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DVA

DAVITA INC.

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3482
SEC CIK
0000927066
Parsed reports
702

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202600
Mar 202600
Apr 202600
May 202606
Jun 202604
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 20, 2020 Filed Mar 24, 2020 22:42 UTC SaleCommon Stock 625 $71.25 $44,531.25
Disclosure

SEC source: 0000927066-20-000059 · wf-form4_158508970837246.xml · nonDerivative · entry 1

Arway Pamela M · CIK 0001464822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,239

F1 · kind: The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2019.

Read SEC document
March 16, 2020 Filed Mar 18, 2020 20:25 UTC OtherCommon Stock 470,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019996 · doc4.xml · nonDerivative · entry 1

BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner

BUFFETT WARREN E · CIK 0000315090 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 38,095,570

F1 · ownership.nature: On March 16, 2020, Berkshire Hathaway, Inc. ("Berkshire") sold its entire interest in The Buffalo News Corporation which was the sponsor of four pension plans with aggregate DaVita Inc. ("DVA") holdings between them of 470,000 shares. At the time of the sale, the market value of the DVA shares owned by the four pension plans was $33,717,800, based on the closing price of DVA common stock that day. There was no consideration specifically allocated to the DVA Common Stock holdings of the four Buffalo News pension plans in connection with the sale of The Buffalo News Corporation.

F2 · ownership.nature: 18,513,482 of the total reported securities are owned by the following subsidiaries of Berkshire Hathaway Inc. ("Berkshire"): Government Employees Insurance Company (11,208,904), GEICO Indemnity Company (6,795,084), GEICO Advantage Insurance Company (223,398), GEICO Choice Insurance Company (222,842), and GEICO Secure Insurance Company (63,254). As Berkshire is in the chain of ownership of these subsidiaries, it may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Common Stock presently owned by each subsidiary. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Common Stock presently owned by each such subsidiary. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

F3 · ownership.nature: 19,582,088 of the total reported securities are owned by the following pension plans of Berkshire's subsidiaries: ACME Brick Company Pension Trust (350,000), Scott Fetzer Company Collective Investment Trust (450,000), BNSF Master Retirement Trust (6,850,000) and Berkshire Hathaway Inc. Consolidated Pension Plan (11,932,088); each of Berkshire, Mr. Buffett and these pension plans disclaim beneficial ownership in such shares.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 23:56 UTC GrantCommon Stock 625 $0.00 $0.00
Disclosure

SEC source: 0000927066-20-000049 · wf-form4_158448937029664.xml · nonDerivative · entry 1

DESOER BARBARA J · CIK 0001189881 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 625

Read SEC document
March 15, 2020 Filed Mar 17, 2020 23:55 UTC GrantCommon Stock 625 $0.00 $0.00
Disclosure

SEC source: 0000927066-20-000046 · wf-form4_158448930274722.xml · nonDerivative · entry 1

ROPER WILLIAM L · CIK 0001087960 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,362

Read SEC document
March 15, 2020 Filed Mar 17, 2020 23:59 UTC
Waters Kathleen AlyceChief Legal Officer
GrantStock Appreciation Rights · Derivative 26,333 $0.00 Strike: $75.95 $0.00
Disclosure

SEC source: 0000927066-20-000055 · wf-form4_158448954795052.xml · derivative · entry 2

Waters Kathleen Alyce · CIK 0001640409 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,333

Underlying: Common Stock · 26,333 shares

Expires 2025-03-15

F2 · derivative.exercise_date: The stock appreciation rights are scheduled to vest 50% each on March 15, 2023 and March 15, 2024, respectively, subject to the terms and conditions of the applicable award agreement.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 23:59 UTC
Waters Kathleen AlyceChief Legal Officer
GrantCommon Stock 14,483 $0.00 $0.00
Disclosure

SEC source: 0000927066-20-000055 · wf-form4_158448954795052.xml · nonDerivative · entry 1

Waters Kathleen Alyce · CIK 0001640409 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,721

F1 · shares: These restricted stock units are scheduled to vest 54.5455% on March 15, 2022, 22.7273% on March 15, 2023, and 22.7273% March 15, 2024, subject to continued service through each applicable vesting date.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 23:59 UTC
ZUMWALT LEANNE MGroup VP, Government Affairs
GrantStock Appreciation Rights · Derivative 6,583 $0.00 Strike: $75.95 $0.00
Disclosure

SEC source: 0000927066-20-000054 · wf-form4_158448952252546.xml · derivative · entry 2

ZUMWALT LEANNE M · CIK 0001204946 · Group VP, Government Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,583

Underlying: Common Stock · 6,583 shares

Expires 2025-03-15

F2 · derivative.exercise_date: The stock appreciation rights are scheduled to vest 50% each on March 15, 2023 and March 15, 2024, respectively, subject to the terms and conditions of the applicable award agreement.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 23:59 UTC
ZUMWALT LEANNE MGroup VP, Government Affairs
GrantCommon Stock 1,646 $0.00 $0.00
Disclosure

SEC source: 0000927066-20-000054 · wf-form4_158448952252546.xml · nonDerivative · entry 1

ZUMWALT LEANNE M · CIK 0001204946 · Group VP, Government Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,429

F1 · shares: These restricted stock units are scheduled to vest 50% each on March 15, 2023 and March 15, 2024, subject to continued service through each applicable vesting date.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 23:58 UTC GrantCommon Stock 625 $0.00 $0.00
Disclosure

SEC source: 0000927066-20-000053 · wf-form4_158448950228251.xml · nonDerivative · entry 1

Arway Pamela M · CIK 0001464822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,864

Read SEC document
March 15, 2020 Filed Mar 17, 2020 23:57 UTC
STAFFIERI MICHAEL DAVIDChief Operating Officer, DKC
GrantStock Appreciation Rights · Derivative 118,499 $75.95 Strike: $75.95 $8,999,999.05
Disclosure

SEC source: 0000927066-20-000052 · wf-form4_158448945258591.xml · derivative · entry 1

STAFFIERI MICHAEL DAVID · CIK 0001604063 · Chief Operating Officer, DKC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,499

Underlying: Common Stock · 118,499 shares

Expires 2025-03-15

F1 · derivative.exercise_date: The stock appreciation rights are scheduled to vest 50% each on March 15, 2023 and March 15, 2024, respectively, subject to the terms and conditions of the applicable award agreement.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 23:57 UTC
DIAZ PAUL JDirector
GrantCommon Stock 625 $0.00 $0.00
Disclosure

SEC source: 0000927066-20-000051 · wf-form4_158448941911494.xml · nonDerivative · entry 1

DIAZ PAUL J · CIK 0001194247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,150

Read SEC document
March 15, 2020 Filed Mar 17, 2020 23:56 UTC
BERG CHARLESDirector
GrantCommon Stock 625 $0.00 $0.00
Disclosure

SEC source: 0000927066-20-000050 · wf-form4_158448939168844.xml · nonDerivative · entry 1

BERG CHARLES · CIK 0001111804 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,405

Read SEC document
March 15, 2020 Filed Mar 17, 2020 23:56 UTC
ACKERMAN JOELCFO and Treasuer
GrantStock Appreciation Rights · Derivative 78,999 $0.00 Strike: $75.95 $0.00
Disclosure

SEC source: 0000927066-20-000048 · wf-form4_158448934752846.xml · derivative · entry 1

ACKERMAN JOEL · CIK 0001220630 · CFO and Treasuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,999

Underlying: Common Stock · 78,999 shares

Expires 2025-03-15

F1 · derivative.exercise_date: The stock appreciation rights are scheduled to vest 50% on each of March 15, 2023 and March 15, 2024, respectively, subject to the terms and conditions of the applicable award agreement.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 23:55 UTC
HEARTY JAMES OChief Compliance Officer
GrantStock Appreciation Rights · Derivative 9,217 $0.00 Strike: $75.95 $0.00
Disclosure

SEC source: 0000927066-20-000047 · wf-form4_158448932586439.xml · derivative · entry 2

HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,217

Underlying: Common Stock · 9,217 shares

Expires 2025-03-15

F2 · derivative.exercise_date: The stock appreciation rights are scheduled to vest 50% on each of March 15, 2023 and March 15, 2024, respectively, subject to the terms and conditions of the applicable award agreement.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 23:55 UTC
HEARTY JAMES OChief Compliance Officer
GrantCommon Stock 2,304 $0.00 $0.00
Disclosure

SEC source: 0000927066-20-000047 · wf-form4_158448932586439.xml · nonDerivative · entry 1

HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,283

F1 · shares: These restricted stock units are scheduled to vest 50% each on March 15, 2023 and March 15, 2024, subject to continued service through each applicable vesting date.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 23:54 UTC
Winstel John DChief Accounting Officer
GrantCommon Stock 1,580 $0.00 $0.00
Disclosure

SEC source: 0000927066-20-000045 · wf-form4_158448928103970.xml · nonDerivative · entry 1

Winstel John D · CIK 0001791119 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,521

F1 · shares: These restricted stock units are scheduled to vest 50% each on March 15, 2023 and March 15, 2024, subject to continued service through each applicable vesting date.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 23:54 UTC
NEHRA JOHN MDirector
GrantCommon Stock 625 $0.00 $0.00
Disclosure

SEC source: 0000927066-20-000044 · wf-form4_158448925163747.xml · nonDerivative · entry 1

NEHRA JOHN M · CIK 0001005547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 625

Read SEC document
March 15, 2020 Filed Mar 17, 2020 23:54 UTC GrantCommon Stock 625 $0.00 $0.00
Disclosure

SEC source: 0000927066-20-000043 · wf-form4_158448922906250.xml · nonDerivative · entry 1

YALE PHYLLIS R · CIK 0001269070 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,124

Read SEC document
March 15, 2020 Filed Mar 17, 2020 23:53 UTC GrantCommon Stock 913 $0.00 $0.00
Disclosure

SEC source: 0000927066-20-000042 · wf-form4_158448920737037.xml · nonDerivative · entry 1

GRAUER PETER T · CIK 0001065603 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,189

F1 · balance_after: Includes 61,930 shares previously held through a grantor retained annuity trust which were distributed to the reporting person and are now owned directly.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 23:53 UTC GrantCommon Stock 625 $0.00 $0.00
Disclosure

SEC source: 0000927066-20-000041 · wf-form4_158448918445785.xml · nonDerivative · entry 1

Desroches Pascal · CIK 0001423061 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,423

Read SEC document
March 04, 2020 Filed Mar 5, 2020 00:11 UTC
NEHRA JOHN MDirector
GiftCommon Stock 125 $0.00 $0.00
Disclosure

SEC source: 0000927066-20-000020 · wf-form4_158336708945110.xml · nonDerivative · entry 3

NEHRA JOHN M · CIK 0001005547 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By John Nehra Revocable Trust UAD 9/23/2009

Disclosed balance after: 54,445

Read SEC document
March 03, 2020 Filed Mar 5, 2020 00:11 UTC
NEHRA JOHN MDirector
GiftCommon Stock 189 $0.00 $0.00
Disclosure

SEC source: 0000927066-20-000020 · wf-form4_158336708945110.xml · nonDerivative · entry 2

NEHRA JOHN M · CIK 0001005547 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By John Nehra Revocable Trust UAD 9/23/2009

Disclosed balance after: 54,570

Read SEC document
March 02, 2020 Filed Mar 5, 2020 00:11 UTC
NEHRA JOHN MDirector
SaleCommon Stock 7,694 $80.74 $621,213.56
Disclosure

SEC source: 0000927066-20-000020 · wf-form4_158336708945110.xml · nonDerivative · entry 1

NEHRA JOHN M · CIK 0001005547 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By John Nehra Revocable Trust UAD 9/23/2009

Disclosed balance after: 54,759

F1 · price: Represents the weighted average sale price of $80.7436. The range of prices for the sale of these shares was $80.4000 - $81.0550 rounded to the nearest ten-thousandths. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 27, 2020 Filed Feb 29, 2020 00:07 UTC
NEHRA JOHN MDirector
SaleCommon Stock 11,806 $80.49 $950,264.94
Disclosure

SEC source: 0000927066-20-000018 · wf-form4_158293484079954.xml · nonDerivative · entry 3

NEHRA JOHN M · CIK 0001005547 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By John Nehra Revocable Trust UAD 9/23/2009

Disclosed balance after: 62,453

F2 · price: Represents the weighted average sale price of $80.4897. The range of prices for the sale of these shares was $80.3500 - $80.6600 rounded to the nearest ten-thousandths. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 26, 2020 Filed Feb 29, 2020 00:07 UTC
NEHRA JOHN MDirector
SaleCommon Stock 20,000 $80.93 $1,618,600.00
Disclosure

SEC source: 0000927066-20-000018 · wf-form4_158293484079954.xml · nonDerivative · entry 2

NEHRA JOHN M · CIK 0001005547 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By John Nehra Revocable Trust UAD 9/23/2009

Disclosed balance after: 74,259

F1 · price: Represents the weighted average sale price of $80.9308. The range of prices for the sale of these shares was $80.7500 - $81.1350 rounded to the nearest ten-thousandths. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 26, 2020 Filed Feb 29, 2020 00:07 UTC
NEHRA JOHN MDirector
GiftCommon Stock 240 $0.00 $0.00
Disclosure

SEC source: 0000927066-20-000018 · wf-form4_158293484079954.xml · nonDerivative · entry 1

NEHRA JOHN M · CIK 0001005547 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By John Nehra Revocable Trust UAD 9/23/2009

Disclosed balance after: 94,259

Read SEC document
January 23, 2020 Filed Jan 24, 2020 22:00 UTC
Rodriguez JavierDirector · Chief Executive Officer
GrantStock Appreciation Rights · Derivative 2,500,000 $0.00 Strike: $67.80 $0.00
Disclosure

SEC source: 0000927066-20-000007 · wf-form4_157990319957516.xml · derivative · entry 1

Rodriguez Javier · CIK 0001415548 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500,000

Underlying: Common Stock · 2,500,000 shares

Expires 2024-11-04

F1 · date: This award was approved by the Compensation Committee of DaVita's Board of Directors on November 4, 2019, subject to stockholder approval to amend its 2011 Incentive Award Plan ("Plan Amendment"). DaVita's stockholder's approved the Plan Amendment on January 23, 2020.

F2 · derivative.exercise_date: 50% will vest on each of November 4, 2022, and November 4, 2023, subject to continued service through each applicable vesting date.

Read SEC document
December 20, 2019 Filed Dec 20, 2019 22:35 UTC
NEHRA JOHN MDirector
GiftCommon Stock 200 $0.00 $0.00
Disclosure

SEC source: 0000927066-19-000208 · wf-form4_157688132301689.xml · nonDerivative · entry 1

NEHRA JOHN M · CIK 0001005547 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By John Nehra Revocable Trust UAD 9/23/2009

Disclosed balance after: 94,499

Read SEC document
December 10, 2019 Filed Dec 11, 2019 23:04 UTC
NEHRA JOHN MDirector
GiftCommon Stock 290 $0.00 $0.00
Disclosure

SEC source: 0000927066-19-000206 · wf-form4_157610547855032.xml · nonDerivative · entry 1

NEHRA JOHN M · CIK 0001005547 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By John Nehra Revocable Trust UAD 9/23/2009

Disclosed balance after: 94,699

Read SEC document
November 15, 2019 Filed Nov 19, 2019 23:25 UTC
DIAZ PAUL JDirector
GrantCommon Stock 671 $0.00 $0.00
Disclosure

SEC source: 0000927066-19-000195 · wf-form4_157420594322892.xml · nonDerivative · entry 1

DIAZ PAUL J · CIK 0001194247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,525

Read SEC document
November 15, 2019 Filed Nov 19, 2019 23:25 UTC GrantCommon Stock 671 $0.00 $0.00
Disclosure

SEC source: 0000927066-19-000194 · wf-form4_157420591845932.xml · nonDerivative · entry 1

YALE PHYLLIS R · CIK 0001269070 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,499

Read SEC document
November 15, 2019 Filed Nov 19, 2019 23:25 UTC
BERG CHARLESDirector
GrantCommon Stock 671 $0.00 $0.00
Disclosure

SEC source: 0000927066-19-000193 · wf-form4_157420589723799.xml · nonDerivative · entry 1

BERG CHARLES · CIK 0001111804 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,780

Read SEC document
November 15, 2019 Filed Nov 19, 2019 23:24 UTC GrantCommon Stock 979 $0.00 $0.00
Disclosure

SEC source: 0000927066-19-000192 · wf-form4_157420587815766.xml · nonDerivative · entry 1

GRAUER PETER T · CIK 0001065603 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,346

Read SEC document
November 15, 2019 Filed Nov 19, 2019 23:24 UTC
NEHRA JOHN MDirector
GrantCommon Stock 671 $0.00 $0.00
Disclosure

SEC source: 0000927066-19-000191 · wf-form4_157420585716791.xml · nonDerivative · entry 1

NEHRA JOHN M · CIK 0001005547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 671

Read SEC document
November 15, 2019 Filed Nov 19, 2019 23:24 UTC GrantCommon Stock 671 $0.00 $0.00
Disclosure

SEC source: 0000927066-19-000190 · wf-form4_157420583621511.xml · nonDerivative · entry 1

ROPER WILLIAM L · CIK 0001087960 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,737

Read SEC document
November 15, 2019 Filed Nov 19, 2019 23:23 UTC GrantCommon Stock 671 $0.00 $0.00
Disclosure

SEC source: 0000927066-19-000189 · wf-form4_157420581521585.xml · nonDerivative · entry 1

Arway Pamela M · CIK 0001464822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,239

Read SEC document
November 15, 2019 Filed Nov 19, 2019 23:23 UTC GrantCommon Stock 671 $0.00 $0.00
Disclosure

SEC source: 0000927066-19-000188 · wf-form4_157420579521847.xml · nonDerivative · entry 1

DESOER BARBARA J · CIK 0001189881 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 671

Read SEC document
November 15, 2019 Filed Nov 19, 2019 23:23 UTC GrantCommon Stock 671 $0.00 $0.00
Disclosure

SEC source: 0000927066-19-000187 · wf-form4_157420577499395.xml · nonDerivative · entry 1

Desroches Pascal · CIK 0001423061 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,798

Read SEC document
August 15, 2019 Filed Aug 16, 2019 22:20 UTC GrantCommon Stock 1,189 $0.00 $0.00
Disclosure

SEC source: 0000927066-19-000154 · wf-form4_156599400729207.xml · nonDerivative · entry 1

GRAUER PETER T · CIK 0001065603 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,367

Read SEC document
August 15, 2019 Filed Aug 16, 2019 22:20 UTC GrantCommon Stock 814 $0.00 $0.00
Disclosure

SEC source: 0000927066-19-000155 · wf-form4_156599403140555.xml · nonDerivative · entry 1

ROPER WILLIAM L · CIK 0001087960 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,066

Read SEC document
August 15, 2019 Filed Aug 16, 2019 22:20 UTC GrantCommon Stock 814 $0.00 $0.00
Disclosure

SEC source: 0000927066-19-000153 · wf-form4_156599398721427.xml · nonDerivative · entry 1

Desroches Pascal · CIK 0001423061 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,127

Read SEC document
August 15, 2019 Filed Aug 16, 2019 22:19 UTC GrantCommon Stock 814 $0.00 $0.00
Disclosure

SEC source: 0000927066-19-000151 · wf-form4_156599394348432.xml · nonDerivative · entry 1

Arway Pamela M · CIK 0001464822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,568

Read SEC document
August 15, 2019 Filed Aug 16, 2019 22:19 UTC GrantCommon Stock 814 $0.00 $0.00
Disclosure

SEC source: 0000927066-19-000152 · wf-form4_156599396530645.xml · nonDerivative · entry 1

DESOER BARBARA J · CIK 0001189881 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 814

Read SEC document
August 15, 2019 Filed Aug 16, 2019 22:19 UTC GrantCommon Stock 814 $0.00 $0.00
Disclosure

SEC source: 0000927066-19-000150 · wf-form4_156599392281702.xml · nonDerivative · entry 1

YALE PHYLLIS R · CIK 0001269070 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,828

Read SEC document
August 15, 2019 Filed Aug 16, 2019 22:18 UTC
NEHRA JOHN MDirector
GrantCommon Stock 814 $0.00 $0.00
Disclosure

SEC source: 0000927066-19-000148 · wf-form4_156599388018902.xml · nonDerivative · entry 1

NEHRA JOHN M · CIK 0001005547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 814

Read SEC document
August 15, 2019 Filed Aug 16, 2019 22:18 UTC
DIAZ PAUL JDirector
GrantCommon Stock 814 $0.00 $0.00
Disclosure

SEC source: 0000927066-19-000149 · wf-form4_156599390089683.xml · nonDerivative · entry 1

DIAZ PAUL J · CIK 0001194247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,854

Read SEC document
August 15, 2019 Filed Aug 16, 2019 22:17 UTC
BERG CHARLESDirector
GrantCommon Stock 814 $0.00 $0.00
Disclosure

SEC source: 0000927066-19-000147 · wf-form4_156599385968341.xml · nonDerivative · entry 1

BERG CHARLES · CIK 0001111804 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,109

Read SEC document
June 20, 2019 Filed Jun 21, 2019 22:46 UTC
Waters Kathleen AlyceChief Legal Officer
GrantStock Appreciation Rights · Derivative 80,000 $0.00 Strike: $52.41 $0.00
Disclosure

SEC source: 0000927066-19-000120 · wf-form4_156115718275765.xml · derivative · entry 3

Waters Kathleen Alyce · CIK 0001640409 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2024-06-20

F3 · derivative.exercise_date: The stock appreciation rights are scheduled to vest 50% on each of June 20, 2022 and June 20, 2023, respectively, subject to the terms and conditions of the applicable award agreement.

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June 20, 2019 Filed Jun 21, 2019 22:45 UTC
ACKERMAN JOELCFO and Treasuer
GrantStock Appreciation Rights · Derivative 110,000 $0.00 Strike: $52.41 $0.00
Disclosure

SEC source: 0000927066-19-000118 · wf-form4_156115709852634.xml · derivative · entry 3

ACKERMAN JOEL · CIK 0001220630 · CFO and Treasuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,000

Underlying: Common Stock · 110,000 shares

Expires 2024-06-20

F3 · derivative.exercise_date: The stock appreciation rights are scheduled to vest 50% on each of June 20, 2022 and June 20, 2023, respectively, subject to the terms and conditions of the applicable award agreement.

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June 20, 2019 Filed Jun 25, 2019 00:35 UTC
ZUMWALT LEANNE MGrp VP, Purch & Public Affairs
GrantStock Appreciation Rights · Derivative 40,000 $0.00 Strike: $52.41 $0.00
Disclosure

SEC source: 0000927066-19-000126 · wf-form4_156142294065336.xml · derivative · entry 1

ZUMWALT LEANNE M · CIK 0001204946 · Grp VP, Purch & Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2024-06-20

F1 · derivative.exercise_date: The stock appreciation rights are scheduled to vest 50% on each of June 20, 2021 and June 20, 2023, respectively, subject to the terms and conditions of the applicable award agreement

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.