza CarmenDirector
GrantCommon Stock, $0.01 par value 4,540 $4.46 $20,248.40
Disclosure

SEC source: 0001062993-23-010038 · form4.xml · nonDerivative · entry 1

Bauza Carmen · CIK 0001879173 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,108

F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer.

Read SEC document
April 09, 2023 Filed Apr 13, 2023 20:28 UTC
Surette AllisonChief Merchandising Officer
Exercise / conversionRestricted Stock Units · Derivative 2,737 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-009142 · form4.xml · derivative · entry 3

Surette Allison · CIK 0001741394 · Chief Merchandising Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,209

Underlying: Common Stock · 2,737 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: Represents RSUs for time-based compensation granted to the Reporting Person on April 9, 2022 under the 2022-2024 Long-Term Incentive Plan. The remaining RSUs vest and become exercisable on April 1, 2024, April 1, 2025 and April 1, 2026.

F3 · derivative.expiration_date: Represents RSUs for time-based compensation granted to the Reporting Person on April 9, 2022 under the 2022-2024 Long-Term Incentive Plan. The remaining RSUs vest and become exercisable on April 1, 2024, April 1, 2025 and April 1, 2026.

Read SEC document
April 09, 2023 Filed Apr 13, 2023 20:28 UTC
Surette AllisonChief Merchandising Officer
Tax withholdingCommon Stock, $0.01 par value 804 $5.49 $4,413.96
Disclosure

SEC source: 0001062993-23-009142 · form4.xml · nonDerivative · entry 2

Surette Allison · CIK 0001741394 · Chief Merchandising Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,259

F2 · shares: Represents shares withheld from shares otherwise issuable upon vesting of RSUs for payment of taxes.

Read SEC document
April 09, 2023 Filed Apr 13, 2023 20:28 UTC
Surette AllisonChief Merchandising Officer
Exercise / conversionCommon Stock, $0.01 par value 2,737 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-009142 · form4.xml · nonDerivative · entry 1

Surette Allison · CIK 0001741394 · Chief Merchandising Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,063

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.

Read SEC document
April 09, 2023 Filed Apr 13, 2023 20:28 UTC
Stratton Peter H Jr.EVP, CFO, Treasurer
Exercise / conversionRestricted Stock Units · Derivative 4,561 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-009141 · form4.xml · derivative · entry 3

Stratton Peter H Jr. · CIK 0001470555 · EVP, CFO, Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,681

Underlying: Common Stock · 4,561 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: Represents RSUs for time-based compensation granted to the Reporting Person on April 9, 2022 under the 2022-2024 Long-Term Incentive Plan. The remaining RSUs vest and become exercisable on April 1, 2024, April 1, 2025 and April 1, 2026.

F3 · derivative.expiration_date: Represents RSUs for time-based compensation granted to the Reporting Person on April 9, 2022 under the 2022-2024 Long-Term Incentive Plan. The remaining RSUs vest and become exercisable on April 1, 2024, April 1, 2025 and April 1, 2026.

Read SEC document
April 09, 2023 Filed Apr 13, 2023 20:28 UTC
Stratton Peter H Jr.EVP, CFO, Treasurer
Tax withholdingCommon Stock, $0.01 par value 1,339 $5.49 $7,351.11
Disclosure

SEC source: 0001062993-23-009141 · form4.xml · nonDerivative · entry 2

Stratton Peter H Jr. · CIK 0001470555 · EVP, CFO, Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 213,247

F2 · shares: Represents shares withheld from shares otherwise issuable upon vesting of RSUs for payment of taxes.

Read SEC document
April 09, 2023 Filed Apr 13, 2023 20:28 UTC
Stratton Peter H Jr.EVP, CFO, Treasurer
Exercise / conversionCommon Stock, $0.01 par value 4,561 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-009141 · form4.xml · nonDerivative · entry 1

Stratton Peter H Jr. · CIK 0001470555 · EVP, CFO, Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 214,586

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.

Read SEC document
April 09, 2023 Filed Apr 13, 2023 20:28 UTC
Molloy Robert SGeneral Counsel & Secretary
Exercise / conversionRestricted Stock Units · Derivative 3,364 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-009140 · form4.xml · derivative · entry 2

Molloy Robert S · CIK 0001431242 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,092

Underlying: Common Stock · 3,364 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents RSUs for time-based compensation granted to the Reporting Person on April 9, 2022 under the 2022-2024 Long-Term Incentive Plan. The remaining RSUs vest and become exercisable on April 1, 2024, April 1, 2025 and April 1, 2026.

F2 · derivative.expiration_date: Represents RSUs for time-based compensation granted to the Reporting Person on April 9, 2022 under the 2022-2024 Long-Term Incentive Plan. The remaining RSUs vest and become exercisable on April 1, 2024, April 1, 2025 and April 1, 2026.

Read SEC document
April 09, 2023 Filed Apr 13, 2023 20:28 UTC
Molloy Robert SGeneral Counsel & Secretary
Exercise / conversionCommon Stock, $0.01 par value 3,364 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-009140 · form4.xml · nonDerivative · entry 1

Molloy Robert S · CIK 0001431242 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 221,406

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.

Read SEC document
April 09, 2023 Filed Apr 13, 2023 20:28 UTC
KANTER HARVEY SDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 17,991 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-009139 · form4.xml · derivative · entry 3

KANTER HARVEY S · CIK 0001232404 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,971

Underlying: Common Stock · 17,991 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: Represents RSUs for time-based compensation granted to the Reporting Person on April 9, 2022 under the 2022-2024 Long-Term Incentive Plan. The remaining RSUs vest and become exercisable on April 1, 2024, April 1, 2025 and April 1, 2026.

F3 · derivative.expiration_date: Represents RSUs for time-based compensation granted to the Reporting Person on April 9, 2022 under the 2022-2024 Long-Term Incentive Plan. The remaining RSUs vest and become exercisable on April 1, 2024, April 1, 2025 and April 1, 2026.

Read SEC document
April 09, 2023 Filed Apr 13, 2023 20:28 UTC
KANTER HARVEY SDirector · President and CEO
Tax withholdingCommon Stock, $0.01 par value 7,080 $5.49 $38,869.20
Disclosure

SEC source: 0001062993-23-009139 · form4.xml · nonDerivative · entry 2

KANTER HARVEY S · CIK 0001232404 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 324,999

F2 · shares: Represents shares withheld from shares otherwise issuable upon vesting of RSUs for payment of taxes.

Read SEC document
April 09, 2023 Filed Apr 13, 2023 20:28 UTC
KANTER HARVEY SDirector · President and CEO
Exercise / conversionCommon Stock, $0.01 par value 17,991 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-009139 · form4.xml · nonDerivative · entry 1

KANTER HARVEY S · CIK 0001232404 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 332,079

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.

Read SEC document
April 09, 2023 Filed Apr 13, 2023 20:28 UTC
Jones StaceyChief Human Resources Officer
Exercise / conversionRestricted Stock Units · Derivative 2,649 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-009138 · form4.xml · derivative · entry 3

Jones Stacey · CIK 0001846467 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,948

Underlying: Common Stock · 2,649 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: Represents RSUs for time-based compensation granted to the Reporting Person on April 9, 2022 under the 2022-2024 Long-Term Incentive Plan. The remaining RSUs vest and become exercisable on April 1, 2024, April 1, 2025 and April 1, 2026.

F3 · derivative.expiration_date: Represents RSUs for time-based compensation granted to the Reporting Person on April 9, 2022 under the 2022-2024 Long-Term Incentive Plan. The remaining RSUs vest and become exercisable on April 1, 2024, April 1, 2025 and April 1, 2026.

Read SEC document
April 09, 2023 Filed Apr 13, 2023 20:28 UTC
Jones StaceyChief Human Resources Officer
Tax withholdingCommon Stock, $0.01 par value 778 $5.49 $4,271.22
Disclosure

SEC source: 0001062993-23-009138 · form4.xml · nonDerivative · entry 2

Jones Stacey · CIK 0001846467 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,733

F2 · shares: Represents shares withheld from shares otherwise issuable upon vesting of RSUs for payment of taxes.

Read SEC document
April 09, 2023 Filed Apr 13, 2023 20:28 UTC
Jones StaceyChief Human Resources Officer
Exercise / conversionCommon Stock, $0.01 par value 2,649 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-009138 · form4.xml · nonDerivative · entry 1

Jones Stacey · CIK 0001846467 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,511

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.

Read SEC document
April 09, 2023 Filed Apr 13, 2023 20:27 UTC
Gaeta AnthonyChief Stores Officer
Exercise / conversionRestricted Stock Units · Derivative 2,832 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-009137 · form4.xml · derivative · entry 3

Gaeta Anthony · CIK 0001723868 · Chief Stores Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,497

Underlying: Common Stock · 2,832 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: Represents RSUs for time-based compensation granted to the Reporting Person on April 9, 2022 under the 2022-2024 Long-Term Incentive Plan. The remaining RSU vest and become exercisable on April 1, 2024, April 1, 2025 and April 1, 2026.

F3 · derivative.expiration_date: Represents RSUs for time-based compensation granted to the Reporting Person on April 9, 2022 under the 2022-2024 Long-Term Incentive Plan. The remaining RSU vest and become exercisable on April 1, 2024, April 1, 2025 and April 1, 2026.

Read SEC document
April 09, 2023 Filed Apr 13, 2023 20:27 UTC
Gaeta AnthonyChief Stores Officer
Tax withholdingCommon Stock, $0.01 par value 832 $5.49 $4,567.68
Disclosure

SEC source: 0001062993-23-009137 · form4.xml · nonDerivative · entry 2

Gaeta Anthony · CIK 0001723868 · Chief Stores Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,288

F2 · shares: Represents shares withheld from shares otherwise issuable upon vesting of RSUs for payment of taxes.

Read SEC document
April 09, 2023 Filed Apr 13, 2023 20:27 UTC
Gaeta AnthonyChief Stores Officer
Exercise / conversionCommon Stock, $0.01 par value 2,832 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-009137 · form4.xml · nonDerivative · entry 1

Gaeta Anthony · CIK 0001723868 · Chief Stores Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,120

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.

Read SEC document
April 09, 2023 Filed Apr 13, 2023 20:27 UTC
Cooney John FSVP, Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 1,731 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-009136 · form4.xml · derivative · entry 3

Cooney John F · CIK 0001643413 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,191

Underlying: Common Stock · 1,731 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: Represents RSUs for time-based compensation granted to the Reporting Person on April 9, 2022 under the 2022-2024 Long-Term Incentive Plan. The remaining RSUs vest and become exercisable on April 1, 2024, April 1, 2025 and April 1, 2026.

F3 · derivative.expiration_date: Represents RSUs for time-based compensation granted to the Reporting Person on April 9, 2022 under the 2022-2024 Long-Term Incentive Plan. The remaining RSUs vest and become exercisable on April 1, 2024, April 1, 2025 and April 1, 2026.

Read SEC document
April 09, 2023 Filed Apr 13, 2023 20:27 UTC
Cooney John FSVP, Chief Accounting Officer
Tax withholdingCommon Stock, $0.01 par value 509 $5.49 $2,794.41
Disclosure

SEC source: 0001062993-23-009136 · form4.xml · nonDerivative · entry 2

Cooney John F · CIK 0001643413 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,869

F2 · shares: Represents shares withheld from shares otherwise issuable upon vesting of RSUs for payment of taxes.

Read SEC document
April 09, 2023 Filed Apr 13, 2023 20:27 UTC
Cooney John FSVP, Chief Accounting Officer
Exercise / conversionCommon Stock, $0.01 par value 1,731 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-009136 · form4.xml · nonDerivative · entry 1

Cooney John F · CIK 0001643413 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,378

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.

Read SEC document
April 09, 2023 Filed Apr 13, 2023 20:27 UTC
Chane Francis CSVPSupply Chain,CustomerFulfil
Exercise / conversionRestricted Stock Units · Derivative 2,606 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-009135 · form4.xml · derivative · entry 3

Chane Francis C · CIK 0001437218 · SVPSupply Chain,CustomerFulfil

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,817

Underlying: Common Stock · 2,606 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: Represents RSUs for time-based compensation granted to the Reporting Person on April 9, 2022 under the 2022-2024 Long-Term Incentive Plan. The remaining RSUs vest and become exercisable on April 1, 2024, April 1, 2025 and April 1, 2026.

F3 · derivative.expiration_date: Represents RSUs for time-based compensation granted to the Reporting Person on April 9, 2022 under the 2022-2024 Long-Term Incentive Plan. The remaining RSUs vest and become exercisable on April 1, 2024, April 1, 2025 and April 1, 2026.

Read SEC document
April 09, 2023 Filed Apr 13, 2023 20:27 UTC
Chane Francis CSVPSupply Chain,CustomerFulfil
Tax withholdingCommon Stock, $0.01 par value 765 $5.49 $4,199.85
Disclosure

SEC source: 0001062993-23-009135 · form4.xml · nonDerivative · entry 2

Chane Francis C · CIK 0001437218 · SVPSupply Chain,CustomerFulfil

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 162,438

F2 · shares: Represents shares withheld from shares otherwise issuable upon vesting of RSUs for payment of taxes.

Read SEC document
April 09, 2023 Filed Apr 13, 2023 20:27 UTC
Chane Francis CSVPSupply Chain,CustomerFulfil
Exercise / conversionCommon Stock, $0.01 par value 2,606 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-009135 · form4.xml · nonDerivative · entry 1

Chane Francis C · CIK 0001437218 · SVPSupply Chain,CustomerFulfil

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 163,203

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 20:48 UTC
Surette AllisonChief Merchandising Officer
Exercise / conversionRestricted Stock Units · Derivative 7,291 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-008571 · form4.xml · derivative · entry 3

Surette Allison · CIK 0001741394 · Chief Merchandising Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,291 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: Represents RSUs for time-based compensation granted to the Reporting Person on August 7, 2019 under the 2019-2021 Long-Term Incentive Plan.

F3 · derivative.expiration_date: Represents RSUs for time-based compensation granted to the Reporting Person on August 7, 2019 under the 2019-2021 Long-Term Incentive Plan.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 20:48 UTC
Surette AllisonChief Merchandising Officer
Tax withholdingCommon Stock, $0.01 par value 3,088 $5.51 $17,014.88
Disclosure

SEC source: 0001062993-23-008571 · form4.xml · nonDerivative · entry 2

Surette Allison · CIK 0001741394 · Chief Merchandising Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,326

F2 · shares: Represents shares withheld from shares otherwise issuable upon vesting of RSUs for payment of taxes.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 20:48 UTC
Surette AllisonChief Merchandising Officer
Exercise / conversionCommon Stock, $0.01 par value 7,291 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-008571 · form4.xml · nonDerivative · entry 1

Surette Allison · CIK 0001741394 · Chief Merchandising Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,414

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 20:47 UTC
Molloy Robert SGeneral Counsel & Secretary
Exercise / conversionRestricted Stock Units · Derivative 9,594 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-008570 · form4.xml · derivative · entry 2

Molloy Robert S · CIK 0001431242 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,594 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents RSUs for time-based compensation granted to the Reporting Person on August 7, 2019 under the 2019-2021 Long-Term Incentive Plan.

F2 · derivative.expiration_date: Represents RSUs for time-based compensation granted to the Reporting Person on August 7, 2019 under the 2019-2021 Long-Term Incentive Plan.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 20:47 UTC
Molloy Robert SGeneral Counsel & Secretary
Exercise / conversionCommon Stock, $0.01 par value 9,594 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-008570 · form4.xml · nonDerivative · entry 1

Molloy Robert S · CIK 0001431242 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 218,042

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 20:47 UTC
Stratton Peter H Jr.EVP, CFO, Treasurer
Exercise / conversionRestricted Stock Units · Derivative 10,106 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-008569 · form4.xml · derivative · entry 3

Stratton Peter H Jr. · CIK 0001470555 · EVP, CFO, Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,106 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: Represents RSUs for time-based compensation granted to the Reporting Person on August 7, 2019 under the 2019-2021 Long-Term Incentive Plan.

F3 · derivative.expiration_date: Represents RSUs for time-based compensation granted to the Reporting Person on August 7, 2019 under the 2019-2021 Long-Term Incentive Plan.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 20:47 UTC
Stratton Peter H Jr.EVP, CFO, Treasurer
Tax withholdingCommon Stock, $0.01 par value 2,967 $5.51 $16,348.17
Disclosure

SEC source: 0001062993-23-008569 · form4.xml · nonDerivative · entry 2

Stratton Peter H Jr. · CIK 0001470555 · EVP, CFO, Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 210,025

F2 · shares: Represents shares withheld from shares otherwise issuable upon vesting of RSUs for payment of taxes.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 20:47 UTC
Stratton Peter H Jr.EVP, CFO, Treasurer
Exercise / conversionCommon Stock, $0.01 par value 10,106 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-008569 · form4.xml · nonDerivative · entry 1

Stratton Peter H Jr. · CIK 0001470555 · EVP, CFO, Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 212,992

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 20:46 UTC
Jones StaceyChief Human Resources Officer
Exercise / conversionRestricted Stock Units · Derivative 2,685 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-008568 · form4.xml · derivative · entry 4

Jones Stacey · CIK 0001846467 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,685 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: Represents RSUs for time-based compensation granted to the Reporting Person on February 21, 2021 under the 2019-2021 Long-Term Incentive Plan.

F4 · derivative.expiration_date: Represents RSUs for time-based compensation granted to the Reporting Person on February 21, 2021 under the 2019-2021 Long-Term Incentive Plan.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 20:46 UTC
Jones StaceyChief Human Resources Officer
Exercise / conversionRestricted Stock Units · Derivative 4,225 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-008568 · form4.xml · derivative · entry 3

Jones Stacey · CIK 0001846467 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,225 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: Represents RSUs for time-based compensation granted to the Reporting Person on August 7, 2019 under the 2019-2021 Long-Term Incentive Plan.

F3 · derivative.expiration_date: Represents RSUs for time-based compensation granted to the Reporting Person on August 7, 2019 under the 2019-2021 Long-Term Incentive Plan.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 20:46 UTC
Jones StaceyChief Human Resources Officer
Tax withholdingCommon Stock, $0.01 par value 2,581 $5.51 $14,221.31
Disclosure

SEC source: 0001062993-23-008568 · form4.xml · nonDerivative · entry 2

Jones Stacey · CIK 0001846467 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,862

F2 · shares: Represents shares withheld from shares otherwise issuable upon vesting of RSUs for payment of taxes.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 20:46 UTC
Jones StaceyChief Human Resources Officer
Exercise / conversionCommon Stock, $0.01 par value 6,910 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-008568 · form4.xml · nonDerivative · entry 1

Jones Stacey · CIK 0001846467 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,443

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 20:46 UTC
KANTER HARVEY SDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 60,000 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-008567 · form4.xml · derivative · entry 4

KANTER HARVEY S · CIK 0001232404 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 60,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: Represents RSUs for time-based compensation granted to the Reporting Person on February 19, 2019 under the terms of the Employment Agreement dated February 19, 2019.

F4 · derivative.expiration_date: Represents RSUs for time-based compensation granted to the Reporting Person on February 19, 2019 under the terms of the Employment Agreement dated February 19, 2019.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 20:46 UTC
KANTER HARVEY SDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 45,669 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-008567 · form4.xml · derivative · entry 3

KANTER HARVEY S · CIK 0001232404 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 45,669 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: Represents RSUs for time-based compensation granted to the Reporting Person on August 7, 2019 under the 2019-2021 Long-Term Incentive Plan.

F3 · derivative.expiration_date: Represents RSUs for time-based compensation granted to the Reporting Person on August 7, 2019 under the 2019-2021 Long-Term Incentive Plan.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 20:46 UTC
KANTER HARVEY SDirector · President and CEO
Tax withholdingCommon Stock, $0.01 par value 41,581 $5.51 $229,111.31
Disclosure

SEC source: 0001062993-23-008567 · form4.xml · nonDerivative · entry 2

KANTER HARVEY S · CIK 0001232404 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 314,088

F2 · shares: Represents shares withheld from shares otherwise issuable upon vesting of RSUs for payment of taxes.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 20:46 UTC
KANTER HARVEY SDirector · President and CEO
Exercise / conversionCommon Stock, $0.01 par value 105,669 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-008567 · form4.xml · nonDerivative · entry 1

KANTER HARVEY S · CIK 0001232404 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 355,669

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 20:45 UTC
Gaeta AnthonyChief Stores Officer
Exercise / conversionRestricted Stock Units · Derivative 7,547 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-008566 · form4.xml · derivative · entry 3

Gaeta Anthony · CIK 0001723868 · Chief Stores Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,547

Underlying: Common Stock · 7,547 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: Represents RSUs for time-based compensation granted to the Reporting Person on August 7, 2019 under the 2019-2021 Long-Term Incentive Plan.

F3 · derivative.expiration_date: Represents RSUs for time-based compensation granted to the Reporting Person on August 7, 2019 under the 2019-2021 Long-Term Incentive Plan.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 20:45 UTC
Gaeta AnthonyChief Stores Officer
Tax withholdingCommon Stock, $0.01 par value 2,970 $5.51 $16,364.70
Disclosure

SEC source: 0001062993-23-008566 · form4.xml · nonDerivative · entry 2

Gaeta Anthony · CIK 0001723868 · Chief Stores Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,288

F2 · shares: Represents shares withheld from shares otherwise issuable upon vesting of RSUs for payment of taxes.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 20:45 UTC
Gaeta AnthonyChief Stores Officer
Exercise / conversionCommon Stock, $0.01 par value 7,547 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-008566 · form4.xml · nonDerivative · entry 1

Gaeta Anthony · CIK 0001723868 · Chief Stores Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,258

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 20:45 UTC
Cooney John FSVP, Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 4,929 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-008564 · form4.xml · derivative · entry 3

Cooney John F · CIK 0001643413 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,929 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: Represents RSUs for time-based compensation granted to the Reporting Person on August 7, 2019 under the 2019-2021 Long-Term Incentive Plan.

F3 · derivative.expiration_date: Represents RSUs for time-based compensation granted to the Reporting Person on August 7, 2019 under the 2019-2021 Long-Term Incentive Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.