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DUK

Duke Energy CORP

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2925
SEC CIK
0001326160
Parsed reports
816

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202605
Mar 202603
Apr 202600
May 202602
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 22, 2018 Filed Feb 26, 2018 21:24 UTC
GOOD LYNN JDirector · Chairman, Pres & CEO
Tax withholdingCommon Stock 5,699 $75.54 $430,502.46
Disclosure

SEC source: 0001326160-18-000046 · wf-form4_151968026056599.xml · nonDerivative · entry 1

GOOD LYNN J · CIK 0001230175 · Director · Chairman, Pres & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,021

Read SEC document
February 14, 2018 Filed Feb 16, 2018 16:31 UTC
Currens William E. Jr.SVP,Controller,Chief Acct Off
Tax withholdingCommon Stock 223 $75.48 $16,832.04
Disclosure

SEC source: 0001326160-18-000026 · wf-form4_151881670461330.xml · nonDerivative · entry 2

Currens William E. Jr. · CIK 0001674433 · SVP,Controller,Chief Acct Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,170

Read SEC document
February 14, 2018 Filed Feb 16, 2018 16:31 UTC
Currens William E. Jr.SVP,Controller,Chief Acct Off
Exercise / conversionCommon Stock 630 $75.48 $47,552.40
Disclosure

SEC source: 0001326160-18-000026 · wf-form4_151881670461330.xml · nonDerivative · entry 1

Currens William E. Jr. · CIK 0001674433 · SVP,Controller,Chief Acct Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,393

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2018 Filed Feb 16, 2018 16:31 UTC
Jamil Dhiaa M.EVP & Chief Operating Officer
Tax withholdingCommon Stock 2,381 $75.48 $179,717.88
Disclosure

SEC source: 0001326160-18-000023 · wf-form4_151881664561722.xml · nonDerivative · entry 2

Jamil Dhiaa M. · CIK 0001426975 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,927

Read SEC document
February 14, 2018 Filed Feb 16, 2018 16:31 UTC
Jamil Dhiaa M.EVP & Chief Operating Officer
Exercise / conversionCommon Stock 7,954 $75.48 $600,367.92
Disclosure

SEC source: 0001326160-18-000023 · wf-form4_151881664561722.xml · nonDerivative · entry 1

Jamil Dhiaa M. · CIK 0001426975 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,308

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2018 Filed Feb 16, 2018 21:32 UTC Tax withholdingCommon Stock 1,901 $75.48 $143,487.48
Disclosure

SEC source: 0001326160-18-000027 · wf-form4_151881672468914.xml · nonDerivative · entry 2

YOUNG STEVEN K · CIK 0001329406 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,869

Read SEC document
February 14, 2018 Filed Feb 16, 2018 21:32 UTC Exercise / conversionCommon Stock 6,364 $75.48 $480,354.72
Disclosure

SEC source: 0001326160-18-000027 · wf-form4_151881672468914.xml · nonDerivative · entry 1

YOUNG STEVEN K · CIK 0001329406 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,770

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2018 Filed Feb 16, 2018 21:32 UTC
Yates Lloyd MEVPCust&DelivOps;PresCarolinas
Tax withholdingCommon Stock 2,012 $75.48 $151,865.76
Disclosure

SEC source: 0001326160-18-000028 · wf-form4_151881674390722.xml · nonDerivative · entry 2

Yates Lloyd M · CIK 0001311411 · EVPCust&DelivOps;PresCarolinas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,345

Read SEC document
February 14, 2018 Filed Feb 16, 2018 21:32 UTC
Yates Lloyd MEVPCust&DelivOps;PresCarolinas
Exercise / conversionCommon Stock 6,735 $75.48 $508,357.80
Disclosure

SEC source: 0001326160-18-000028 · wf-form4_151881674390722.xml · nonDerivative · entry 1

Yates Lloyd M · CIK 0001311411 · EVPCust&DelivOps;PresCarolinas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,357

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2018 Filed Feb 16, 2018 21:31 UTC
JANSON JULIA SEVP/Ext Affairs/CLO/Corp Sec
Tax withholdingCommon Stock 1,405 $75.48 $106,049.40
Disclosure

SEC source: 0001326160-18-000025 · wf-form4_151881668314905.xml · nonDerivative · entry 2

JANSON JULIA S · CIK 0001227045 · EVP/Ext Affairs/CLO/Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,745

Read SEC document
February 14, 2018 Filed Feb 16, 2018 21:31 UTC
JANSON JULIA SEVP/Ext Affairs/CLO/Corp Sec
Exercise / conversionCommon Stock 4,714 $75.48 $355,812.72
Disclosure

SEC source: 0001326160-18-000025 · wf-form4_151881668314905.xml · nonDerivative · entry 1

JANSON JULIA S · CIK 0001227045 · EVP/Ext Affairs/CLO/Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,150

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2018 Filed Feb 16, 2018 21:31 UTC
ESAMANN DOUGLAS FEVPEnergySolutions&PresMidW&FL
Tax withholdingCommon Stock 394 $75.48 $29,739.12
Disclosure

SEC source: 0001326160-18-000024 · wf-form4_151881666409225.xml · nonDerivative · entry 2

ESAMANN DOUGLAS F · CIK 0001196675 · EVPEnergySolutions&PresMidW&FL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,260

Read SEC document
February 14, 2018 Filed Feb 16, 2018 21:31 UTC
ESAMANN DOUGLAS FEVPEnergySolutions&PresMidW&FL
Exercise / conversionCommon Stock 1,338 $75.48 $100,992.24
Disclosure

SEC source: 0001326160-18-000024 · wf-form4_151881666409225.xml · nonDerivative · entry 1

ESAMANN DOUGLAS F · CIK 0001196675 · EVPEnergySolutions&PresMidW&FL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,654

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2018 Filed Feb 16, 2018 21:30 UTC
Anderson Melissa H.EVP,Administration&Chief HROff
Tax withholdingCommon Stock 910 $75.48 $68,686.80
Disclosure

SEC source: 0001326160-18-000022 · wf-form4_151881662498850.xml · nonDerivative · entry 2

Anderson Melissa H. · CIK 0001631925 · EVP,Administration&Chief HROff

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,274

Read SEC document
February 14, 2018 Filed Feb 16, 2018 21:30 UTC
Anderson Melissa H.EVP,Administration&Chief HROff
Exercise / conversionCommon Stock 3,005 $75.48 $226,817.40
Disclosure

SEC source: 0001326160-18-000022 · wf-form4_151881662498850.xml · nonDerivative · entry 1

Anderson Melissa H. · CIK 0001631925 · EVP,Administration&Chief HROff

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,184

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2018 Filed Feb 16, 2018 21:30 UTC
GOOD LYNN JDirector · Chairman, Pres & CEO
Tax withholdingCommon Stock 10,938 $75.48 $825,600.24
Disclosure

SEC source: 0001326160-18-000021 · wf-form4_151881660638829.xml · nonDerivative · entry 4

GOOD LYNN J · CIK 0001230175 · Director · Chairman, Pres & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,720

Read SEC document
February 14, 2018 Filed Feb 16, 2018 21:30 UTC
GOOD LYNN JDirector · Chairman, Pres & CEO
Exercise / conversionCommon Stock 25,452 $75.48 $1,921,116.96
Disclosure

SEC source: 0001326160-18-000021 · wf-form4_151881660638829.xml · nonDerivative · entry 3

GOOD LYNN J · CIK 0001230175 · Director · Chairman, Pres & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,658

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2018 Filed Feb 16, 2018 21:30 UTC
GOOD LYNN JDirector · Chairman, Pres & CEO
Tax withholdingCommon Stock 2,965 $75.48 $223,798.20
Disclosure

SEC source: 0001326160-18-000021 · wf-form4_151881660638829.xml · nonDerivative · entry 2

GOOD LYNN J · CIK 0001230175 · Director · Chairman, Pres & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,206

Read SEC document
February 14, 2018 Filed Feb 16, 2018 21:30 UTC
GOOD LYNN JDirector · Chairman, Pres & CEO
Exercise / conversionCommon Stock 9,898 $75.48 $747,101.04
Disclosure

SEC source: 0001326160-18-000021 · wf-form4_151881660638829.xml · nonDerivative · entry 1

GOOD LYNN J · CIK 0001230175 · Director · Chairman, Pres & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,171

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2018 Filed Jan 9, 2018 21:45 UTC GrantCommon Stock 614.951 $82.20 $50,548.97
Disclosure

SEC source: 0001326160-18-000004 · wf-form4_151553430162867.xml · nonDerivative · entry 1

Davis Robert M · CIK 0001363076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 614.951

Read SEC document
December 14, 2017 Filed Dec 18, 2017 17:38 UTC GrantCommon Stock · Derivative 357 $87.56 $31,258.92
Disclosure

SEC source: 0001326160-17-000194 · wf-form4_151363669706084.xml · derivative · entry 1

SALADRIGAS CARLOS A · CIK 0001031100 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,053

Underlying: Director Savings Plan Restricted Stock Unit Deferrals · 357 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts to Common Stock on a 1-for-1 basis.

F2 · derivative.exercise_date: Generally payable upon reporting person's termination of service.

F3 · derivative.expiration_date: Expiration date not applicable.

Read SEC document
December 14, 2017 Filed Dec 18, 2017 22:38 UTC GrantCommon Stock · Derivative 357 $87.56 $31,258.92
Disclosure

SEC source: 0001326160-17-000193 · wf-form4_151363667658963.xml · derivative · entry 1

MOORMAN CHARLES W · CIK 0001186073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,920

Underlying: Director Savings Plan Restricted Stock Unit Deferrals · 357 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts to Common Stock on a 1-for-1 basis.

F2 · derivative.exercise_date: Generally payable upon reporting person's termination of service.

F3 · derivative.expiration_date: Expiration date not applicable.

Read SEC document
December 14, 2017 Filed Dec 18, 2017 22:37 UTC GrantCommon Stock · Derivative 514 $87.56 $45,005.84
Disclosure

SEC source: 0001326160-17-000192 · wf-form4_151363665977455.xml · derivative · entry 1

BROWNING MICHAEL G · CIK 0001196653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,218

Underlying: Director Savings Plan Restricted Stock Unit Deferrals · 514 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts to Common Stock on a 1-for-1 basis.

F2 · derivative.exercise_date: Generally payable upon reporting person's termination of service.

F3 · derivative.expiration_date: Expiration date not applicable.

Read SEC document
December 14, 2017 Filed Dec 18, 2017 22:37 UTC GrantCommon Stock · Derivative 200 $87.56 $17,512.00
Disclosure

SEC source: 0001326160-17-000191 · wf-form4_151363664380493.xml · derivative · entry 1

HYLER JAMES B JR · CIK 0001191108 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,539

Underlying: Director Savings Plan Restricted Stock Unit Deferrals · 200 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts to Common Stock on a 1-for-1 basis.

F2 · derivative.exercise_date: Generally payable upon reporting person's termination of service.

F3 · derivative.expiration_date: Expiration date not applicable.

Read SEC document
November 28, 2017 Filed Dec 18, 2017 17:38 UTC
Currens William E. Jr.SVP,Controller,Chief Acct Off
GiftCommon Stock 155 $0.00 $0.00
Disclosure

SEC source: 0001326160-17-000195 · wf-form4_151363671313784.xml · nonDerivative · entry 1

Currens William E. Jr. · CIK 0001674433 · SVP,Controller,Chief Acct Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,217

Read SEC document
November 28, 2017 Filed Feb 26, 2018 16:28 UTC
Jamil Dhiaa M.EVP & Chief Operating Officer
SaleCommon Stock 500 $89.08 $44,540.00
Disclosure

SEC source: 0001326160-18-000054 · wf-form4_151968050675007.xml · nonDerivative · entry 1

Jamil Dhiaa M. · CIK 0001426975 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hope Family Investments, LLC

Disclosed balance after: 4,950

Read SEC document
November 16, 2017 Filed Dec 18, 2017 22:39 UTC GiftCommon Stock 18,416 $0.00 $0.00
Disclosure

SEC source: 0001326160-17-000196 · wf-form4_151363672998545.xml · nonDerivative · entry 2

SKAINS THOMAS E · CIK 0001238180 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The Thomas E. Skains Revocable Trust

Disclosed balance after: 18,416

Read SEC document
November 16, 2017 Filed Dec 18, 2017 22:39 UTC GiftCommon Stock 18,416 $0.00 $0.00
Disclosure

SEC source: 0001326160-17-000196 · wf-form4_151363672998545.xml · nonDerivative · entry 1

SKAINS THOMAS E · CIK 0001238180 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,146

Read SEC document
November 13, 2017 Filed Nov 14, 2017 21:26 UTC
Yates Lloyd MEVPCust&DelivOps;PresCarolinas
SaleCommon Stock 4,700 $89.95 $422,783.80
Disclosure

SEC source: 0001326160-17-000178 · wf-form4_151069458523143.xml · nonDerivative · entry 2

Yates Lloyd M · CIK 0001311411 · EVPCust&DelivOps;PresCarolinas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,622

Read SEC document
November 13, 2017 Filed Nov 14, 2017 21:26 UTC
Yates Lloyd MEVPCust&DelivOps;PresCarolinas
SaleCommon Stock 300 $89.95 $26,985.00
Disclosure

SEC source: 0001326160-17-000178 · wf-form4_151069458523143.xml · nonDerivative · entry 1

Yates Lloyd M · CIK 0001311411 · EVPCust&DelivOps;PresCarolinas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,322

Read SEC document
October 31, 2017 Filed Dec 19, 2017 21:28 UTC
Anderson Melissa H.EVP,Administration&Chief HROff
GrantPhantom Stock · Derivative 19 $88.31 $1,677.89
Disclosure

SEC source: 0001326160-17-000198 · wf-form4_151371887592883.xml · derivative · entry 17

Anderson Melissa H. · CIK 0001631925 · EVP,Administration&Chief HROff

10b5-1 filing: Not disclosed

Ownership: Indirect · By Executive Savings Plan

Disclosed balance after: 1,689

Underlying: Common Stock · 19 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts to Common Stock on a 1-for-1 basis.

F2 · derivative.exercise_date: Generally payable upon reporting person's termination of service.

F3 · derivative.expiration_date: Expiration date not applicable.

Read SEC document
October 13, 2017 Filed Dec 19, 2017 21:28 UTC
Anderson Melissa H.EVP,Administration&Chief HROff
GrantPhantom Stock · Derivative 20 $86.79 $1,735.80
Disclosure

SEC source: 0001326160-17-000198 · wf-form4_151371887592883.xml · derivative · entry 16

Anderson Melissa H. · CIK 0001631925 · EVP,Administration&Chief HROff

10b5-1 filing: Not disclosed

Ownership: Indirect · By Executive Savings Plan

Disclosed balance after: 1,671

Underlying: Common Stock · 20 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts to Common Stock on a 1-for-1 basis.

F2 · derivative.exercise_date: Generally payable upon reporting person's termination of service.

F3 · derivative.expiration_date: Expiration date not applicable.

Read SEC document
October 06, 2017 Filed Oct 6, 2017 16:22 UTC GrantDirector Savings Plan Restricted Stock Unit Deferrals · Derivative 371 $84.29 $31,271.59
Disclosure

SEC source: 0001326160-17-000165 · wf-form4_150732132976271.xml · derivative · entry 1

SALADRIGAS CARLOS A · CIK 0001031100 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,068

Underlying: Common Stock · 371 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts to Common Stock on a 1-for-1 basis.

F2 · derivative.exercise_date: Generally payable upon reporting person's termination of service.

F3 · derivative.expiration_date: Expiration date not applicable.

Read SEC document
October 06, 2017 Filed Oct 6, 2017 20:22 UTC GrantDirector Savings Plan Restricted Stock Unit Deferrals · Derivative 534 $84.29 $45,010.86
Disclosure

SEC source: 0001326160-17-000164 · wf-form4_150732131238965.xml · derivative · entry 1

BROWNING MICHAEL G · CIK 0001196653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,234

Underlying: Common Stock · 534 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts to Common Stock on a 1-for-1 basis.

F2 · derivative.exercise_date: Generally payable upon reporting person's termination of service.

F3 · derivative.expiration_date: Expiration date not applicable.

Read SEC document
October 06, 2017 Filed Oct 6, 2017 20:22 UTC GrantDirector Savings Plan Restricted Stock Unit Deferrals · Derivative 371 $84.29 $31,271.59
Disclosure

SEC source: 0001326160-17-000166 · wf-form4_150732134646263.xml · derivative · entry 1

MOORMAN CHARLES W · CIK 0001186073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,208

Underlying: Common Stock · 371 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts to Common Stock on a 1-for-1 basis.

F2 · derivative.exercise_date: Generally payable upon reporting person's termination of service.

F3 · derivative.expiration_date: Expiration date not applicable.

Read SEC document
October 06, 2017 Filed Oct 6, 2017 20:23 UTC GrantDirector Savings Plan Restricted Stock Unit Deferrals · Derivative 208 $84.29 $17,532.32
Disclosure

SEC source: 0001326160-17-000167 · wf-form4_150732137561745.xml · derivative · entry 1

HYLER JAMES B JR · CIK 0001191108 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,144

Underlying: Common Stock · 208 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts to Common Stock on a 1-for-1 basis.

F2 · derivative.exercise_date: Generally payable upon reporting person's termination of service.

F3 · derivative.expiration_date: Expiration date not applicable.

Read SEC document
September 29, 2017 Filed Dec 19, 2017 21:28 UTC
Anderson Melissa H.EVP,Administration&Chief HROff
GrantPhantom Stock · Derivative 20 $83.92 $1,678.40
Disclosure

SEC source: 0001326160-17-000198 · wf-form4_151371887592883.xml · derivative · entry 15

Anderson Melissa H. · CIK 0001631925 · EVP,Administration&Chief HROff

10b5-1 filing: Not disclosed

Ownership: Indirect · By Executive Savings Plan

Disclosed balance after: 1,653

Underlying: Common Stock · 20 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts to Common Stock on a 1-for-1 basis.

F2 · derivative.exercise_date: Generally payable upon reporting person's termination of service.

F3 · derivative.expiration_date: Expiration date not applicable.

Read SEC document
September 15, 2017 Filed Dec 19, 2017 21:28 UTC
Anderson Melissa H.EVP,Administration&Chief HROff
GrantPhantom Stock · Derivative 19 $87.30 $1,658.70
Disclosure

SEC source: 0001326160-17-000198 · wf-form4_151371887592883.xml · derivative · entry 14

Anderson Melissa H. · CIK 0001631925 · EVP,Administration&Chief HROff

10b5-1 filing: Not disclosed

Ownership: Indirect · By Executive Savings Plan

Disclosed balance after: 1,614

Underlying: Common Stock · 19 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts to Common Stock on a 1-for-1 basis.

F2 · derivative.exercise_date: Generally payable upon reporting person's termination of service.

F3 · derivative.expiration_date: Expiration date not applicable.

Read SEC document
August 31, 2017 Filed Dec 19, 2017 21:28 UTC
Anderson Melissa H.EVP,Administration&Chief HROff
GrantPhantom Stock · Derivative 19 $87.30 $1,658.70
Disclosure

SEC source: 0001326160-17-000198 · wf-form4_151371887592883.xml · derivative · entry 13

Anderson Melissa H. · CIK 0001631925 · EVP,Administration&Chief HROff

10b5-1 filing: Not disclosed

Ownership: Indirect · By Executive Savings Plan

Disclosed balance after: 1,595

Underlying: Common Stock · 19 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts to Common Stock on a 1-for-1 basis.

F2 · derivative.exercise_date: Generally payable upon reporting person's termination of service.

F3 · derivative.expiration_date: Expiration date not applicable.

Read SEC document
August 15, 2017 Filed Dec 19, 2017 21:28 UTC
Anderson Melissa H.EVP,Administration&Chief HROff
GrantPhantom Stock · Derivative 20 $86.89 $1,737.80
Disclosure

SEC source: 0001326160-17-000198 · wf-form4_151371887592883.xml · derivative · entry 12

Anderson Melissa H. · CIK 0001631925 · EVP,Administration&Chief HROff

10b5-1 filing: Not disclosed

Ownership: Indirect · By Executive Savings Plan

Disclosed balance after: 1,577

Underlying: Common Stock · 20 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts to Common Stock on a 1-for-1 basis.

F2 · derivative.exercise_date: Generally payable upon reporting person's termination of service.

F3 · derivative.expiration_date: Expiration date not applicable.

Read SEC document
August 14, 2017 Filed Aug 15, 2017 20:19 UTC
ESAMANN DOUGLAS FEVPEnergySolutions&PresMidW&FL
SaleCommon Stock 5,000 $86.22 $431,075.00
Disclosure

SEC source: 0001326160-17-000153 · wf-form4_150282836828766.xml · nonDerivative · entry 1

ESAMANN DOUGLAS F · CIK 0001196675 · EVPEnergySolutions&PresMidW&FL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,316

Read SEC document
July 31, 2017 Filed Dec 19, 2017 21:28 UTC
Anderson Melissa H.EVP,Administration&Chief HROff
GrantPhantom Stock · Derivative 20 $85.12 $1,702.40
Disclosure

SEC source: 0001326160-17-000198 · wf-form4_151371887592883.xml · derivative · entry 11

Anderson Melissa H. · CIK 0001631925 · EVP,Administration&Chief HROff

10b5-1 filing: Not disclosed

Ownership: Indirect · By Executive Savings Plan

Disclosed balance after: 1,558

Underlying: Common Stock · 20 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts to Common Stock on a 1-for-1 basis.

F2 · derivative.exercise_date: Generally payable upon reporting person's termination of service.

F3 · derivative.expiration_date: Expiration date not applicable.

Read SEC document
July 14, 2017 Filed Dec 19, 2017 21:28 UTC
Anderson Melissa H.EVP,Administration&Chief HROff
GrantPhantom Stock · Derivative 20 $83.84 $1,676.80
Disclosure

SEC source: 0001326160-17-000198 · wf-form4_151371887592883.xml · derivative · entry 10

Anderson Melissa H. · CIK 0001631925 · EVP,Administration&Chief HROff

10b5-1 filing: Not disclosed

Ownership: Indirect · By Executive Savings Plan

Disclosed balance after: 1,538

Underlying: Common Stock · 20 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts to Common Stock on a 1-for-1 basis.

F2 · derivative.exercise_date: Generally payable upon reporting person's termination of service.

F3 · derivative.expiration_date: Expiration date not applicable.

Read SEC document
July 11, 2017 Filed Jul 13, 2017 16:24 UTC GrantDirector Savings Plan Restricted Stock Unit Deferrals · Derivative 398 $83.18 $33,105.64
Disclosure

SEC source: 0001326160-17-000140 · wf-form4_149997743519539.xml · derivative · entry 1

SALADRIGAS CARLOS A · CIK 0001031100 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,689

Underlying: Common Stock · 398 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts to Common Stock on a 1-for-1 basis.

F2 · derivative.exercise_date: Generally payable upon reporting person's termination of service.

F3 · derivative.expiration_date: Expiration date not applicable.

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July 11, 2017 Filed Jul 13, 2017 20:25 UTC GrantDirector Savings Plan Restricted Stock Unit Deferrals · Derivative 230 $83.18 $19,131.40
Disclosure

SEC source: 0001326160-17-000143 · wf-form4_149997748898657.xml · derivative · entry 1

Angelakis Michael J · CIK 0001393014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,408

Underlying: Common Stock · 230 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts to Common Stock on a 1-for-1 basis.

F2 · derivative.exercise_date: Generally payable upon reporting person's termination of service.

F3 · derivative.expiration_date: Expiration date not applicable.

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July 11, 2017 Filed Jul 13, 2017 20:24 UTC GrantDirector Savings Plan Restricted Stock Unit Deferrals · Derivative 230 $83.18 $19,131.40
Disclosure

SEC source: 0001326160-17-000142 · wf-form4_149997747219720.xml · derivative · entry 1

HYLER JAMES B JR · CIK 0001191108 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,651

Underlying: Common Stock · 230 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts to Common Stock on a 1-for-1 basis.

F2 · derivative.exercise_date: Generally payable upon reporting person's termination of service.

F3 · derivative.expiration_date: Expiration date not applicable.

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July 11, 2017 Filed Jul 13, 2017 20:24 UTC GrantDirector Savings Plan Restricted Stock Unit Deferrals · Derivative 587 $83.18 $48,826.66
Disclosure

SEC source: 0001326160-17-000141 · wf-form4_149997745466354.xml · derivative · entry 1

BROWNING MICHAEL G · CIK 0001196653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,856

Underlying: Common Stock · 587 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts to Common Stock on a 1-for-1 basis.

F2 · derivative.exercise_date: Generally payable upon reporting person's termination of service.

F3 · derivative.expiration_date: Expiration date not applicable.

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July 11, 2017 Filed Jul 13, 2017 20:23 UTC GrantDirector Savings Plan Restricted Stock Unit Deferrals · Derivative 362 $83.18 $30,111.16
Disclosure

SEC source: 0001326160-17-000139 · wf-form4_149997741465553.xml · derivative · entry 1

MOORMAN CHARLES W · CIK 0001186073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,778

Underlying: Common Stock · 362 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts to Common Stock on a 1-for-1 basis.

F2 · derivative.exercise_date: Generally payable upon reporting person's termination of service.

F3 · derivative.expiration_date: Expiration date not applicable.

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June 30, 2017 Filed Dec 19, 2017 21:28 UTC
Anderson Melissa H.EVP,Administration&Chief HROff
GrantPhantom Stock · Derivative 20 $83.59 $1,671.80
Disclosure

SEC source: 0001326160-17-000198 · wf-form4_151371887592883.xml · derivative · entry 9

Anderson Melissa H. · CIK 0001631925 · EVP,Administration&Chief HROff

10b5-1 filing: Not disclosed

Ownership: Indirect · By Executive Savings Plan

Disclosed balance after: 1,518

Underlying: Common Stock · 20 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts to Common Stock on a 1-for-1 basis.

F2 · derivative.exercise_date: Generally payable upon reporting person's termination of service.

F3 · derivative.expiration_date: Expiration date not applicable.

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June 15, 2017 Filed Dec 19, 2017 21:28 UTC
Anderson Melissa H.EVP,Administration&Chief HROff
GrantPhantom Stock · Derivative 20 $86.95 $1,739.00
Disclosure

SEC source: 0001326160-17-000198 · wf-form4_151371887592883.xml · derivative · entry 8

Anderson Melissa H. · CIK 0001631925 · EVP,Administration&Chief HROff

10b5-1 filing: Not disclosed

Ownership: Indirect · By Executive Savings Plan

Disclosed balance after: 1,483

Underlying: Common Stock · 20 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts to Common Stock on a 1-for-1 basis.

F2 · derivative.exercise_date: Generally payable upon reporting person's termination of service.

F3 · derivative.expiration_date: Expiration date not applicable.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.