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DVA

DAVITA INC.

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Tapewire entity
3482
SEC CIK
0000927066
Parsed reports
702

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202600
Mar 202600
Apr 202600
May 202606
Jun 202604
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 15, 2021 Filed Aug 17, 2021 22:35 UTC GrantCommon Stock 365 $0.00 $0.00
Disclosure

SEC source: 0000927066-21-000152 · wf-form4_162923970228029.xml · nonDerivative · entry 1

YALE PHYLLIS R · CIK 0001269070 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,911

Read SEC document
August 15, 2021 Filed Aug 17, 2021 22:34 UTC GrantCommon Stock 365 $0.00 $0.00
Disclosure

SEC source: 0000927066-21-000151 · wf-form4_162923968111550.xml · nonDerivative · entry 1

DESOER BARBARA J · CIK 0001189881 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365

Read SEC document
August 15, 2021 Filed Aug 17, 2021 22:34 UTC
BERG CHARLESDirector
GrantCommon Stock 365 $0.00 $0.00
Disclosure

SEC source: 0000927066-21-000150 · wf-form4_162923965724844.xml · nonDerivative · entry 1

BERG CHARLES · CIK 0001111804 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,192

Read SEC document
August 15, 2021 Filed Aug 17, 2021 22:34 UTC GrantCommon Stock 365 $0.00 $0.00
Disclosure

SEC source: 0000927066-21-000149 · wf-form4_162923963646137.xml · nonDerivative · entry 1

Price Paula A · CIK 0001369240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 745

Read SEC document
August 15, 2021 Filed Aug 17, 2021 22:33 UTC
NEHRA JOHN MDirector
GrantCommon Stock 365 $0.00 $0.00
Disclosure

SEC source: 0000927066-21-000148 · wf-form4_162923961720938.xml · nonDerivative · entry 1

NEHRA JOHN M · CIK 0001005547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365

Read SEC document
August 15, 2021 Filed Aug 17, 2021 22:33 UTC
DIAZ PAUL JDirector
GrantCommon Stock 365 $0.00 $0.00
Disclosure

SEC source: 0000927066-21-000147 · wf-form4_162923958798272.xml · nonDerivative · entry 1

DIAZ PAUL J · CIK 0001194247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,354

Read SEC document
August 15, 2021 Filed Aug 17, 2021 22:33 UTC GrantCommon Stock 365 $0.00 $0.00
Disclosure

SEC source: 0000927066-21-000146 · wf-form4_162923953672846.xml · nonDerivative · entry 1

Arway Pamela M · CIK 0001464822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,604

Read SEC document
August 09, 2021 Filed Aug 11, 2021 23:32 UTC
ACKERMAN JOELCFO and Treasuer
Exercise / conversionStock Appreciation Rights · Derivative 145,159 $0.00 Strike: $68.89 $0.00
Disclosure

SEC source: 0000927066-21-000138 · wf-form4_162872475869879.xml · derivative · entry 4

ACKERMAN JOEL · CIK 0001220630 · CFO and Treasuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 145,159 shares

Expires 2022-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Appreciation Rights were granted on February 21, 2017, which vested 50% each on February 21, 2020 and February 21, 2021.

F4 · derivative.expiration_date: Expiration date incorrectly reported as February 21, 2021 on Form 4/A filed on February 23, 2017.

Read SEC document
August 09, 2021 Filed Aug 11, 2021 23:32 UTC
ACKERMAN JOELCFO and Treasuer
Tax withholdingCommon Stock 37,226 $133.17 $4,957,386.42
Disclosure

SEC source: 0000927066-21-000138 · wf-form4_162872475869879.xml · nonDerivative · entry 3

ACKERMAN JOEL · CIK 0001220630 · CFO and Treasuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,340

F2 · shares: Represents the shares withheld to satisfy the tax withholding obligation in connection with the exercise of Stock Appreciation Rights reported on this Form 4.

Read SEC document
August 09, 2021 Filed Aug 11, 2021 23:32 UTC
ACKERMAN JOELCFO and Treasuer
Disposition to issuerCommon Stock 75,093 $133.17 $10,000,134.81
Disclosure

SEC source: 0000927066-21-000138 · wf-form4_162872475869879.xml · nonDerivative · entry 2

ACKERMAN JOEL · CIK 0001220630 · CFO and Treasuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,566

F1 · shares: Represents the shares withheld in payment of the base price in connection with the exercise of Stock Appreciation Rights reported on this Form 4.

Read SEC document
August 09, 2021 Filed Aug 11, 2021 23:32 UTC
ACKERMAN JOELCFO and Treasuer
Exercise / conversionCommon Stock 145,159 $68.89 $10,000,003.51
Disclosure

SEC source: 0000927066-21-000138 · wf-form4_162872475869879.xml · nonDerivative · entry 1

ACKERMAN JOEL · CIK 0001220630 · CFO and Treasuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,659

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 05, 2021 Filed Aug 6, 2021 22:00 UTC
ACKERMAN JOELCFO & Treasurer
SaleCommon Stock 37,760 $131.36 $4,960,146.05
Disclosure

SEC source: 0001206774-21-002054 · ackerman3942851-form4.xml · nonDerivative · entry 1

ACKERMAN JOEL · CIK 0001220630 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,500

F1 · price: Represents the weighted average sale price of $131.3598. The range of prices for the sale of these shares was $130.0000 - $131.8300 rounded to the nearest ten-thousandths. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 05, 2021 Filed Aug 6, 2021 22:00 UTC SaleCommon Stock 790 $132.66 $104,803.93
Disclosure

SEC source: 0001206774-21-002053 · price3941291-form4.xml · nonDerivative · entry 1

Price Paula A · CIK 0001369240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380

Read SEC document
June 22, 2021 Filed Jun 23, 2021 23:02 UTC Exercise / conversionStock Appreciation Rights · Derivative 7,178 $0.00 Strike: $66.17 $0.00
Disclosure

SEC source: 0000927066-21-000130 · wf-form4_162448936045828.xml · derivative · entry 7

YALE PHYLLIS R · CIK 0001269070 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,178 shares

Expires 2022-06-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Price previously reported as $13.234 on Form 4 filed on June 20, 2017.

F5 · derivative.exercise_date: The Stock Appreciation Rights were granted on June 16, 2017. 100% vested on June 16, 2018.

Read SEC document
June 22, 2021 Filed Jun 23, 2021 23:02 UTC Exercise / conversionStock Appreciation Rights · Derivative 4,579 $0.00 Strike: $78.44 $0.00
Disclosure

SEC source: 0000927066-21-000130 · wf-form4_162448936045828.xml · derivative · entry 6

YALE PHYLLIS R · CIK 0001269070 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,579 shares

Expires 2021-07-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Appreciation Rights were granted on July 11, 2016. 100% vested on June 20, 2017.

Read SEC document
June 22, 2021 Filed Jun 23, 2021 23:02 UTC SaleCommon Stock 5,048 $124.33 $627,600.68
Disclosure

SEC source: 0000927066-21-000130 · wf-form4_162448936045828.xml · nonDerivative · entry 5

YALE PHYLLIS R · CIK 0001269070 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,546

F2 · price: Represents the weighted average sale price of $124.3266. The range of prices for the sale of these shares was $124.311 - $124.431 rounded to the nearest thousandths. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 22, 2021 Filed Jun 23, 2021 23:02 UTC Disposition to issuerCommon Stock 3,820 $124.36 $475,055.20
Disclosure

SEC source: 0000927066-21-000130 · wf-form4_162448936045828.xml · nonDerivative · entry 4

YALE PHYLLIS R · CIK 0001269070 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,594

F1 · shares: Represents the shares withheld in payment of the base price in connection with the exercise of Stock Appreciation Rights reported on this Form 4.

Read SEC document
June 22, 2021 Filed Jun 23, 2021 23:02 UTC Exercise / conversionCommon Stock 7,178 $66.17 $474,968.26
Disclosure

SEC source: 0000927066-21-000130 · wf-form4_162448936045828.xml · nonDerivative · entry 3

YALE PHYLLIS R · CIK 0001269070 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,414

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 22, 2021 Filed Jun 23, 2021 23:02 UTC Disposition to issuerCommon Stock 2,889 $124.36 $359,276.04
Disclosure

SEC source: 0000927066-21-000130 · wf-form4_162448936045828.xml · nonDerivative · entry 2

YALE PHYLLIS R · CIK 0001269070 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,236

F1 · shares: Represents the shares withheld in payment of the base price in connection with the exercise of Stock Appreciation Rights reported on this Form 4.

Read SEC document
June 22, 2021 Filed Jun 23, 2021 23:02 UTC Exercise / conversionCommon Stock 4,579 $78.44 $359,176.76
Disclosure

SEC source: 0000927066-21-000130 · wf-form4_162448936045828.xml · nonDerivative · entry 1

YALE PHYLLIS R · CIK 0001269070 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,125

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 24, 2021 Filed May 25, 2021 21:31 UTC SaleCommon Stock 379 $123.12 $46,662.48
Disclosure

SEC source: 0000927066-21-000120 · wf-form4_162197825626864.xml · nonDerivative · entry 1

Arway Pamela M · CIK 0001464822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,239

F1 · kind: The sale reported on this Form 4 was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 19, 2020.

Read SEC document
May 15, 2021 Filed May 19, 2021 00:57 UTC
Waters Kathleen AlyceChief Legal & Pub. Affairs Off
Tax withholdingCommon Stock 5,463 $125.41 $685,114.83
Disclosure

SEC source: 0000927066-21-000111 · wf-form4_162138584390717.xml · nonDerivative · entry 5

Waters Kathleen Alyce · CIK 0001640409 · Chief Legal & Pub. Affairs Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,732

F5 · shares: Shares withheld from issuance to satisfy tax withholding obligations in connection with the vesting of 10,136 shares, which represents 50% of the shares received upon the satisfaction of performance criteria underlying the award of performance stock units granted to the Reporting Person on May 15, 2018.

Read SEC document
May 15, 2021 Filed May 19, 2021 00:57 UTC
Waters Kathleen AlyceChief Legal & Pub. Affairs Off
Tax withholdingCommon Stock 930 $125.41 $116,631.30
Disclosure

SEC source: 0000927066-21-000111 · wf-form4_162138584390717.xml · nonDerivative · entry 4

Waters Kathleen Alyce · CIK 0001640409 · Chief Legal & Pub. Affairs Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,195

F4 · shares: Shares withheld from issuance to satisfy tax withholding obligations in connection with the vesting of 1,739 shares, which represents 50% of the shares received upon the satisfaction of performance criteria underlying the award of performance stock units granted to the Reporting Person on May 15, 2018.

Read SEC document
May 15, 2021 Filed May 19, 2021 00:57 UTC
Waters Kathleen AlyceChief Legal & Pub. Affairs Off
Tax withholdingCommon Stock 1,815 $125.41 $227,619.15
Disclosure

SEC source: 0000927066-21-000111 · wf-form4_162138584390717.xml · nonDerivative · entry 3

Waters Kathleen Alyce · CIK 0001640409 · Chief Legal & Pub. Affairs Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,125

F3 · shares: Shares withheld from issuance to satisfy tax withholding obligation in connection with the vesting of 3,378 shares, which represents 50% of the restricted stock units granted to the Reporting Person on May 15, 2018.

Read SEC document
May 15, 2021 Filed May 19, 2021 00:57 UTC
Waters Kathleen AlyceChief Legal & Pub. Affairs Off
Tax withholdingCommon Stock 3,382 $125.41 $424,136.62
Disclosure

SEC source: 0000927066-21-000111 · wf-form4_162138584390717.xml · nonDerivative · entry 2

Waters Kathleen Alyce · CIK 0001640409 · Chief Legal & Pub. Affairs Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,940

F2 · shares: Shares withheld from issuance to satisfy tax withholding obligations in connection with the vesting of 6,280 shares, which represents 100% of the shares received upon the satisfaction of performance criteria underlying the award of performance stock units granted to the Reporting Person on June 6, 2017.

Read SEC document
May 15, 2021 Filed May 19, 2021 00:57 UTC
Waters Kathleen AlyceChief Legal & Pub. Affairs Off
Tax withholdingCommon Stock 208 $125.41 $26,085.28
Disclosure

SEC source: 0000927066-21-000111 · wf-form4_162138584390717.xml · nonDerivative · entry 1

Waters Kathleen Alyce · CIK 0001640409 · Chief Legal & Pub. Affairs Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,322

F1 · shares: Shares withheld from issuance to satisfy tax withholding obligations in connection with the vesting of 400 shares, which represents 50% of the shares received upon the satisfaction of performance criteria underlying the award of performance stock units granted to the Reporting Person on June 6, 2017.

Read SEC document
May 15, 2021 Filed May 19, 2021 00:57 UTC
ACKERMAN JOELCFO and Treasuer
Tax withholdingCommon Stock 8,272 $125.41 $1,037,391.52
Disclosure

SEC source: 0000927066-21-000110 · wf-form4_162138582064301.xml · nonDerivative · entry 5

ACKERMAN JOEL · CIK 0001220630 · CFO and Treasuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,260

F5 · shares: Shares withheld from issuance to satisfy tax withholding obligations in connection with the vesting of 16,894 shares, which represents 50% of the shares received upon the satisfaction of performance criteria underlying the award of performance stock units granted to the Reporting Person on May 15, 2018.

Read SEC document
May 15, 2021 Filed May 19, 2021 00:57 UTC
ACKERMAN JOELCFO and Treasuer
Tax withholdingCommon Stock 1,419 $125.41 $177,956.79
Disclosure

SEC source: 0000927066-21-000110 · wf-form4_162138582064301.xml · nonDerivative · entry 4

ACKERMAN JOEL · CIK 0001220630 · CFO and Treasuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,532

F4 · shares: Shares withheld from issuance to satisfy tax withholding obligations in connection with the vesting of 2,899 shares, which represents 50% of the shares received upon the satisfaction of performance criteria underlying the award of performance stock units granted to the Reporting Person on May 15, 2018.

Read SEC document
May 15, 2021 Filed May 19, 2021 00:57 UTC
ACKERMAN JOELCFO and Treasuer
Tax withholdingCommon Stock 2,756 $125.41 $345,629.96
Disclosure

SEC source: 0000927066-21-000110 · wf-form4_162138582064301.xml · nonDerivative · entry 3

ACKERMAN JOEL · CIK 0001220630 · CFO and Treasuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,951

F3 · shares: Shares withheld from issuance to satisfy tax withholding obligation in connection with the vesting of 5,630 shares, which represents 50% of the restricted stock units granted to the Reporting Person on May 15, 2018.

Read SEC document
May 15, 2021 Filed May 19, 2021 00:57 UTC
ACKERMAN JOELCFO and Treasuer
Tax withholdingCommon Stock 11,180 $125.41 $1,402,083.80
Disclosure

SEC source: 0000927066-21-000110 · wf-form4_162138582064301.xml · nonDerivative · entry 2

ACKERMAN JOEL · CIK 0001220630 · CFO and Treasuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,707

F2 · shares: Shares withheld from issuance to satisfy tax withholding obligations in connection with the vesting of 22,832 shares, which represents 100% of the shares received upon the satisfaction of performance criteria underlying the award of performance stock units granted to the Reporting Person on June 6, 2017.

Read SEC document
May 15, 2021 Filed May 19, 2021 00:57 UTC
ACKERMAN JOELCFO and Treasuer
Tax withholdingCommon Stock 712 $125.41 $89,291.92
Disclosure

SEC source: 0000927066-21-000110 · wf-form4_162138582064301.xml · nonDerivative · entry 1

ACKERMAN JOEL · CIK 0001220630 · CFO and Treasuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,887

F1 · shares: Shares withheld from issuance to satisfy tax withholding obligations in connection with the vesting of 1,456 shares, which represents 50% of the shares received upon the satisfaction of performance criteria underlying the award of performance stock units granted to the Reporting Person on June 6, 2017.

Read SEC document
May 15, 2021 Filed May 19, 2021 00:56 UTC
Rodriguez JavierDirector · Chief Executive Officer
Tax withholdingCommon Stock 11,618 $125.41 $1,457,013.38
Disclosure

SEC source: 0000927066-21-000109 · wf-form4_162138579957519.xml · nonDerivative · entry 5

Rodriguez Javier · CIK 0001415548 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,943

F5 · shares: Shares withheld from issuance to satisfy tax withholding obligations in connection with the vesting of 26,464 shares, which represents 50% of the shares received upon the satisfaction of performance criteria underlying the award of performance stock units granted to the Reporting Person on May 15, 2018.

Read SEC document
May 15, 2021 Filed May 19, 2021 00:56 UTC
Rodriguez JavierDirector · Chief Executive Officer
Tax withholdingCommon Stock 1,994 $125.41 $250,067.54
Disclosure

SEC source: 0000927066-21-000109 · wf-form4_162138579957519.xml · nonDerivative · entry 4

Rodriguez Javier · CIK 0001415548 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,561

F4 · shares: Shares withheld from issuance to satisfy tax withholding obligations in connection with the vesting of 4,542 shares, which represents 50% of the shares received upon the satisfaction of performance criteria underlying the award of performance stock units granted to the Reporting Person on May 15, 2018.

Read SEC document
May 15, 2021 Filed May 19, 2021 00:56 UTC
Rodriguez JavierDirector · Chief Executive Officer
Tax withholdingCommon Stock 3,873 $125.41 $485,712.93
Disclosure

SEC source: 0000927066-21-000109 · wf-form4_162138579957519.xml · nonDerivative · entry 3

Rodriguez Javier · CIK 0001415548 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,555

F3 · shares: Shares withheld from issuance to satisfy tax withholding obligation in connection with the vesting of 8,821 shares, which represents 50% of the restricted stock units granted to the Reporting Person on May 15, 2018.

Read SEC document
May 15, 2021 Filed May 19, 2021 00:56 UTC
Rodriguez JavierDirector · Chief Executive Officer
Tax withholdingCommon Stock 10,525 $125.41 $1,319,940.25
Disclosure

SEC source: 0000927066-21-000109 · wf-form4_162138579957519.xml · nonDerivative · entry 2

Rodriguez Javier · CIK 0001415548 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,428

F2 · shares: Shares withheld from issuance to satisfy tax withholding obligations in connection with the vesting of 23,974 shares, which represents 100% of the shares received upon the satisfaction of performance criteria underlying the award of performance stock units granted to the Reporting Person on June 6, 2017.

Read SEC document
May 15, 2021 Filed May 19, 2021 00:56 UTC
Rodriguez JavierDirector · Chief Executive Officer
Tax withholdingCommon Stock 672 $125.41 $84,275.52
Disclosure

SEC source: 0000927066-21-000109 · wf-form4_162138579957519.xml · nonDerivative · entry 1

Rodriguez Javier · CIK 0001415548 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,953

F1 · shares: Shares withheld from issuance to satisfy tax withholding obligations in connection with the vesting of 1,529 shares, which represents 50% of the shares received upon the satisfaction of performance criteria underlying the award of performance stock units granted to the Reporting Person on June 6, 2017.

Read SEC document
May 15, 2021 Filed May 19, 2021 00:56 UTC
HEARTY JAMES OChief Compliance Officer
Tax withholdingCommon Stock 67 $125.41 $8,402.47
Disclosure

SEC source: 0000927066-21-000108 · wf-form4_162138575634481.xml · nonDerivative · entry 1

HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,499

F1 · shares: Shares withheld from issuance to satisfy tax withholding obligation in connection with the vesting of 229 shares, which represents 50% of the restricted stock units granted to the Reporting Person on June 6, 2017.

Read SEC document
May 15, 2021 Filed May 19, 2021 00:23 UTC
BERG CHARLESDirector
GrantCommon Stock 379 $0.00 $0.00
Disclosure

SEC source: 0000927066-21-000103 · wf-form4_162138380599289.xml · nonDerivative · entry 1

BERG CHARLES · CIK 0001111804 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,827

Read SEC document
May 15, 2021 Filed May 19, 2021 00:23 UTC GrantCommon Stock 379 $0.00 $0.00
Disclosure

SEC source: 0000927066-21-000102 · wf-form4_162138376428637.xml · nonDerivative · entry 1

Arway Pamela M · CIK 0001464822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,618

Read SEC document
May 15, 2021 Filed May 19, 2021 00:22 UTC GrantCommon Stock 379 $0.00 $0.00
Disclosure

SEC source: 0000927066-21-000101 · wf-form4_162138373005829.xml · nonDerivative · entry 1

DESOER BARBARA J · CIK 0001189881 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379

Read SEC document
May 15, 2021 Filed May 19, 2021 00:22 UTC GrantCommon Stock 379 $0.00 $0.00
Disclosure

SEC source: 0000927066-21-000100 · wf-form4_162138370018687.xml · nonDerivative · entry 1

Price Paula A · CIK 0001369240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,170

Read SEC document
May 15, 2021 Filed May 19, 2021 00:21 UTC
NEHRA JOHN MDirector
GrantCommon Stock 379 $0.00 $0.00
Disclosure

SEC source: 0000927066-21-000099 · wf-form4_162138367220831.xml · nonDerivative · entry 1

NEHRA JOHN M · CIK 0001005547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379

Read SEC document
May 15, 2021 Filed May 19, 2021 00:21 UTC GrantCommon Stock 379 $0.00 $0.00
Disclosure

SEC source: 0000927066-21-000098 · wf-form4_162138364461801.xml · nonDerivative · entry 1

GUERTIN SHAWN M · CIK 0001231553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,105

Read SEC document
May 15, 2021 Filed May 19, 2021 00:20 UTC
DIAZ PAUL JDirector
GrantCommon Stock 379 $0.00 $0.00
Disclosure

SEC source: 0000927066-21-000097 · wf-form4_162138354385917.xml · nonDerivative · entry 1

DIAZ PAUL J · CIK 0001194247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,989

Read SEC document
May 15, 2021 Filed May 19, 2021 00:19 UTC GrantCommon Stock 379 $0.00 $0.00
Disclosure

SEC source: 0000927066-21-000096 · wf-form4_162138345266309.xml · nonDerivative · entry 1

YALE PHYLLIS R · CIK 0001269070 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,546

Read SEC document
May 13, 2021 Filed May 17, 2021 22:25 UTC Exercise / conversionStock Appreciation Rights · Derivative 5,015 $0.00 Strike: $75.77 $0.00
Disclosure

SEC source: 0000927066-21-000087 · wf-form4_162129030671552.xml · derivative · entry 5

DESOER BARBARA J · CIK 0001189881 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,015 shares

Expires 2021-06-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Appreciation Rights were granted on June 20, 2016. 100% vested on June 20, 2017.

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May 13, 2021 Filed May 17, 2021 22:25 UTC SaleCommon Stock 1,920 $126.01 $241,944.58
Disclosure

SEC source: 0000927066-21-000087 · wf-form4_162129030671552.xml · nonDerivative · entry 3

DESOER BARBARA J · CIK 0001189881 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: Represents the weighted average sale price of $126.0128. The range of prices for the sale of these shares was $126.00 - $126.09 rounded to the nearest tenth. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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May 13, 2021 Filed May 17, 2021 22:25 UTC Disposition to issuerCommon Stock 3,095 $122.78 $380,004.10
Disclosure

SEC source: 0000927066-21-000087 · wf-form4_162129030671552.xml · nonDerivative · entry 2

DESOER BARBARA J · CIK 0001189881 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,920

F1 · shares: Represents the shares withheld in payment of the base price in connection with the exercise of Stock Appreciation Rights reported on this Form 4.

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May 13, 2021 Filed May 17, 2021 22:25 UTC Exercise / conversionCommon Stock 5,015 $75.77 $379,986.55
Disclosure

SEC source: 0000927066-21-000087 · wf-form4_162129030671552.xml · nonDerivative · entry 1

DESOER BARBARA J · CIK 0001189881 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,015

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 05, 2021 Filed May 6, 2021 00:10 UTC
NEHRA JOHN MDirector
Exercise / conversionStock Appreciation Rights · Derivative 5,015 $0.00 Strike: $75.77 $0.00
Disclosure

SEC source: 0000927066-21-000083 · wf-form4_162025980115674.xml · derivative · entry 5

NEHRA JOHN M · CIK 0001005547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,015 shares

Expires 2021-06-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Stock Appreciation Rights were granted on June 20, 2016. 100% vested on June 20, 2017.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.