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DWTX

Dogwood Therapeutics, Inc.

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6845
SEC CIK
0001818844
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116

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Jan 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 15, 2023 Filed Jun 20, 2023 17:53 UTC GrantStock Option (right to buy) · Derivative 5,250 $0.00 Strike: $1.85 $0.00
Disclosure

SEC source: 0001415889-23-009983 · form4-06202023_050635.xml · derivative · entry 1

Pridgen William · CIK 0001826115 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,250

Underlying: Common Stock · 5,250 shares

Expires 2033-06-15

F1 · derivative.exercise_date: The stock option will vest 100% on June 14, 2024, one year following the grant date.

Read SEC document
December 12, 2022 Filed Dec 14, 2022 23:33 UTC
Duncan Gregory ScottDirector · CHIEF EXECUTIVE OFFICER
GrantStock Option (right to buy) · Derivative 480,000 $0.00 Strike: $0.28 $0.00
Disclosure

SEC source: 0001415889-22-012561 · form4-12142022_111237.xml · derivative · entry 1

Duncan Gregory Scott · CIK 0001831127 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 480,000

Underlying: Common Stock · 480,000 shares

Expires 2032-12-12

F1 · derivative.exercise_date: The stock option vests one-third on December 12, 2023 and 1/24th monthly thereafter.

Read SEC document
December 12, 2022 Filed Dec 14, 2022 23:32 UTC
Walsh AngelaSVP OF FINANCE
GrantStock Option (right to buy) · Derivative 80,000 $0.00 Strike: $0.28 $0.00
Disclosure

SEC source: 0001415889-22-012560 · form4-12142022_111252.xml · derivative · entry 1

Walsh Angela · CIK 0001825987 · SVP OF FINANCE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2032-12-12

F1 · derivative.exercise_date: The stock option vests one-third on December 12, 2023 and 1/24th monthly thereafter.

Read SEC document
December 12, 2022 Filed Dec 14, 2022 23:31 UTC
Grosswald RalphSVP OF OPERATIONS
GrantStock Option (right to buy) · Derivative 80,000 $0.00 Strike: $0.28 $0.00
Disclosure

SEC source: 0001415889-22-012559 · form4-12142022_111254.xml · derivative · entry 1

Grosswald Ralph · CIK 0001826084 · SVP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2032-12-12

F1 · derivative.exercise_date: The stock option vests one-third on December 12, 2023 and 1/24th monthly thereafter.

Read SEC document
December 12, 2022 Filed Dec 14, 2022 23:30 UTC
Gendreau Roger MichaelCHIEF MEDICAL OFFICER
GrantStock Option (right to buy) · Derivative 80,000 $0.00 Strike: $0.28 $0.00
Disclosure

SEC source: 0001415889-22-012558 · form4-12142022_111202.xml · derivative · entry 1

Gendreau Roger Michael · CIK 0001826131 · CHIEF MEDICAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2032-12-12

F1 · derivative.exercise_date: The stock option vests one-third on December 12, 2023 and 1/24th monthly thereafter.

Read SEC document
December 12, 2022 Filed Feb 15, 2023 17:54 UTC Amendment
Duncan Gregory ScottDirector · CHIEF EXECUTIVE OFFICER
GrantStock Option (right to buy) · Derivative 410,000 $0.00 Strike: $0.28 $0.00
Disclosure

SEC source: 0001415889-23-002583 · form4a-02152023_050206.xml · derivative · entry 1

Duncan Gregory Scott · CIK 0001831127 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 410,000

Underlying: Common Stock · 410,000 shares

Expires 2032-12-12

F1 · shares: The reporting person filed a Form 4 on December 14, 2022 which incorrectly reported that on December 12, 2022 he was granted 480,000 Stock Options. This Form 4 amendment is being filed for the purpose of amending and restating the Form 4 to reflect that the reporting person was granted 410,000 Stock Options.

F2 · derivative.exercise_date: The stock option vests one-third on December 12, 2023 and 1/24th monthly thereafter.

F1 · derivative.underlying_shares: The reporting person filed a Form 4 on December 14, 2022 which incorrectly reported that on December 12, 2022 he was granted 480,000 Stock Options. This Form 4 amendment is being filed for the purpose of amending and restating the Form 4 to reflect that the reporting person was granted 410,000 Stock Options.

F1 · balance_after: The reporting person filed a Form 4 on December 14, 2022 which incorrectly reported that on December 12, 2022 he was granted 480,000 Stock Options. This Form 4 amendment is being filed for the purpose of amending and restating the Form 4 to reflect that the reporting person was granted 410,000 Stock Options.

Read SEC document
December 08, 2022 Filed Dec 12, 2022 18:39 UTC SaleCommon Stock 1,800 $0.26 $466.38
Disclosure

SEC source: 0001415889-22-012370 · form4-12122022_061240.xml · nonDerivative · entry 1

Whitley Richard James · CIK 0001441661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700

Read SEC document
June 23, 2022 Filed Jun 30, 2022 18:09 UTC GrantStock Option (right to buy) · Derivative 5,250 $0.00 Strike: $4.23 $0.00
Disclosure

SEC source: 0001415889-22-007096 · form4-06302022_110649.xml · derivative · entry 1

Whitley Richard James · CIK 0001441661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,250

Underlying: Common Stock · 5,250 shares

Expires 2032-06-23

F1 · derivative.exercise_date: The stock option will vest 100% on June 23, 2023, one year following the grant date.

Read SEC document
June 23, 2022 Filed Jun 30, 2022 18:08 UTC GrantStock Option (right to buy) · Derivative 5,250 $0.00 Strike: $4.23 $0.00
Disclosure

SEC source: 0001415889-22-007094 · form4-06302022_110603.xml · derivative · entry 1

Pridgen William · CIK 0001826115 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,250

Underlying: Common Stock · 5,250 shares

Expires 2032-06-23

F1 · derivative.exercise_date: The stock option will vest 100% on June 23, 2023, one year following the grant date.

Read SEC document
June 23, 2022 Filed Jun 30, 2022 18:05 UTC GrantStock Option (right to buy) · Derivative 5,250 $0.00 Strike: $4.23 $0.00
Disclosure

SEC source: 0001415889-22-007092 · form4-06302022_110636.xml · derivative · entry 1

Burch Richard Alan · CIK 0001837084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,250

Underlying: Common Stock · 5,250 shares

Expires 2032-06-23

F1 · derivative.exercise_date: The stock option will vest 100% on June 23, 2023, one year following the grant date.

Read SEC document
June 23, 2022 Filed Jun 30, 2022 18:03 UTC GrantStock Option (right to buy) · Derivative 5,250 $0.00 Strike: $4.23 $0.00
Disclosure

SEC source: 0001415889-22-007089 · form4-06302022_110615.xml · derivative · entry 1

Keefer David R · CIK 0001825986 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,250

Underlying: Common Stock · 5,250 shares

Expires 2032-06-23

F1 · derivative.exercise_date: The stock option will vest 100% on June 23, 2023, one year following the grant date.

Read SEC document
June 23, 2022 Filed Jun 30, 2022 18:01 UTC GrantStock Option (right to buy) · Derivative 5,250 $0.00 Strike: $4.23 $0.00
Disclosure

SEC source: 0001415889-22-007087 · form4-06302022_110637.xml · derivative · entry 1

Thomas John C · CIK 0001424620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,250

Underlying: Common Stock · 5,250 shares

Expires 2032-06-23

F1 · derivative.exercise_date: The stock option will vest 100% on June 23, 2023, one year following the grant date.

Read SEC document
June 23, 2022 Filed Jun 30, 2022 17:59 UTC GrantStock Option (right to buy) · Derivative 5,250 $0.00 Strike: $4.23 $0.00
Disclosure

SEC source: 0001415889-22-007085 · form4-06302022_100643.xml · derivative · entry 1

De La Rosa Abel · CIK 0001825983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,250

Underlying: Common Stock · 5,250 shares

Expires 2032-06-23

F1 · derivative.exercise_date: The stock option will vest 100% on June 23, 2023, one year following the grant date.

Read SEC document
June 23, 2022 Filed Jun 30, 2022 17:53 UTC
Gendreau Roger MichaelCHIEF MEDICAL OFFICER
GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $4.23 $0.00
Disclosure

SEC source: 0001415889-22-007083 · form4-06302022_100635.xml · derivative · entry 1

Gendreau Roger Michael · CIK 0001826131 · CHIEF MEDICAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2032-06-23

F1 · derivative.exercise_date: The stock option vests one-third on June 23, 2023 and 1/24th monthly thereafter.

Read SEC document
June 23, 2022 Filed Jun 30, 2022 17:43 UTC
Grosswald RalphSVP OF OPERATIONS
GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $4.23 $0.00
Disclosure

SEC source: 0001415889-22-007080 · form4-06302022_100659.xml · derivative · entry 1

Grosswald Ralph · CIK 0001826084 · SVP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2032-06-23

F1 · derivative.exercise_date: The stock option vests one-third on June 23, 2023 and 1/24th monthly thereafter.

Read SEC document
June 23, 2022 Filed Jun 30, 2022 17:38 UTC
Duncan Gregory ScottDirector · CHIEF EXECUTIVE OFFICER
GrantStock Option (right to buy) · Derivative 90,000 $0.00 Strike: $4.23 $0.00
Disclosure

SEC source: 0001415889-22-007076 · form4-06302022_100647.xml · derivative · entry 1

Duncan Gregory Scott · CIK 0001831127 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 90,000 shares

Expires 2032-06-23

F1 · derivative.exercise_date: The stock option vests one-third on June 23, 2023 and 1/24th monthly thereafter.

Read SEC document
June 23, 2022 Filed Jun 30, 2022 17:40 UTC
Walsh AngelaSVP OF FINANCE
GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $4.23 $0.00
Disclosure

SEC source: 0001415889-22-007078 · form4-06302022_100642.xml · derivative · entry 1

Walsh Angela · CIK 0001825987 · SVP OF FINANCE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2032-06-23

F1 · derivative.exercise_date: The stock option vests one-third on June 23, 2023 and 1/24th monthly thereafter.

Read SEC document
May 23, 2022 Filed May 24, 2022 18:53 UTC
Walsh AngelaSVP OF FINANCE
PurchaseCommon Stock 2,000 $4.58 $9,150.00
Disclosure

SEC source: 0001415889-22-005575 · form4-05242022_110533.xml · nonDerivative · entry 1

Walsh Angela · CIK 0001825987 · SVP OF FINANCE

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 3,000

Read SEC document
May 23, 2022 Filed May 24, 2022 14:24 UTC
Duncan Gregory ScottDirector · CHIEF EXECUTIVE OFFICER
PurchaseCommon Stock 7,500 $4.52 $33,900.00
Disclosure

SEC source: 0001415889-22-005567 · form4-05242022_070548.xml · nonDerivative · entry 1

Duncan Gregory Scott · CIK 0001831127 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,461

Read SEC document
May 18, 2022 Filed May 19, 2022 15:48 UTC PurchaseCommon Stock 500 $4.53 $2,262.50
Disclosure

SEC source: 0001415889-22-005275 · form4-05192022_080533.xml · nonDerivative · entry 1

Whitley Richard James · CIK 0001441661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Read SEC document
May 18, 2022 Filed May 19, 2022 15:44 UTC PurchaseCommon Stock 241 $4.50 $1,084.50
Disclosure

SEC source: 0001415889-22-005272 · form4-05192022_080545.xml · nonDerivative · entry 1

Pridgen William · CIK 0001826115 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · 401 (k) Account

Disclosed balance after: 36,710

F1 · ownership.nature: The number of shares reported are indirectly held within the Reporting Person's 401(k) account and are invested in the Tuscaloosa Surgical Assoc PC 401k U/A Dtd Jan 1, 2001 of which the Reporting Person is trustee.

Read SEC document
May 17, 2022 Filed May 18, 2022 15:24 UTC PurchaseCommon Stock 13,450 $4.38 $58,913.69
Disclosure

SEC source: 0001415889-22-005214 · form4-05182022_080517.xml · nonDerivative · entry 1

Pridgen William · CIK 0001826115 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · 401 (k) Account

Disclosed balance after: 36,469

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $3.94 to $4.57, inclusive. The reporting person undertakes to provide Virios Therapeutics, Inc. ("Virios"), any security holder of Virios or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4.

F2 · ownership.nature: The number of shares reported are indirectly held within the Reporting Person's 401(k) account and are invested in the Tuscaloosa Surgical Assoc PC 401k U/A Dtd Jan 1, 2001 of which the Reporting Person is trustee.

Read SEC document
March 29, 2022 Filed Mar 30, 2022 15:55 UTC PurchaseCommon Stock 600 $4.94 $2,964.48
Disclosure

SEC source: 0001415889-22-003465 · form4-03302022_080315.xml · nonDerivative · entry 1

Pridgen William · CIK 0001826115 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · 401 (k) Account

Disclosed balance after: 23,019

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $4.94 to $4.97, inclusive. The reporting person undertakes to provide Virios Therapeutics, Inc. ("Virios"), any security holder of Virios or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4.

F2 · ownership.nature: The number of shares reported are indirectly held within the Reporting Person's 401(k) account and are invested in the Tuscaloosa Surgical Assoc PC 401k U/A Dtd Jan 1, 2001 of which the Reporting Person is trustee.

Read SEC document
March 23, 2022 Filed Mar 24, 2022 18:52 UTC PurchaseCommon Stock 2,197 $5.46 $12,001.55
Disclosure

SEC source: 0001415889-22-003314 · form4-03242022_110324.xml · nonDerivative · entry 1

Pridgen William · CIK 0001826115 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · 401 (k) Account

Disclosed balance after: 22,419

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $5.37 to $5.48, inclusive. The reporting person undertakes to provide Virios Therapeutics, Inc. ("Virios"), any security holder of Virios or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4.

F2 · balance_after: Reflects corrected holdings, as prior reports incorrectly understated indirect holdings and overstated direct holdings, by 1,500 shares.

F3 · ownership.nature: The number of shares reported are indirectly held within the Reporting Person's 401(k) account and are invested in the Tuscaloosa Surgical Assoc PC 401k U/A Dtd Jan 1, 2001 of which the Reporting Person is trustee.

Read SEC document
January 27, 2022 Filed Jan 28, 2022 20:30 UTC PurchaseCommon Stock 4,180 $5.98 $24,997.65
Disclosure

SEC source: 0001415889-22-000846 · form4-01282022_120112.xml · nonDerivative · entry 1

Pridgen William · CIK 0001826115 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · 401 (k) Account

Disclosed balance after: 18,722

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $5.80 to $6.27, inclusive. The reporting person undertakes to provide Virios Therapeutics, Inc. ("Virios"), any security holder of Virios or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4.

F2 · ownership.nature: The number of shares reported are indirectly held within the Reporting Person's 401(k) account and are invested in the Tuscaloosa Surgical Assoc PC 401k U/A Dtd Jan 1, 2001 of which the Reporting Person is trustee.

Read SEC document
January 07, 2022 Filed Jan 7, 2022 22:24 UTC PurchaseCommon Stock 4,000 $5.90 $23,584.00
Disclosure

SEC source: 0001415889-22-000462 · form4-01072022_020119.xml · nonDerivative · entry 1

De La Rosa Abel · CIK 0001825983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $5.8375 to $6.00, inclusive. The reporting person undertakes to provide Virios Therapeutics, Inc. ("Virios"), any security holder of Virios or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
January 06, 2022 Filed Jan 7, 2022 18:14 UTC PurchaseCommon Stock 1,800 $5.72 $10,296.00
Disclosure

SEC source: 0001415889-22-000447 · form4-01072022_100133.xml · nonDerivative · entry 1

Whitley Richard James · CIK 0001441661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Read SEC document
January 04, 2022 Filed Jan 4, 2022 20:19 UTC PurchaseCommon Stock 1,000 $5.65 $5,650.00
Disclosure

SEC source: 0001415889-22-000165 · form4-01042022_120143.xml · nonDerivative · entry 1

Thomas John C · CIK 0001424620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Read SEC document
January 04, 2022 Filed Jan 5, 2022 20:12 UTC PurchaseCommon Stock 5,000 $5.80 $28,975.00
Disclosure

SEC source: 0001415889-22-000350 · form4-01052022_120151.xml · nonDerivative · entry 1

Keefer David R · CIK 0001825986 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $5.75 to $5.80, inclusive. The reporting person undertakes to provide Virios Therapeutics, Inc. ("Virios"), any security holder of Virios or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
January 03, 2022 Filed Jan 4, 2022 20:23 UTC PurchaseCommon Stock 2,215 $5.43 $12,033.87
Disclosure

SEC source: 0001415889-22-000167 · form4-01042022_120157.xml · nonDerivative · entry 1

Pridgen William · CIK 0001826115 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · 401 (k) Account

Disclosed balance after: 14,542

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $5.20 to $5.70, inclusive. The reporting person undertakes to provide Virios Therapeutics, Inc. ("Virios"), any security holder of Virios or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4.

F2 · ownership.nature: The number of shares reported are indirectly held within the Reporting Person's 401(k) account and are invested in the Tuscaloosa Surgical Assoc PC 401k U/A Dtd Jan 1, 2001 of which the Reporting Person is trustee.

Read SEC document
December 23, 2021 Filed Dec 23, 2021 20:59 UTC PurchaseCommon Stock 200 $5.73 $1,145.00
Disclosure

SEC source: 0001415889-21-006204 · form4-12232021_121238.xml · nonDerivative · entry 1

Whitley Richard James · CIK 0001441661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200

Read SEC document
December 21, 2021 Filed Dec 22, 2021 18:28 UTC PurchaseCommon Stock 8,827 $5.66 $49,997.01
Disclosure

SEC source: 0001415889-21-006174 · form4-12222021_101232.xml · nonDerivative · entry 1

Pridgen William · CIK 0001826115 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · 401 (k) Account

Disclosed balance after: 12,327

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $5.375 to $5.8799, inclusive. The reporting person undertakes to provide Virios Therapeutics, Inc. ("Virios"), any security holder of Virios or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4.

F2 · ownership.nature: The number of shares reported are indirectly held within the Reporting Person's 401(k) account and are invested in the Tuscaloosa Surgical Assoc PC 401k U/A Dtd Jan 1, 2001 of which the Reporting Person is trustee.

Read SEC document
December 21, 2021 Filed Dec 22, 2021 18:23 UTC
Duncan Gregory ScottDirector · CHIEF EXECUTIVE OFFICER
PurchaseCommon Stock 5,000 $5.52 $27,615.00
Disclosure

SEC source: 0001415889-21-006172 · form4-12222021_101249.xml · nonDerivative · entry 1

Duncan Gregory Scott · CIK 0001831127 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,961

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $5.395 to $5.708, inclusive. The reporting person undertakes to provide Virios Therapeutics, Inc. ("Virios"), any security holder of Virios or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
July 07, 2021 Filed Jul 9, 2021 17:36 UTC PurchaseCommon Stock 942 $6.32 $5,950.61
Disclosure

SEC source: 0001415889-21-003569 · form4-07092021_100738.xml · nonDerivative · entry 1

Pridgen William · CIK 0001826115 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 710,734

F1 · shares: This purchase was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2021.

F2 · balance_after: Does not include 18,201 shares that were previously reported on the reporting person's Form 3 and prior Forms 4. Such shares were included in the person's holdings in error.

Read SEC document
June 22, 2021 Filed Jun 23, 2021 18:59 UTC GrantStock Option (right to buy) · Derivative 7,875 $0.00 Strike: $6.50 $0.00
Disclosure

SEC source: 0001415889-21-003156 · form4-06232021_110634.xml · derivative · entry 1

Burch Richard Alan · CIK 0001837084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,875

Underlying: Common Stock · 7,875 shares

Expires 2031-06-22

F1 · derivative.exercise_date: The stock option will vest in 12 equal monthly installments following the grant date.

Read SEC document
June 22, 2021 Filed Jun 23, 2021 19:26 UTC GrantStock Option (right to buy) · Derivative 7,875 $0.00 Strike: $6.50 $0.00
Disclosure

SEC source: 0001415889-21-003158 · form4-06232021_120654.xml · derivative · entry 1

Pridgen William · CIK 0001826115 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,875

Underlying: Common Stock · 7,875 shares

Expires 2031-06-22

F1 · derivative.exercise_date: The stock option will vest in 12 equal monthly installments following the grant date.

Read SEC document
June 22, 2021 Filed Jun 23, 2021 18:55 UTC GrantStock Option (right to buy) · Derivative 7,875 $0.00 Strike: $6.50 $0.00
Disclosure

SEC source: 0001415889-21-003154 · form4-06232021_110634.xml · derivative · entry 1

Whitley Richard James · CIK 0001441661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,875

Underlying: Common Stock · 7,875 shares

Expires 2031-06-22

F1 · derivative.exercise_date: The stock option will vest in 12 equal monthly installments following the grant date.

Read SEC document
June 22, 2021 Filed Jun 23, 2021 18:52 UTC GrantStock Option (right to buy) · Derivative 7,875 $0.00 Strike: $6.50 $0.00
Disclosure

SEC source: 0001415889-21-003152 · form4-06232021_110629.xml · derivative · entry 1

Thomas John C · CIK 0001424620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,875

Underlying: Common Stock · 7,875 shares

Expires 2031-06-22

F1 · derivative.exercise_date: The stock option will vest in 12 equal monthly installments following the grant date.

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June 22, 2021 Filed Jun 23, 2021 18:48 UTC GrantStock Option (right to buy) · Derivative 7,875 $0.00 Strike: $6.50 $0.00
Disclosure

SEC source: 0001415889-21-003150 · form4-06232021_110655.xml · derivative · entry 1

Keefer David R · CIK 0001825986 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,875

Underlying: Common Stock · 7,875 shares

Expires 2031-06-22

F1 · derivative.exercise_date: The stock option will vest in 12 equal monthly installments following the grant date.

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June 22, 2021 Filed Jun 23, 2021 18:42 UTC GrantStock Option (right to buy) · Derivative 7,875 $0.00 Strike: $6.50 $0.00
Disclosure

SEC source: 0001415889-21-003148 · form4-06232021_110653.xml · derivative · entry 1

De La Rosa Abel · CIK 0001825983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,875

Underlying: Common Stock · 7,875 shares

Expires 2031-06-22

F1 · derivative.exercise_date: The stock option will vest in 12 equal monthly installments following the grant date.

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June 21, 2021 Filed Jun 22, 2021 21:05 UTC
Walsh AngelaSVP OF FINANCE
GrantStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $6.78 $0.00
Disclosure

SEC source: 0001415889-21-003146 · form4-06222021_020636.xml · derivative · entry 1

Walsh Angela · CIK 0001825987 · SVP OF FINANCE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2031-06-21

F1 · derivative.exercise_date: The stock option vests one-third on June 21, 2022 and 1/24th monthly thereafter.

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June 21, 2021 Filed Jun 22, 2021 21:01 UTC
Grosswald RalphVICE PRESIDENT OF OPERATIONS
GrantStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $6.78 $0.00
Disclosure

SEC source: 0001415889-21-003144 · form4-06222021_020609.xml · derivative · entry 1

Grosswald Ralph · CIK 0001826084 · VICE PRESIDENT OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2031-06-21

F1 · derivative.exercise_date: The stock option vests one-third on June 21, 2022 and 1/24th monthly thereafter.

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June 21, 2021 Filed Jun 22, 2021 20:58 UTC
Duncan Gregory ScottDirector · CHIEF EXECUTIVE OFFICER
GrantStock Option (right to buy) · Derivative 60,000 $0.00 Strike: $6.78 $0.00
Disclosure

SEC source: 0001415889-21-003142 · form4-06222021_010611.xml · derivative · entry 1

Duncan Gregory Scott · CIK 0001831127 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2031-06-21

F1 · derivative.exercise_date: The stock option vests one-third on June 21, 2022 and 1/24th monthly thereafter.

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April 06, 2021 Filed Apr 7, 2021 17:59 UTC
Duncan Gregory ScottDirector · Chief Executive Officer
PurchaseCommon Stock 382 $6.36 $2,428.60
Disclosure

SEC source: 0001104659-21-047486 · tm2112418-1_4seq1.xml · nonDerivative · entry 1

Duncan Gregory Scott · CIK 0001831127 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,961

F1 · shares: This purchase was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 25, 2021.

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April 05, 2021 Filed Apr 7, 2021 01:56 UTC Amendment
Duncan Gregory ScottDirector · Chief Executive Officer
PurchaseCommon Stock 15,675 $6.17 $96,757.07
Disclosure

SEC source: 0001104659-21-047253 · tm2112349d1_4a.xml · nonDerivative · entry 1

Duncan Gregory Scott · CIK 0001831127 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,579

F1 · shares: This purchase was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 25, 2021.

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April 05, 2021 Filed Apr 6, 2021 19:38 UTC
Duncan Gregory ScottDirector · Chief Executive Officer
PurchaseCommon Stock 15,675 $6.17 $96,757.07
Disclosure

SEC source: 0001104659-21-047069 · tm2112297-1_4.xml · nonDerivative · entry 1

Duncan Gregory Scott · CIK 0001831127 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,579

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 25, 2021.

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January 29, 2021 Filed Feb 2, 2021 00:54 UTC PurchaseCommon Stock 3,500 $7.47 $26,145.00
Disclosure

SEC source: 0001104659-21-010386 · tm214953-2_4seq1.xml · nonDerivative · entry 2

Pridgen William · CIK 0001826115 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · 401(k) Account

Disclosed balance after: 3,500

F1 · ownership.nature: The number of shares reported are indirectly held within the Reporting Person's 401(k) account and are invested in the Tuscaloosa Surgical Assoc PC 401k U/A Dtd Jan 1, 2001 of which the Reporting Person is trustee.

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January 28, 2021 Filed Feb 2, 2021 00:54 UTC
Walsh AngelaVP of Finance
PurchaseCommon Stock 1,000 $7.30 $7,300.00
Disclosure

SEC source: 0001104659-21-010387 · tm214953-3_4seq1.xml · nonDerivative · entry 1

Walsh Angela · CIK 0001825987 · VP of Finance

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 1,000

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January 28, 2021 Filed Feb 2, 2021 00:54 UTC Exercise / conversionWarrant to Purchase Common Stock · Derivative 801 $0.00 Strike: $7.80 $0.00
Disclosure

SEC source: 0001104659-21-010386 · tm214953-2_4seq1.xml · derivative · entry 3

Pridgen William · CIK 0001826115 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 801 shares

Expires 2021-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · date: The Reporting Person provided notice of exercise to the Issuer on January 20, 2021 and the Company authorized the issuance of the shares pursuant to such exercise on January 28, 2020.

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January 28, 2021 Filed Feb 2, 2021 00:54 UTC Exercise / conversionCommon Stock 801 $7.80 $6,247.80
Disclosure

SEC source: 0001104659-21-010386 · tm214953-2_4seq1.xml · nonDerivative · entry 1

Pridgen William · CIK 0001826115 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 727,993

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.